RIVERNORTH CAPITAL MANAGEMENT, LLC Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	NUVEEN QUALITY MUNCP INCOME	6,162,363	$94,716	5.6%	$13.60	—	COM	67066V101
—	NUVEEN AMT FREE QLTY MUN INC	6,216,679	$93,872	5.6%	$13.97	—	COM	670657105
—	WESTERN AST INFL LKD OPP & I	4,370,751	$54,241	3.2%	$10.66	—	COM	95766R104
—	VOYA PRIME RATE TR	10,050,389	$44,925	2.7%	$4.55	—	SH BEN INT	92913A100
—	EATON VANCE LTD DURATION INC	3,339,990	$41,850	2.5%	$13.02	—	COM	27828H105
OBDC	OWL ROCK CAPITAL CORPORATION	2,823,663	$35,748	2.1%	$7.22	0.0%	COM	69121K104
—	OAKTREE SPECIALTY LENDING CO	5,898,335	$32,854	2.0%	$4.26	—	COM	67401P108
—	NEW MTN FIN CORP	31,390,000	$32,435	1.9%	$15.81	—	NOTE 5.750% 8/1	647551AC4
—	INVESCO SR INCOME TR	7,422,256	$29,541	1.8%	$3.96	—	COM	46131H107
—	BLACKROCK CAP INVT CORP	28,419,000	$28,337	1.7%	$0.91	—	NOTE 5.000% 6/1	092533AC2
—	NUVEEN MUN CR OPPORTUNITIES	2,075,528	$26,899	1.6%	$12.96	—	COM	670663103
—	NUVEEN CR STRATEGIES INCOME	4,212,395	$26,664	1.6%	$8.07	—	COM SHS	67073D102
BCSF	BAIN CAP SPECIALTY FIN INC	2,160,905	$26,212	1.6%	$5.60	+10.9%	COM STK	05684B107
—	BLACKROCK MUNIYIELD QUALITY	1,803,410	$26,059	1.5%	$13.35	—	COM	09254E103
BBDC	BARINGS BDC INC	2,811,814	$25,869	1.5%	$5.17	-3.7%	COM	06759L103
—	INVESCO DYNAMIC CR OPPORTUNI	2,394,274	$25,715	1.5%	$10.97	—	COM	46132R104
—	BLACKROCK TCP CAPITAL CORP	24,558,000	$25,027	1.5%	$0.93	—	NOTE 4.625% 3/0	87238QAD5
—	PIMCO ENRGY TACTICAL CR OPP	2,943,936	$23,787	1.4%	$10.93	—	COM SHS BEN INT	69346N107
—	EATON VANCE SR INCOME TR	3,692,326	$23,483	1.4%	$6.26	—	SH BEN INT	27826S103
—	BRANDYWINEGBL GBL INCM OPP F	1,813,670	$22,653	1.3%	$12.36	—	COM	10537L104
—	PGIM GLOBAL HIGH YIELD FD FO	1,518,352	$22,062	1.3%	$13.84	—	COM	69346J106
—	EATON VANCE MUN BD FD	1,528,517	$20,788	1.2%	$12.56	—	COM	27827X101
—	ALLIANCEBERNSTEIN GLOBAL HIG	1,765,870	$20,784	1.2%	$10.35	—	COM	01879R106
—	INVESCO TR INVT GRADE MUNS	1,550,620	$20,484	1.2%	$12.73	—	COM	46131M106
—	INVESCO CALIF MUN INCOME TR	1,169,145	$18,297	1.1%	$14.40	—	COM	46132P108
—	EATON VANCE FLTG RATE INCOM	1,113,676	$17,318	1.0%	$13.68	—	COM SHS BEN INT	278284104
—	WESTERN ASSET HIGH INCOME OP	3,475,663	$17,205	1.0%	$4.98	—	COM	95766K109
—	NUVEEN CA QUALTY MUN INCOME	1,118,086	$16,950	1.0%	$13.74	—	COM	67066Y105
—	NUVEEN MICH QUALITY MUN INCO	1,147,627	$16,939	1.0%	$14.32	—	COM	670979103
—	BLACKSTONE STRATEGIC CREDIT	1,329,305	$16,590	1.0%	$12.48	—	COM SHS BEN IN	09257R101
—	ALLIANZGI CONV & INCOME FD I	3,252,471	$16,555	1.0%	$5.09	—	COM	018825109
—	BLACKROCK DEBT STRATEGIES FD	1,496,325	$15,637	0.9%	$10.61	—	COM NEW	09255R202
—	PGIM HIGH YIELD BOND FUND IN	955,242	$14,329	0.9%	$13.83	—	COM	69346H100
—	INVESCO ADVANTAGE MUN INCOME	1,203,847	$13,664	0.8%	$10.99	—	SH BEN INT	46132E103
NXDT	NEXPOINT STRATEGIC OPPORTES	1,280,913	$13,475	0.8%	$13.47	—	COM NEW	65340G205
—	CALAMOS LNG SHR EQT DYNAMIC	771,046	$13,439	0.8%	$15.08	—	COM	12812C106
—	FIRST TR HIGH INCOME L/S FD	899,149	$13,280	0.8%	$14.52	—	COM	33738E109
—	WESTERN ASSET EMERGING MKTS	931,982	$12,955	0.8%	$15.00	—	COM	95766A101
—	BLACKROCK FLOATING RATE INCO	1,051,616	$12,735	0.8%	$11.60	—	COM	09255X100
—	INVESCO MUN OPPORTUNITY TR	984,786	$12,625	0.7%	$11.27	—	COM	46132C107
—	TEMPLETON GLOBAL INCOME FD	2,236,275	$12,300	0.7%	$6.53	—	COM	880198106
—	ALLIANCEBERNSTEIN NATL MUN I	831,018	$11,983	0.7%	$13.35	—	COM	01864U106
—	KAYNE ANDERSON NEXTGEN ENRGY	2,058,874	$11,839	0.7%	$4.32	—	COM	48661E108
—	NUVEEN NEW YORK AMT QLT MUNI	870,671	$11,780	0.7%	$12.67	—	COM	670656107
—	NUVEEN MUNICIPAL CREDIT INC	705,084	$11,366	0.7%	$14.62	—	COM SH BEN INT	67070X101
—	MORGAN STANLEY EMERGING MKTS	1,793,774	$11,283	0.7%	$5.39	—	COM	617477104
—	NUVEEN MARYLAND QLT MUN INC	790,330	$11,152	0.7%	$13.56	—	COM	67061Q107
—	TEMPLETON EMERGING MKTS INCO	1,365,123	$10,607	0.6%	$7.97	—	COM	880192109
—	BLACKROCK MUNIHLDGS NY QLTY	749,440	$10,575	0.6%	$13.40	—	COM	09255C106
—	FIRST TR MLP & ENERGY INCOM	1,782,091	$10,354	0.6%	$5.40	—	COM	33739B104
XMHIX	PIONEER MUN HIGH INCOME TR	810,606	$10,084	0.6%	$12.40	—	COM SHS	723763108
—	BLACKROCK MUN INCOME QUALITY	657,394	$9,973	0.6%	$13.51	—	COM	092479104
—	NUVEEN GLOBAL HIGH INCOME FD	639,958	$9,951	0.6%	$15.24	—	SHS	67075G103
XPMAX	PIONEER MUN HIGH INCOME ADVA	827,327	$9,638	0.6%	$11.58	—	COM	723762100
—	FIRST TR SR FLOATING RATE 20	1,048,094	$9,422	0.6%	$8.34	—	COM SHS	33740K101
—	CALAMOS CONV OPPORTUNITIES &	690,328	$9,347	0.6%	$12.34	—	SH BEN INT	128117108
—	NUVEEN AMT FREE MUN CR INC F	539,640	$9,055	0.5%	$15.67	—	COM	67071L106
XMQTX	BLACKROCK MUNIYIELD QUALITY	626,016	$8,752	0.5%	$12.82	—	COM	09254G108
—	INVESCO QUALITY MUN INCOME T	610,476	$7,961	0.5%	$11.98	—	COM	46133G107
—	SOURCE CAP INC	199,020	$7,943	0.5%	$35.79	—	COM	836144105
—	DUFF & PHELPS UTIL CORP BD T	792,473	$7,941	0.5%	$9.57	—	COM	26432K108
—	DTF TAX-FREE INCOME INC	532,312	$7,931	0.5%	$14.07	—	COM	23334J107
—	ARES DYNAMIC CR ALLOCATION F	538,316	$7,693	0.5%	$14.37	—	COM	04014F102
—	OAKTREE STRATEGIC INCOME COR	980,887	$7,602	0.5%	$7.75	—	COM	67402D104
—	BLACKROCK MULTI-SECTOR INC T	399,340	$7,004	0.4%	$16.34	—	COM	09258A107
—	BARINGS GLOBAL SHORT DURATIO	455,439	$6,873	0.4%	$14.59	—	COM	06760L100
XEVMX	EATON VANCE CALIF MUN BD FD	576,303	$6,772	0.4%	$10.74	—	COM	27828A100
—	CLEARBRIDGE ENERGY MIDSTRM O	502,224	$6,745	0.4%	$13.43	—	COM	18469P209
—	CLOUGH GLOBAL OPPORTUNITIES	602,189	$6,690	0.4%	$8.74	—	SH BEN INT	18914E106
—	NUVEEN DOW 30 DYNAMIC OVERWR	433,875	$6,595	0.4%	$15.20	—	SHS	67075F105
—	HERCULES CAPITAL INC	6,000,000	$6,241	0.4%	$0.97	—	DBCV 4.375% 2/0	427096AF9
—	BLACKROCK NEW YORK MUN INCOM	454,270	$6,192	0.4%	$12.81	—	COM	09249U105
—	INVESCO MUN TR	476,013	$6,102	0.4%	$12.51	—	COM	46131J103
—	ADVENT CONVERTIBLE & INCOME	367,156	$6,065	0.4%	$14.42	—	COM	00764C109
—	ABERDEEN EMRG MRKTS EQT INM	734,462	$5,993	0.4%	$6.51	—	COM	00301W105
XHIEX	MILLER HOWARD HIGH INC EQTY	721,461	$5,591	0.3%	$7.75	—	COM SHS BEN IN	600379101
—	NUVEEN FLTNG RTE INCM OPP FD	631,651	$5,470	0.3%	$8.86	—	COM SHS	6706EN100
—	FIRST TR ENERGY INCOME & GRO	504,782	$5,401	0.3%	$9.97	—	COM	33738G104
—	BLACKROCK MUNIYIELD N Y QUAL	390,941	$5,196	0.3%	$9.65	—	COM	09255E102
—	NUVEEN S&P 500 BUY-WRITE INC	402,940	$5,190	0.3%	$12.38	—	COM	6706ER101
—	BLACKROCK MUNIHOLDINGS QUALI	375,193	$5,121	0.3%	$12.54	—	COM	09254C107
MCI	BARINGS CORPORATE INVS	378,183	$4,984	0.3%	$12.98	—	COM	06759X107
—	BLACKSTONE SENIOR FLOATNG RA	348,522	$4,956	0.3%	$13.45	—	COM	09256U105
—	BNY MELLON HIGH YIELD STRATE	1,641,608	$4,925	0.3%	$3.00	—	SH BEN INT	09660L105
—	NUVEEN GEORGIA QLTY MUN INC	346,236	$4,525	0.3%	$12.35	—	COM	67072B107
—	TUSCAN HLDGS CORP II	399,998	$4,404	0.3%	$9.98	—	COM	90070A103
—	SPECIAL OPPORTUNITIES FD INC	161,353	$4,123	0.2%	$25.83	—	PFD CONV SE B	84741T302
—	SPROTT FOCUS TR INC	593,451	$4,095	0.2%	$6.60	—	COM	85208J109
—	NUVEEN PENNSYLVANIA QLT MUN	266,969	$3,863	0.2%	$13.97	—	COM	670972108
MPV	BARINGS PARTN INVS	324,847	$3,859	0.2%	$11.44	—	SH BEN INT	06761A103
XMVFX	BLACKROCK MUNIVEST FD INC	419,302	$3,853	0.2%	$8.39	—	COM	09253R105
—	FST TR NEW OPPORT MLP & ENE	867,857	$3,706	0.2%	$3.98	—	COM	33739M100
—	HIGHLAND GLOBAL ALLOCATION F	566,457	$3,699	0.2%	$8.26	—	COM	43010T104
—	APOLLO TACTICAL INCOME FD IN	253,338	$3,668	0.2%	$14.00	—	COM	037638103
—	CHURCHILL CAPITAL CORP IV	354,990	$3,553	0.2%	$10.01	—	CL A	171439102
—	FIRST TR ENERGY INFRASTRCTR	324,886	$3,405	0.2%	$9.98	—	COM	33738C103
—	VOYA GLBL EQTY DIV & PREM OP	576,275	$3,008	0.2%	$5.12	—	COM	92912T100
—	MERIDA MERGER CORP I	287,546	$2,933	0.2%	$9.74	—	COM	58953M106
—	CHURCHILL CAP CORP II	279,039	$2,888	0.2%	$10.55	—	CL A	17143G106
—	WELLS FARGO ADVANTAGE INCOME	352,774	$2,879	0.2%	$6.61	—	WF INC OPPTY FD	94987B105
—	CLOUGH GLOBAL EQUITY FD	200,998	$2,758	0.2%	$11.18	—	COM	18914C100
—	WESTERN ASSET MANAGED MUNS F	213,123	$2,736	0.2%	$12.04	—	COM	95766M105
—	APOLLO SR FLOATING RATE FD I	185,844	$2,676	0.2%	$12.77	—	COM	037636107
—	INVESCO HIGH INCOME TR II	192,379	$2,614	0.2%	$14.23	—	COM	46131F101
—	CC NEUBERGER PRINCIPAL HLDNG	238,335	$2,584	0.2%	$10.40	—	COM	G1992Y114
—	LIONHEART ACQUISITION CORP I	249,998	$2,520	0.1%	$10.08	—	COM CL A	53625R104
—	GOLDMAN SACHS BDC INC	2,422,000	$2,488	0.1%	$0.99	—	NOTE 4.500% 4/0	38147UAB3
—	PIMCO STRATEGIC INCOME FD	348,363	$2,414	0.1%	$6.93	—	COM	72200X104
—	GALILEO ACQUISITION CORP	235,000	$2,397	0.1%	$9.90	—	SHS	G3770A102
—	10X CAPITAL VENTURE ACQU COR	225,000	$2,396	0.1%	$10.65	—	UNIT 10/21/2025	88025V206
GBDC	GOLUB CAP BDC INC	168,402	$2,381	0.1%	$7.78	+4.9%	COM	38173M102
—	NUVEEN CALIFORNIA AMT QLT MU	148,229	$2,336	0.1%	$14.29	—	COM	670651108
—	EATON VANCE TX ADV GLBL DIV	126,572	$2,310	0.1%	$18.25	—	COM	27828S101
XNBOX	NEUBERGER BRMAN NY MUNI FD I	187,168	$2,308	0.1%	$11.82	—	COM	64124K102
—	FIDUCIARY CLAYMORE ENGRY INF	397,728	$2,291	0.1%	$7.18	—	COM	31647Q205
—	ANGEL OAK DYNAMIC FINL STRAT	119,964	$2,242	0.1%	$18.69	—	COM BEN INT	03462A102
—	PROPERTY SOLUTIONS ACQUISITI	220,048	$2,200	0.1%	$10.00	—	COM	74348Q108
—	SPORTS ENTERTAINMENT ACQU CO	209,998	$2,125	0.1%	$10.12	—	COM CL A	84918M106
—	EATON VANCE MUNI INCOME TRUS	157,149	$2,103	0.1%	$11.98	—	SH BEN INT	27826U108
—	FIRST EAGLE SENIOR LOAN FUND	149,834	$2,093	0.1%	$12.40	—	COM NEW	32010E100
GBTG	APOLLO STRATEGIC GROWTH CAPT	199,998	$2,082	0.1%	$10.41	—	SHS CL A	G0411R106
—	CC NEUBERGER PRIN HLDGS II	199,996	$2,080	0.1%	$10.40	—	SHS CL A	G3166T103
—	NUVEEN NEW YORK QLT MUN INC	146,440	$2,072	0.1%	$13.51	—	COM	67066X107
—	FAR PEAK ACQUISITION CORP	200,000	$2,070	0.1%	$10.35	—	UNIT 99/99/9999	G3312L129
—	MUDRICK CAPITAL ACQU CORP II	200,000	$2,062	0.1%	$10.31	—	UNIT 99/99/9999	62477L206
ALUS	ALUSSA ENERGY ACQUISITION CO	203,000	$2,042	0.1%	$9.93	—	SHS CL A	G0232J101
—	NEWHOLD INVESTMENT CORP	199,998	$2,002	0.1%	$10.01	—	COM CL A	651448102
GNRSQ	GREENROSE ACQUISITION CORP	197,484	$2,001	0.1%	$9.86	+0.1%	COM	395392103
—	IG ACQUISITION CORP	196,450	$1,990	0.1%	$10.13	—	COM CL A	449534106
—	PETRA ACQUISITION INC	196,618	$1,976	0.1%	$10.05	—	COM	716421102
—	VENTOUX CCM ACQUISITION CORP	190,000	$1,957	0.1%	$10.30	—	UNIT 09/30/2025	92280L200
VGACGBP	VG ACQUISITION CORP	169,659	$1,939	0.1%	$11.43	—	SHS CL A	G9446E105
—	FAST ACQUISITION CORP	188,972	$1,935	0.1%	$10.24	—	COM CL A	311875108
—	PUTNAM MUN OPPORTUNITIES TR	140,289	$1,921	0.1%	$12.00	—	SH BEN INT	746922103
—	SUSTAINABLE OPPORTNTS ACQ CO	177,169	$1,906	0.1%	$10.20	—	ORD SHS A	G8598Y109
—	GREENVISION ACQUISITION CORP	180,554	$1,862	0.1%	$10.04	—	COM	39678G103
AGILQ	LIV CAP ACQUISITION CORP	181,810	$1,840	0.1%	$9.85	—	CL A	G5510C108
—	CHARDAN HEALTHCR ACQSTN 2 CO	179,886	$1,835	0.1%	$9.79	—	COM	15957T107
—	BETTER WORLD ACQUISITION COR	162,690	$1,798	0.1%	$11.05	—	UNIT 11/15/2027	08772B203
—	VIVEON HEALTH ACQUISITION CO	175,000	$1,797	0.1%	$10.27	—	UNIT 99/99/9999	92853V205
—	ATLANTIC AVE ACQUISITION COR	174,998	$1,764	0.1%	$10.08	—	COM CL A	04906P101
—	FG NEW AMER ACQUISITION CORP	171,892	$1,750	0.1%	$10.18	—	COM	30259V106
—	BULL HORN HLDGS CORP	150,000	$1,707	0.1%	$11.38	—	UNIT 10/13/2025	G1686P114
—	NUVEEN CORPORATE INCM NOVEME	181,993	$1,674	0.1%	$9.20	—	COM	67077N106
—	NATURAL ORDER ACQUISITION CO	150,000	$1,628	0.1%	$10.85	—	UNIT 99/99/9999	63889L206
—	NUVEEN FLOATING RATE INCOME	184,645	$1,614	0.1%	$8.74	—	COM	67072T108
—	PTK ACQUISITION CORP	158,421	$1,606	0.1%	$10.14	—	COM	69375F108
—	OTR ACQUISITION CORP	150,000	$1,574	0.1%	$10.49	—	UNIT 10/01/2025	67113Q204
—	AGBA ACQUISITION LTD	149,298	$1,574	0.1%	$10.38	—	SHS	G0120M109
—	BROOKFIELD REAL ASSETS INCOM	87,954	$1,568	0.1%	$17.83	—	SHS BEN INT	112830104
XNYVX	NUVEEN NEW YORK MUN VALUE FD	105,517	$1,565	0.1%	$14.00	—	COM	670706100
—	UNION ACQUISITION CORP II	150,000	$1,560	0.1%	$9.93	—	SHS	G9402Q100
—	OSPREY TECHNLGY AQUISTION CO	147,546	$1,545	0.1%	$10.19	—	COM CL A	68839R104
—	GLOBIS ACQUISITION CORP	150,000	$1,542	0.1%	$10.28	—	UNIT 11/01/2025	379582208
—	INDUSTRIAL TECH ACQU INC	150,000	$1,521	0.1%	$10.14	—	COM CL A	456357102
RPLA	REPLAY ACQUISITION CORP	145,910	$1,517	0.1%	$10.18	—	COM	G75130107
—	SEVEN OAKS ACQUISITION CORP	146,000	$1,511	0.1%	$10.35	—	UNIT 12/18/2025	81787X205
—	BLACKSTONE LONG-SHORT CREDIT	111,143	$1,492	0.1%	$13.42	—	COM SHS BN INT	09257D102
—	NEW BEGINNINGS ACQUISITION C	148,595	$1,490	0.1%	$10.03	—	COM	64222H100
—	DWS MUN INCOME TR	125,699	$1,462	0.1%	$10.96	—	COM	233368109
XMUSX	BLACKROCK MUNIHOLDINGS QUALI	110,125	$1,456	0.1%	$12.74	—	COM	09254A101
—	FIRST EAGLE ALTR CAP BDC INC	370,706	$1,353	0.1%	$3.65	—	COM	26943B100
—	KAYNE ANDERSON ENERGY INFRST	232,032	$1,334	0.1%	$5.75	—	COM	486606106
—	AMPLITUDE HLTHCRE AQUSTIN CO	131,414	$1,315	0.1%	$9.92	—	COM CL A	03212A105
—	YUNHONG INTL	132,011	$1,312	0.1%	$9.87	—	CL A SHS	G98882106
—	KINGSWOOD ACQUISITION CORP	125,000	$1,300	0.1%	$10.40	—	UNIT 99/99/9999	496861204
—	BLUE WTR ACQUISITION CORP	125,000	$1,294	0.1%	$10.35	—	UNIT 08/31/2027	09607T203
—	OMNICHANNEL ACQUISITION CORP	125,000	$1,288	0.1%	$10.30	—	UNIT 99/99/9999	68218L207
—	CALAMOS CONV & HIGH INCOME F	89,140	$1,273	0.1%	$12.73	—	COM SHS	12811P108
—	ROYCE GLOBAL VALUE TR INC	94,973	$1,269	0.1%	$12.02	—	COM	78081T104
—	DD3 ACQUISITION CORP II	120,000	$1,260	0.1%	$10.50	—	UNIT 99/99/9999	23318M209
—	BNY MELLON STRATEGIC MUN BD	158,533	$1,248	0.1%	$7.87	—	COM	09662E109
XXHYBXX	NEW AMER HIGH INCOME FD INC	142,962	$1,241	0.1%	$8.68	—	COM NEW	641876800
—	NUVEEN TX ADV TOTAL RET STRG	131,526	$1,239	0.1%	$9.42	—	COM	67090H102
—	WESTERN ASSET HIGH YIELD DEF	75,542	$1,165	0.1%	$12.33	—	COM	95768B107
—	EAST STONE ACQUISITION CORP	113,093	$1,137	0.1%	$9.85	—	SHS	G2911D108
—	EXPERIENCE INVT CORP	100,000	$1,108	0.1%	$10.05	—	COM CL A	30217C109
—	SPECIAL OPPORTUNITIES FD INC	78,654	$1,107	0.1%	$13.14	—	COM	84741T104
—	TORTOISE ENERGY INFRA CORP	54,966	$1,105	0.1%	$20.10	—	COM	89147L886
—	TEKKORP DIGITAL ACQUISITN CO	100,000	$1,075	0.1%	$10.75	—	UNIT 09/29/2027	G8739H122
—	EUCRATES BIOMEDICAL ACQU COR	100,000	$1,066	0.1%	$10.66	—	UNIT 10/23/2027	G3141W114
—	YELLOWSTONE ACQUISITION CO	100,000	$1,065	0.1%	$10.65	—	UNIT 10/22/2025	98566K204
—	ATLAS CREST INVT CORP	100,000	$1,055	0.1%	$10.55	—	UNIT 99/99/9999	049284201
—	NUVEEN CALIF MUNICPAL VALUE	68,414	$1,054	0.1%	$14.49	—	COM	6706EB106
—	PERIPHAS CAPITAL PARTNERING	40,000	$1,044	0.1%	$26.10	—	UNIT 99/99/9999	713895209
—	BURGUNDY TECHNOLOGY ACQU COR	99,998	$1,041	0.1%	$10.41	—	CL A	G1702T116
GNPK/U	GENESIS PK ACQUISITION CORP	100,000	$1,039	0.1%	$10.39	—	UNIT 99/99/9999	G38245117
—	L&F ACQUISITION CORP	100,000	$1,037	0.1%	$10.37	—	UNIT 99/99/9999	G53702125
—	ACKRELL SPAC PARTNERS I CO	100,000	$1,029	0.1%	$10.29	—	UNIT 12/01/2026	00461L204
—	NEW PROVIDENCE ACQUISITION	75,000	$1,019	0.1%	$10.07	—	COM CL A	64822P106
—	RECHARGE ACQUISITION CORP	99,998	$1,019	0.1%	$10.19	—	COM CL A	756229100
—	EAST RES ACQUISITION CO	99,998	$1,015	0.1%	$10.15	—	COM CL A	274681105
—	BREEZE HOLDINGS ACQUISITN CO	100,000	$1,015	0.1%	$10.15	—	COM	106762107
—	LGL SYS ACQUISITION CORP	100,000	$1,012	0.1%	$10.12	—	COM CL A	50201G106
—	VISTAS MEDIA ACQUISITION CO	100,000	$1,009	0.1%	$10.09	—	COM CL A	92840T107
—	RODGERS SILICON VALLEY AQ CO	75,000	$1,001	0.1%	$13.35	—	UNIT 11/30/2025	774873202
—	BLACKROCK 2022 GBL INCM OPP	104,650	$946	0.1%	$9.04	—	COM	09258P104
—	NUVEEN MORTGAGE AND INCOME F	46,304	$915	0.1%	$19.76	—	COM	670735109
—	NUVEEN DYNAMIC MUN OPPORTUNI	55,135	$866	0.1%	$15.71	—	COM SHS	67079X102
—	REDBALL ACQUISITION CORP	74,994	$817	0.0%	$10.89	—	COM CL A	G7417R105
—	ALLIANZGI CONV & INCOME FD	141,854	$814	0.0%	$5.74	—	COM	018828103
PXH	INVESCO EXCH TRADED FD TR II	37,953	$803	0.0%	$21.14	—	FTSE RAFI EMNG	46138E727
—	ZANITE ACQUISITION CORP	75,000	$789	0.0%	$10.52	—	UNIT 10/08/2025	98907K202
—	THAYER VENTURES ACQU CORP	75,000	$786	0.0%	$10.48	—	UNIT 01/01/2030	88332T209
—	BLACKROCK ENHANCED GLOBAL DI	71,296	$778	0.0%	$10.82	—	COM	092501105
—	STARBOARD VALUE ACQUISITN CO	74,994	$777	0.0%	$10.36	—	COM CL A	85521J109
XEFLX	EATON VANCE FLOATING RATE 20	87,288	$776	0.0%	$8.89	—	COM	27831H100
THBR	THUNDER BRDG ACQUISTION II L	58,477	$773	0.0%	$10.20	—	CL A SHS	G8857S116
—	AMERICAS TECHNOLOGY ACQSN CO	75,000	$771	0.0%	$10.28	—	UNIT 99/99/9999	G0404A128
—	DUNE ACQUISITION CORP	75,000	$769	0.0%	$10.25	—	UNIT 10/29/2027	265334201
—	SANDBRIDGE ACQUISITION CORP	73,530	$748	0.0%	$10.17	—	COM CL A	799793104
PDAC	PERIDOT ACQUISITION CORP	71,698	$743	0.0%	$10.36	—	SHS CL A	G7008A115
—	CIIG MERGER CORP	85,852	$704	0.0%	$0.86	—	*W EXP 12/31/202	12559C111
—	PERSHING SQUARE TONTINE HLDG	25,201	$699	0.0%	$22.69	—	COM CL A	71531R109
—	VOYA EMERGING MKTS HIGH DIVI	93,297	$677	0.0%	$7.55	—	COM	92912P108
NMFC	NEW MTN FIN CORP	58,920	$669	0.0%	$5.77	+5.8%	COM	647551100
XPHDX	PIONEER FLOATING RATE TR	65,538	$668	0.0%	$9.85	—	COM	72369J102
—	DECARBONIZATION PLUS ACQU CO	50,000	$575	0.0%	$11.50	—	UNIT 10/02/2025	242797207
—	PIMCO HIGH INCOME FD	93,861	$568	0.0%	$6.05	—	COM SHS	722014107
—	WESTERN ASSET MTG DEFINED OP	39,369	$558	0.0%	$14.17	—	COM	95790B109
—	BLACKROCK MUNIYIELD CALIF FD	37,509	$555	0.0%	$13.94	—	COM	09254M105
—	MOUNTAIN CREST ACQUISITION C	51,802	$544	0.0%	$10.15	—	COM	62401M106
—	LIVE OAK ACQUISITION CORP II	50,000	$543	0.0%	$10.86	—	UNIT 99/99/9999	53804W205
—	VOYA INTL HIGH DIV EQTY INM	117,097	$536	0.0%	$4.23	—	COM	92912Y109
—	LIFESCI ACQUISITION II CORP	50,000	$534	0.0%	$10.68	—	COM	53229E103
—	PROPTECH INVESTMENT CORP II	50,000	$532	0.0%	$10.64	—	UNIT 99/99/9999	743497208
—	MONTES ARCHIMEDES ACQUISITIO	50,000	$525	0.0%	$10.50	—	UNIT 09/30/2025	612657205
—	TAILWIND ACQUISITION CORP	49,998	$519	0.0%	$10.38	—	COM CL A	87403Q102
—	EDTECHX HOLDINGS ACQU CORP I	50,000	$516	0.0%	$10.32	—	UNIT 08/31/2027	28139A201
—	KINS TECHNOLOGY GROUP INC	50,000	$515	0.0%	$10.30	—	UNIT 10/14/2025	49714K208
—	NEXTGEN ACQUISITION CORP	50,000	$515	0.0%	$10.30	—	UNIT 11/26/2020	G65305115
—	EDOC ACQUISITION CORP	50,000	$512	0.0%	$10.24	—	CL A	G4000A102
—	LANDCADIA HOLDINGS III INC	48,774	$511	0.0%	$10.48	—	COM CL A	51476H100
TMPOQ	ACE CONVERGENCE ACQU CORP	50,000	$511	0.0%	$10.22	—	CL A	G0083D120
—	VPC IMPACT ACQUISITION HLDNG	49,998	$504	0.0%	$10.08	—	SHS CL A	G9441E100
—	GOOD WORKS ACQUISITION CORP	50,000	$498	0.0%	$9.96	—	COM	38216X107
—	EMPOWER LTD	48,576	$486	0.0%	$10.00	—	CL A COM	G3R39W102
—	TUSCAN HLDGS CORP II	199,999	$478	0.0%	$0.45	—	*W EXP 99/99/999	90070A111
—	CONCORD ACQUISITION CORP	45,000	$464	0.0%	$10.31	—	UNIT 12/28/2025	206071201
—	BRILLIANT ACQUISITION CORP	43,691	$437	0.0%	$9.75	—	SHS	G1643W111
—	COHEN & STEERS MLP & ENGY OP	180,893	$420	0.0%	$2.32	—	COM SHS	19249B106
—	NUVEEN NEW JERSEY MUN VALUE	29,607	$415	0.0%	$13.80	—	SHS	670702109
—	MALACCA STRAITS ACQUISITION	40,802	$404	0.0%	$9.90	—	COM CL A	G5859B117
—	EATON VANCE SHORT DURATION D	32,617	$403	0.0%	$11.45	—	COM	27828V104
—	GUGGENHEIM ENHANCED EQUITY I	58,443	$383	0.0%	$6.55	—	COM	40167B100
—	HIGHCAPE CAP ACQUISITION COR	36,900	$375	0.0%	$10.16	—	COM CL A	42984L105
VGAC/U	VG ACQUISITION CORP	30,341	$364	0.0%	$12.00	—	UNIT 99/99/9999	G9446E121
—	TORTOISE MIDSTRM ENERGY FD I	17,331	$357	0.0%	$20.60	—	COM	89148B200
PDAC/U	PERIDOT ACQUISITION CORP	28,302	$318	0.0%	$11.24	—	UNIT 99/99/9999	G7008A123
—	SANDBRIDGE ACQUISITION CORP	26,470	$273	0.0%	$10.31	—	UNIT 99/99/9999	799793203
—	CF FIN ACQUISITION CORP III	25,000	$268	0.0%	$10.72	—	UNIT 09/30/2027	12529D207
—	CORNER GROWTH ACQUISITION CO	25,000	$261	0.0%	$10.44	—	UNIT 01/01/2027	G2425N121
—	ROTH CH ACQUISITION II CO	25,000	$260	0.0%	$10.40	—	UNIT 12/11/2025	778673202
—	SCION TECH GROWTH I	25,000	$258	0.0%	$10.32	—	UNIT 12/17/2025	G31067120
SCPE	SC HEALTH CORP	24,998	$256	0.0%	$10.08	—	COM CL A	G78516203
—	ALLIANZGI CONV & INCM 2024 T	24,807	$248	0.0%	$8.97	—	COM	01883H102
—	NUVEEN TAX-ADVANTAGED DIVID	16,804	$239	0.0%	$14.22	—	COM	67073G105
—	IVY HIGH INCOME OPPORTUNITIE	17,899	$238	0.0%	$13.30	—	COM	465893105
—	PROPERTY SOLUTIONS ACQUISITI	220,048	$231	0.0%	$1.05	—	*W EXP 03/20/202	74348Q116
—	GX ACQUISITION CORP	79,813	$230	0.0%	$1.60	—	*W EXP 05/24/202	36251A115
—	FUSION ACQUISITION CORP	20,020	$226	0.0%	$11.29	—	CL A	36118H105
—	VINCERA PHARMA INC	68,513	$226	0.0%	$3.30	—	*W EXP 12/24/202	92731L114
SNAXW	ANDINA ACQUISITION CORP III	252,305	$202	0.0%	$0.43	—	*W EXP 07/31/202	G04415124
—	SUSTAINABLE OPPORTNTS ACQ CO	88,584	$199	0.0%	$1.80	—	*W EXP 99/99/999	G8598Y117
GNRWQ	GREENROSE ACQUISITION CORP	197,484	$197	0.0%	$0.24	—	*W EXP 08/11/202	395392111
SHPSQ	GALILEO ACQUISITION CORP	235,000	$197	0.0%	$0.62	—	*W EXP 10/31/202	G3770A110
—	LF CAP ACQUISITION CORP	97,187	$189	0.0%	$0.55	—	*W EXP 06/22/202	50200K116
ETWOW	CC NEUBERGER PRINCIPAL HLDNG	79,445	$187	0.0%	$1.80	—	*W EXP 99/99/999	G1992Y122
—	CHURCHILL CAP CORP II	93,013	$183	0.0%	$2.18	—	*W EXP 07/02/202	17143G114
—	PTK ACQUISITION CORP	158,421	$182	0.0%	$1.15	—	*W EXP 12/12/202	69375F116
—	CHARDAN HEALTHCR ACQSTN 2 CO	179,886	$178	0.0%	$0.72	—	*W EXP 03/05/202	15957T115
—	PETRA ACQUISITION INC	196,618	$175	0.0%	$0.89	—	*W EXP 05/25/202	716421110
—	FAST ACQUISITION CORP	94,486	$164	0.0%	$1.74	—	*W EXP 08/25/202	311875116
—	IG ACQUISITION CORP	98,225	$162	0.0%	$1.65	—	*W EXP 10/05/202	449534114
—	FINTECH ACQUISITION CORP V	15,000	$160	0.0%	$10.67	—	UNIT 99/99/9999	31810Q305
—	INDUSTRIAL TECH ACQU INC	150,000	$158	0.0%	$1.05	—	*W EXP 08/06/202	456357110
—	ARTIUS ACQUISITION INC	14,853	$158	0.0%	$10.64	—	COM CL A	04316G105
—	GX ACQUISITION CORP	13,527	$149	0.0%	$10.50	—	COM CL A	36251A107
—	NEWHOLD INVESTMENT CORP	99,999	$149	0.0%	$1.49	—	*W EXP 03/10/202	651448110
—	NEW BEGINNINGS ACQUISITION C	148,595	$149	0.0%	$1.00	—	*W EXP 11/01/202	64222H118
—	CAPSTAR SPL PURP ACQUISITION	14,534	$148	0.0%	$10.18	—	COM CL A	14070Y101
—	CRESCENT ACQUISITION CORP	97,720	$148	0.0%	$0.84	—	*W EXP 03/08/202	22564L113
—	LIONHEART ACQUISITION CORP I	124,999	$146	0.0%	$1.17	—	*W EXP 02/14/202	53625R112
—	MERIDA MERGER CORP I	143,771	$144	0.0%	$0.50	—	*W EXP 11/07/202	58953M114
—	UNION ACQUISITION CORP II	150,000	$143	0.0%	$0.75	—	*W EXP 04/01/202	G9402Q126
—	SPORTS ENTERTAINMENT ACQU CO	104,999	$142	0.0%	$1.35	—	*W EXP 10/30/202	84918M114
—	REPLAY ACQUISITION CORP	72,955	$135	0.0%	$0.95	—	*W EXP 03/01/202	G75130115
—	HIGHCAPE CAP ACQUISITION COR	13,100	$135	0.0%	$10.12	—	UNIT 09/30/2027	42984L204
—	VG ACQUISITION CORP	50,353	$133	0.0%	$2.64	—	*W EXP 09/29/202	G9446E113
—	GREENVISION ACQUISITION CORP	179,796	$131	0.0%	$0.52	—	*W EXP 10/28/202	39678G111
—	HEALTH SCIENCES ACQ CORP 2	10,000	$128	0.0%	$11.00	—	ORD SHS	G4411D109
AGLWQ	LIV CAP ACQUISITION CORP	181,810	$127	0.0%	$0.47	—	*W EXP 12/13/202	G5510C116
—	FG NEW AMER ACQUISITION CORP	85,946	$125	0.0%	$1.45	—	*W EXP 08/31/202	30259V114
—	ALUSSA ENERGY ACQUISITION CO	101,500	$125	0.0%	$0.65	—	*W EXP 10/31/202	G0232J119
—	APOLLO STRATEGIC GROWTH CAPT	66,666	$125	0.0%	$1.88	—	*W EXP 10/29/202	G0411R114
—	AJAX I	10,000	$124	0.0%	$12.40	—	UNIT 99/99/9999	G0190X118
—	AERSALE CORPORATION	62,824	$117	0.0%	$1.86	—	*W EXP 11/04/202	00810F114
—	BROOGE ENERGY LTD	184,631	$114	0.0%	$0.74	—	*W EXP 12/20/202	G1611B115
—	ALBERTON ACQUISITION CORP	152,955	$113	0.0%	$0.26	—	RIGHT 04/26/2021	G35006132
—	LONGEVITY ACQUISITION CORP	98,900	$113	0.0%	$0.20	—	RIGHT 11/30/2020	G56372124
—	OSPREY TECHNLGY AQUISTION CO	73,773	$108	0.0%	$1.40	—	*W EXP 10/30/202	68839R120
—	CHURCHILL CAPITAL CORP IV	70,998	$108	0.0%	$1.52	—	*W EXP 08/04/202	171439110
—	7GC & CO HOLDINGS INC	10,000	$106	0.0%	$10.60	—	UNIT 12/23/2025	81786A206
—	ALTITUDE ACQUISITION CORP	10,000	$104	0.0%	$10.40	—	UNIT 11/30/2027	02156Y202
—	GOLDEN FALCON ACQUISITION CO	10,000	$104	0.0%	$10.40	—	UNIT 99/99/9999	38102H208
—	CF ACQUISITION CORP IV	10,000	$103	0.0%	$10.30	—	UNIT 12/31/2027	12520T201
BRZHW	BREEZE HOLDINGS ACQUISITN CO	100,000	$103	0.0%	$1.03	—	*W EXP 05/25/202	106762115
—	ATLANTIC AVE ACQUISITION COR	87,499	$96	0.0%	$1.10	—	*W EXP 10/06/202	04906P119
—	ANDINA ACQUISITION CORP III	252,305	$96	0.0%	$0.25	—	RIGHT 10/01/2025	G04415132
—	AMPLITUDE HLTHCRE AQUSTIN CO	65,707	$95	0.0%	$1.18	—	*W EXP 12/01/202	03212A113
—	BURGUNDY TECHNOLOGY ACQU COR	49,999	$95	0.0%	$1.90	—	*W EXP 08/31/202	G1702T124
—	LEISURE ACQUISITION CORP	119,221	$94	0.0%	$0.81	—	*W EXP 99/99/999	52539T115
—	BIOMX INC	109,906	$88	0.0%	$0.47	—	*W EXP 10/16/202	09090D111
—	VISTAS MEDIA ACQUISITION CO	100,000	$86	0.0%	$0.86	—	*W EXP 08/01/202	92840T115
—	CC NEUBERGER PRIN HLDGS II	49,999	$85	0.0%	$1.70	—	*W EXP 07/29/202	G3166T111
—	EXPERIENCE INVT CORP	33,333	$82	0.0%	$1.23	—	*W EXP 09/01/202	30217C117
—	LGL SYS ACQUISITION CORP	50,000	$81	0.0%	$1.62	—	*W EXP 11/12/202	50201G114
—	GREENVISION ACQUISITION CORP	180,554	$81	0.0%	$0.46	—	RIGHT 06/01/2021	39678G129
—	RECHARGE ACQUISITION CORP	49,999	$80	0.0%	$1.60	—	*W EXP 10/05/202	756229118
CLNNW	CLENE INC	75,000	$78	0.0%	$1.04	—	*W EXP 11/07/202	185634110
—	LONGEVITY ACQUISITION CORP	50,230	$78	0.0%	$0.20	—	*W EXP 07/31/202	G56372116
—	AGBA ACQUISITION LTD	149,298	$75	0.0%	$0.32	—	*W EXP 05/10/202	G0120M117
—	REVIVA PHARMACEUTCLS HLDGS I	106,552	$72	0.0%	$0.68	—	*W EXP 12/25/202	76152G118
—	NEW PROVIDENCE ACQUISITION	17,843	$67	0.0%	$1.21	—	*W EXP 09/11/202	64822P114
—	GIGCAPITAL2 INC	161,880	$66	0.0%	$0.33	—	RIGHT 02/28/2026	375036126
—	PERIDOT ACQUISITION CORP	35,849	$64	0.0%	$1.79	—	*W EXP 11/30/202	G7008A107
OUSTZ	COLONNADE ACQUISITION CORP	17,112	$61	0.0%	$3.56	—	*W EXP 08/31/202	G2283K102
—	BIG ROCK PARTNERS ACQUISITIO	44,800	$58	0.0%	$0.46	—	RIGHT 12/01/2022	089482129
—	EAST RES ACQUISITION CO	49,999	$57	0.0%	$1.14	—	*W EXP 07/01/202	274681113
—	REDBALL ACQUISITION CORP	24,998	$56	0.0%	$2.24	—	*W EXP 08/17/202	G7417R113
—	EAST STONE ACQUISITION CORP	113,093	$55	0.0%	$0.26	—	RIGHT 12/31/2026	G2911D132
—	AGBA ACQUISITION LTD	149,298	$51	0.0%	$0.23	—	RIGHT 05/10/2024	G0120M125
—	MOUNTAIN CREST ACQUISITION C	54,302	$49	0.0%	$0.66	—	RIGHT 03/19/2025	62401M122
—	YUNHONG INTL	66,005	$49	0.0%	$0.18	—	*W EXP 01/31/202	G98882122
—	SANDBRIDGE ACQUISITION CORP	36,765	$48	0.0%	$1.31	—	*W EXP 09/14/202	799793112
—	EAST STONE ACQUISITION CORP	66,240	$42	0.0%	$0.20	—	*W EXP 12/31/202	G2911D116
—	YUNHONG INTL	132,011	$41	0.0%	$0.20	—	RIGHT 01/31/2027	G98882130
—	180 LIFE SCIENCES CORP	124,200	$41	0.0%	$0.33	—	*W EXP 11/07/202	68236V112
—	HALL OF FAME RESORT & ENTMT	143,062	$37	0.0%	$0.26	—	*W EXP 07/01/202	40619L110
—	LANDCADIA HOLDINGS III INC	16,258	$36	0.0%	$2.21	—	*W EXP 10/01/202	51476H118
—	ACE CONVERGENCE ACQU CORP	25,000	$35	0.0%	$1.40	—	*W EXP 09/30/202	G0083D104
—	EDOC ACQUISITION CORP	50,000	$35	0.0%	$0.70	—	*W EXP 11/30/202	G4000A110
—	TAILWIND ACQUISITION CORP	24,999	$35	0.0%	$1.40	—	*W EXP 09/07/202	87403Q110
—	EDOC ACQUISITION CORP	50,000	$30	0.0%	$0.60	—	RIGHT 11/30/2027	G4000A136
BRZHR	BREEZE HOLDINGS ACQUISITN CO	100,000	$29	0.0%	$0.29	—	RIGHT 05/23/2022	106762123
BKKT/WS	VPC IMPACT ACQUISITION HLDNG	24,999	$28	0.0%	$1.12	—	*W EXP 10/22/202	G9441E118
—	FUSION ACQUISITION CORP	10,010	$26	0.0%	$2.60	—	*W EXP 06/01/202	36118H113
—	GOOD WORKS ACQUISITION CORP	24,999	$26	0.0%	$1.04	—	*W EXP 10/22/202	38216X115
—	STARBOARD VALUE ACQUISITN CO	12,499	$25	0.0%	$2.00	—	*W EXP 09/10/202	85521J117
—	MALACCA STRAITS ACQUISITION	20,401	$21	0.0%	$1.03	—	*W EXP 99/99/999	G5859B109
HLLY/WS	EMPOWER LTD	16,192	$19	0.0%	$1.17	—	*W EXP 11/30/202	G3R39W110
DFNSW	BRILLIANT ACQUISITION CORP	23,887	$17	0.0%	$0.18	—	*W EXP 03/31/202	G1643W129
—	SC HEALTH CORP	12,499	$17	0.0%	$1.12	—	*W EXP 99/99/999	G78516401
—	BRILLIANT ACQUISITION CORP	43,691	$15	0.0%	$0.20	—	RIGHT 99/99/9999	G1643W137
—	HIGHCAPE CAP ACQUISITION COR	12,300	$14	0.0%	$1.14	—	*W EXP 09/30/202	42984L113