Location: Miami Beach, FL
CIK: 0001509510 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value: $180M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Oxford Lane Capital, 7.50% Pfd Series 2023 | 266,164 | $6.494M | 3.6% | $24.07 | — | preferred stock | 691543300 |
| — | First Opportunity Fund, Inc. | 650,851 | $6.307M | 3.5% | $8.29 | — | common stock | 33587T108 |
| — | PIMCO Dynamic Credit Income Fund | 244,235 | $5.488M | 3.1% | $22.56 | — | common stock | 72202D106 |
| — | Virtus Total Return Fund | 1,136,380 | $5.284M | 2.9% | $3.91 | — | common stock | 92829A103 |
| — | Adams Express Company | 374,821 | $5.225M | 2.9% | $12.14 | — | common stock | 006212104 |
| — | Petroleum & Resources Corp. | 181,142 | $5.217M | 2.9% | $26.08 | — | common stock | 716549100 |
| — | Alpine Total Dynamic Dividend Fund | 538,400 | $4.582M | 2.5% | $8.38 | — | common stock | 021060207 |
| — | Tri-Continental Corp. | 205,818 | $4.295M | 2.4% | $18.05 | — | common stock | 895436103 |
| — | Nuveen Credit Strategies Income Fund | 362,453 | $3.237M | 1.8% | $9.19 | — | common stock | 67073D102 |
| — | General American Investors Company, Inc. | 86,166 | $3.193M | 1.8% | $32.57 | — | common stock | 368802104 |
| — | RMR Real Estate Income Fund | 158,274 | $2.976M | 1.7% | $19.54 | — | common stock | 76970B101 |
| CPA | Copa Holdings SA | 25,800 | $2.768M | 1.5% | $96.84 | -2.8% | common stock | P31076105 |
| — | Clough Global Opportunities Fund | 230,877 | $2.754M | 1.5% | $12.90 | — | common stock | 18914E106 |
| — | Liberty All-Star Equity Fund | 451,708 | $2.633M | 1.5% | $5.32 | — | common stock | 530158104 |
| — | Federated Enhanced Treasury Income Fund | 193,348 | $2.604M | 1.4% | $13.01 | — | common stock | 314162108 |
| — | BlackRock Credit Allocation Income Trust | 187,746 | $2.499M | 1.4% | $13.00 | — | common stock | 092508100 |
| — | Diversified Real Asset Income Fund | 140,718 | $2.495M | 1.4% | $17.73 | — | common stock | 25533B108 |
| — | Cohen & Steers Infrastructure Fund, Inc. | 104,442 | $2.418M | 1.3% | $19.49 | — | common stock | 19248A109 |
| — | DoubleLine Income Solutions Fund | 109,681 | $2.375M | 1.3% | $21.38 | — | common stock | 258622109 |
| — | Kayne Anderson Midstream/Energy Fund | 57,330 | $2.298M | 1.3% | $37.11 | — | common stock | 48661E108 |
| — | Alpine Global Dynamic Dividend Fund | 230,138 | $2.276M | 1.3% | $10.20 | — | common stock | 02082E205 |
| — | Gabelli Healthcare & Wellness (Rx) Trust | 229,097 | $2.27M | 1.3% | $9.97 | — | common stock | 36246K103 |
| — | The Herzfeld Caribbean Basin Fund, Inc. | 282,652 | $2.261M | 1.3% | $8.49 | — | common stock | 42804T106 |
| — | First Trust High Income Long/Short Fund | 131,130 | $2.241M | 1.2% | $17.52 | — | common stock | 33738E109 |
| — | Putnam Premier Income Trust | 405,470 | $2.222M | 1.2% | $5.36 | — | common stock | 746853100 |
| — | Oxford Lane Capital, 8.125% Pfd Series 2024 | 87,135 | $2.205M | 1.2% | $25.32 | — | preferred stock | 691543409 |
| — | Tortoise Pipeline & Energy Fund | 62,155 | $2.142M | 1.2% | $33.22 | — | common stock | 89148H108 |
| — | Nuveen Dividend Advantage Municipal Fund 3 | 154,543 | $2.113M | 1.2% | $13.24 | — | common stock | 67070X101 |
| MTZ | MasTec, Inc. | 67,100 | $2.055M | 1.1% | $31.95 | -7.0% | common stock | 576323109 |
| — | Tortoise Energy Infrastructure | 42,284 | $2.034M | 1.1% | $48.13 | — | common stock | 89147L100 |
| KOF | Coca Cola Femsa S.A.B. de C.V. | 19,602 | $1.974M | 1.1% | $138.37 | — | common stock | 191241108 |
| — | Royce Value Trust Inc. | 130,589 | $1.894M | 1.1% | $15.29 | — | common stock | 780910105 |
| XJEQX | Aberdeen Japan Equity Fund, Inc. | 261,158 | $1.857M | 1.0% | $6.55 | — | common stock | 00306J109 |
| — | Nuveen California AMT-Free Municipal Income Fund | 130,637 | $1.82M | 1.0% | $13.54 | — | common stock | 670651108 |
| RCL | Royal Caribbean Cruises Ltd. | 26,000 | $1.75M | 1.0% | $29.48 | +83.0% | common stock | V7780T103 |
| — | AllianzGI Equity & Convertible Income Fund | 86,111 | $1.711M | 1.0% | $19.33 | — | common stock | 018829101 |
| SEB | Seaboard Corp. | 633 | $1.693M | 0.9% | $2655.35 | +5.7% | common stock | 811543107 |
| LEN | Lennar Corp. | 40,500 | $1.573M | 0.9% | $33.64 | -0.1% | common stock | 526057104 |
| — | Nuveen Multi-Market Income Fund, Inc. | 197,622 | $1.492M | 0.8% | $7.55 | — | common stock | 67075J107 |
| — | Zweig Total Return Fund Inc. | 106,891 | $1.48M | 0.8% | $12.97 | — | common stock | 989837208 |
| — | First Trust Intermediate Duration Preferred & Income Fund | 66,792 | $1.451M | 0.8% | $21.76 | — | common stock | 33718W103 |
| — | Aberdeen Asia-Pacific Income Fund, Inc. | 229,579 | $1.355M | 0.8% | $6.20 | — | common stock | 003009107 |
| — | The Korea Fund, Inc. | 32,624 | $1.354M | 0.8% | $34.59 | — | common stock | 500634209 |
| — | Putnam High Income Securities Fund | 159,859 | $1.33M | 0.7% | $7.90 | — | common stock | 746779107 |
| NCLH | Norwegian Cruise Line Holdings Ltd. | 36,443 | $1.313M | 0.7% | $32.51 | +4.4% | common stock | G66721104 |
| — | Boulder Growth and Income Fund, Inc. | 146,752 | $1.297M | 0.7% | $7.48 | — | common stock | 101507101 |
| — | New Germany Fund, Inc. | 77,587 | $1.296M | 0.7% | $17.86 | — | common stock | 644465106 |
| CCL | Carnival Corp. | 31,000 | $1.245M | 0.7% | $27.76 | +15.3% | common stock | 143658300 |
| CWCO | Consolidated Water Co. Ltd. | 104,013 | $1.215M | 0.7% | $8.59 | +3.3% | common stock | G23773107 |
| — | Tortoise Energy Independence Fund, Inc. | 47,297 | $1.169M | 0.7% | $25.94 | — | common stock | 89148K101 |
| — | BlackRock Municipal Target Term Trust | 58,199 | $1.156M | 0.6% | $19.83 | — | common stock | 09257P105 |
| — | America Movil S.A.B. de C.V. | 44,690 | $1.126M | 0.6% | $21.75 | — | common stock | 02364W105 |
| — | Bancolombia S.A. | 19,280 | $1.094M | 0.6% | $55.78 | — | common stock | 05968L102 |
| — | Salient Midstream & MLP Fund | 36,908 | $1.077M | 0.6% | $29.22 | — | common stock | 79471V105 |
| WSO | Watsco Inc. | 12,300 | $1.06M | 0.6% | $84.60 | +9.3% | common stock | 942622200 |
| — | Japan Smaller Capitalization Fund Inc. | 109,186 | $1.058M | 0.6% | $8.64 | — | common stock | 47109U104 |
| — | Gabelli Multimedia Trust Inc. | 108,773 | $1.021M | 0.6% | $9.39 | — | common stock | 36239Q109 |
| — | Neuberger Berman Real Estate Securities Income Fund | 201,020 | $969K | 0.5% | $4.83 | — | common stock | 64190A103 |
| TV | Grupo Televisa, S.A.B. | 28,400 | $962K | 0.5% | $24.82 | — | common stock | 40049J206 |
| — | Cyberonics, Inc. | 18,330 | $938K | 0.5% | $62.47 | — | common stock | 23251P102 |
| — | First Trust Mortgage Income Fund | 61,616 | $933K | 0.5% | $15.88 | — | common stock | 33734E103 |
| — | Chiquita Brands International Inc. | 63,809 | $906K | 0.5% | $11.24 | — | common stock | 170032809 |
| — | GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series B | 41,824 | $893K | 0.5% | $21.45 | — | preferred stock | 36465A307 |
| FCX | Freeport McMoran Copper & Gold | 27,000 | $882K | 0.5% | $24.45 | +29.4% | common stock | 35671D857 |
| — | Montgomery Street Income Securities, Inc. | 53,675 | $876K | 0.5% | $16.16 | — | common stock | 614115103 |
| FMX | Fomento Economico Mexicano, S.A.B. de C.V. | 9,500 | $874K | 0.5% | $102.53 | — | common stock | 344419106 |
| — | Clough Global Equity Fund | 60,629 | $869K | 0.5% | $14.97 | — | common stock | 18914C100 |
| — | Boulder Total Return Fund, Inc. | 32,938 | $868K | 0.5% | $21.99 | — | common stock | 101541100 |
| — | Nuveen Dividend Advantage Municipal Income Fund | 57,530 | $812K | 0.5% | $13.08 | — | common stock | 67071L106 |
| CX | Cemex, S.A.B. de C.V. | 56,743 | $740K | 0.4% | $10.83 | — | common stock | 151290889 |
| — | Central Securities Corp. | 32,036 | $736K | 0.4% | $21.97 | — | common stock | 155123102 |
| — | Steiner Leisure Ltd. | 19,467 | $732K | 0.4% | $51.91 | — | common stock | P8744Y102 |
| — | PIMCO Dynamic Income Fund | 23,001 | $726K | 0.4% | $31.56 | — | common stock | 72201Y101 |
| — | Nuveen Quality Preferred Income Fund 3 | 85,999 | $720K | 0.4% | $8.42 | — | common stock | 67072W101 |
| — | Teco Energy, Inc. | 40,500 | $704K | 0.4% | $17.19 | — | common stock | 872375100 |
| — | Brookfield Global Listed Infrastructure Income Fund, Inc. | 30,071 | $701K | 0.4% | $20.30 | — | common stock | 11273Q109 |
| — | Nuveen Municipal Market Opportunity Fund, Inc. | 52,353 | $694K | 0.4% | $12.17 | — | common stock | 67062W103 |
| — | Cohen & Steers Total Return Realty Fund | 54,464 | $651K | 0.4% | $12.37 | — | common stock | 19247R103 |
| — | GDL Fund Preferred Series B | 12,800 | $649K | 0.4% | $50.23 | — | preferred stock | 361570302 |
| — | Tekla Healthcare Investors | 22,793 | $647K | 0.4% | $28.39 | — | common stock | 87911J103 |
| NSC | Norfolk Southern Corp. | 5,500 | $614K | 0.3% | $57.67 | +43.2% | common stock | 655844108 |
| — | Bancroft Fund Ltd. | 31,090 | $614K | 0.3% | $17.68 | — | common stock | 059695106 |
| — | Macquarie Global Infrastructure Total Return Fund Inc. | 24,634 | $609K | 0.3% | $20.52 | — | common stock | 55608D101 |
| — | Clough Global Allocation Fund | 38,994 | $558K | 0.3% | $15.24 | — | common stock | 18913Y103 |
| — | Apollo Tactical Income Fund Inc | 31,626 | $547K | 0.3% | $18.04 | — | common stock | 037638103 |
| — | Kayne Anderson Energy Total Return Fund | 16,016 | $511K | 0.3% | $27.80 | — | common stock | 48660P104 |
| — | Nuveen Diviersified Currency Opportunities Fund | 46,610 | $497K | 0.3% | $11.21 | — | common stock | 67090N109 |
| — | Morgan Stanley Emerging Markets Domestic Debt Fund | 41,468 | $490K | 0.3% | $14.43 | — | common stock | 617477104 |
| — | Nuveen Build America Bond Opportunity Fund | 23,013 | $488K | 0.3% | $20.33 | — | common stock | 67074Q102 |
| — | Tahoe Resources Inc. | 23,900 | $485K | 0.3% | $14.16 | — | common stock | 873868103 |
| — | John Hancock Tax-Advantaged Dividend Income Fund | 22,173 | $457K | 0.3% | $20.13 | — | common stock | 41013V100 |
| FDP | Fresh Del Monte Produce Inc. | 13,890 | $443K | 0.2% | $21.57 | +17.3% | common stock | G36738105 |
| — | Delaware Enhanced Global Dividend & Income Fund | 36,300 | $436K | 0.2% | $11.72 | — | common stock | 246060107 |
| — | Atlantic Tele Network, Inc. | 8,000 | $431K | 0.2% | $49.65 | — | common stock | 049079205 |
| — | Center Coast MLP & Infrastructure Fund | 22,001 | $430K | 0.2% | $17.23 | — | common stock | 151461100 |
| — | Gabelli Equity Trust Preferred Series G | 18,615 | $423K | 0.2% | $24.75 | — | preferred stock | 362397176 |
| — | AllianceBernstein Global High Income Fund, Inc. | 30,513 | $415K | 0.2% | $14.05 | — | common stock | 01879R106 |
| — | LMP Capital and Income Fund, Inc. | 24,515 | $414K | 0.2% | $15.70 | — | common stock | 50208A102 |
| — | Teekay LNG Partners LP | 9,361 | $408K | 0.2% | $43.65 | — | common stock | Y8564M105 |
| — | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 35,075 | $407K | 0.2% | $11.84 | — | common stock | 95766R104 |
| — | Cushing Renaissance Fund | 14,677 | $402K | 0.2% | $25.52 | — | common stock | 231647108 |
| EVTC | Evertec Inc. | 17,643 | $394K | 0.2% | $20.78 | -2.0% | common stock | 30040P103 |
| — | Putnam Master Intermediate Income Trust | 76,628 | $385K | 0.2% | $4.97 | — | common stock | 746909100 |
| — | Western Asset High Yield Defined Opportunity Fund Inc. | 22,669 | $377K | 0.2% | $17.75 | — | common stock | 95768B107 |
| — | Royce Focus Trust, Inc. | 44,434 | $350K | 0.2% | $7.11 | — | common stock | 78080N108 |
| — | Thai Fund, Inc. | 28,227 | $347K | 0.2% | $18.23 | — | common stock | 882904105 |
| — | Templeton Dragon Fund, Inc. | 13,170 | $340K | 0.2% | $25.08 | — | common stock | 88018T101 |
| — | Aberdeen Singapore Fund, Inc. | 26,535 | $330K | 0.2% | $13.10 | — | common stock | 003244100 |
| — | ClearBridge Energy MLP Fund Inc. | 11,307 | $315K | 0.2% | $27.86 | — | common stock | 184692101 |
| — | Eaton Vance Tax-Advantaged Dividend Income Fund | 15,207 | $307K | 0.2% | $19.00 | — | common stock | 27828G107 |
| — | NexPoint Credit Strategies Fund | 27,500 | $292K | 0.2% | $9.54 | — | common stock | 65340G106 |
| — | Taiwan Fund, Inc. | 14,834 | $280K | 0.2% | $18.72 | — | common stock | 874036106 |
| — | Source Capital Corp. | 4,292 | $279K | 0.2% | $66.98 | — | common stock | 836144105 |
| — | Royce Micro-Cap Trust, Inc. | 22,228 | $262K | 0.1% | $10.94 | — | common stock | 780915104 |
| — | Zweig Fund, Inc. | 17,272 | $262K | 0.1% | $12.80 | — | common stock | 989834205 |
| — | TCW Strategic Income Fund, Inc. | 46,230 | $260K | 0.1% | $5.40 | — | common stock | 872340104 |
| — | Morgan Stanley Asia Pacific Fund | 15,600 | $255K | 0.1% | $15.72 | — | common stock | 61744U106 |
| MLM | Martin Marietta Materials Inc. | 1,900 | $245K | 0.1% | $93.00 | +26.5% | common stock | 573284106 |
| — | Mexico Equity and Income Fund, Inc. | 14,786 | $244K | 0.1% | $15.41 | — | common stock | 592834105 |
| VMC | Vulcan Materials Company | 4,000 | $241K | 0.1% | $46.69 | +23.3% | common stock | 929160109 |
| — | Blackstone/GSO Strategic Credit Fund | 14,001 | $235K | 0.1% | $17.78 | — | common stock | 09257R101 |
| — | Aberdeen Indonesia Fund, Inc. | 23,835 | $227K | 0.1% | $11.62 | — | common stock | 00305P106 |
| — | Blackrock MuniYield Michigan Quality Fund II | 17,550 | $220K | 0.1% | $12.70 | — | common stock | 09254W103 |
| — | MFS Intermarket Income Trust I | 26,056 | $218K | 0.1% | $8.13 | — | common stock | 59318R103 |
| — | Cohen & Steers REIT & Preferred Income Fund Inc. | 12,100 | $211K | 0.1% | $17.13 | — | common stock | 19247X100 |
| — | Avianca Holdings S.A. | 15,000 | $206K | 0.1% | $14.49 | — | common stock | 05367G100 |
| EQS | Equus Total Return, Inc. | 92,292 | $204K | 0.1% | $2.08 | +13.3% | common stock | 294766100 |
| — | Cohen & Steers MLP Income and Energy Opportunity Fund | 9,496 | $201K | 0.1% | $19.16 | — | common stock | 19249B106 |
| — | Morgan Stanley Emerging Market Debt Fund, Inc. | 19,899 | $193K | 0.1% | $10.17 | — | common stock | 61744H105 |
| WU | The Western Union Company | 12,000 | $192K | 0.1% | $17.25 | — | common stock | 959802109 |
| — | Morgan Stanley Income Securities Inc. | 10,425 | $186K | 0.1% | $16.98 | — | common stock | 61745P874 |
| — | BlackRock Resources & Commodities Strategy Trust | 16,756 | $186K | 0.1% | $11.52 | — | common stock | 09257A108 |
| — | Nuveen Build America Bond Fund | 9,037 | $184K | 0.1% | $19.38 | — | common stock | 67074C103 |
| BPOP | Popular, Inc. | 6,000 | $177K | 0.1% | $21.82 | +10.2% | common stock | 733174700 |
| — | Guggenheim Build America Bonds Managed Duration Trust | 8,258 | $176K | 0.1% | $21.52 | — | common stock | 401664107 |
| — | JPMorgan China Region Fund, Inc. | 11,067 | $168K | 0.1% | $15.16 | — | common stock | 48126T104 |
| — | Eaton Vance Floating-Rate Income Plus Fund | 9,331 | $161K | 0.1% | $18.11 | — | common stock | 278284104 |
| — | RENN Global Entrepreneurs Fund, Inc. | 106,588 | $160K | 0.1% | $1.51 | — | common stock | 759720105 |
| — | Nuveen Flexible Investment Income Fund | 9,001 | $158K | 0.1% | $16.81 | — | common stock | 67075B104 |
| — | Nuveen Premium Income Municipal Fund 2 | 11,432 | $157K | 0.1% | $13.12 | — | common stock | 67063W102 |
| — | Nuveen Intermediate Duration Municipal Term Fund | 12,520 | $156K | 0.1% | $11.83 | — | common stock | 670671106 |
| — | Nuveen California Dividend Advantage Municipal Fund 3 | 12,150 | $155K | 0.1% | $12.41 | — | common stock | 67070Y109 |
| — | Avenue Income Credit Strategies Fund | 9,185 | $154K | 0.1% | $17.38 | — | common stock | 05358E106 |
| — | Goldman Sachs MLP Income Opportunities Fund | 7,001 | $152K | 0.1% | $20.80 | — | common stock | 38147W103 |
| — | Seacor Holdings, Inc. | 2,000 | $150K | 0.1% | $83.00 | — | common stock | 811904101 |
| — | European Equity Fund, Inc. | 18,296 | $150K | 0.1% | $7.23 | — | common stock | 298768102 |
| — | Gabelli Dividend & Income Trust | 7,000 | $149K | 0.1% | $19.29 | — | common stock | 36242H104 |
| — | Royce Global Value Trust, Inc. | 16,927 | $147K | 0.1% | $8.91 | — | common stock | 78081T104 |
| — | Foxby Corp. | 76,580 | $146K | 0.1% | $1.64 | — | common stock | 351645106 |
| — | Flaherty & Crumrine Dynamic Preferred & Income Fund | 6,431 | $145K | 0.1% | $20.87 | — | common stock | 33848W106 |
| — | Eaton Vance California Municipal Income Trust | 11,415 | $141K | 0.1% | $11.48 | — | common stock | 27826F101 |
| — | Eaton Vance Michigan Municipal Income Trust | 10,955 | $136K | 0.1% | $11.61 | — | common stock | 27826D106 |
| — | New Ireland Fund, Inc. | 10,532 | $133K | 0.1% | $11.09 | — | common stock | 645673104 |
| — | Morgan Stanley India Investment Fund | 5,231 | $130K | 0.1% | $15.45 | — | common stock | 61745C105 |
| — | Brookfield Total Return Fund Inc. | 5,200 | $130K | 0.1% | $23.75 | — | common stock | 11283U108 |
| — | Alliance California Municipal Income Fund | 9,012 | $122K | 0.1% | $12.72 | — | common stock | 018546101 |
| — | ASA Gold and Precious Metals Limited | 10,307 | $121K | 0.1% | $12.55 | — | common stock | G3156P103 |
| ULTRF | Ultrapetrol (Bahamas) Ltd. | 36,000 | $112K | 0.1% | $2.88 | +15.2% | common stock | P94398107 |
| — | Invesco California Value Municipal Income Trust | 9,000 | $110K | 0.1% | $11.77 | — | common stock | 46132H106 |
| — | GDL Fund | 9,961 | $105K | 0.1% | $11.40 | — | common stock | 361570104 |
| XXCHNXX | China Fund, Inc. | 5,000 | $104K | 0.1% | $20.00 | — | common stock | 169373107 |
| — | Dreyfus Municipal Bond Infrastructure Fund, Inc. | 8,801 | $104K | 0.1% | $11.74 | — | common stock | 26203D101 |
| — | Central Europe Russia and Turkey Fund | 4,122 | $102K | 0.1% | $29.83 | — | common stock | 153436100 |
| XBTAX | BlackRock Long-Term Municipal Advantage Trust | 9,000 | $101K | 0.1% | $11.22 | — | common stock | 09250B103 |
| — | BlackRock Utility & Infrastructure Trust | 5,000 | $99,000 | 0.1% | $17.80 | — | common stock | 09248D104 |
| — | Central Fund of Canada Limited (USA) | 8,000 | $98,000 | 0.1% | $13.63 | — | common stock | 153501101 |
| — | Nuveen Select Quality Municipal Fund | 7,200 | $98,000 | 0.1% | $13.60 | — | common stock | 670973106 |
| — | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 8,471 | $98,000 | 0.1% | $11.99 | — | common stock | 95766Q106 |
| — | MFS California Municipal Fund | 8,864 | $96,000 | 0.1% | $10.69 | — | common stock | 59318C106 |
| — | Nuveen New Jersey Dividend Advantage Municipal Fund 2 | 7,000 | $92,000 | 0.1% | $12.46 | — | common stock | 67071T109 |
| — | Nuveen AMT-Free Municipal Income Fund | 6,500 | $88,000 | 0.0% | $12.90 | — | common stock | 670657105 |
| PSMT | PriceSmart Inc. | 1,000 | $86,000 | 0.0% | $74.69 | +1.7% | common stock | 741511109 |
| — | Brookfield Mortgage Opportunity Income Fund | 5,001 | $85,000 | 0.0% | $16.60 | — | common stock | 112792106 |
| — | Nuveen Equity Premium and Growth Fund | 6,001 | $84,000 | 0.0% | $13.83 | — | common stock | 6706EW100 |
| — | Cornerstone Progressive Return Fund | 19,662 | $81,000 | 0.0% | $4.12 | — | common stock | 21925C101 |
| — | Eaton Vance Limited Duration Income Fund | 5,440 | $79,000 | 0.0% | $15.26 | — | common stock | 27828H105 |
| — | Fort Dearborn Income Securities, Inc | 5,400 | $78,000 | 0.0% | $13.89 | — | common stock | 347200107 |
| — | Invesco Municipal Opportunity Trust | 6,050 | $76,000 | 0.0% | $11.76 | — | common stock | 46132C107 |
| — | Blackrock MuniYield Michigan Quality Fund | 5,600 | $75,000 | 0.0% | $13.62 | — | common stock | 09254V105 |
| — | Legg Mason BW Global Income Opportunities Fund | 4,206 | $71,000 | 0.0% | $17.74 | — | common stock | 52469B100 |
| — | Nuveen Dividend Advantage Municipal Fund 2 | 5,000 | $70,000 | 0.0% | $14.00 | — | common stock | 67070F100 |
| — | Era Group Inc. | 3,215 | $70,000 | 0.0% | $26.40 | — | common stock | 26885G109 |
| — | Neuberger Berman MLP Income Fund | 3,201 | $69,000 | 0.0% | $18.00 | — | common stock | 64129H104 |
| — | Ares Multi-Strategy Credit Fund | 3,316 | $69,000 | 0.0% | $21.24 | — | common stock | 04014Q108 |
| — | Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. | 4,964 | $69,000 | 0.0% | $17.89 | — | common stock | 00301T102 |
| — | Delaware Investments Dividend & Income Fund, Inc. | 6,767 | $67,000 | 0.0% | $8.96 | — | common stock | 245915103 |
| — | Nuveen Quality Income Municipal Fund, Inc. | 4,725 | $65,000 | 0.0% | $13.50 | — | common stock | 670977107 |
| FDX | FedEx Corporation | 400 | $65,000 | 0.0% | $118.51 | +8.9% | common stock | 31428X106 |
| — | Market Vectors Gold Miners ETF | 3,000 | $64,000 | 0.0% | $24.33 | — | common stock | 57060U100 |
| — | Asia Pacific Fund | 5,150 | $58,000 | 0.0% | $10.17 | — | common stock | 044901106 |
| — | BlackRock Municipal Income Investment Quality Trust | 4,000 | $57,000 | 0.0% | $13.56 | — | common stock | 09250G102 |
| — | PIMCO Income Strategy Fund II | 5,000 | $53,000 | 0.0% | $10.60 | — | common stock | 72201J104 |
| XJPIX | Nuveen Preferred & Income Term Fund | 2,300 | $53,000 | 0.0% | $24.33 | — | common stock | 67075A106 |
| — | KKR Income Opportunities Fund | 3,001 | $52,000 | 0.0% | $18.66 | — | common stock | 48249T106 |
| — | Nuveen Quality Municipal Fund, Inc. | 4,000 | $52,000 | 0.0% | $12.51 | — | common stock | 67062N103 |
| — | Nuveen CT Premium Income Municipal Fund | 4,078 | $51,000 | 0.0% | $13.14 | — | common stock | 67060D107 |
| — | Duff & Phelps Global Utility Income Fund, Inc. | 2,410 | $51,000 | 0.0% | $18.67 | — | common stock | 26433C105 |
| — | BlackRock Enhanced Equity Dividend Trust | 6,127 | $50,000 | 0.0% | $7.72 | — | common stock | 09251A104 |
| — | John Hancock Premium Dividend Fund | 3,691 | $49,000 | 0.0% | $13.23 | — | common stock | 41013T105 |
| — | Karyopharm Therapeutics Inc. | 1,368 | $48,000 | 0.0% | $35.09 | — | common stock | 48576U106 |
| — | Aberdeen Israel Fund, Inc. | 2,750 | $48,000 | 0.0% | $14.55 | — | common stock | 00301L109 |
| — | Turkish Investment Fund, Inc. | 4,630 | $48,000 | 0.0% | $15.87 | — | common stock | 900145103 |
| INCY | Incyte Corporation | 955 | $47,000 | 0.0% | $50.13 | 0.0% | common stock | 45337C102 |
| TIP | iShares TIPS Bond | 420 | $47,000 | 0.0% | $112.00 | — | common stock | 464287176 |
| — | BlackRock Energy & Resources Trust | 1,935 | $46,000 | 0.0% | $24.92 | — | common stock | 09250U101 |
| — | Tekla Life Sciences Investors | 1,925 | $43,000 | 0.0% | $22.34 | — | common stock | 87911K100 |
| SBSAA | Spanish Broadcasting System Inc. | 10,030 | $43,000 | 0.0% | $3.90 | +27.9% | common stock | 846425833 |
| — | Deutsche Multi-Market Income Trust | 4,751 | $42,000 | 0.0% | $9.47 | — | common stock | 25160E102 |
| — | BlackRock Multi-Sector Income Trust | 2,301 | $41,000 | 0.0% | $17.82 | — | common stock | 09258A107 |
| — | Swiss Helvetia Fund Inc. | 2,573 | $35,000 | 0.0% | $13.10 | — | common stock | 870875101 |
| — | Morgan Stanley Emerging Markets Fund, Inc. | 2,264 | $35,000 | 0.0% | $14.13 | — | common stock | 61744G107 |
| — | Gabelli Global Utility & Income Trust | 1,763 | $34,000 | 0.0% | $19.70 | — | common stock | 36242L105 |
| — | Nuveen Preferred Income Opportunities Fund | 3,000 | $28,000 | 0.0% | $9.33 | — | common stock | 67073B106 |
| — | MVC Capital, Inc. | 2,618 | $28,000 | 0.0% | $12.66 | — | common stock | 553829102 |
| — | Morgan Stanley Eastern Europe Fund Inc. | 1,615 | $25,000 | 0.0% | $16.10 | — | common stock | 616988101 |
| — | Deutsche Strategic Income Trust | 2,000 | $24,000 | 0.0% | $13.00 | — | common stock | 25160F109 |
| — | Nasdaq Premium Income & Growth Fund | 1,228 | $24,000 | 0.0% | $16.21 | — | common stock | 63110R105 |
| — | Nuveen Core Equity Alpha Fund | 1,356 | $23,000 | 0.0% | $14.95 | — | common stock | 67090X107 |
| — | Neuberger Berman High Yield Strategies Fund | 1,743 | $23,000 | 0.0% | $12.62 | — | common stock | 64128C106 |
| — | Tri-Continental Corp., $2.50 Cumulative Preferred Stock | 500 | $23,000 | 0.0% | $50.00 | — | preferred stock | 895436202 |
| — | Gabelli Equity Trust Preferred Series D | 848 | $21,000 | 0.0% | $25.14 | — | preferred stock | 362397705 |
| — | Gabelli Equity Trust, Inc. | 3,210 | $20,000 | 0.0% | $6.65 | — | common stock | 362397101 |
| XXHYBXX | New America High Income Fund, Inc. | 2,000 | $19,000 | 0.0% | $10.00 | — | common stock | 641876800 |
| VGT | Vanguard Information Technology ETF | 186 | $19,000 | 0.0% | $96.77 | — | common stock | 92204A702 |
| VIS | Vanguard Industrials ETF | 166 | $17,000 | 0.0% | $102.41 | — | common stock | 92204A603 |
| — | Liberty All-Star Growth Fund, Inc. | 3,188 | $16,000 | 0.0% | $4.73 | — | common stock | 529900102 |
| ESRT | Empire State Realty Trust, Inc. | 1,000 | $15,000 | 0.0% | $15.00 | — | common stock | 292104106 |
| XLY | Consumer Discret Select Sector SPDR ETF | 225 | $15,000 | 0.0% | $66.67 | — | common stock | 81369Y407 |
| — | Deutsche Global High Income Fund | 1,802 | $15,000 | 0.0% | $8.32 | — | common stock | 25158V108 |
| VDE | Vanguard Energy ETF | 109 | $14,000 | 0.0% | $146.79 | — | common stock | 92204A306 |
| — | Nuveen Global Equity Income Fund | 1,000 | $13,000 | 0.0% | $15.00 | — | common stock | 6706EH103 |
| — | First Trust Energy Infrastructure Fund | 588 | $13,000 | 0.0% | $22.11 | — | common stock | 33738C103 |
| XLV | Health Care Select Sector SPDR ETF | 211 | $13,000 | 0.0% | $61.61 | — | common stock | 81369Y209 |
| — | Cornerstone Strategic Value Fund Inc. | 2,066 | $12,000 | 0.0% | $7.07 | — | common stock | 21924B203 |
| EZU | iShares MSCI EMU Index | 322 | $12,000 | 0.0% | $43.48 | — | common stock | 464286608 |
| — | Tortoise Energy Infrastructure, 3.75% Preferred Series B | 1,300 | $12,000 | 0.0% | $9.09 | — | preferred stock | 89147L704 |
| — | Nuveen Intermediate Duration Quality Municipal Fund | 950 | $12,000 | 0.0% | $11.83 | — | common stock | 670677103 |
| XEVMX | Eaton Vance California Municipal Bond Fund | 1,000 | $11,000 | 0.0% | $11.12 | — | common stock | 27828A100 |
| — | Nuveen Premier Municipal Income Fund, Inc. | 800 | $11,000 | 0.0% | $12.50 | — | common stock | 670988104 |
| IBB | iShares Nasdaq Biotechnology | 36 | $10,000 | 0.0% | $250.00 | — | common stock | 464287556 |
| — | Latin American Discovery Fund Inc. | 800 | $10,000 | 0.0% | $13.75 | — | common stock | 51828C106 |
| — | Transamerica Income Shares Inc. | 429 | $9,000 | 0.0% | $20.60 | — | common stock | 893506105 |
| — | Nuveen Floating Rate Income Fund | 800 | $9,000 | 0.0% | $12.50 | — | common stock | 67072T108 |
| — | Putnam Municipal Opportunities Trust | 800 | $9,000 | 0.0% | $11.52 | — | common stock | 746922103 |
| — | Invesco Quality Municipal Income Trust | 600 | $7,000 | 0.0% | $11.67 | — | common stock | 46133G107 |
| XLF | Financial Select Sector SPDR ETF | 302 | $7,000 | 0.0% | $23.18 | — | common stock | 81369Y605 |
| — | Gabelli Global Small and Mid-Cap Value Fund | 700 | $7,000 | 0.0% | $11.43 | — | common stock | 36249W104 |
| DXJ | WisdomTree Japan Hedged Equity | 143 | $7,000 | 0.0% | $48.95 | — | common stock | 97717W851 |
| — | Eaton Vance New Jersey Municipal Bond Fund | 500 | $6,000 | 0.0% | $12.00 | — | common stock | 27828R103 |
| IEMG | iShares Core MSCI Emerging Market | 116 | $6,000 | 0.0% | $51.72 | — | common stock | 46434G103 |
| FDN | First Trust Dow Jones Internet Index | 97 | $6,000 | 0.0% | $61.86 | — | common stock | 33733E302 |
| SKYY | First Trust ISE Cloud Computing Index | 209 | $6,000 | 0.0% | $28.71 | — | common stock | 33734X192 |
| — | Rand Capital Corp. | 2,000 | $6,000 | 0.0% | $3.00 | — | common stock | 752185108 |
| VDC | Vanguard Consumer Staples ETF | 40 | $5,000 | 0.0% | $125.00 | — | common stock | 92204A207 |
| — | iShares MSCI United Kingdom | 282 | $5,000 | 0.0% | $17.73 | — | common stock | 46434V548 |
| MBB | iShares MBS | 38 | $4,000 | 0.0% | $105.26 | — | common stock | 464288588 |
| BSV | Vanguard Short-Term Bond ETF | 48 | $4,000 | 0.0% | $83.33 | — | common stock | 921937827 |
| VAW | Vanguard Materials ETF | 31 | $3,000 | 0.0% | $96.77 | — | common stock | 92204A801 |
| BIV | Vanguard Intermediate-Term Bond ETF | 37 | $3,000 | 0.0% | $81.08 | — | common stock | 921937819 |
| VOX | Vanguard Telecommunication Services ETF | 39 | $3,000 | 0.0% | $76.92 | — | common stock | 92204A884 |
| — | Wells Fargo Advantage Multi-Sector Income Fund | 234 | $3,000 | 0.0% | $13.95 | — | common stock | 94987D101 |
| — | Eaton Vance Municipal Income Term Trust | 151 | $3,000 | 0.0% | $14.44 | — | common stock | 27829U105 |
| EWL | iShares MSCI Switzerland Capped Index | 99 | $3,000 | 0.0% | $30.30 | — | common stock | 464286749 |
| LQD | iShares iBoxx $ Investment Grade Corporate Bond | 20 | $2,000 | 0.0% | $100.00 | — | common stock | 464287242 |
| EWC | iShares MSCI Canada | 81 | $2,000 | 0.0% | $37.04 | — | common stock | 464286509 |
| — | BlackRock Dividend Income Trust | 150 | $2,000 | 0.0% | $12.45 | — | common stock | 09250D109 |
| — | Alliance New York Municipal Income Fund, Inc. | 150 | $2,000 | 0.0% | $13.33 | — | common stock | 018714105 |
| — | Aberdeen Latin America Equity Fund, Inc. | 88 | $2,000 | 0.0% | $34.09 | — | common stock | 00306K106 |
| — | MFS Investment Grade Municipal Trust | 250 | $2,000 | 0.0% | $9.44 | — | common stock | 59318B108 |
| EPP | iShares MSCI Pacific ex-Japan | 51 | $2,000 | 0.0% | $58.82 | — | common stock | 464286665 |
| — | Federated Premier Intermediate Municipal Income Fund | 150 | $2,000 | 0.0% | $13.33 | — | common stock | 31423M105 |
| — | Nuveen Tax - Advantaged Dividend Growth Fund | 150 | $2,000 | 0.0% | $13.33 | — | common stock | 67073G105 |
| — | SPDR Barclays High Yield Bond | 42 | $2,000 | 0.0% | $47.62 | — | common stock | 78464A417 |
| — | EGShares Emerging Markets Consumer | 72 | $2,000 | 0.0% | $27.78 | — | common stock | 268461779 |
| — | Eaton Vance National Municipal Opportunities Trust | 101 | $2,000 | 0.0% | $19.80 | — | common stock | 27829L105 |
| — | Tim Hortons, Inc. | 13 | $1,000 | 0.0% | $76.92 | — | common stock | 88706M103 |
| IEI | iShares 3-7 Year Treasury Bond | 6 | $1,000 | 0.0% | $166.67 | — | common stock | 464288661 |
| — | PowerShares Emerging Markets Soverign Debt ETF | 27 | $1,000 | 0.0% | $37.04 | — | common stock | 73936T573 |
| — | Market Vectors EM Local Currency Bond ETF | 33 | $1,000 | 0.0% | $30.30 | — | common stock | 57060U522 |
| EWD | iShares MSCI Sweden | 33 | $1,000 | 0.0% | $30.30 | — | common stock | 464286756 |