Location: Miami Beach, FL
CIK: 0001509510 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 8, 2019
Total Value: $271M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| NXDT | NexPoint Credit Strategies Fund | 1,380,452 | $24.75M | 9.1% | $20.13 | — | COM NEW | 65340G205 |
| — | Highland Floating Rate Opportunities Fund | 1,092,809 | $14.59M | 5.4% | $13.01 | — | SHS BEN INT | 43010E404 |
| — | Cornerstone Strategic Value Fund Inc | 1,166,932 | $13.26M | 4.9% | $11.28 | — | COM | 21924B302 |
| — | Boulder Growth & Income Fund Inc | 1,111,151 | $12.45M | 4.6% | $8.76 | — | COM | 101507101 |
| — | Nuveen Credit Strategies Income Fund | 1,586,173 | $11.87M | 4.4% | $7.79 | — | COM SHS | 67073D102 |
| — | Central Securities Corp | 361,259 | $11.34M | 4.2% | $23.65 | — | COM | 155123102 |
| OCCI | OFS Credit Company Inc | 518,513 | $9.092M | 3.4% | $16.30 | — | COM | 67111Q107 |
| — | Eaton Vance Limited Duration Income Fund | 655,610 | $8.195M | 3.0% | $12.62 | — | COM | 27828H105 |
| — | PGIM Short Duration High Yield Fund, Inc. | 507,924 | $7.593M | 2.8% | $14.04 | — | COM | 69346H100 |
| MTZ | MasTec Inc | 112,297 | $7.291M | 2.7% | $31.33 | +86.3% | COM | 576323109 |
| — | The Herzfeld Caribbean Basin Fund Inc | 1,063,952 | $6.767M | 2.5% | $7.53 | — | COM | 42804T106 |
| — | General American Investors Co Inc | 179,946 | $6.541M | 2.4% | $33.47 | — | COM | 368802104 |
| — | PGIM Global Short Duration High Yield Fund, Inc. | 450,220 | $6.47M | 2.4% | $13.85 | — | COM | 69346J106 |
| — | Apollo Tactical Income Fund Inc | 365,499 | $5.537M | 2.0% | $15.58 | — | COM | 037638103 |
| — | Cornerstone Total Rtrn Fd In | 493,020 | $5.418M | 2.0% | $11.16 | — | COM | 21924U300 |
| — | BlackRock Credit Allocation Income Trust | 397,545 | $5.415M | 2.0% | $13.20 | — | COM | 092508100 |
| — | First Trust Energy Infrastructure Fund | 240,764 | $3.975M | 1.5% | $16.35 | — | COM | 33738C103 |
| — | Adams Diversified Equity Fund Inc | 242,336 | $3.839M | 1.4% | $12.89 | — | COM | 006212104 |
| — | RMR Real Estate Income Fund | 167,304 | $3.411M | 1.3% | $19.30 | — | COM | 76970B101 |
| RCL | Royal Caribbean Cruises Ltd | 31,229 | $3.383M | 1.2% | $52.67 | +101.0% | COM | V7780T103 |
| — | Nuveen Floating Rate Income Opportunity Fund | 323,905 | $3.09M | 1.1% | $10.26 | — | COM SHS | 6706EN100 |
| — | Voya Prime Rate Trust | 652,015 | $3.071M | 1.1% | $4.96 | — | SH BEN INT | 92913A100 |
| BPOP | Popular Inc | 55,230 | $2.987M | 1.1% | $28.10 | +58.7% | COM NEW | 733174700 |
| NCLH | Norwegian Cruise Line Holdings Ltd | 56,944 | $2.948M | 1.1% | $39.57 | +28.2% | SHS | G66721104 |
| — | Blackrock Core Bd Tr | 200,235 | $2.893M | 1.1% | $14.17 | — | SHS BEN INT | 09249E101 |
| FBP | First BanCorp/Puerto Rico | 264,477 | $2.639M | 1.0% | $4.74 | +76.6% | COM NEW | 318672706 |
| — | Aberdeen Total Dynamic Dividend Fund | 309,379 | $2.58M | 1.0% | $8.75 | — | COM SH BEN INT | 00326L100 |
| — | Tortoise Power and Energy Infrastructure Fund Inc | 138,583 | $2.496M | 0.9% | $19.05 | — | COM | 89147X104 |
| CPA | Copa Holdings SA | 24,273 | $2.397M | 0.9% | $81.78 | +2.8% | CL A | P31076105 |
| — | Invesco Senior Income Trust | 555,234 | $2.332M | 0.9% | $4.30 | — | COM | 46131H107 |
| — | MFS Multimarket Income Trust | 383,739 | $2.268M | 0.8% | $5.91 | — | SH BEN INT | 552737108 |
| LEN | Lennar Corp | 40,500 | $2.262M | 0.8% | $35.37 | +26.8% | CL A | 526057104 |
| — | Source Capital Inc | 60,257 | $2.2M | 0.8% | $36.93 | — | COM | 836144105 |
| — | The Taiwan Fund Inc | 97,932 | $1.809M | 0.7% | $19.86 | — | COM | 874036106 |
| — | The New Germany Fund Inc | 127,395 | $1.766M | 0.7% | $16.55 | — | COM | 644465106 |
| VAC | Marriott Vacations Worldwide Corp | 16,745 | $1.735M | 0.6% | $87.86 | +11.9% | COM | 57164Y107 |
| — | Ares Dynamic Credit Allocation Fund, Inc. | 109,363 | $1.63M | 0.6% | $15.29 | — | COM | 04014F102 |
| — | Aberdeen Global Dynamic Dividend Fund | 154,235 | $1.488M | 0.5% | $10.17 | — | COM | 00302M106 |
| FDP | Fresh Del Monte Produce Inc | 42,341 | $1.444M | 0.5% | $38.19 | -36.4% | ORD | G36738105 |
| — | The India Fund Inc | 70,182 | $1.441M | 0.5% | $24.27 | — | COM | 454089103 |
| NEE | NextEra Energy Inc | 6,049 | $1.409M | 0.5% | $19.51 | +137.1% | COM | 65339F101 |
| FMX | Fomento Economico Mexicano SAB de CV | 14,896 | $1.364M | 0.5% | $97.55 | — | SPON ADR UNITS | 344419106 |
| — | MFS Charter Income Trust | 163,787 | $1.361M | 0.5% | $8.31 | — | SH BEN INT | 552727109 |
| SMMU | PIMCO ETF Tr | 25,278 | $1.28M | 0.5% | $50.43 | — | SHTRM MUN BD ACT | 72201R874 |
| — | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | 104,917 | $1.269M | 0.5% | $11.76 | — | COM | 10537L104 |
| — | Great Elm Cap Corp | 150,525 | $1.234M | 0.5% | $8.28 | — | COM | 390320109 |
| SHV | Ishares Tr | 10,814 | $1.196M | 0.4% | $110.62 | — | SHORT TREAS BD | 464288679 |
| CCL | Carnival Corp | 26,518 | $1.159M | 0.4% | $38.00 | +17.9% | UNIT 99/99/9999 | 143658300 |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | 11,397 | $1.159M | 0.4% | $101.53 | — | ENHAN SHRT MA AC | 72201R833 |
| CWCO | Consolidated Water Co Ltd | 70,025 | $1.155M | 0.4% | $8.64 | +48.2% | ORD | G23773107 |
| — | Avianca Holdings SA | 300,029 | $1.092M | 0.4% | $7.49 | — | SPON ADR REP PFD | 05367G100 |
| CX | Cemex SAB de CV | 270,645 | $1.061M | 0.4% | $8.77 | — | SPON ADR NEW | 151290889 |
| — | PGT Innovations Inc | 60,170 | $1.039M | 0.4% | $15.68 | — | COM | 69336V101 |
| — | Morgan Stanley India Investment Fund Inc | 54,122 | $1.026M | 0.4% | $22.86 | — | COM | 61745C105 |
| — | Invesco Dynamic Credit Opportunities Fund | 93,230 | $1.026M | 0.4% | $11.54 | — | COM | 46132R104 |
| WSO | Watsco Inc | 6,000 | $1.015M | 0.4% | $87.67 | +85.0% | COM | 942622200 |
| ASR | Grupo Aeroportuario del Sureste SAB de CV | 6,600 | $1.007M | 0.4% | $163.14 | — | SPON ADR SER B | 40051E202 |
| BIL | SPDR Ser Tr | 10,919 | $1M | 0.4% | $91.49 | — | SPDR BLOOMBERG | 78468R663 |
| XAWPX | Aberdeen Global Premier Properties Fund | 160,195 | $996K | 0.4% | $6.22 | — | COM SH BEN INT | 00302L108 |
| XMUIX | BlackRock Muni Intermediate Duration Fund Inc | 65,248 | $925K | 0.3% | $13.44 | — | COM | 09253X102 |
| ESRT | Empire State Realty Trust Inc | 63,894 | $912K | 0.3% | $18.42 | — | CL A | 292104106 |
| — | Eaton Vance Short Duration Diversified Income Fund | 69,601 | $906K | 0.3% | $13.00 | — | COM | 27828V104 |
| — | Bancolombia SA | 18,280 | $904K | 0.3% | $55.58 | — | SPON ADR PREF | 05968L102 |
| SEB | Seaboard Corp | 204 | $893K | 0.3% | $2952.13 | +36.0% | COM | 811543107 |
| OXSQ | Oxford Square Capital Corp. | 141,463 | $881K | 0.3% | $6.58 | -3.0% | COM | 69181V107 |
| — | MFS Investment Grade Municipal Trust | 85,413 | $848K | 0.3% | $9.25 | — | SH BEN INT | 59318B108 |
| MLM | Martin Marietta Materials Inc | 3,000 | $822K | 0.3% | $99.70 | +137.1% | COM | 573284106 |
| — | Aberdeen Asia Pacific In Com | 188,539 | $790K | 0.3% | $4.16 | — | COM | 003009107 |
| — | Western Asset Global High Income Fund Inc. | 77,924 | $774K | 0.3% | $9.93 | — | COM | 95766B109 |
| — | Blackrock Income Tr Inc. | 126,178 | $767K | 0.3% | $6.05 | — | COM | 09247F100 |
| IHI | iShares U.S. Medical Devices ETF | 3,075 | $760K | 0.3% | $240.65 | — | U.S. MED DVC ETF | 464288810 |
| VMC | Vulcan Materials Co | 5,000 | $756K | 0.3% | $59.98 | +122.9% | COM | 929160109 |
| — | Franklin Unvl Tr | 93,375 | $704K | 0.3% | $7.33 | — | SH BEN INT | 355145103 |
| — | Kayne Anderson Midstream/Energy Fund Inc | 63,756 | $690K | 0.3% | $13.95 | — | COM | 48661E108 |
| — | America Movil SAB de CV | 44,690 | $664K | 0.2% | $21.75 | — | SPON ADR L SHS | 02364W105 |
| — | Royal Dutch Shell PLC | 276 | $661K | 0.2% | $2465.42 | — | SPON ADR B | 780259107 |
| — | First Trust Aberdeen Global Opportunity Income Fund | 60,947 | $644K | 0.2% | $10.39 | — | COM SHS | 337319107 |
| SHY | Ishares Tr 13 Yr | 7,481 | $635K | 0.2% | $84.12 | — | 1 3 YR TREAS BD | 464287457 |
| XPMAX | Pioneer Municipal High Income Advantage Trust | 56,726 | $621K | 0.2% | $10.78 | — | COM | 723762100 |
| LIVN | LivaNova PLC | 8,330 | $615K | 0.2% | $60.69 | +26.9% | SHS | G5509L101 |
| — | Brookfield Global Listed Infr | 41,562 | $570K | 0.2% | $13.64 | — | COM SHS | 11273Q109 |
| CCIF | Vertical Capital Income Fund | 52,328 | $559K | 0.2% | $10.68 | — | SHS BEN INT | 92535C104 |
| SVVC | Firsthand Technology Value Fund, Inc. | 72,817 | $557K | 0.2% | $13.74 | -40.0% | COM | 33766Y100 |
| IBB | iShares Nasdaq Biotechnology ETF | 5,550 | $552K | 0.2% | $109.19 | — | NASDAQ BIOTECH | 464287556 |
| — | Brookfield Real Assets Incom | 24,171 | $546K | 0.2% | $19.07 | — | COM SH BEN INT | 112830104 |
| — | Rivernorth Opportunistic Mun | 23,861 | $530K | 0.2% | $21.87 | — | COM | 76883F108 |
| EVTC | EVERTEC Inc | 16,956 | $529K | 0.2% | $20.34 | +59.2% | COM | 30040P103 |
| — | Principal Real Estate Income Fund | 20,749 | $427K | 0.2% | $18.59 | — | SHS BEN INT | 74255X104 |
| — | Macquarie Global Infrastructure Total Return Fund Inc | 17,400 | $419K | 0.2% | $22.96 | — | COM | 55608D101 |
| — | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 37,385 | $414K | 0.2% | $11.18 | — | COM | 95766R104 |
| SUB | Ishares Tr Short Term | 3,826 | $408K | 0.2% | $106.43 | — | SHRT NAT MUN ETF | 464288158 |
| — | Advent Claymore Convertible Securities and Income Fund | 25,954 | $378K | 0.1% | $14.07 | — | COM | 00764C109 |
| ECC | Eagle Point Credit Co Inc | 22,817 | $360K | 0.1% | $15.78 | — | COM | 269808101 |
| — | MFS Government Markets Income Trust | 77,693 | $358K | 0.1% | $4.61 | — | SH BEN INT | 552939100 |
| — | Western Asset Mun Hi Incm Fd | 45,227 | $343K | 0.1% | $7.43 | — | COM | 95766N103 |
| — | Aberdeen Emerging Markets Equity Inc. | 48,590 | $338K | 0.1% | $7.11 | — | COM | 00301W105 |
| — | Nuveen Real Asset Income and Growth Fund | 18,986 | $332K | 0.1% | $17.61 | — | COM | 67074Y105 |
| — | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 25,178 | $292K | 0.1% | $11.60 | — | COM SH BEN INT | 95766Q106 |
| — | Deutsche Municipal Income Trust | 25,136 | $291K | 0.1% | $11.58 | — | COM | 233368109 |
| — | Japan Smaller Capitalization Fund Inc | 32,620 | $286K | 0.1% | $9.60 | — | COM | 47109U104 |
| — | Western Assest Intm Muni Fd | 30,684 | $282K | 0.1% | $9.09 | — | COM | 958435109 |
| TV | Grupo Televisa SAB | 28,400 | $278K | 0.1% | $25.22 | — | SPON ADR REP ORD | 40049J206 |
| — | BlackRock Debt Strategies Fund | 25,871 | $278K | 0.1% | $10.97 | — | COM NEW | 09255R202 |
| — | BlackRock Municipal 2030 Target Term Trust | 11,216 | $265K | 0.1% | $21.24 | — | COM SHS BEN IN | 09257P105 |
| — | Ivy High Income Opportunities Fund | 18,781 | $257K | 0.1% | $14.25 | — | COM | 465893105 |
| — | Pimco New York Municipal Income Fund II | 21,356 | $255K | 0.1% | $11.76 | — | COM | 72200Y102 |
| MRK | Merck & Co Inc | 2,763 | $233K | 0.1% | $44.76 | +46.3% | COM | 58933Y105 |
| — | Eaton Vance Mun Bd Fd | 17,594 | $228K | 0.1% | $11.49 | — | COM | 27827X101 |
| — | BlackRock Munihldngs Cali QL | 15,476 | $219K | 0.1% | $12.48 | — | COM | 09254L107 |
| — | Kayne Anderson MLP Investment Company | 13,922 | $201K | 0.1% | $16.58 | — | COM | 486606106 |
| — | Duff & Phelps Util Copr | 20,049 | $185K | 0.1% | $8.75 | — | COM | 26432K108 |
| — | Western Asset Emrg Mkt Debt | 13,220 | $184K | 0.1% | $13.46 | — | COM | 95766A101 |
| — | The Mexico Equity & Income Fund Inc | 17,199 | $181K | 0.1% | $11.11 | — | COM | 592834105 |
| — | Royce Value Trust Inc | 12,888 | $177K | 0.1% | $13.99 | — | COM | 780910105 |
| — | First Trust Mortgage Income Fund | 12,210 | $171K | 0.1% | $13.40 | — | COM SHS | 33734E103 |
| — | MFS Municipal Income Trust | 22,614 | $159K | 0.1% | $6.50 | — | SH BEN INT | 552738106 |
| XVMMX | Delaware Investments Minnesota Municipal Income Fund II Inc | 11,884 | $156K | 0.1% | $12.97 | — | COM | 24610V103 |
| — | The European Equity Fund Inc | 17,201 | $153K | 0.1% | $9.22 | — | COM | 298768102 |
| — | Era Group Inc | 13,474 | $142K | 0.1% | $21.75 | — | COM | 26885G109 |
| — | AllianceBernstein National Municipal Income Fund Inc | 10,311 | $142K | 0.1% | $13.34 | — | COM | 01864U106 |
| AMGN | Amgen Inc | 700 | $135K | 0.0% | $115.39 | +36.9% | COM | 031162100 |
| — | Eaton Vance Muni Income Trust | 9,869 | $127K | 0.0% | $12.19 | — | SH BEN INT | 27826U108 |
| NVS | Novartis AG | 1,368 | $119K | 0.0% | $88.65 | — | SPONSORED ADR | 66987V109 |
| CEF | Sprott Physical Gold and Silver Trust | 8,000 | $113K | 0.0% | $13.25 | — | TR UNIT | 85208R101 |
| — | Adams Natural Resources Fund Inc | 6,605 | $105K | 0.0% | $20.01 | — | COM | 00548F105 |
| — | Tri-Continental Corp | 3,735 | $102K | 0.0% | $22.95 | — | COM | 895436103 |
| — | Nuveen AMT-Free Quality Municipal Income Fund | 7,136 | $102K | 0.0% | $13.80 | — | COM | 670657105 |
| — | BlackRock Limited Duration Income Trust | 6,424 | $100K | 0.0% | $15.57 | — | COM SHS | 09249W101 |
| XJEQX | Aberdeen Japan Equity Fund Inc | 13,569 | $99,000 | 0.0% | $6.87 | — | COM | 00306J109 |
| — | Nuveen New Jersey Quality Municipal Income Fund | 6,456 | $93,000 | 0.0% | $13.93 | — | COM | 67069Y102 |
| SONY | Sony Corp | 1,501 | $89,000 | 0.0% | $38.19 | — | SPONSORED ADR | 835699307 |
| BMY | Bristol-Myers Squibb Co | 1,700 | $86,000 | 0.0% | $46.14 | -20.3% | COM | 110122108 |
| GDX | VanEck Vectors Gold Miners ETF | 3,039 | $81,000 | 0.0% | $21.00 | — | GOLD MINERS ETF | 92189F106 |
| PCEF | Invesco Exchng Traded Fd Tr | 3,500 | $79,000 | 0.0% | $20.23 | — | CEF INM COMPSI | 46138E404 |
| PFF | iShares US Preferred Stock ETF | 2,000 | $75,000 | 0.0% | $37.00 | — | PFD AND INCM SEC | 464288687 |
| XBFZX | BlackRock Calif Mun Income | 5,503 | $75,000 | 0.0% | $12.00 | — | COM SH BEN INT | 09248E102 |
| TAK | Takeda Pharmaceutical Co Ltd | 4,279 | $74,000 | 0.0% | $16.84 | — | SPONSORED ADR | 874060205 |
| — | The Korea Fund Inc | 2,671 | $73,000 | 0.0% | $34.59 | — | COM NEW | 500634209 |
| LLY | Eli Lilly & Co | 600 | $67,000 | 0.0% | $69.71 | +47.3% | COM | 532457108 |
| SPY | SPDR S&P 500 ETF Tr | 220 | $65,000 | 0.0% | $250.00 | — | TR UNIT | 78462F103 |
| — | The Gabelli Dividend & Income Trust | 2,985 | $64,000 | 0.0% | $20.10 | — | COM | 36242H104 |
| XEVMX | Eaton Vance Calif Mun Bd Fd | 5,615 | $64,000 | 0.0% | $9.87 | — | COM | 27828A100 |
| RCI | Rogers Communications Inc | 1,198 | $58,000 | 0.0% | $52.16 | -1.3% | CL B | 775109200 |
| UNH | UnitedHealth Group Inc | 257 | $56,000 | 0.0% | $199.73 | +8.7% | COM | 91324P102 |
| — | PIMCO Global StocksPLS Inc. | 4,657 | $54,000 | 0.0% | $12.45 | — | COM | 722011103 |
| MDY | SPDR S&P MidCap 400 ETF Tr | 150 | $53,000 | 0.0% | $300.00 | — | UTSER1 S&PDCRP | 78467Y107 |
| QQQ | Invesco QQQ Tr | 270 | $51,000 | 0.0% | $155.56 | — | UNIT SER 1 | 46090E103 |
| — | Central and Eastern European Fund Inc | 1,790 | $47,000 | 0.0% | $29.83 | — | COM | 153436100 |
| SGMO | Sangamo Therapeutics, Inc. | 5,000 | $45,000 | 0.0% | $15.20 | -26.2% | COM | 800677106 |
| ASML | ASML Holding N V | 164 | $41,000 | 0.0% | $176.13 | — | N Y REGISTRY SHS | N07059210 |
| BABA | Alibaba Group Holding Limited | 238 | $40,000 | 0.0% | $169.80 | — | SPONSORED ADS | 01609W102 |
| — | The GDL Fund | 4,355 | $40,000 | 0.0% | $10.07 | — | COM SH BEN IT | 361570104 |
| VIAV | Viacom Inc. | 2,875 | $40,000 | 0.0% | $13.12 | +8.4% | COM | 925550105 |
| — | Nuveen NASDAQ 100 Dynamic Overwrite Fund | 1,722 | $38,000 | 0.0% | $19.18 | — | COM SHS | 670699107 |
| — | Nuveen Core Equity Alpha Fund | 2,610 | $37,000 | 0.0% | $15.39 | — | COM | 67090X107 |
| BBVA | Banco Bilbao Vizcaya Argentaria SA | 6,523 | $34,000 | 0.0% | $6.71 | — | SPONSORED ADR | 05946K101 |
| — | Gabelli Equity Trust Inc | 5,447 | $33,000 | 0.0% | $6.37 | — | COM | 362397101 |
| — | Liberty All Star Growth Fund Inc | 5,235 | $31,000 | 0.0% | $5.53 | — | COM | 529900102 |
| — | Liberty All Star Equity Fund | 4,613 | $30,000 | 0.0% | $5.98 | — | SH BEN INT | 530158104 |
| — | Tiffany & Co. | 314 | $29,000 | 0.0% | $92.36 | — | COM | 886547108 |
| DEO | Diageo PLC | 173 | $28,000 | 0.0% | $140.31 | — | SPON ADR NEW | 25243Q205 |
| ON | ON Semiconductor Corporation | 1,429 | $27,000 | 0.0% | $19.23 | 0.0% | COM | 682189105 |
| XXCHNXX | The China Fund Inc | 1,341 | $26,000 | 0.0% | $19.68 | — | COM | 169373107 |
| — | Templeton Dragon Fund Inc | 1,300 | $23,000 | 0.0% | $19.85 | — | COM | 88018T101 |
| — | MorphoSys AG | 837 | $23,000 | 0.0% | $27.48 | — | SPONSORED ADS | 617760202 |
| EQIX | Equinix Inc | 40 | $23,000 | 0.0% | $350.09 | +36.4% | COM PAR $0.001 | 29444U700 |
| — | Eaton Vance California Municipal Income Trust | 1,618 | $22,000 | 0.0% | $12.40 | — | SH BEN INT | 27826F101 |
| MSFT | Microsoft Corp | 144 | $20,000 | 0.0% | $60.71 | +114.0% | COM | 594918104 |
| SU | Suncor Energy Inc | 607 | $19,000 | 0.0% | $26.90 | -13.2% | COM | 867224107 |
| — | ASA Gold and Precious Metals Ltd | 5,021 | $19,000 | 0.0% | $3.78 | — | SHS | G3156P103 |
| ACN | Accenture PLC Ireland | 93 | $18,000 | 0.0% | $142.99 | +23.4% | SHS CLASS A | G1151C101 |
| — | Aon Plc | 94 | $18,000 | 0.0% | $178.06 | — | SHS CL A | G0408V102 |
| INCY | Incyte Corp | 242 | $18,000 | 0.0% | $50.13 | +61.2% | COM | 45337C102 |
| ITUB | Itau Unibanco Holding S.A. | 2,104 | $18,000 | 0.0% | $10.28 | — | SPON ADR REP PFD | 465562106 |
| — | Western Asset Variable Rate | 982 | $16,000 | 0.0% | $16.82 | — | COM | 957667108 |
| HTT | Qudian Inc. | 2,263 | $16,000 | 0.0% | $7.07 | — | ADR | 747798106 |
| PTC | PTC Inc. | 239 | $16,000 | 0.0% | $89.62 | -18.5% | COM | 69370C100 |
| — | Unilever N.V. | 257 | $15,000 | 0.0% | $56.31 | — | N Y SHS NEW | 904784709 |
| CB | Chubb Ltd | 90 | $15,000 | 0.0% | $102.80 | +35.5% | COM | H1467J104 |
| CCEP | Coca Cola European Partners | 244 | $14,000 | 0.0% | $39.15 | +18.3% | SHS | G25839104 |
| — | BlackRock Enhanced Equity Dividend Trust | 1,576 | $14,000 | 0.0% | $8.71 | — | COM | 09251A104 |
| — | Kaixin Auto Holdings | 8,000 | $14,000 | 0.0% | $2.25 | — | SHS | G5223X100 |
| JPM | JPMorgan Chase & Co | 116 | $14,000 | 0.0% | $54.86 | +73.3% | COM | 46625H100 |
| — | Karyopharm Therapeutics Inc | 1,500 | $14,000 | 0.0% | $31.87 | — | COM | 48576U106 |
| XZFGX | Virtus Total Return Fund Inc | 1,246 | $14,000 | 0.0% | $12.08 | — | COM | 92837G100 |
| — | HIS Markit Ltd | 211 | $14,000 | 0.0% | $53.27 | — | SHS | G47567105 |
| V | Visa Inc | 74 | $13,000 | 0.0% | $81.90 | +108.0% | COM CL A | 92826C839 |
| RPAY | Repay Holdings Corporation | 1,000 | $13,000 | 0.0% | $12.17 | 0.0% | COM CL A | 76029L100 |
| SE | Sea Limited | 419 | $13,000 | 0.0% | $12.74 | — | ADR | 81141R100 |
| NGG | Nuveen Preferred Income Opportunities Fund | 239 | $13,000 | 0.0% | $54.03 | — | SPONSORED ADR | 636274409 |
| AAPL | Apple Inc | 53 | $12,000 | 0.0% | $29.29 | +71.5% | COM | 037833100 |
| PEP | PepsiCo, Inc. | 88 | $12,000 | 0.0% | $89.92 | +21.6% | COM | 713448108 |
| WMT | Wal-Mart Stores Inc | 99 | $12,000 | 0.0% | $21.68 | +58.9% | COM | 931142103 |
| DIS | The Walt Disney Co | 82 | $11,000 | 0.0% | $97.66 | +37.5% | COM DISNEY | 254687106 |
| — | United Technologies Corp | 78 | $11,000 | 0.0% | $105.44 | — | COM | 913017109 |
| — | United States Oil Fund LP | 1,000 | $11,000 | 0.0% | $12.00 | — | UNITS | 91232N108 |
| ZTS | Zoetis Inc. | 91 | $11,000 | 0.0% | $75.32 | +52.1% | CL A | 98978V103 |
| AXP | American Express Co | 91 | $11,000 | 0.0% | $73.57 | +53.0% | COM | 025816109 |
| ALC | Alcon, Inc. | 192 | $11,000 | 0.0% | $57.87 | +2.2% | ORD SHS | H01301128 |
| — | TCW Strategic Income Fund Inc | 2,000 | $11,000 | 0.0% | $5.40 | — | COM | 872340104 |
| — | Social Capital Hedosophia Holdings Corp. | 1,000 | $11,000 | 0.0% | $11.00 | — | CL A | G8250R103 |
| SYK | Stryker Corporation | 45 | $10,000 | 0.0% | $152.19 | +31.5% | COM | 863667101 |
| LULU | Lululemon Athletica Inc | 52 | $10,000 | 0.0% | $138.66 | +34.8% | COM | 550021109 |
| MCD | McDonald's Corp | 45 | $10,000 | 0.0% | $97.32 | +89.8% | COM | 580135101 |
| RELX | RELX Plc | 406 | $10,000 | 0.0% | $24.86 | — | SPONSORED ADR | 759530108 |
| NOC | Northrop Grumman Corporation | 27 | $10,000 | 0.0% | $278.86 | +14.3% | COM | 666807102 |
| TD | The Toronto-Dominion Bank | 167 | $10,000 | 0.0% | $47.15 | +20.6% | COM NEW | 891160509 |
| — | Total S.A. | 191 | $10,000 | 0.0% | $55.04 | — | SPONSORED ADR | 89151E109 |
| — | Ingersoll-Rand Plc | 78 | $10,000 | 0.0% | $128.21 | — | SHS | G47791101 |
| — | Inovio Pharmaceuticals Inc | 5,000 | $10,000 | 0.0% | $8.13 | — | COM NEW | 45773H201 |
| ALLE | Allegion PLC | 95 | $10,000 | 0.0% | $61.79 | +52.1% | ORD SHS | G0176J109 |
| AMZN | Amazon Com Inc | 6 | $10,000 | 0.0% | $83.14 | +11.5% | COM | 023135106 |
| GOOGL | Alphabet Inc. | 8 | $10,000 | 0.0% | $57.46 | +2.3% | CAP STK CL A | 02079K305 |
| — | Neuberger Berman MLP Income Fund Inc | 1,296 | $9,000 | 0.0% | $9.45 | — | COM | 64129H104 |
| RY | Royal Bk Cda Montreal Que | 106 | $9,000 | 0.0% | $75.91 | +2.8% | COM | 780087102 |
| PHG | Koninklijke Philips NV | 204 | $9,000 | 0.0% | $35.18 | — | NY REG SH NEW | 500472303 |
| SAP | SAP SE | 76 | $9,000 | 0.0% | $96.72 | — | SPON ADR | 803054204 |
| — | The Cushing MLP Total Return Fund | 889 | $9,000 | 0.0% | $11.77 | — | COM NEW | 231631201 |
| — | Voya Emerging Mkts High Div | 1,301 | $9,000 | 0.0% | $7.69 | — | COM | 92912P108 |
| HD | The Home Depot Inc | 40 | $9,000 | 0.0% | $112.36 | +66.5% | COM | 437076102 |
| WM | Waste Management, Inc. | 68 | $8,000 | 0.0% | $83.49 | +25.9% | COM | 94106L109 |
| AEP | American Electric Power Co Inc | 83 | $8,000 | 0.0% | $43.68 | +65.9% | COM | 025537101 |
| — | CyberArk Software Ltd. | 76 | $8,000 | 0.0% | $128.12 | — | SHS | M2682V108 |
| ORANY | Orange S.A. | 483 | $8,000 | 0.0% | $17.28 | — | SPONSORED ADR | 684060106 |
| MDT | Medtronic plc | 71 | $8,000 | 0.0% | $87.54 | 0.0% | SHS | G5960L103 |
| QSR | Restaurant Brands International Inc | 112 | $8,000 | 0.0% | $73.74 | 0.0% | COM | 76131D103 |
| — | Raytheon Co | 43 | $8,000 | 0.0% | $193.62 | — | COM NEW | 755111507 |
| XMHIX | Pioneer Municipal High Income Trust | 600 | $7,000 | 0.0% | $11.46 | — | COM SHS | 723763108 |
| HDB | HDFC Bank Ltd | 130 | $7,000 | 0.0% | $87.99 | — | SPONSORED ADS | 40415F101 |
| VZ | Verizon Communications Inc | 113 | $7,000 | 0.0% | $33.55 | +20.5% | COM | 92343V104 |
| BDX | Becton Dickinson & Co | 27 | $7,000 | 0.0% | $208.36 | +7.3% | COM | 075887109 |
| PAGS | PagSeguro Digital Ltd. | 146 | $7,000 | 0.0% | $46.45 | 0.0% | COM CL A | G68707101 |
| AMT | American Tower Corporation | 30 | $7,000 | 0.0% | $168.17 | +9.0% | COM | 03027X100 |
| CSCO | Cisco Systems, Inc. | 132 | $7,000 | 0.0% | $42.79 | 0.0% | COM | 17275R102 |
| APD | Air products and Chemicals, Inc. | 30 | $7,000 | 0.0% | $176.25 | +9.2% | COM | 009158106 |
| — | Nuveen Multi-Market Income Fund Inc | 1,002 | $7,000 | 0.0% | $7.25 | — | COM | 67075J107 |
| EMBJ | Embraer S A | 325 | $6,000 | 0.0% | $22.62 | — | SP ADR REP 4 COM | 29082A107 |
| SNY | Sanofi | 135 | $6,000 | 0.0% | $43.31 | — | SPONSORED ADR | 80105N105 |
| SPG | Simon Property Group Inc | 36 | $6,000 | 0.0% | $117.21 | -7.1% | COM | 828806109 |
| — | New Oriental Education & Technology Group Inc | 56 | $6,000 | 0.0% | $87.07 | — | SPON ADR | 647581107 |
| TSM | Taiwan Semiconductor Manufacturing Company Limited | 139 | $6,000 | 0.0% | $40.90 | — | SPONSORED ADR | 874039100 |
| SVXY | ProShares Short VIX Short-Term Futures ETF | 110 | $6,000 | 0.0% | $57.38 | — | SHT VIX ST TRM | 74347W130 |
| INTU | Intuit | 24 | $6,000 | 0.0% | $191.36 | +38.0% | COM | 461202103 |
| TJX | TJX Cos Inc | 116 | $6,000 | 0.0% | $42.72 | +17.3% | COM | 872540109 |
| — | The New Ireland Fund Inc | 546 | $5,000 | 0.0% | $13.03 | — | COM | 645673104 |
| WIX | Wix Com Ltd | 42 | $5,000 | 0.0% | $108.62 | +28.0% | SHS | M98068105 |
| PFE | Pfizer Inc | 129 | $5,000 | 0.0% | $19.51 | +38.5% | COM | 717081103 |
| PUK | Prudential PLC | 136 | $5,000 | 0.0% | $47.72 | — | ADR | 74435K204 |
| — | Rivernorth Doubleline Strate | 300 | $5,000 | 0.0% | $16.34 | — | COM | 76882G107 |
| BNS | The Bank of Nova Scotia | 73 | $4,000 | 0.0% | $38.07 | 0.0% | COM | 064149107 |
| TRV | The Travelers Companies, Inc. | 29 | $4,000 | 0.0% | $117.60 | +10.2% | COM | 89417E109 |
| — | GW Pharmaceuticals PLC | 32 | $4,000 | 0.0% | $91.86 | — | ADS | 36197T103 |
| BBD | Banco Bradesco S.A. | 456 | $4,000 | 0.0% | $7.68 | — | SP ADR PFD | 059460303 |
| — | Nuveen Select Tax-Free Income 3 Portfolio | 186 | $3,000 | 0.0% | $14.73 | — | SH BEN INT | 67063X100 |
| XOM | Exxon Mobil Corp | 45 | $3,000 | 0.0% | $55.64 | -3.4% | COM | 30231G102 |
| — | SK Telecom Co Ltd | 153 | $3,000 | 0.0% | $25.05 | — | SPONSORED ADR | 78440P108 |
| XNBOX | Neuberger Brman NY Muni Fd | 241 | $3,000 | 0.0% | $12.45 | — | COM | 64124K102 |