CIK: 0001504304 · Show all filings
Period: Q1 2013 (← Previous) (Next →)
Filing Date: Jul 7, 2015
Total Value ($000): $412,650 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | EATON VANCE RISK-MANAGED DIV | 6,265,796 | $68,861 | 16.7% | $10.68 | — | COM | 27829G106 |
| — | LIBERTY ALL STAR EQUITY FUND | 8,416,159 | $43,512 | 10.5% | $5.89 | — | SH BEN INT | 530158104 |
| — | ZWEIG TOTAL RETURN FUND INC | 2,085,738 | $27,177 | 6.6% | $12.62 | — | COM | 989837208 |
| — | THAI CAPITAL FUND INC | 1,362,132 | $19,083 | 4.6% | $11.57 | — | COM | 882905201 |
| — | AMERICAN STRATEGIC INC III | 2,252,675 | $16,420 | 4.0% | $6.93 | — | COM | 03009T101 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 823,410 | $15,884 | 3.8% | $17.46 | +6.0% | COM | 33766Y100 |
| — | THAI FUND INC | 597,097 | $14,277 | 3.5% | $16.35 | — | COM | 882904105 |
| — | GYRODYNE CO OF AMERICA INC | 151,139 | $11,110 | 2.7% | $47.81 | — | COM | 403820103 |
| — | GENERAL AMERN INVS INC | 349,620 | $10,919 | 2.6% | $31.23 | — | COM | 368802104 |
| — | MVC CAPITAL INC | 823,331 | $10,563 | 2.6% | $12.57 | — | COM | 553829102 |
| — | IMPERIAL HOLDINGS INC | 2,428,493 | $9,835 | 2.4% | $2.90 | — | COM | 452834104 |
| — | AQUASITION CORP | 915,522 | $9,201 | 2.2% | $10.03 | — | UNIT | Y0192H129 |
| — | SCG FINL ACQUISITION CORP | 850,000 | $8,364 | 2.0% | $9.69 | — | COM | 78404K103 |
| — | ALPINE TOTAL DYNAMIC DIVIDEN | 1,894,593 | $7,749 | 1.9% | $4.09 | — | COM | 21060108 |
| — | CLOUGH GLOBAL EQUITY FUND | 476,037 | $6,998 | 1.7% | $13.29 | — | COM | 18914C100 |
| — | TRI CONTL CORP | 391,619 | $6,873 | 1.7% | $11.56 | — | COM | 895436103 |
| LEN/B | LENNAR CORP - B SHS | 189,928 | $6,127 | 1.5% | $26.33 | 0.0% | CL B | 526057302 |
| — | COLLABRIUM JAPAN ACQUISITION | 600,000 | $6,000 | 1.5% | $10.00 | — | COM | G2266G102 |
| — | BOULDER GROWTH & INCOME FUND | 803,301 | $5,888 | 1.4% | $6.30 | — | COM | 101507101 |
| — | ROYCE VALUE TR INC | 380,614 | $5,732 | 1.4% | $11.48 | — | COM | 780910105 |
| — | JAVELIN MTG INVT CORP | 280,166 | $5,505 | 1.3% | $19.09 | — | COM | 47200B104 |
| — | AMER STRAT INCOME PORT INC II | 611,152 | $5,433 | 1.3% | $8.89 | — | COM | 30099105 |
| — | SWISS HELVETIA FUND | 433,653 | $5,317 | 1.3% | $11.40 | — | COM | 870875101 |
| — | BGS ACQUISITION CORP | 525,300 | $5,279 | 1.3% | $9.86 | — | UNIT | G1082J126 |
| — | INDIA FUND INC | 245,497 | $5,214 | 1.3% | $21.36 | — | COM | 454089103 |
| GAIN | GLADSTONE INVESTMENT CORP | 703,600 | $5,143 | 1.2% | $5.02 | -59.9% | COM | 376546107 |
| — | ROYCE MICRO-CAP TR INC | 475,643 | $5,089 | 1.2% | $8.13 | — | COM | 780915104 |
| — | CIS AQUISITION LTD | 435,000 | $4,402 | 1.1% | $10.12 | — | UNIT | G21490506 |
| — | MACQUARIE GLOBAL INFR TOT RT | 194,951 | $4,127 | 1.0% | $17.36 | — | COM | 55608D101 |
| — | BOULDER TOTAL RETURN FD INC | 197,425 | $4,126 | 1.0% | $14.58 | — | COM | 101541100 |
| — | ANDINA ACQUISITION CORP | 410,000 | $4,079 | 1.0% | $10.66 | — | COM | G0440W100 |
| — | PRIME ACQUISITION CORP | 352,946 | $3,512 | 0.9% | $9.57 | — | SHS | G72436101 |
| — | CENTRAL SECS CORP | 163,518 | $3,396 | 0.8% | $20.12 | — | COM | 155123102 |
| — | CENTRAL EUROPE & RUSSIA FD INC | 100,168 | $3,282 | 0.8% | $33.80 | — | COM | 153436100 |
| — | ADAMS EXPRESS CO | 260,693 | $3,061 | 0.7% | $10.59 | — | COM | 6212104 |
| — | INFINITY CROSS BORDER ACQUIS | 363,700 | $2,800 | 0.7% | $7.90 | — | COM | G4772R101 |
| — | NEUBERGER BERMAN REAL ESTATE | 517,803 | $2,672 | 0.6% | $3.21 | — | COM | 64190A103 |
| — | SUPERVALU INC | 479,000 | $2,414 | 0.6% | $5.04 | — | COM | 868536103 |
| — | HYDE PARK ACQUISITION CORP II | 220,000 | $2,266 | 0.5% | $10.05 | — | COM | 448640102 |
| — | BANCROFT FUND LTD | 121,497 | $2,127 | 0.5% | $16.59 | — | COM | 59695106 |
| — | BLUE WOLF MONGOLIA HOLDINGS CP | 193,900 | $1,925 | 0.5% | $9.21 | — | SHS | G11962100 |
| — | ROI ACQUISITION CORP | 199,900 | $1,919 | 0.5% | $9.55 | — | COM | 74966A104 |
| — | ELLSWORTH FUND LTD | 195,497 | $1,494 | 0.4% | $6.98 | — | COM | 289074106 |
| — | CLOUGH GLBL OPPORTUNITIES FD | 115,599 | $1,488 | 0.4% | $10.90 | — | SH | 18914E106 |
| — | CHART ACQUISITION CORP | 140,872 | $1,344 | 0.3% | $9.54 | — | COM | 161151105 |
| — | DIVIDEND & INCOME FUND | 85,741 | $1,312 | 0.3% | $13.56 | — | COM | 25538A204 |
| EQS | EQUUS TOTAL RETURN INC | 558,754 | $1,207 | 0.3% | $2.28 | -2.6% | COM | 294766100 |
| — | MEXICO EQUITY AND INCOME FD | 71,750 | $1,200 | 0.3% | $7.65 | — | COM | 592834105 |
| — | ABERDEEN ISRAEL FUND | 82,016 | $1,198 | 0.3% | $13.23 | — | COM | 00301L109 |
| — | NEW IRELAND FUND INC | 106,428 | $1,105 | 0.3% | $8.06 | — | COM | 645673104 |
| — | BOX SHIPS INCORPORATED | 199,000 | $925 | 0.2% | $4.65 | — | SHS | Y09675102 |
| PFLT | PENNANTPARK FLOATING RATE CA | 65,954 | $921 | 0.2% | $3.88 | 0.0% | COM | 70806A106 |
| — | ROBERTS REALTY INVESTORS INC | 683,087 | $915 | 0.2% | $1.43 | — | COM | 769900101 |
| — | NEW GERMANY FD INC | 54,357 | $915 | 0.2% | $16.83 | — | COM | 644465106 |
| — | US GEOTHERMAL INC | 2,000,000 | $690 | 0.2% | $0.36 | — | COM | 90338S102 |
| — | MORGAN STANLEY ASIA PACIFIC | 37,516 | $606 | 0.1% | $14.32 | — | COM | 61744U106 |
| HTGC | HERCULES TECHNOLOGY GROWTH | 45,250 | $554 | 0.1% | $12.16 | 0.0% | COM | 427096508 |
| — | GDL FUND COM SH BEN IT | 40,028 | $472 | 0.1% | $13.44 | — | COM | 361570104 |
| — | EATON VANCE TAX MNGD GBL DV EQ | 43,000 | $401 | 0.1% | $8.81 | — | COM | 27829F108 |
| — | EUROPEAN EQUITY FUND INC/THE | 53,962 | $383 | 0.1% | $7.10 | — | COM | 298768102 |
| — | ZWEIG FUND INC | 25,717 | $334 | 0.1% | $12.99 | — | COM | 989834205 |
| — | INVESCO DYNAMIC CREDIT OPPO | 19,203 | $259 | 0.1% | $13.49 | — | COM | 46132R104 |
| MYRX | MYREXIS INC | 2,629,889 | $250 | 0.1% | $2.79 | -43.0% | COM | 62856H107 |
| — | VIRTUS TOTAL RETURN FD | 59,636 | $245 | 0.1% | $3.81 | — | COM | 92829A103 |
| — | PROMOTORA DE INFO-B-ADR | 180,984 | $223 | 0.1% | $9.54 | — | CONV | 74343G303 |
| — | GABELLI HLTHCARE & WELLNESS | 19,070 | $190 | 0.0% | $7.33 | — | SHS | 36246K103 |
| — | SANDRIDGE ENERGY INC | 25,000 | $132 | 0.0% | $6.36 | — | COM | 80007P307 |
| — | TICC CAPITAL CORP | 11,000 | $109 | 0.0% | $9.91 | — | COM | 87244T109 |
| — | PROMOTORA DE INFORMA-ADR | 57,937 | $64 | 0.0% | $4.49 | — | ADR CL A SHS | 74343G204 |
| — | UNIVERSAL BUSINESS PMT SOL AC | 19,092 | $53 | 0.0% | $5.82 | — | COM | 913384103 |