Location: Northbrook, IL
CIK: 0001595509 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Oct 22, 2014
Total Value: $78.38M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD TOTAL STOCK MARKET ETF | 105,250 | $10.65M | 13.6% | $101.24 | $92.12 | +9.9% | TOTAL STK MKT | 922908769 |
| CME | CHICAGO MERCANTILE EXCHANGE HOLDINGS INC CL A | 104,988 | $8.394M | 10.7% | $79.95 * | $47.43 | +7.6% | COM | 12572Q105 |
| XLF | FINANCIAL SELECT SCTR IDX (SPDR) | 306,679 | $7.106M | 9.1% | $23.17 * | $17.79 | +5.8% | SBI INT-FINL | 81369Y605 |
| XLV | HEALTH CARE SELECT SCTR (SPDR) | 110,097 | $7.036M | 9.0% | $63.91 | $60.53 | +5.6% | SBI HEALTHCARE | 81369Y209 |
| VIG | VANGUARD DIVIDEND APPRECIATION ETF | 89,148 | $6.86M | 8.8% | $76.95 | $72.81 | +5.7% | DIV APP ETF | 921908844 |
| IVOO | VANGUARD S&P MID CAP 400 IDX ETF | 50,676 | $4.705M | 6.0% | $92.84 * | $43.59 | +6.5% | MIDCP 400 IDX | 921932885 |
| VXUS | VANGUARD TOTAL INTL. STOCK ETF | 80,087 | $4.084M | 5.2% | $50.99 | $51.51 | -1.0% | VG TL INTL STK F | 921909768 |
| SPY | STANDARD & POORS DEPOSITARY (SPDR) | 19,657 | $3.873M | 4.9% | $197.03 | $179.82 | +9.6% | TR UNIT | 78462F103 |
| EFA | MSCI EAFE IDX (ISHARES) | 45,271 | $2.903M | 3.7% | $64.12 | $65.33 | -1.9% | MSCI EAFE ETF | 464287465 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US ETF | 36,037 | $1.774M | 2.3% | $49.23 | $51.69 | -4.7% | ALLWRLD EX US | 922042775 |
| AAPL | APPLE COMPUTER INC | 23,870 | $1.095M | 1.4% | $45.87 * | $18.33 | +21.3% | COM | 037833100 |
| EEM | MSCI EMERGING MARKETS IDX (ISHARES) | 25,532 | $1.061M | 1.4% | $41.56 | $41.87 | -0.8% | MSCI EMG MKT ETF | 464287234 |
| CBOE | CBOE HOLDINGS INC COMMON | 17,992 | $963K | 1.2% | $53.52 * | $42.59 | +8.6% | COM | 12503M108 |
| AAL | AMERICAN AIRLINES GROUP INC CO M | 19,145 | $679K | 0.9% | $35.47 * | $34.87 | -3.8% | COM | 02376R102 |
| INTC | INTEL CORP | 18,000 | $627K | 0.8% | $34.83 * | $17.92 | +48.1% | COM | 458140100 |
| JPM | MORGAN J P & CO INC | 9,303 | $560K | 0.7% | $60.20 * | $39.63 | +12.2% | COM | 46625H100 |
| IWM | RUSSELL 2000 (ISHARES) | 4,990 | $546K | 0.7% | $109.42 | $110.45 | -1.0% | RUSSELL 2000 ETF | 464287655 |
| T | AT&T | 15,238 | $537K | 0.7% | $35.24 * | $11.17 | +6.7% | COM | 00206R102 |
| JNJ | JOHNSON & JOHNSON | 5,024 | $535K | 0.7% | $106.49 * | $73.15 | +6.6% | COM | 478160104 |
| PNC | PNC FINANCIAL SVCS GROUP INC | 5,951 | $509K | 0.6% | $85.53 * | $52.03 | +15.8% | COM | 693475105 |
| MSFT | MICROSOFT CORP | 10,784 | $500K | 0.6% | $46.36 * | $30.02 | +30.8% | COM | 594918104 |
| — | GENERAL ELECTRIC CO. | 16,943 | $434K | 0.6% | $25.62 | $28.04 | — | COM | 369604103 |
| — | GOOGLE INC CL A | 752 | $434K | 0.6% | $577.13 | $580.29 | — | CL C | 38259P706 |
| — | GOOGLE INC CL A | 718 | $422K | 0.5% | $587.74 | $587.74 | — | CL A | 38259P508 |
| — | ON SEMICONDUCTOR CORP SR SUB NT SER B | 360,000 | $407K | 0.5% | $1.13 | $1.22 | — | NOTE 2.625%12/1 | 682189AH8 |
| BAC | BANK AMERICA | 23,365 | $398K | 0.5% | $17.03 * | $11.96 | +12.8% | COM | 060505104 |
| — | SEACOR SMITH INC SR NT CONV | 355,000 | $388K | 0.5% | $1.09 | $1.20 | — | NOTE 2.500%12/1 | 811904AM3 |
| — | STONE ENERGY CORP CONV | 350,000 | $370K | 0.5% | $1.06 | $1.21 | — | NOTE 1.750% 3/0 | 861642AN6 |
| — | MEDICINES CO SR NT CONV | 335,000 | $357K | 0.5% | $1.07 | $1.22 | — | DBCV 1.375% 6/0 | 584688AC9 |
| — | BGC PARTNERS SR UNSECURED CONV LKD TO BGCP | 335,000 | $356K | 0.5% | $1.06 | $1.07 | — | NOTE 4.500% 7/1 | 05541TAD3 |
| — | MERITAGE HOMES CONV | 355,000 | $354K | 0.5% | $1.00 | $1.05 | — | NOTE 1.875% 9/1 | 59001AAR3 |
| — | NUVASIVE INC SR NT CONV | 315,000 | $352K | 0.4% | $1.12 | $1.19 | — | NOTE 2.750% 7/0 | 670704AC9 |
| — | MENTOR GRAPHIC CORP CONV | 295,000 | $347K | 0.4% | $1.18 | $1.26 | — | SDCV 4.000% 4/0 | 587200AK2 |
| — | OMNICARE INC SR DB CONV/CALL/P UT | 330,000 | $344K | 0.4% | $1.04 | $1.06 | — | DBCV 3.250%12/1 | 681904AL2 |
| — | PDL BIOPHRARMA INC SR NT CONV | 350,000 | $343K | 0.4% | $0.98 | $1.15 | — | NOTE 4.000% 2/0 | 69329YAF1 |
| — | J2 GLOBAL SR NT CONV | 340,000 | $342K | 0.4% | $1.01 | $1.01 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | PROSPECT CAPITAL CORPORATION SR UNSECURED CONVERT | 320,000 | $337K | 0.4% | $1.05 | $1.08 | — | NOTE 5.375%10/1 | 74348TAK8 |
| — | ICONIX BRAND GROUP INC SR SB CONV NT 16 | 265,000 | $336K | 0.4% | $1.27 | $1.37 | — | NOTE 2.500% 6/0 | 451055AE7 |
| — | NATIONAL HEALTH INVESTOR CONV | 335,000 | $332K | 0.4% | $0.99 | $0.99 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | STARWOOD PROPERTY TRUST CONV | 300,000 | $327K | 0.4% | $1.09 | $1.15 | — | NOTE 4.000% 1/1 | 85571BAB1 |
| — | WALTER INVESTMENT MGMT | 370,000 | $319K | 0.4% | $0.86 | $0.96 | — | NOTE 4.500%11/0 | 93317WAA0 |
| — | LIBERTY MEDIA CORP SR EXCHBLE DEB | 575,000 | $318K | 0.4% | $0.55 | $0.56 | — | DEB 3.500% 1/1 | 530715AN1 |
| — | INTEGRA LIFESCIENCE HOLDS CORP SR UNSECURED CONV L | 295,000 | $317K | 0.4% | $1.07 | $1.07 | — | NOTE 1.625%12/1 | 457985AK5 |
| — | TAKE TWO INTERACTIVE SOF CONV | 255,000 | $315K | 0.4% | $1.24 | $1.23 | — | NOTE 1.000% 7/0 | 874054AD1 |
| — | FXCM INC SR NOTEt CONV 2.250% | 285,000 | $298K | 0.4% | $1.05 | $1.05 | — | NOTE 2.250% 6/1 | 302693AB2 |
| — | INTERDIGITAL INC SR NT CV 2.5% 16 | 290,000 | $297K | 0.4% | $1.02 | $1.04 | — | NOTE 2.500% 3/1 | 458660AB3 |
| — | ELECTRONIC ARTS OMC SR NT CONV | 240,000 | $296K | 0.4% | $1.23 | $1.17 | — | NOTE 0.750% 7/1 | 285512AA7 |
| — | RTI INTL METALS INC SE CONVERTIBLE | 305,000 | $294K | 0.4% | $0.96 | $0.99 | — | NOTE 1.625%10/1 | 74973WAB3 |
| — | VOLCANO CORP CONV | 335,000 | $292K | 0.4% | $0.87 | $0.99 | — | NOTE 1.750%12/0 | 928645AB6 |
| XOM | EXXON MOBIL CORPORATION | 3,031 | $285K | 0.4% | $94.03 * | $61.87 | -5.8% | COM | 30231G102 |
| — | COBALT INTL ENERGY INC SR NT CONV | 325,000 | $272K | 0.3% | $0.84 | $0.95 | — | NOTE 2.625%12/0 | 19075FAA4 |
| MTNA 6 01/15/16 | ARCELORMITTAL SA LUXEMBOURG OR D CONV NT | 12,493 | $264K | 0.3% | $21.13 | $21.13 | — | MAND CV NT 16 | L0302D178 |
| — | AMERICAN RLTY CAP PPTYS FIXED RT | 240,000 | $240K | 0.3% | $1.00 | $1.07 | — | NOTE 3.000% 8/0 | 02917TAA2 |
| IBM | IBM | 1,210 | $230K | 0.3% | $190.08 * | $114.33 | -0.2% | COM | 459200101 |
| — | NUANCE COMMUNICATIONS INC FIXED RT SR DEB CONV | 230,000 | $229K | 0.3% | $1.00 | $1.01 | — | NOTE 2.750%11/0 | 67020YAF7 |
| — | GENERAL CABLE CORP SR NT CV ST EP 29 | 320,000 | $222K | 0.3% | $0.69 | $1.00 | — | FRNT 4.500%11/1 | 369300AL2 |
| — | RYLAND GROUP INC GTD CONV FX RT | 240,000 | $220K | 0.3% | $0.92 | $0.94 | — | NOTE 0.250% 6/0 | 783764AS2 |
| IJR | S&P SMALLCAP 600 (ISHARES) | 2,084 | $217K | 0.3% | $104.13 * | $54.08 | -3.6% | CORE S&P SCP ETF | 464287804 |
| GLD | STREETTRACKS GOLD TRUST | 1,750 | $203K | 0.3% | $116.00 | $124.22 | -6.5% | GOLD SHS | 78463V107 |
| NSC | NSC | 1,800 | $201K | 0.3% | $111.67 * | $82.62 | +5.4% | COM | 655844108 |
| CMG | CHIPOTLE MEXICAN GRILL INC CL A | 300 | $200K | 0.3% | $666.67 * | $10.83 | +23.1% | COM | 169656105 |
| — | ROYAL GOLD INC CONVERTIBLE SR NT | 155,000 | $162K | 0.2% | $1.05 | $1.05 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | STERLITE INDUSTRIES LTD SR NT CV | 155,000 | $157K | 0.2% | $1.01 | $1.02 | — | NOTE 4.000%10/3 | 859737AB4 |
| — | WEBMD HEALTH CORP SR NT CV 144 A 18 | 140,000 | $142K | 0.2% | $1.01 | $1.02 | — | NOTE 2.500% 1/3 | 94770VAF9 |
| PSEC | PROSPECT CAPITAL CORPORATION COM | 10,000 | $99,000 | 0.1% | $9.90 * | $2.48 | +0.3% | COM | 74348T102 |
| MUFG | MITSUBISHI UFJ FINL GROUP | 15,840 | $89,000 | 0.1% | $5.62 | $5.66 | -0.8% | SPONSORED ADR | 606822104 |
| — | AEGON NV-ORD AMERICAN REGD DG 1 PAR | 10,868 | $89,000 | 0.1% | $8.19 | $9.44 | — | NY REGISTRY SH | 007924103 |
| — | CELLULAR DYNAMICS INTL INC COM | 10,051 | $71,000 | 0.1% | $7.06 | $14.92 | — | COM | 15117V109 |
| AXIA | CENTRAIS ELEC BRAS SP ADR COM | 14,380 | $39,000 | 0.0% | $2.71 | $2.85 | — | SPONSORED ADR | 15234Q207 |
| — | RUBICON MINERALS CORP COM | 12,350 | $17,000 | 0.0% | $1.38 | $1.38 | — | COM | 780911103 |