Thomas J. Herzfeld Advisors, Inc. Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Oxford Lane Capital, 7.50% Pfd Series 2023	334,552	$8,153	4.1%	$24.13	—	preferred stock	691543300
—	First Opportunity Fund, Inc.	772,342	$7,376	3.7%	$8.49	—	common stock	33587T108
—	Adams Express Company	402,677	$5,509	2.8%	$12.24	—	common stock	006212104
—	PIMCO Dynamic Credit Income Fund	254,194	$5,249	2.6%	$22.49	—	common stock	72202D106
—	Virtus Total Return Fund	1,085,047	$4,904	2.5%	$3.91	—	common stock	92829A103
—	Alpine Total Dynamic Dividend Fund	572,855	$4,864	2.4%	$8.39	—	common stock	021060207
—	Oxford Lane Capital, 8.125% Pfd Series 2024	188,048	$4,647	2.3%	$25.00	—	preferred stock	691543409
—	Tri-Continental Corp.	212,736	$4,555	2.3%	$18.16	—	common stock	895436103
—	Petroleum & Resources Corp.	187,948	$4,481	2.3%	$26.00	—	common stock	716549100
—	Tekla Healthcare Opportunities Fund	221,329	$4,438	2.2%	$20.05	—	common stock	879105104
—	Nuveen Credit Strategies Income Fund	476,129	$4,176	2.1%	$9.09	—	common stock	67073D102
CPA	Copa Holdings SA	37,800	$3,918	2.0%	$90.14	-16.0%	common stock	P31076105
—	Clough Global Opportunities Fund	303,857	$3,895	2.0%	$12.88	—	common stock	18914E106
—	The Herzfeld Caribbean Basin Fund, Inc.	405,210	$3,602	1.8%	$8.61	—	common stock	42804T106
—	Kayne Anderson Midstream/Energy Fund	101,799	$3,465	1.7%	$35.77	—	common stock	48661E108
—	DoubleLine Income Solutions Fund	168,746	$3,358	1.7%	$20.86	—	common stock	258622109
—	General American Investors Company, Inc.	95,409	$3,339	1.7%	$32.80	—	common stock	368802104
—	Liberty All-Star Equity Fund	550,454	$3,292	1.7%	$5.44	—	common stock	530158104
—	Salient Midstream & MLP Fund	132,800	$3,156	1.6%	$25.28	—	common stock	79471V105
—	Tortoise Energy Infrastructure	69,235	$3,030	1.5%	$46.43	—	common stock	89147L100
—	RMR Real Estate Income Fund	142,629	$2,970	1.5%	$19.54	—	common stock	76970B101
—	Tortoise Pipeline & Energy Fund	92,499	$2,843	1.4%	$32.41	—	common stock	89148H108
—	Federated Enhanced Treasury Income Fund	208,436	$2,776	1.4%	$13.03	—	common stock	314162108
MTZ	MasTec, Inc.	120,100	$2,715	1.4%	$28.77	-14.0%	common stock	576323109
—	Alpine Global Dynamic Dividend Fund	268,076	$2,638	1.3%	$10.15	—	common stock	02082E205
—	Gabelli Healthcare & Wellness (Rx) Trust	232,013	$2,418	1.2%	$9.97	—	common stock	36246K103
SEB	Seaboard Corp.	570	$2,393	1.2%	$2655.35	+24.2%	common stock	811543107
—	BlackRock Science and Technology Trust	135,326	$2,380	1.2%	$17.59	—	common stock	09258G104
—	Diversified Real Asset Income Fund	131,272	$2,277	1.1%	$17.73	—	common stock	25533B108
—	First Trust High Income Long/Short Fund	136,694	$2,187	1.1%	$17.46	—	common stock	33738E109
RCL	Royal Caribbean Cruises Ltd.	26,000	$2,143	1.1%	$29.48	+108.0%	common stock	V7780T103
—	Tortoise Energy Independence Fund, Inc.	111,817	$2,119	1.1%	$21.91	—	common stock	89148K101
—	Royce Value Trust Inc.	145,020	$2,078	1.0%	$15.19	—	common stock	780910105
—	NexPoint Credit Strategies Fund	174,442	$1,959	1.0%	$10.96	—	common stock	65340G106
—	Boulder Growth and Income Fund, Inc.	214,942	$1,945	1.0%	$7.98	—	common stock	101507101
XJEQX	Aberdeen Japan Equity Fund, Inc.	282,238	$1,911	1.0%	$6.57	—	common stock	00306J109
LEN	Lennar Corp.	40,500	$1,813	0.9%	$33.64	+11.6%	common stock	526057104
NCLH	Norwegian Cruise Line Holdings Ltd.	36,443	$1,704	0.9%	$32.51	+23.5%	common stock	G66721104
—	Cohen & Steers Infrastructure Fund, Inc.	74,313	$1,688	0.8%	$19.49	—	common stock	19248A109
—	PIMCO Dynamic Income Fund	54,644	$1,680	0.8%	$31.09	—	common stock	72201Y101
—	Zweig Total Return Fund Inc.	106,890	$1,498	0.8%	$12.97	—	common stock	989837208
CCL	Carnival Corp.	31,000	$1,405	0.7%	$27.76	+25.3%	common stock	143658300
—	Putnam High Income Securities Fund	168,115	$1,363	0.7%	$7.91	—	common stock	746779107
—	Boulder Total Return Fund, Inc.	48,673	$1,351	0.7%	$23.86	—	common stock	101541100
CWCO	Consolidated Water Co. Ltd.	125,238	$1,338	0.7%	$8.65	+3.1%	common stock	G23773107
—	Japan Smaller Capitalization Fund Inc.	147,228	$1,321	0.7%	$8.72	—	common stock	47109U104
—	BlackRock Credit Allocation Income Trust	101,530	$1,312	0.7%	$13.00	—	common stock	092508100
WSO	Watsco Inc.	12,300	$1,307	0.7%	$84.60	+17.4%	common stock	942622200
—	Nuveen Multi-Market Income Fund, Inc.	163,332	$1,253	0.6%	$7.55	—	common stock	67075J107
—	The Korea Fund, Inc.	32,924	$1,235	0.6%	$34.59	—	common stock	500634209
—	Clough Global Equity Fund	84,779	$1,228	0.6%	$14.83	—	common stock	18914C100
—	Putnam Premier Income Trust	227,832	$1,196	0.6%	$5.36	—	common stock	746853100
CX	Cemex, S.A.B. de C.V.	112,743	$1,149	0.6%	$10.51	—	common stock	151290889
—	New Germany Fund, Inc.	81,590	$1,145	0.6%	$17.68	—	common stock	644465106
—	Aberdeen Asia-Pacific Income Fund, Inc.	198,879	$1,104	0.6%	$6.20	—	common stock	003009107
MINT	PIMCO Enchanced Short Maturity Active ETF	10,629	$1,074	0.5%	$101.04	—	common stock	72201R833
—	Avianca Holdings S.A.	88,682	$1,040	0.5%	$12.19	—	common stock	05367G100
—	Steiner Leisure Ltd.	22,467	$1,038	0.5%	$51.15	—	common stock	P8744Y102
—	Cyberonics, Inc.	18,330	$1,021	0.5%	$62.47	—	common stock	23251P102
—	Cornerstone Progressive Return Fund	65,346	$994	0.5%	$15.21	—	common stock	21925C200
—	America Movil S.A.B. de C.V.	44,690	$991	0.5%	$21.75	—	common stock	02364W105
FMX	Fomento Economico Mexicano, S.A.B. de C.V.	11,000	$968	0.5%	$100.55	—	common stock	344419106
TV	Grupo Televisa, S.A.B.	28,400	$967	0.5%	$24.82	—	common stock	40049J206
—	Bancolombia S.A.	19,780	$947	0.5%	$55.58	—	common stock	05968L102
—	Apollo Tactical Income Fund Inc	58,353	$931	0.5%	$17.09	—	common stock	037638103
—	First Trust Mortgage Income Fund	60,156	$894	0.4%	$15.88	—	common stock	33734E103
—	Gabelli Multimedia Trust Inc.	88,773	$889	0.4%	$9.39	—	common stock	36239Q109
—	GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series B	40,200	$860	0.4%	$21.45	—	preferred stock	36465A307
—	Teco Energy, Inc.	40,500	$821	0.4%	$17.19	—	common stock	872375100
—	Nuveen Quality Preferred Income Fund 3	97,720	$814	0.4%	$8.41	—	common stock	67072W101
—	Atlantic Tele Network, Inc.	11,988	$810	0.4%	$55.61	—	common stock	049079205
—	Central Securities Corp.	34,769	$764	0.4%	$21.97	—	common stock	155123102
KOF	Coca Cola Femsa S.A.B. de C.V.	8,799	$761	0.4%	$138.37	—	common stock	191241108
—	Spirit Airlines, Inc.	10,000	$756	0.4%	$75.60	—	common stock	848577102
—	Cohen & Steers Total Return Realty Fund	57,060	$753	0.4%	$12.41	—	common stock	19247R103
FCX	Freeport McMoran Copper & Gold	32,000	$737	0.4%	$24.42	-0.6%	common stock	35671D857
—	PIMCO Income Strategy Fund II	74,256	$728	0.4%	$9.86	—	common stock	72201J104
—	Tortoise MLP Fund, Inc.	24,753	$691	0.3%	$27.92	—	common stock	89148B101
—	First Trust New Opportunities MLP & Energy Fund	36,781	$659	0.3%	$17.92	—	common stock	33739M100
—	GDL Fund Preferred Series B	12,800	$643	0.3%	$50.23	—	preferred stock	361570302
NSC	Norfolk Southern Corp.	5,750	$627	0.3%	$58.90	+45.7%	common stock	655844108
—	Bancroft Fund Ltd.	31,101	$624	0.3%	$17.68	—	common stock	059695106
—	Clough Global Allocation Fund	38,994	$576	0.3%	$15.24	—	common stock	18913Y103
—	LMP Capital and Income Fund, Inc.	33,740	$565	0.3%	$15.99	—	common stock	50208A102
—	ClearBridge Energy MLP Fund Inc.	18,972	$524	0.3%	$27.76	—	common stock	184692101
—	Nuveen Build America Bond Opportunity Fund	23,013	$505	0.3%	$20.33	—	common stock	67074Q102
EVTC	Evertec Inc.	22,643	$501	0.3%	$20.53	-4.3%	common stock	30040P103
—	PowerShares CEF Income Composite ETF	21,000	$496	0.2%	$23.62	—	common stock	73936Q843
BPOP	Popular, Inc.	14,000	$477	0.2%	$22.85	+3.4%	common stock	733174700
—	Delaware Enhanced Global Dividend & Income Fund	42,322	$477	0.2%	$11.66	—	common stock	246060107
—	Nuveen Global High Income Fund	27,432	$473	0.2%	$17.24	—	common stock	67075G103
—	Morgan Stanley Emerging Markets Domestic Debt Fund	41,536	$439	0.2%	$14.43	—	common stock	617477104
—	Blackstone/GSO Strategic Credit Fund	26,001	$428	0.2%	$17.17	—	common stock	09257R101
—	Advent/Claymore Enhanced Growth & Income Fund	45,965	$409	0.2%	$8.90	—	common stock	00765E104
—	Macquarie Global Infrastructure Total Return Fund Inc.	16,506	$408	0.2%	$20.52	—	common stock	55608D101
—	Teekay LNG Partners LP	9,589	$405	0.2%	$43.61	—	common stock	Y8564M105
—	Western Asset/Claymore Inflation-Linked Opportunities & Income Fund	35,075	$396	0.2%	$11.84	—	common stock	95766R104
—	AllianceBernstein Global High Income Fund, Inc.	31,513	$392	0.2%	$14.00	—	common stock	01879R106
MLM	Martin Marietta Materials Inc.	3,400	$375	0.2%	$99.70	+8.5%	common stock	573284106
—	Tahoe Resources Inc.	26,900	$373	0.2%	$14.13	—	common stock	873868103
—	Putnam Master Intermediate Income Trust	77,528	$373	0.2%	$4.97	—	common stock	746909100
—	Western Asset High Yield Defined Opportunity Fund Inc.	22,669	$357	0.2%	$17.75	—	common stock	95768B107
EWW	iShares MSCI Mexico Capped	6,000	$356	0.2%	$59.33	—	common stock	464286822
—	Thai Fund, Inc.	28,227	$333	0.2%	$18.23	—	common stock	882904105
—	Cushing Renaissance Fund	15,387	$328	0.2%	$25.32	—	common stock	231647108
—	Royce Focus Trust, Inc.	44,962	$327	0.2%	$7.11	—	common stock	78080N108
—	BlackRock Multi-Sector Income Trust	19,406	$325	0.2%	$16.87	—	common stock	09258A107
—	Templeton Dragon Fund, Inc.	13,170	$317	0.2%	$25.08	—	common stock	88018T101
—	Aberdeen Singapore Fund, Inc.	26,585	$317	0.2%	$13.10	—	common stock	003244100
—	Source Capital Corp.	4,295	$307	0.2%	$66.98	—	common stock	836144105
WU	The Western Union Company	17,000	$304	0.2%	$17.44	—	common stock	959802109
—	Duff & Phelps Select Energy MLP	20,600	$292	0.1%	$14.17	—	common stock	26433F108
—	Liberty All-Star Growth Fund, Inc.	55,569	$287	0.1%	$5.14	—	common stock	529900102
—	Taiwan Fund, Inc.	16,434	$269	0.1%	$18.49	—	common stock	874036106
—	Guggenheim Enhanced Equity Strategy Fund	15,119	$268	0.1%	$17.73	—	common stock	40167K100
—	Zweig Fund, Inc.	17,290	$267	0.1%	$12.80	—	common stock	989834205
VMC	Vulcan Materials Company	4,000	$263	0.1%	$46.69	+23.4%	common stock	929160109
—	Legg Mason BW Global Income Opportunities Fund	15,206	$254	0.1%	$16.99	—	common stock	52469B100
—	Nuveen All Cap Energy MLP Opportunities Fund	16,501	$252	0.1%	$15.27	—	common stock	67075E108
—	Era Group Inc.	11,815	$250	0.1%	$22.59	—	common stock	26885G109
—	TCW Strategic Income Fund, Inc.	46,230	$249	0.1%	$5.40	—	common stock	872340104
—	Nuveen Diversified Dividend and Income Fund	20,232	$238	0.1%	$11.76	—	common stock	6706EP105
—	Morgan Stanley Asia Pacific Fund	15,294	$227	0.1%	$15.72	—	common stock	61744U106
—	Aberdeen Indonesia Fund, Inc.	23,835	$200	0.1%	$11.62	—	common stock	00305P106
—	Nuveen Long/Short Commodity Total Return Fund	12,000	$199	0.1%	$16.58	—	common stock	670731108
—	Nuveen Build America Bond Fund	9,049	$192	0.1%	$19.38	—	common stock	67074C103
—	JPMorgan China Region Fund, Inc.	11,067	$187	0.1%	$15.16	—	common stock	48126T104
—	Mexico Equity and Income Fund, Inc.	14,786	$186	0.1%	$15.41	—	common stock	592834105
—	Neuberger Berman MLP Income Fund	10,582	$186	0.1%	$17.70	—	common stock	64129H104
EQS	Equus Total Return, Inc.	88,121	$185	0.1%	$2.08	+1.5%	common stock	294766100
—	Morgan Stanley Emerging Market Debt Fund, Inc.	19,899	$181	0.1%	$10.17	—	common stock	61744H105
FDP	Fresh Del Monte Produce Inc.	5,000	$168	0.1%	$21.57	+22.7%	common stock	G36738105
—	Pacholder High Yield Fund Inc.	22,679	$167	0.1%	$7.36	—	common stock	693742108
—	First Trust Intermediate Duration Preferred & Income Fund	7,221	$164	0.1%	$21.76	—	common stock	33718W103
—	BlackRock Resources & Commodities Strategy Trust	16,756	$163	0.1%	$11.52	—	common stock	09257A108
—	Gabelli Dividend & Income Trust	7,000	$152	0.1%	$19.29	—	common stock	36242H104
—	European Equity Fund, Inc.	18,296	$151	0.1%	$7.23	—	common stock	298768102
—	Eaton Vance Floating-Rate Income Plus Fund	9,331	$151	0.1%	$18.11	—	common stock	278284104
—	Seacor Holdings, Inc.	2,000	$148	0.1%	$83.00	—	common stock	811904101
—	Nuveen Flexible Investment Income Fund	9,001	$147	0.1%	$16.81	—	common stock	67075B104
—	Cohen & Steers MLP Income and Energy Opportunity Fund	7,496	$147	0.1%	$19.16	—	common stock	19249B106
—	Foxby Corp.	76,580	$143	0.1%	$1.64	—	common stock	351645106
GILD	Gilead Sciences Inc.	1,500	$141	0.1%	$71.85	0.0%	common stock	375558103
—	Morgan Stanley India Investment Fund	5,167	$139	0.1%	$15.45	—	common stock	61745C105
—	RENN Global Entrepreneurs Fund, Inc.	106,588	$139	0.1%	$1.51	—	common stock	759720105
—	Avenue Income Credit Strategies Fund	9,185	$139	0.1%	$17.38	—	common stock	05358E106
—	Royce Global Value Trust, Inc.	17,044	$137	0.1%	$8.91	—	common stock	78081T104
—	New Ireland Fund, Inc.	10,532	$133	0.1%	$11.09	—	common stock	645673104
—	Gabelli Equity Trust Preferred Series G	5,045	$113	0.1%	$24.75	—	preferred stock	362397176
—	First Trust Energy Infrastructure Fund	4,621	$110	0.1%	$23.59	—	common stock	33738C103
—	ASA Gold and Precious Metals Limited	10,307	$104	0.1%	$12.55	—	common stock	G3156P103
—	The Mexico Fund, Inc.	5,000	$104	0.1%	$20.80	—	common stock	592835102
—	GDL Fund	9,961	$102	0.1%	$11.40	—	common stock	361570104
—	Western Asset/Claymore Inflation-Linked Securities & Income Fund	8,497	$99	0.0%	$11.99	—	common stock	95766Q106
—	BlackRock Utility & Infrastructure Trust	4,746	$98	0.0%	$17.80	—	common stock	09248D104
—	Central Fund of Canada Limited (USA)	8,000	$93	0.0%	$13.63	—	common stock	153501101
XXCHNXX	China Fund, Inc.	5,000	$91	0.0%	$20.00	—	common stock	169373107
PSMT	PriceSmart Inc.	1,000	$91	0.0%	$74.69	+6.0%	common stock	741511109
—	Templeton Russia and East European Fund, Inc.	10,000	$90	0.0%	$9.00	—	common stock	88022F105
—	Nuveen Dividend Advantage Municipal Fund 3	6,352	$88	0.0%	$13.24	—	common stock	67070X101
—	Nuveen S&P 500 Dynamic Overwrite Fund	6,001	$86	0.0%	$13.83	—	common stock	6706EW100
—	Brookfield Mortgage Opportunity Income Fund	5,001	$82	0.0%	$16.60	—	common stock	112792106
—	Central Europe Russia and Turkey Fund	4,122	$82	0.0%	$29.83	—	common stock	153436100
—	Eaton Vance Limited Duration Income Fund	5,440	$77	0.0%	$15.26	—	common stock	27828H105
ULTRF	Ultrapetrol (Bahamas) Ltd.	36,000	$77	0.0%	$2.88	-8.3%	common stock	P94398107
—	Fort Dearborn Income Securities, Inc	5,400	$76	0.0%	$13.89	—	common stock	347200107
—	Morgan Stanley Income Securities Inc.	3,843	$69	0.0%	$16.98	—	common stock	61745P874
FDX	FedEx Corporation	400	$69	0.0%	$118.51	+21.4%	common stock	31428X106
—	Delaware Investments Dividend & Income Fund, Inc.	6,767	$67	0.0%	$8.96	—	common stock	245915103
—	Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.	4,964	$65	0.0%	$17.89	—	common stock	00301T102
—	Ares Multi-Strategy Credit Fund	3,316	$65	0.0%	$21.24	—	common stock	04014Q108
—	Asia Pacific Fund	5,150	$58	0.0%	$10.17	—	common stock	044901106
—	Market Vectors Gold Miners ETF	3,000	$55	0.0%	$24.33	—	common stock	57060U100
—	Duff & Phelps Global Utility Income Fund, Inc.	2,410	$52	0.0%	$18.67	—	common stock	26433C105
XJPIX	Nuveen Preferred & Income Term Fund	2,300	$52	0.0%	$24.33	—	common stock	67075A106
—	Turkish Investment Fund, Inc.	4,630	$51	0.0%	$15.87	—	common stock	900145103
—	Karyopharm Therapeutics Inc.	1,368	$51	0.0%	$35.09	—	common stock	48576U106
—	John Hancock Premium Dividend Fund	3,727	$51	0.0%	$13.23	—	common stock	41013T105
—	Virtus Global Multi-Sector Income Fund	3,001	$48	0.0%	$15.99	—	common stock	92829B101
TIP	iShares TIPS Bond	420	$47	0.0%	$112.00	—	common stock	464287176
—	JPMorgan Alerian MLP Index ETN	1,000	$46	0.0%	$46.00	—	common stock	46625H365
—	Aberdeen Israel Fund, Inc.	2,750	$46	0.0%	$14.55	—	common stock	00301L109
—	Center Coast MLP & Infrastructure Fund	2,399	$43	0.0%	$17.23	—	common stock	151461100
—	AllianzGI Equity & Convertible Income Fund	2,000	$41	0.0%	$19.33	—	common stock	018829101
—	Deutsche Multi-Market Income Trust	4,751	$40	0.0%	$9.47	—	common stock	25160E102
—	BlackRock Energy & Resources Trust	1,935	$39	0.0%	$24.92	—	common stock	09250U101
—	Principal Real Estate Income Fund	2,097	$39	0.0%	$18.60	—	common stock	74255X104
—	Neuberger Berman Real Estate Securities Income Fund	7,216	$38	0.0%	$4.83	—	common stock	64190A103
INCY	Incyte Corporation	477	$35	0.0%	$50.13	+30.3%	common stock	45337C102
—	Gabelli Global Utility & Income Trust	1,763	$34	0.0%	$19.70	—	common stock	36242L105
—	BlackRock Income Trust, Inc.	5,000	$32	0.0%	$6.40	—	common stock	09247F100
—	Nuveen Preferred Income Opportunities Fund	3,000	$29	0.0%	$9.33	—	common stock	67073B106
SBSAA	Spanish Broadcasting System Inc.	10,030	$29	0.0%	$3.90	-15.5%	common stock	846425833
—	Morgan Stanley Emerging Markets Fund, Inc.	1,964	$29	0.0%	$14.13	—	common stock	61744G107
—	Swiss Helvetia Fund Inc.	2,573	$29	0.0%	$13.10	—	common stock	870875101
—	MVC Capital, Inc.	2,618	$26	0.0%	$12.66	—	common stock	553829102
—	Nuveen Core Equity Alpha Fund	1,411	$25	0.0%	$15.06	—	common stock	67090X107
—	Tri-Continental Corp., $2.50 Cumulative Preferred Stock	500	$24	0.0%	$50.00	—	preferred stock	895436202
—	Nasdaq Premium Income & Growth Fund	1,250	$24	0.0%	$19.20	—	common stock	670699107
—	Deutsche Strategic Income Trust	2,000	$23	0.0%	$13.00	—	common stock	25160F109
—	Gabelli Equity Trust Preferred Series D	848	$22	0.0%	$25.14	—	preferred stock	362397705
—	Gabelli Equity Trust, Inc.	3,300	$21	0.0%	$6.65	—	common stock	362397101
—	Neuberger Berman High Yield Strategies Fund	1,743	$21	0.0%	$12.62	—	common stock	64128C106
—	United States Oil ETF	1,000	$20	0.0%	$20.00	—	common stock	91232N108
VGT	Vanguard Information Technology ETF	186	$19	0.0%	$96.77	—	common stock	92204A702
XXHYBXX	New America High Income Fund, Inc.	2,000	$18	0.0%	$10.00	—	common stock	641876800
XLY	Consumer Discret Select Sector SPDR ETF	225	$16	0.0%	$66.67	—	common stock	81369Y407
—	John Hancock Tax-Advantaged Dividend Income Fund	655	$15	0.0%	$20.13	—	common stock	41013V100
XLV	Health Care Select Sector SPDR ETF	211	$14	0.0%	$61.61	—	common stock	81369Y209
—	Deutsche Global High Income Fund	1,802	$14	0.0%	$8.32	—	common stock	25158V108
—	Canadian Pacific Railway Limited	65	$13	0.0%	$200.00	—	common stock	13645T100
—	Nuveen Global Equity Income Fund	1,000	$13	0.0%	$15.00	—	common stock	6706EH103
—	Tortoise Energy Infrastructure, 3.75% Preferred Series B	1,300	$13	0.0%	$9.09	—	preferred stock	89147L704
MMM	3M Company	74	$12	0.0%	$89.68	0.0%	common stock	88579Y101
PG	The Procter & Gamble Company	129	$12	0.0%	$64.60	0.0%	common stock	742718109
WMT	Wal-Mart Stores Inc.	135	$12	0.0%	$21.83	0.0%	common stock	931142103
—	Ingersoll-Rand PLC	186	$12	0.0%	$64.52	—	common stock	G47791101
—	Kraft Foods Group, Inc.	186	$12	0.0%	$64.52	—	common stock	50076Q106
EZU	iShares MSCI EMU Index	322	$12	0.0%	$43.48	—	common stock	464286608
SPG	Simon Property Group Inc.	60	$11	0.0%	$102.84	0.0%	common stock	828806109
IBB	iShares Nasdaq Biotechnology	36	$11	0.0%	$250.00	—	common stock	464287556
JPM	JPMorgan Chase & Co.	170	$11	0.0%	$44.70	0.0%	common stock	46625H100
SMFG	Sumitomo Mitsui Financial Group, Inc.	1,542	$11	0.0%	$7.13	—	common stock	86562M209
ABT	Abbott Laboratories	253	$11	0.0%	$35.31	0.0%	common stock	002824100
AXP	American Express Company	119	$11	0.0%	$76.41	0.0%	common stock	025816109
TMO	Thermo Fisher Scientific, Inc.	84	$11	0.0%	$117.50	0.0%	common stock	883556102
—	Cornerstone Strategic Value Fund Inc.	555	$11	0.0%	$19.82	—	common stock	21924B302
PFE	Pfizer Inc.	342	$11	0.0%	$17.97	0.0%	common stock	717081103
—	BlackRock Enhanced Equity Dividend Trust	1,382	$11	0.0%	$7.72	—	common stock	09251A104
BCS	Barclays PLC	652	$10	0.0%	$15.34	—	common stock	06738E204
—	Tekla Life Sciences Investors	390	$10	0.0%	$22.34	—	common stock	87911K100
IBN	ICIC Bank Ltd.	875	$10	0.0%	$11.43	—	common stock	45104G104
HD	The Home Depot, Inc.	94	$10	0.0%	$74.81	0.0%	common stock	437076102
BIDU	Baidu, Inc.	42	$10	0.0%	$238.10	—	common stock	056752108
TM	Toyota Motor Corporation	79	$10	0.0%	$126.58	—	common stock	892331307
—	ACE Limited	88	$10	0.0%	$113.64	—	common stock	H0023R105
—	WuXi Pharma Tech (Cayman) Inc.	253	$9	0.0%	$35.57	—	common stock	929352102
KO	The Coca-Cola Company	208	$9	0.0%	$30.05	0.0%	common stock	191216100
AEP	American Electric Power Co., Inc.	152	$9	0.0%	$38.58	0.0%	common stock	025537101
—	Nuveen Floating Rate Income Fund	800	$9	0.0%	$12.50	—	common stock	67072T108
NEE	NextEra Energy, Inc.	82	$9	0.0%	$18.89	0.0%	common stock	65339F101
—	Transamerica Income Shares Inc.	429	$9	0.0%	$20.60	—	common stock	893506105
VIPS	Vipshop Holdings Limited	486	$9	0.0%	$18.52	—	common stock	92763W103
—	United Technologies Corporation	76	$9	0.0%	$118.42	—	common stock	913017109
NXPI	NXP Semiconductors NV	122	$9	0.0%	$62.99	0.0%	common stock	N6596X109
CVS	CVS Health Corporation	91	$9	0.0%	$64.44	0.0%	common stock	126650100
BAP	Credicorp Ltd.	59	$9	0.0%	$120.76	0.0%	common stock	G2519Y108
CNQ	Canadian Natural Resrouces Limited	276	$9	0.0%	$10.28	0.0%	common stock	136385101
—	Latin American Discovery Fund Inc.	800	$9	0.0%	$13.75	—	common stock	51828C106
—	General Electric Company	370	$9	0.0%	$24.32	—	common stock	369604103
—	Tata Motors Limited	206	$9	0.0%	$43.69	—	common stock	876568502
INTC	Intel Corporation	240	$9	0.0%	$26.63	0.0%	common stock	458140100
JNJ	Johnson & Johnson	85	$9	0.0%	$77.30	0.0%	common stock	478160104
—	Sensata Technologies Holding NV	175	$9	0.0%	$51.43	—	common stock	N7902X106
—	Mallinckrodt Public Limitied Company	88	$9	0.0%	$102.27	—	common stock	G5785G107
MCD	McDonald's Corp.	97	$9	0.0%	$70.55	0.0%	common stock	580135101
—	Hewlett-Packard Company	210	$8	0.0%	$38.10	—	common stock	428236103
—	Silver Wheaton Corp.	378	$8	0.0%	$21.16	—	common stock	828336107
PUK	Prudential PLC	163	$8	0.0%	$49.08	—	common stock	74435K204
—	Rand Capital Corp.	2,000	$8	0.0%	$3.00	—	common stock	752185108
MO	Altria Group Inc.	167	$8	0.0%	$23.76	0.0%	common stock	02209S103
NKE	Nike, Inc.	88	$8	0.0%	$40.75	0.0%	common stock	654106103
SAN	Banco Santander, S.A.	968	$8	0.0%	$8.26	—	common stock	05964H105
XOM	Exxon Mobil Corporation	86	$8	0.0%	$58.00	0.0%	common stock	30231G102
D	Dominion Resources, Inc.	104	$8	0.0%	$45.08	0.0%	common stock	25746U109
XLF	Financial Select Sector SPDR ETF	302	$7	0.0%	$23.18	—	common stock	81369Y605
BP	BP PLC	177	$7	0.0%	$39.55	—	common stock	055622104
—	China Unicom (Hong Kong) Limited	515	$7	0.0%	$13.59	—	common stock	16945R104
PM	Philip Morris International, Inc.	90	$7	0.0%	$49.22	0.0%	common stock	718172109
OXY	Occidental Petroleum Corporation	92	$7	0.0%	$59.30	0.0%	common stock	674599105
—	Gabelli Global Small and Mid-Cap Value Fund	700	$7	0.0%	$11.43	—	common stock	36249W104
SLB	Schlumberger Limited	78	$7	0.0%	$67.34	0.0%	common stock	806857108
ABEV	Ambev S.A.	1,105	$7	0.0%	$6.33	—	common stock	02319V103
DXJ	WisdomTree Japan Hedged Equity	143	$7	0.0%	$48.95	—	common stock	97717W851
BUD	Anheuser-Busch InBev	64	$7	0.0%	$109.38	—	common stock	03524A108
VZ	Verizon Communications Inc.	159	$7	0.0%	$27.66	0.0%	common stock	92343V104
TEVA	Teva Parmaceutical Industries Limited	116	$7	0.0%	$60.34	—	common stock	881624209
SKYY	First Trust ISE Cloud Computing Index	209	$6	0.0%	$28.71	—	common stock	33734X192
BTI	British America Tobacco PLC	59	$6	0.0%	$101.69	—	common stock	110448107
CCJ	Cameco Corporation	396	$6	0.0%	$15.25	0.0%	common stock	13321L108
SBS	Companhia de Saneamento Basico do Estado de Sao Paulo	974	$6	0.0%	$6.16	—	common stock	20441A102
FDN	First Trust Dow Jones Internet Index	97	$6	0.0%	$61.86	—	common stock	33733E302
ING	ING Groep N.V.	487	$6	0.0%	$12.32	—	common stock	456837103
—	iShares MSCI United Kingdom	282	$5	0.0%	$17.73	—	common stock	46434V548
IEMG	iShares Core MSCI Emerging Market	116	$5	0.0%	$51.72	—	common stock	46434G103
—	SK Telecom Co. Ltd.	188	$5	0.0%	$26.60	—	common stock	78440P108
VDC	Vanguard Consumer Staples ETF	40	$5	0.0%	$125.00	—	common stock	92204A207
MBB	iShares MBS	38	$4	0.0%	$105.26	—	common stock	464288588
—	Royce Micro-Cap Trust, Inc.	357	$4	0.0%	$10.94	—	common stock	780915104
LYB	LyondellBasell Industries N.V.	56	$4	0.0%	$47.78	0.0%	common stock	N53745100
—	Companhia Brasileira de Disrtibuicao	119	$4	0.0%	$33.61	—	common stock	20440T201
XHNWX	Pioneer Diversified High Income Trust	200	$4	0.0%	$20.00	—	common stock	723653101
—	BlackRock Core Bond Trust	200	$3	0.0%	$15.00	—	common stock	09249E101
—	Wells Fargo Advantage Multi-Sector Income Fund	234	$3	0.0%	$13.95	—	common stock	94987D101
VOX	Vanguard Telecommunication Services ETF	39	$3	0.0%	$76.92	—	common stock	92204A884
VAW	Vanguard Materials ETF	31	$3	0.0%	$96.77	—	common stock	92204A801
EWL	iShares MSCI Switzerland Capped Index	99	$3	0.0%	$30.30	—	common stock	464286749
LQD	iShares iBoxx $ Investment Grade Corporate Bond	20	$2	0.0%	$100.00	—	common stock	464287242
EPP	iShares MSCI Pacific ex-Japan	51	$2	0.0%	$58.82	—	common stock	464286665
EWC	iShares MSCI Canada	81	$2	0.0%	$37.04	—	common stock	464286509
—	EGShares Emerging Markets Consumer	72	$2	0.0%	$27.78	—	common stock	268461779
—	Nuveen Tax - Advantaged Dividend Growth Fund	150	$2	0.0%	$13.33	—	common stock	67073G105
—	Aberdeen Latin America Equity Fund, Inc.	88	$2	0.0%	$34.09	—	common stock	00306K106
—	Eaton Vance Michigan Municipal Income Trust	100	$1	0.0%	$11.61	—	common stock	27826D106
IEI	iShares 3-7 Year Treasury Bond	6	$1	0.0%	$166.67	—	common stock	464288661
EWD	iShares MSCI Sweden	33	$1	0.0%	$30.30	—	common stock	464286756
—	Market Vectors EM Local Currency Bond ETF	33	$1	0.0%	$30.30	—	common stock	57060U522
—	PowerShares Emerging Markets Soverign Debt ETF	27	$1	0.0%	$37.04	—	common stock	73936T573