Location: Northbrook, IL
CIK: 0001595509 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Oct 21, 2019
Total Value: $134M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| CME | CME GROUP INC | 96,336 | $20.36M | 15.2% | $211.34 * | $69.24 | +140.7% | COM | 12572Q105 |
| SPY | SPDR S&P 500 ETF TR | 41,745 | $12.39M | 9.2% | $296.78 | $252.49 | +17.5% | TR UNIT | 78462F103 |
| VTI | VANGUARD INDEX FDS | 63,809 | $9.635M | 7.2% | $151.00 | $96.33 | +56.8% | TOTAL STK MKT | 922908769 |
| ACWV | ISHARES INC | 92,872 | $8.8M | 6.6% | $94.75 | $91.65 | +3.4% | MIN VOL GBL ETF | 464286525 |
| USMV | ISHARES TR | 101,501 | $6.506M | 4.8% | $64.10 | $63.36 | +1.2% | MSCI MIN VOL ETF | 46429B697 |
| SPTM | SPDR SERIES TRUST | 166,814 | $6.129M | 4.6% | $36.74 | $33.88 | +8.5% | PORTFOLIO TL STK | 78464A805 |
| SHYG | ISHARES TR | 105,490 | $4.904M | 3.7% | $46.49 | $46.43 | +0.1% | 0-5YR HI YL CP | 46434V407 |
| SJNK | SPDR SERIES TRUST | 180,399 | $4.873M | 3.6% | $27.01 | $27.03 | -0.1% | BLOOMBERG SRT TR | 78468R408 |
| ABFL | TRIMTABS ETF TR | 128,063 | $4.758M | 3.5% | $37.15 | $34.43 | +7.9% | ALL CAP US FREE | 89628W302 |
| AAPL | APPLE INC | 20,834 | $4.666M | 3.5% | $223.96 * | $23.06 | +133.7% | COM | 037833100 |
| GQRE | FLEXSHARES TR | 57,661 | $3.757M | 2.8% | $65.16 | $61.98 | +5.2% | GLB QLT R/E IDX | 33939L787 |
| SPDW | SPDR INDEX SHS FDS | 103,590 | $3.041M | 2.3% | $29.36 | $31.23 | -6.0% | PORTFOLIO DEVLPD | 78463X889 |
| VXUS | VANGUARD STAR FD | 30,527 | $1.577M | 1.2% | $51.66 | $49.34 | +4.7% | VG TL INTL STK F | 921909768 |
| AMZN | AMAZON COM INC | 873 | $1.515M | 1.1% | $1735.40 * | $54.07 | +60.5% | COM | 023135106 |
| VIG | VANGUARD GROUP | 12,595 | $1.506M | 1.1% | $119.57 | $76.93 | +55.4% | DIV APP ETF | 921908844 |
| SPEM | SPDR INDEX SHS FDS | 42,190 | $1.446M | 1.1% | $34.27 | $37.45 | -8.5% | PORTFOLIO EMG MK | 78463X509 |
| EFA | ISHARES TR | 22,004 | $1.435M | 1.1% | $65.22 | $66.06 | -1.3% | MSCI EAFE ETF | 464287465 |
| MSFT | MICROSOFT CORP | 9,515 | $1.323M | 1.0% | $139.04 * | $56.47 | +133.0% | COM | 594918104 |
| CBOE | CBOE GLOBAL MARKETS INC | 11,100 | $1.276M | 1.0% | $114.95 * | $42.59 | +148.3% | COM | 12503M108 |
| QLD | PROSHARES TR | 11,890 | $1.15M | 0.9% | $96.72 * | $10.34 | +16.9% | PSHS ULTRA QQQ | 74347R206 |
| JPM | JPMORGAN CHASE & CO | 7,653 | $901K | 0.7% | $117.73 * | $48.87 | +102.5% | COM | 46625H100 |
| PNC | PNC FINL SVCS GROUP INC | 5,984 | $839K | 0.6% | $140.21 * | $65.61 | +69.8% | COM | 693475105 |
| — | TERADYNE INC | 430,000 | $819K | 0.6% | $1.90 | $1.33 | — | NOTE 1.250%12/1 | 880770AG7 |
| T | AT&T INC | 21,379 | $809K | 0.6% | $37.84 * | $14.31 | +28.4% | COM | 00206R102 |
| INTC | INTEL CORP | 14,999 | $773K | 0.6% | $51.54 * | $19.08 | +136.9% | COM | 458140100 |
| — | J2 GLOBAL INC | 490,000 | $699K | 0.5% | $1.43 | $1.28 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| PG | PROCTER & GAMBLE CO | 5,299 | $659K | 0.5% | $124.36 * | $65.45 | +62.6% | COM | 742718109 |
| — | NUVASIVE INC | 550,000 | $650K | 0.5% | $1.18 | $1.18 | — | NOTE 2.250% 3/1 | 670704AG0 |
| JNJ | JOHNSON & JOHNSON | 4,893 | $633K | 0.5% | $129.37 * | $83.87 | +29.4% | COM | 478160104 |
| — | CSG SYS INTL INC | 555,000 | $628K | 0.5% | $1.13 | $1.07 | — | NOTE 4.250% 3/1 | 126349AF6 |
| — | ILLUMINA INC | 470,000 | $623K | 0.5% | $1.33 | $1.35 | — | NOTE 0.500% 6/1 | 452327AH2 |
| — | PRICELINE GRP INC | 535,000 | $621K | 0.5% | $1.16 | $1.22 | — | NOTE 0.900% 9/1 | 741503AX4 |
| — | MICROCHIP TECHNOLOGY INC | 480,000 | $619K | 0.5% | $1.29 | $1.16 | — | NOTE 1.625% 2/1 | 595017AF1 |
| — | SILICON LABORATORIES INC | 470,000 | $612K | 0.5% | $1.30 | $1.08 | — | NOTE 1.375% 3/0 | 826919AB8 |
| — | KAMAN CORP | 515,000 | $594K | 0.4% | $1.15 | $1.13 | — | NOTE 3.250% 5/0 | 483548AF0 |
| — | ISIS PHARMACEUTICALS INC DEL | 515,000 | $589K | 0.4% | $1.14 | $1.01 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | NATIONAL HEALTH INVS INC | 480,000 | $587K | 0.4% | $1.22 | $1.17 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | MERITOR INC | 575,000 | $571K | 0.4% | $0.99 | $0.98 | — | NOTE 3.250%10/1 | 59001KAF7 |
| — | OSI SYSTEMS INC | 505,000 | $565K | 0.4% | $1.12 | $0.96 | — | NOTE 1.250% 9/0 | 671044AD7 |
| — | PRA GROUP INC | 540,000 | $553K | 0.4% | $1.02 | $1.02 | — | NOTE 3.500% 6/0 | 69354NAB2 |
| — | VERINT SYS INC | 545,000 | $551K | 0.4% | $1.01 | $0.95 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| VZ | VERIZON COMMUNICATIONS INC | 9,070 | $547K | 0.4% | $60.31 * | $31.30 | +35.5% | COM | 92343V104 |
| — | REDWOOD TR INC | 540,000 | $540K | 0.4% | $1.00 | $0.95 | — | NOTE 4.750% 8/1 | 758075AC9 |
| — | FINISAR CORP | 540,000 | $539K | 0.4% | $1.00 | $0.91 | — | NOTE 0.500%12/1 | 31787AAP6 |
| DIS | DISNEY WALT CO | 4,062 | $529K | 0.4% | $130.23 * | $104.57 | +21.0% | COM DISNEY | 254687106 |
| — | DYCOM INDS INC | 550,000 | $528K | 0.4% | $0.96 | $1.09 | — | NOTE 0.750% 9/1 | 267475AB7 |
| DVY | ISHARES TR | 5,099 | $520K | 0.4% | $101.98 | $96.12 | +6.1% | SELECT DIVID ETF | 464287168 |
| — | SM ENERGY CO | 570,000 | $516K | 0.4% | $0.91 | $0.97 | — | NOTE 1.500% 7/0 | 78454LAM2 |
| — | GREENBRIER COS INC | 520,000 | $496K | 0.4% | $0.95 | $0.97 | — | NOTE 2.875% 2/0 | 393657AK7 |
| VWO | VANGUARD INTL EQUITY INDEX F | 12,093 | $487K | 0.4% | $40.27 | $41.80 | -3.7% | FTSE EMR MKT ETF | 922042858 |
| — | CTRIP COM INTL LTD | 480,000 | $478K | 0.4% | $1.00 | $1.03 | — | NOTE 1.250% 9/1 | 22943FAM2 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 535,000 | $477K | 0.4% | $0.89 | $0.99 | — | NOTE 2.250% 6/0 | 049164BH8 |
| — | PACIRA BIOSCIENCES | 470,000 | $468K | 0.3% | $1.00 | $1.04 | — | NOTE 2.375% 4/0 | 695127AD2 |
| HD | HOME DEPOT INC | 1,983 | $460K | 0.3% | $231.97 * | $172.92 | +15.3% | COM | 437076102 |
| — | BIOMARIN PHARMACEUTICAL INC | 430,000 | $446K | 0.3% | $1.04 | $1.16 | — | NOTE 1.500%10/1 | 09061GAF8 |
| — | CLEVELAND CLIFFS INC | 405,000 | $440K | 0.3% | $1.09 | $0.07 | — | DBCV 1.500% 1/1 | 185899AA9 |
| GOOGL | ALPHABET INC | 354 | $432K | 0.3% | $1220.34 * | $53.83 | +12.6% | CAP STK CL A | 02079K305 |
| VUG | VANGUARD INDEX FDS | 2,552 | $424K | 0.3% | $166.14 * | $25.49 | +8.7% | GROWTH ETF | 922908736 |
| — | VIAVI SOLUTIONS INC | 350,000 | $423K | 0.3% | $1.21 | $1.21 | — | NOTE 1.750% 6/0 | 925550AE5 |
| CHE | CHEMED CORP NEW | 1,000 | $418K | 0.3% | $418.00 * | $399.91 | +2.3% | COM | 16359R103 |
| BHC | BAUSCH HEALTH COS INC | 19,094 | $417K | 0.3% | $21.84 | $22.90 | -4.6% | COM | 071734107 |
| VEU | VANGUARD INTL EQUITY INDEX F | 8,294 | $414K | 0.3% | $49.92 | $50.73 | -1.6% | ALLWRLD EX US | 922042775 |
| — | PDC ENERGY INC | 440,000 | $406K | 0.3% | $0.92 | $0.99 | — | NOTE 1.125% 9/1 | 69327RAD3 |
| GLD | SPDR GOLD TRUST | 2,916 | $405K | 0.3% | $138.89 | $121.70 | +14.1% | GOLD SHS | 78463V107 |
| META | FACEBOOK INC | 2,254 | $401K | 0.3% | $177.91 | $182.11 | -2.9% | CL A | 30303M102 |
| IWS | ISHARES TR | 4,365 | $392K | 0.3% | $89.81 | $87.82 | +2.1% | RUS MDCP VAL ETF | 464287473 |
| NVDA | NVIDIA CORP | 2,241 | $390K | 0.3% | $174.03 * | $3.92 | +10.4% | COM | 67066G104 |
| SCHB | SCHWAB STRATEGIC TR | 5,397 | $383K | 0.3% | $70.97 * | $11.10 | +6.6% | US BRD MKT ETF | 808524102 |
| ABT | ABBOTT LABS | 4,515 | $378K | 0.3% | $83.72 * | $56.32 | +33.1% | COM | 002824100 |
| IWP | ISHARES TR | 2,603 | $368K | 0.3% | $141.38 * | $66.00 | +7.1% | RUS MD CP GR ETF | 464287481 |
| — | LIVE NATION ENTERTAINMENT IN | 295,000 | $346K | 0.3% | $1.17 | $1.17 | — | NOTE 2.500% 3/1 | 538034AQ2 |
| ABBV | ABBVIE INC | 4,480 | $339K | 0.3% | $75.67 * | $45.74 | +27.2% | COM | 00287Y109 |
| DOCU | DOCUSIGN INC | 5,416 | $335K | 0.2% | $61.85 | $53.40 | +16.0% | COM | 256163106 |
| IVOO | VANGUARD ADMIRAL FDS INC | 2,545 | $332K | 0.2% | $130.45 * | $43.82 | +48.9% | MIDCP 400 IDX | 921932885 |
| VTEB | VANGUARD MUN BD FD INC | 5,727 | $307K | 0.2% | $53.61 | $53.56 | +0.1% | TAX EXEMPT BD | 922907746 |
| — | BLACKSTONE GROUP L P | 5,935 | $290K | 0.2% | $48.86 | $35.05 | — | COM UNIT LTD | 09253U108 |
| XLU | SELECT SECTOR SPDR TR | 4,127 | $267K | 0.2% | $64.70 * | $27.80 | +16.4% | SBI INT-UTILS | 81369Y886 |
| EEM | ISHARES TR | 6,451 | $264K | 0.2% | $40.92 | $42.04 | -2.8% | MSCI EMG MKT ETF | 464287234 |
| SBUX | STARBUCKS CORP | 2,849 | $252K | 0.2% | $88.45 * | $80.64 | -4.5% | COM | 855244109 |
| VGK | VANGUARD INTL EQUITY INDEX F | 4,630 | $248K | 0.2% | $53.56 | $55.91 | -4.1% | FTSE EUROPE ETF | 922042874 |
| RSP | INVESCO EXCHANGE TRADED FD T | 2,247 | $243K | 0.2% | $108.14 | $105.68 | +2.3% | S&P500 EQL WGT | 46137V357 |
| V | VISA INC | 1,400 | $241K | 0.2% | $172.14 * | $170.31 | -3.4% | COM CL A | 92826C839 |
| IWM | ISHARES TR | 1,561 | $236K | 0.2% | $151.19 | $113.49 | +33.4% | RUSSELL 2000 ETF | 464287655 |
| AHRT | ARMADA HOFFLER PPTYS INC | 1,044 | $231K | 0.2% | $221.26 | $221.26 | — | COM | 04208T108 |
| ULTA | ULTA BEAUTY INC | 920 | $231K | 0.2% | $251.09 | $306.82 | -18.3% | COM | 90384S303 |
| GOOG | ALPHABET INC | 188 | $229K | 0.2% | $1218.09 * | $57.32 | +5.5% | CAP STK CL C | 02079K107 |
| SCHV | SCHWAB STRATEGIC TR | 3,811 | $216K | 0.2% | $56.68 * | $18.52 | +2.1% | US LCAP VA ETF | 808524409 |
| WMT | WALMART INC | 1,785 | $212K | 0.2% | $118.77 * | $34.46 | +5.0% | COM | 931142103 |
| IWF | ISHARES TR | 1,331 | $212K | 0.2% | $159.28 * | $35.93 | +11.1% | RUS 1000 GRW ETF | 464287614 |
| XLI | SELECT SECTOR SPDR TR | 2,700 | $210K | 0.2% | $77.78 | $72.38 | +7.3% | SBI INT-INDS | 81369Y704 |
| CRM | SALESFORCE COM INC | 1,350 | $200K | 0.1% | $148.15 | $135.90 | +7.9% | COM | 79466L302 |
| — | OASIS PETE INC NEW | 245,000 | $182K | 0.1% | $0.74 | $0.04 | — | NOTE 2.625% 9/1 | 674215AJ7 |
| FCX | FREEPORT-MCMORAN INC | 18,003 | $172K | 0.1% | $9.55 * | $12.88 | -31.1% | CL B | 35671D857 |
| — | DNP SELECT INCOME FD | 11,640 | $150K | 0.1% | $12.89 | $11.40 | — | COM | 23325P104 |
| — | MARRIOTT VACTINS WORLDWID CO | 130,000 | $130K | 0.1% | $1.00 | $1.00 | — | NOTE 1.500% 9/1 | 57164YAB3 |
| — | GUIDEWIRE SOFTWARE INC | 60,000 | $69,000 | 0.1% | $1.15 | $1.15 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| — | ON SEMICONDUCTOR CORP | 15,000 | $18,000 | 0.0% | $1.20 | $1.20 | — | NOTE 1.625%10/1 | 682189AP0 |
| — | PALO ALTO NETWORKS INC | 15,000 | $16,000 | 0.0% | $1.07 | $1.07 | — | NOTE 0.750% 7/0 | 697435AD7 |
| — | BIOMARIN PHARMACEUTICAL INC | 15,000 | $15,000 | 0.0% | $1.00 | $1.00 | — | NOTE 0.599% 8/0 | 09061GAH4 |
| — | FTI CONSULTING INC | 10,000 | $12,000 | 0.0% | $1.20 | $1.20 | — | NOTE 2.000% 8/1 | 302941AP4 |