Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q4 2012 (← Previous) (Next →)
Filing Date: Jan 4, 2016
Total Value: $424M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | EATON VANCE RISK-MANAGED DIV | 5,348,080 | $55.78M | 13.2% | $10.43 | $10.62 | — | COM | 27829G106 |
| — | LIBERTY ALL STAR EQUITY FUND | 8,239,363 | $39.3M | 9.3% | $4.77 | $5.90 | — | COM | 530158104 |
| — | GREATER CHINA FUND | 2,149,892 | $27.69M | 6.5% | $12.88 | $12.62 | — | COM | 39167B102 |
| — | ZWEIG TOTAL RETURN FUND INC | 2,043,843 | $25.16M | 5.9% | $12.31 | $12.61 | — | COM | 989837208 |
| — | THAI CAPITAL FUND INC | 1,367,632 | $16.56M | 3.9% | $12.11 | $11.57 | — | COM | 882905201 |
| — | AMERICAN STRATEGIC INC III | 2,197,545 | $16.46M | 3.9% | $7.49 | $6.92 | — | COM | 03009T101 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 805,556 | $14.05M | 3.3% | $17.44 | $17.44 | — | COM | 33766Y100 |
| — | THAI FUND INC | 624,018 | $12.45M | 2.9% | $19.95 | $16.35 | — | COM | 882904105 |
| — | DIAMOND HILL FINANCIAL TREND | 1,006,957 | $11.52M | 2.7% | $11.44 | $10.27 | — | COM | 25264C101 |
| — | IMPERIAL HOLDINGS INC | 2,386,398 | $10.62M | 2.5% | $4.45 | $2.88 | — | COM | 452834104 |
| — | GYRODYNE CO OF AMERICA INC | 141,189 | $10.17M | 2.4% | $72.06 | $46.00 | — | COM | 403820103 |
| — | MVC CAPITAL INC | 823,331 | $10M | 2.4% | $12.15 | $12.57 | — | COM | 553829102 |
| — | AQUASITION CORP | 905,443 | $9.084M | 2.1% | $10.03 | $10.03 | — | COM | Y0192H129 |
| — | CENTRAL EUROPE & RUSSIA FUND | 264,438 | $8.97M | 2.1% | $33.92 | $33.80 | — | COM | 153436100 |
| — | SCG FINANCIAL ACQUISITION CO | 851,400 | $8.429M | 2.0% | $9.90 | $9.69 | — | COM | 78404K103 |
| MYRX | MYREXIS INC | 2,678,278 | $7.58M | 1.8% | $2.83 | $2.79 | — | COM | 62856H107 |
| — | JAVELIN MORTGAGE INVESTMENT | 374,600 | $7.151M | 1.7% | $19.09 | $19.09 | — | COM | 47200B104 |
| — | MACQUARIE GLOBAL INFR TOT RT | 369,071 | $7.038M | 1.7% | $19.07 | $17.36 | — | COM | 55608D101 |
| — | TRI CONTL CORP | 391,619 | $6.285M | 1.5% | $16.05 | $11.56 | — | COM | 895436103 |
| — | COLLABRIUM JAPAN ACQUISITION | 600,000 | $6.114M | 1.4% | $10.19 | $10.19 | — | COM | G2266G128 |
| — | NAUTILUS MARINE ACQUISITION | 564,524 | $5.645M | 1.3% | $10.00 | $9.53 | — | COM | Y6255E101 |
| — | INDIA FUND INC | 266,912 | $5.581M | 1.3% | $20.91 | $21.36 | — | COM | 454089103 |
| — | CLOUGH GLOBAL EQUITY FUND | 396,024 | $5.148M | 1.2% | $13.00 | $13.00 | — | COM | 18914C100 |
| — | BGS ACQUISITION CORP | 514,442 | $5.114M | 1.2% | $9.94 | $9.86 | — | COM | G1082J126 |
| — | ROYCE VALUE TR INC | 380,203 | $5.102M | 1.2% | $13.42 | $11.48 | — | COM | 780910105 |
| — | BOULDER GROWTH & INCOME FUND | 731,950 | $4.633M | 1.1% | $6.33 | $6.20 | — | COM | 101507101 |
| — | ROYCE MICRO-CAP TR INC | 475,218 | $4.491M | 1.1% | $9.45 | $8.13 | — | COM | 780915104 |
| — | SWISS HELVETIA FUND | 362,127 | $4.088M | 1.0% | $11.29 | $11.23 | — | COM | 870875101 |
| — | ANDINA ACQUISITION CORP | 399,692 | $3.949M | 0.9% | $9.88 | $10.68 | — | COM | G0440W100 |
| — | CHART ACQUISITION CORP | 379,876 | $3.818M | 0.9% | $10.05 | $10.05 | — | COM | 161151204 |
| — | NEUBERGER BERMAN REAL ESTATE | 826,375 | $3.793M | 0.9% | $4.59 | $3.21 | — | COM | 64190A103 |
| — | GLOBAL EAGLE ACQUISITION COR | 362,566 | $3.615M | 0.9% | $9.97 | $9.91 | — | COM | 37951D102 |
| — | BOULDER TOTAL RETURN FD INC | 197,425 | $3.562M | 0.8% | $18.04 | $14.58 | — | COM | 101541100 |
| PSEC | PROSPECT CAPITAL CORP | 320,000 | $3.478M | 0.8% | $10.87 | $10.87 | — | COM | 74348T102 |
| — | ADAMS EXPRESS CO | 302,620 | $3.205M | 0.8% | $10.59 | $10.59 | — | COM | 6212104 |
| — | ADAMS EXPRESS CO | 302,620 | $3.205M | 0.8% | $10.59 | $9.93 | — | COM | 006212104 |
| — | CLOUGH GLBL OPPORTUNITIES FD | 269,884 | $3.168M | 0.7% | $11.74 | $10.90 | — | COM | 18914E106 |
| GAIN | GLADSTONE INVESTMENT CORP | 427,766 | $2.977M | 0.7% | $6.96 | $6.96 | — | COM | 376546107 |
| — | EATON VANCE TAX ADV GL DVD O | 145,449 | $2.922M | 0.7% | $20.09 | $20.09 | — | COM | 27828U106 |
| — | INFINITY CROSS BORDER ACQUIS | 359,500 | $2.84M | 0.7% | $7.90 | $7.90 | — | COM | G4772R101 |
| — | PRIME ACQUISITION CORP | 283,500 | $2.812M | 0.7% | $9.92 | $9.47 | — | COM | G72436101 |
| — | CENTRAL SECS CORP | 134,229 | $2.682M | 0.6% | $19.98 | $19.97 | — | COM | 155123102 |
| — | NEW IRELAND FUND INC | 249,984 | $2.275M | 0.5% | $9.10 | $8.06 | — | COM | 645673104 |
| — | HYDE PARK ACQUISITION CORP I | 217,100 | $2.182M | 0.5% | $10.05 | $10.05 | — | COM | 448640102 |
| — | CHINA GROWTH EQUITY INVESTME | 198,195 | $1.988M | 0.5% | $10.03 | $9.49 | — | COM | G2114K107 |
| — | NEW YORK MORTGAGE TRUST INC | 311,000 | $1.966M | 0.5% | $6.32 | $6.32 | — | COM | 649604501 |
| — | ROI ACQUISITION CORP | 199,900 | $1.939M | 0.5% | $9.70 | $9.55 | — | COM | 74966A104 |
| — | BLUE WOLF MONGOLIA HOLDINGS | 193,900 | $1.927M | 0.5% | $9.94 | $9.21 | — | COM | G11962100 |
| — | MEXICO EQUITY AND INCOME FD | 118,522 | $1.689M | 0.4% | $14.25 | $7.65 | — | COM | 592834105 |
| — | BANCROFT FUND LTD | 100,672 | $1.651M | 0.4% | $16.40 | $15.88 | — | COM | 059695106 |
| — | BANCROFT FUND LTD | 100,672 | $1.651M | 0.4% | $16.40 | $16.40 | — | COM | 59695106 |
| EQS | EQUUS TOTAL RETURN INC | 545,862 | $1.288M | 0.3% | $2.36 | $2.28 | — | COM | 294766100 |
| — | DIVIDEND & INCOME FUND | 84,450 | $1.143M | 0.3% | $13.53 | $13.53 | — | COM | 25538A204 |
| — | ELLSWORTH FUND INC | 149,106 | $1.065M | 0.3% | $7.14 | $6.78 | — | COM | 289074106 |
| — | HEALTHCARE TRUST OF AME-CL A | 103,891 | $1.029M | 0.2% | $9.90 | $9.78 | — | COM | 42225P105 |
| — | ABERDEEN ISRAEL FUND INC | 68,625 | $899K | 0.2% | $13.10 | $12.96 | — | COM | 00301L109 |
| — | US GEOTHERMAL INC | 2,000,000 | $724K | 0.2% | $0.36 | $0.36 | — | COM | 90338S102 |
| — | UNIVERSAL BUSINESS PMT SOL AC | 105,763 | $643K | 0.2% | $6.08 | $5.82 | — | COM | 913384103 |
| — | ROBERTS REALTY INVESTORS INC | 529,293 | $619K | 0.1% | $1.17 | $1.45 | — | COM | 769900101 |
| — | MORGAN STANLEY ASIA PACIFIC | 37,516 | $562K | 0.1% | $14.98 | $14.32 | — | COM | 61744U106 |
| — | GDL FUND COM SH BEN IT | 40,328 | $461K | 0.1% | $11.43 | $13.44 | — | COM | 361570104 |
| — | EATON VANCE TAX MNGD GBL DV EQ | 43,000 | $379K | 0.1% | $8.81 | $8.81 | — | COM | 27829F108 |
| — | VIRTUS TOTAL RETURN FD | 59,636 | $231K | 0.1% | $3.87 | $3.81 | — | COM | 92829A103 |
| — | COHEN&STEERS INFRASTRUCTURE FD | 11,747 | $220K | 0.1% | $18.73 | $14.72 | — | COM | 19248A109 |
| — | KOREA EQUITY FUND INC | 22,261 | $205K | 0.0% | $9.21 | $9.49 | — | COM | 50063B104 |
| — | YAHOO! INC | 10,000 | $199K | 0.0% | $19.90 | $16.10 | — | COM | 984332106 |
| — | PROMOTORA DE INFO-B-ADR | 180,984 | $192K | 0.0% | $1.06 | $9.54 | — | CONV | 74343G303 |
| — | GABELLI HLTHCARE & WELLNESS | 19,070 | $164K | 0.0% | $8.60 | $7.33 | — | COM | 36246K103 |
| — | SANDRIDGE ENERGY INC | 25,000 | $159K | 0.0% | $6.36 | $6.36 | — | COM | 80007P307 |
| — | ROYCE FOCUS TR | 17,500 | $116K | 0.0% | $6.63 | $6.34 | — | COM | 78080N108 |
| — | AMER STRAT INCOME PORT INC 11 | 12,461 | $110K | 0.0% | $8.83 | $8.83 | — | COM | 30099105 |
| — | PROMOTORA DE INFORMA-ADR | 57,937 | $68,000 | 0.0% | $1.17 | $4.49 | — | COM | 74343G204 |
| ZNOG | ZION OIL & GAS INC | 17,589 | $31,000 | 0.0% | $1.76 | $1.96 | — | COM | 989696109 |
| — | INDIA GLOBALIZATION CAPITAL | 45,808 | $6,000 | 0.0% | $0.13 | $1.38 | — | COM | 45408X100 |