Location: Northbrook, IL
CIK: 0001595509 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Jul 30, 2014
Total Value: $113M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | STANDARD & POORS DEPOSITARY (SPDR) | 78,531 | $15.37M | 13.6% | $195.72 | $179.82 | +8.8% | Equities | 78462F103 |
| VTI | VANGUARD TOTAL STOCK MARKET ETF | 103,856 | $10.57M | 9.3% | $101.77 | $91.98 | +10.6% | Equities | 922908769 |
| — | JP MORGAN CHASE & CO ALERIAN M LP INDEX ETN | 149,440 | $7.828M | 6.9% | $52.38 | $52.38 | — | Equities | 46625H365 |
| CME | CHICAGO MERCANTILE EXCHANGE HOLDINGS INC CL A | 106,193 | $7.534M | 6.7% | $70.95 * | $47.43 | -5.1% | Equities | 12572Q105 |
| VIG | VANGUARD DIVIDEND APPRECIATION ETF | 88,143 | $6.871M | 6.1% | $77.95 | $72.76 | +7.1% | Equities | 921908844 |
| IVOO | VANGUARD S&P MID CAP 400 IDX ETF | 50,376 | $4.869M | 4.3% | $96.65 * | $43.59 | +10.9% | Equities | 921932885 |
| VXUS | VANGUARD TOTAL INTL. STOCK ETF | 77,232 | $4.193M | 3.7% | $54.29 | $51.43 | +5.6% | Equities | 921909768 |
| — | QQQ TRUST SERIES 1 (PWRSH) ETF | 42,256 | $3.968M | 3.5% | $93.90 | $93.90 | — | Equities | 73935A104 |
| XLF | FINANCIAL SELECT SCTR IDX (SPDR) | 165,118 | $3.755M | 3.3% | $22.74 * | $17.03 | +8.5% | Equities | 81369Y605 |
| VNQ | VANGUARD REIT INDEX ETF | 49,595 | $3.712M | 3.3% | $74.85 | $73.53 | +1.8% | Equities | 922908553 |
| XLV | HEALTH CARE SELECT SCTR (SPDR) | 59,591 | $3.625M | 3.2% | $60.83 | $58.76 | +3.5% | Equities | 81369Y209 |
| XME | S&P METALS & MINING ETF (SPDR) | 84,805 | $3.583M | 3.2% | $42.25 | $41.20 | +2.6% | Equities | 78464A755 |
| EFA | MSCI EAFE IDX (ISHARES) | 48,403 | $3.309M | 2.9% | $68.36 | $65.33 | +4.6% | Equities | 464287465 |
| AAPL | APPLE COMPUTER INC | 27,721 | $2.576M | 2.3% | $92.93 * | $18.33 | +11.3% | Equities | 037833100 |
| DVY | DOW JONES SEL DIVID IDX (ISHARES) | 25,974 | $1.999M | 1.8% | $76.96 | $70.94 | +8.5% | Equities | 464287168 |
| MDY | S&P MID CAP TRUST | 7,143 | $1.861M | 1.6% | $260.53 | $245.17 | +6.3% | Equities | 78467Y107 |
| XLK | TECHNOLOGY SELECT SPDR (SPDR) | 48,396 | $1.856M | 1.6% | $38.35 * | $16.95 | +13.2% | Equities | 81369Y803 |
| IJK | S&P MIDCAP 400 GROWTH IDX (ISHARES) | 11,723 | $1.841M | 1.6% | $157.04 * | $37.80 | +3.9% | Equities | 464287606 |
| KBE | KBW BANK ETF | 54,945 | $1.836M | 1.6% | $33.42 | $32.60 | +2.5% | Equities | 78464A797 |
| XLI | INDUSTRIAL SELECT SCTR (SPDR) | 33,091 | $1.789M | 1.6% | $54.06 | $49.15 | +10.0% | Equities | 81369Y704 |
| EEM | MSCI EMERGING MARKETS IDX (ISHARES) | 27,766 | $1.2M | 1.1% | $43.22 | $41.87 | +3.2% | Equities | 464287234 |
| CBOE | CBOE HOLDINGS INC COMMON | 17,992 | $885K | 0.8% | $49.19 * | $42.59 | -0.6% | Equities | 12503M108 |
| — | GOOGLE INC CL A | 1,370 | $795K | 0.7% | $580.29 | $580.29 | — | Equities | 38259P706 |
| IWM | RUSSELL 2000 (ISHARES) | 5,262 | $625K | 0.6% | $118.78 | $110.45 | +7.6% | Equities | 464287655 |
| INTC | INTEL CORP | 18,330 | $566K | 0.5% | $30.88 * | $17.92 | +30.5% | Equities | 458140100 |
| T | AT&T | 15,445 | $546K | 0.5% | $35.35 * | $11.17 | +5.3% | Equities | 00206R102 |
| JPM | MORGAN J P & CO INC | 9,300 | $536K | 0.5% | $57.63 * | $39.63 | +6.5% | Equities | 46625H100 |
| PNC | PNC FINANCIAL SVCS GROUP INC | 5,986 | $533K | 0.5% | $89.04 * | $52.03 | +19.9% | Equities | 693475105 |
| JNJ | JOHNSON & JOHNSON | 5,002 | $523K | 0.5% | $104.56 * | $73.15 | +3.9% | Equities | 478160104 |
| MSFT | MICROSOFT CORP | 10,831 | $452K | 0.4% | $41.73 * | $30.02 | +17.0% | Equities | 594918104 |
| — | GENERAL ELECTRIC CO. | 16,934 | $445K | 0.4% | $26.28 | $28.04 | — | Equities | 369604103 |
| — | STONE ENERGY CORP CONV | 325,000 | $413K | 0.4% | $1.27 | $1.23 | — | Fixed Income | 861642AN6 |
| — | MEDICINES CO SR NT CONV | 325,000 | $398K | 0.4% | $1.22 | $1.22 | — | Fixed Income | 584688AC9 |
| — | SEACOR SMITH INC SR NT CONV | 345,000 | $394K | 0.3% | $1.14 | $1.20 | — | Fixed Income | 811904AM3 |
| — | ON SEMICONDUCTOR CORP SR SUB NT SER B | 335,000 | $393K | 0.3% | $1.17 | $1.23 | — | Fixed Income | 682189AH8 |
| AAL | AMERICAN AIRLINES GROUP INC CO M | 9,145 | $393K | 0.3% | $42.97 * | $32.37 | +25.1% | Equities | 02376R102 |
| — | ICONIX BRAND GROUP INC SR SB CONV NT 16 | 265,000 | $384K | 0.3% | $1.45 | $1.37 | — | Fixed Income | 451055AE7 |
| — | PDL BIOPHRARMA INC SR NT CONV | 325,000 | $377K | 0.3% | $1.16 | $1.16 | — | Fixed Income | 69329YAF1 |
| PG | PROCTER & GAMBLE | 4,653 | $366K | 0.3% | $78.66 * | $58.28 | -2.3% | Equities | 742718109 |
| — | MENTOR GRAPHIC CORP CONV | 285,000 | $352K | 0.3% | $1.24 | $1.26 | — | Fixed Income | 587200AK2 |
| — | MERITAGE HOMES CONV | 330,000 | $349K | 0.3% | $1.06 | $1.06 | — | Fixed Income | 59001AAR3 |
| — | NUVASIVE INC SR NT CONV | 290,000 | $336K | 0.3% | $1.16 | $1.19 | — | Fixed Income | 670704AC9 |
| — | WALTER INVESTMENT MGMT | 360,000 | $336K | 0.3% | $0.93 | $0.96 | — | Fixed Income | 93317WAA0 |
| BAC | BANK AMERICA | 21,866 | $336K | 0.3% | $15.37 * | $11.91 | +1.8% | Equities | 060505104 |
| — | BGC PARTNERS SR UNSECURED CONV LKD TO BGCP | 310,000 | $335K | 0.3% | $1.08 | $1.07 | — | Fixed Income | 05541TAD3 |
| — | STARWOOD PROPERTY TRUST CONV | 285,000 | $331K | 0.3% | $1.16 | $1.15 | — | Fixed Income | 85571BAB1 |
| — | LIBERTY MEDIA CORP SR EXCHBLE DEB | 575,000 | $324K | 0.3% | $0.56 | $0.56 | — | Fixed Income | 530715AN1 |
| — | GENERAL CABLE CORP SR NT CV ST EP 29 | 320,000 | $317K | 0.3% | $0.99 | $1.00 | — | Fixed Income | 369300AL2 |
| — | ARES CAPITAL CORP | 290,000 | $315K | 0.3% | $1.09 | $1.10 | — | Fixed Income | 04010LAB9 |
| — | TAKE TWO INTERACTIVE SOF CONV | 255,000 | $313K | 0.3% | $1.23 | $1.23 | — | Fixed Income | 874054AD1 |
| — | PROSPECT CAPITAL CORPORATION SR UNSECURED CONVERT | 295,000 | $312K | 0.3% | $1.06 | $1.08 | — | Fixed Income | 74348TAK8 |
| — | INTERDIGITAL INC SR NT CV 2.5% 16 | 280,000 | $311K | 0.3% | $1.11 | $1.04 | — | Fixed Income | 458660AB3 |
| — | INTEGRA LIFESCIENCE HOLDS CORP SR UNSECURED CONV L | 285,000 | $307K | 0.3% | $1.08 | $1.07 | — | Fixed Income | 457985AK5 |
| XOM | EXXON MOBIL CORPORATION | 3,031 | $305K | 0.3% | $100.63 * | $61.87 | +0.1% | Equities | 30231G102 |
| — | VOLCANO CORP CONV | 310,000 | $300K | 0.3% | $0.97 | $1.00 | — | Fixed Income | 928645AB6 |
| — | ELECTRONIC ARTS OMC SR NT CONV | 230,000 | $292K | 0.3% | $1.27 | $1.16 | — | Fixed Income | 285512AA7 |
| — | RTI INTL METALS INC SE CONVERTIBLE | 290,000 | $292K | 0.3% | $1.01 | $0.99 | — | Fixed Income | 74973WAB3 |
| — | COBALT INTL ENERGY INC SR NT CONV | 315,000 | $291K | 0.3% | $0.92 | $0.95 | — | Fixed Income | 19075FAA4 |
| — | J2 GLOBAL SR NT CONV | 235,000 | $239K | 0.2% | $1.02 | $1.02 | — | Fixed Income | 48123VAC6 |
| — | AMERICAN RLTY CAP PPTYS FIXED RT | 230,000 | $236K | 0.2% | $1.03 | $1.07 | — | Fixed Income | 02917TAA2 |
| IJR | S&P SMALLCAP 600 (ISHARES) | 2,084 | $234K | 0.2% | $112.28 * | $54.08 | +3.6% | Equities | 464287804 |
| — | NUANCE COMMUNICATIONS INC FIXED RT SR DEB CONV | 230,000 | $231K | 0.2% | $1.00 | $1.01 | — | Fixed Income | 67020YAF7 |
| — | PEABODY ENERGY CORP JR SUBORDINATED CONVERTIBLE | 300,000 | $226K | 0.2% | $0.75 | $0.82 | — | Fixed Income | 704549AG9 |
| — | WALGREENS | 3,050 | $226K | 0.2% | $74.10 | $74.10 | — | Equities | 931422109 |
| GLD | STREETTRACKS GOLD TRUST | 1,750 | $224K | 0.2% | $128.00 | $124.22 | +3.1% | Equities | 78463V107 |
| KO | COCA COLA | 5,216 | $221K | 0.2% | $42.37 * | $26.56 | +11.1% | Equities | 191216100 |
| EPD | ENTERPRISE PRODUCTS PARTNERS LP | 2,740 | $215K | 0.2% | $78.47 | $78.47 | — | Equities | 293792107 |
| F | FORD MOTOR COMPANY | 12,179 | $210K | 0.2% | $17.24 * | $8.87 | +6.2% | Equities | 345370860 |
| — | RYLAND GROUP INC GTD CONV FX RT | 230,000 | $210K | 0.2% | $0.91 | $0.94 | — | Fixed Income | 783764AS2 |
| CMG | CHIPOTLE MEXICAN GRILL INC CL A | 350 | $207K | 0.2% | $591.43 * | $10.83 | +9.4% | Equities | 169656105 |
| — | OMNICARE INC SR DB CONV/CALL/P UT | 170,000 | $181K | 0.2% | $1.06 | $1.07 | — | Fixed Income | 681904AL2 |
| — | ROYAL GOLD INC CONVERTIBLE SR NT | 155,000 | $166K | 0.1% | $1.07 | $1.05 | — | Fixed Income | 780287AA6 |
| — | STERLITE INDUSTRIES LTD SR NT CV | 155,000 | $156K | 0.1% | $1.01 | $1.02 | — | Fixed Income | 859737AB4 |
| — | WEBMD HEALTH CORP SR NT CV 144 A 18 | 140,000 | $149K | 0.1% | $1.06 | $1.02 | — | Fixed Income | 94770VAF9 |
| — | CELLULAR DYNAMICS INTL INC COM | 10,051 | $146K | 0.1% | $14.53 | $14.92 | — | Equities | 15117V109 |
| PSEC | PROSPECT CAPITAL CORPORATION COM | 10,000 | $106K | 0.1% | $10.60 * | $2.48 | +4.3% | Equities | 74348T102 |
| MUFG | MITSUBISHI UFJ FINL GROUP | 15,840 | $97,000 | 0.1% | $6.12 | $5.66 | +8.7% | Equities | 606822104 |
| — | AEGON NV-ORD AMERICAN REGD DG 1 PAR | 10,688 | $94,000 | 0.1% | $8.79 | $9.46 | — | Equities | 007924103 |
| — | NUANCE COMMUNICATIONS INC SR UNSECURED CONVERTIBL | 60,000 | $64,000 | 0.1% | $1.07 | $1.08 | — | Fixed Income | 67020YAB6 |
| AXIA | CENTRAIS ELEC BRAS SP ADR COM | 14,380 | $42,000 | 0.0% | $2.92 | $2.85 | — | Equities | 15234Q207 |