Location: Santa Barbara, CA
CIK: 0001422508 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 4, 2013
Total Value: $150M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWF | ISHARES RUSSELL 1000 GROWTH ET | 195,146 | $15.26M | 10.2% | $78.20 * | $18.33 | +6.6% | OTHER | 464287614 |
| EFA | ISHARES MSCI EAFE ETF | 232,935 | $14.86M | 9.9% | $63.80 | $60.47 | +5.5% | OTHER | 464287465 |
| IJH | ISHARES CORE S&P MID-CAP ETF | 83,285 | $10.34M | 6.9% | $124.14 * | $23.21 | +7.0% | OTHER | 464287507 |
| SPY | SPDR S&P 500 ETF TRUST | 49,462 | $8.31M | 5.5% | $168.01 | $161.08 | +4.3% | OTHER | 78462F103 |
| IWD | ISHARES RUSSELL 1000 VALUE ETF | 90,882 | $7.835M | 5.2% | $86.21 | $83.57 | +3.1% | OTHER | 464287598 |
| IWO | ISHARES RUSSELL 2000 GROWTH ET | 30,689 | $3.862M | 2.6% | $125.84 | $109.23 | +15.2% | OTHER | 464287648 |
| DGS | WISDOMTREE EMERGING MKTS S/C D | 71,424 | $3.332M | 2.2% | $46.65 | $46.79 | -0.3% | OTHER | 97717W281 |
| IWM | ISHARES RUSSELL 2000 ETF | 30,865 | $3.29M | 2.2% | $106.59 | $95.50 | +11.6% | OTHER | 464287655 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US | 58,325 | $2.835M | 1.9% | $48.61 | $46.78 | +3.9% | OTHER | 922042775 |
| BDN | BRANDYWINE RLTY TR NEW | 200,000 | $2.636M | 1.8% | $13.18 | $13.52 | — | OTHER | 105368203 |
| VWO | VANGUARD FTSE EMERGING MARKETS | 61,290 | $2.46M | 1.6% | $40.14 | $41.93 | -4.3% | OTHER | 922042858 |
| — | ALERIAN MLP ETF | 137,500 | $2.419M | 1.6% | $17.59 | $17.83 | — | OTHER | 00162Q866 |
| CVX | CHEVRON CORPORATION | 18,827 | $2.287M | 1.5% | $121.47 * | $71.30 | +1.8% | Common Stock | 166764100 |
| JNJ | JOHNSON & JOHNSON | 24,289 | $2.106M | 1.4% | $86.71 * | $59.66 | +3.4% | Common Stock | 478160104 |
| XOM | EXXON MOBIL CORPORATION | 22,760 | $1.958M | 1.3% | $86.03 * | $53.69 | -3.4% | Common Stock | 30231G102 |
| XBI | SPDR S&P BIOTECH ETF | 14,435 | $1.864M | 1.2% | $129.13 * | $35.14 | +22.5% | OTHER | 78464A870 |
| HYG | ISHARES IBOXX H/Y CORP BOND ET | 18,778 | $1.72M | 1.1% | $91.60 | $93.91 | -2.5% | OTHER | 464288513 |
| PFE | PFIZER INC | 59,743 | $1.716M | 1.1% | $28.72 * | $16.46 | -0.2% | Common Stock | 717081103 |
| IYW | ISHARES DJ US TECHNOLOGY SEC E | 21,719 | $1.711M | 1.1% | $78.78 * | $18.58 | +6.0% | OTHER | 464287721 |
| VO | VANGUARD IND FD MID-CAP | 15,323 | $1.57M | 1.0% | $102.46 * | $23.74 | +7.9% | OTHER | 922908629 |
| MDY | SPDR S&P MIDCAP 400 ETF TRUST | 6,879 | $1.557M | 1.0% | $226.34 | $211.48 | +7.0% | OTHER | 78467Y107 |
| DVY | ISHARES DJ SELECT DIVIDEND ETF | 22,599 | $1.499M | 1.0% | $66.33 | $64.72 | +2.5% | OTHER | 464287168 |
| RWR | SPDR DOW JONES REIT ETF | 20,523 | $1.497M | 1.0% | $72.94 | $78.01 | -6.5% | OTHER | 78464A607 |
| IWV | ISHARES RUSSELL 3000 ETF | 13,135 | $1.328M | 0.9% | $101.10 | $100.21 | +0.9% | OTHER | 464287689 |
| IVV | ISHARES CORE S&P 500 ETF | 7,837 | $1.324M | 0.9% | $168.94 | $161.92 | +4.3% | OTHER | 464287200 |
| XLP | CONSUMER STAPLES SELECT SECTOR | 33,071 | $1.316M | 0.9% | $39.79 | $40.69 | -2.2% | OTHER | 81369Y308 |
| VB | VANGUARD SMALL-CAP ETF | 12,423 | $1.273M | 0.8% | $102.47 | $92.50 | +10.8% | OTHER | 922908751 |
| KO | COCA COLA CO COM | 32,700 | $1.239M | 0.8% | $37.89 * | $27.85 | -7.3% | Common Stock | 191216100 |
| — | POWERSHARES S&P SC HEALTH CARE | 23,235 | $1.14M | 0.8% | $49.06 | $43.02 | — | OTHER | 73937B886 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 9,999 | $1.135M | 0.8% | $113.51 | $115.36 | -1.6% | Common Stock | 084670702 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 21,814 | $1.104M | 0.7% | $50.61 | $47.90 | +5.6% | OTHER | 81369Y209 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 53,602 | $1.067M | 0.7% | $19.91 * | $15.72 | +2.9% | OTHER | 81369Y605 |
| XLY | CONSUMER DISCRETIONARY SELT | 17,289 | $1.048M | 0.7% | $60.62 * | $27.68 | +9.5% | OTHER | 81369Y407 |
| WFC | WELLS FARGO & CO NEW | 25,004 | $1.033M | 0.7% | $41.31 * | $27.43 | +6.8% | Common Stock | 949746101 |
| LQD | ISHARES IBOXX INV GRD CORP BON | 8,968 | $1.018M | 0.7% | $113.51 | $118.92 | -4.5% | OTHER | 464287242 |
| EPD | ENTERPRISE PRODS PARTNERS LP | 16,667 | $1.017M | 0.7% | $61.02 | $62.15 | — | Common Stock | 293792107 |
| RWX | SPDR DJ WILSHIRE INTL REAL EST | 23,885 | $1.006M | 0.7% | $42.12 | $43.31 | -2.7% | OTHER | 78463X863 |
| XLU | UTILITIES SELECT SECTOR SPDR | 26,665 | $996K | 0.7% | $37.35 * | $19.60 | -4.6% | OTHER | 81369Y886 |
| — | GENERAL ELECTRIC CORP | 40,193 | $960K | 0.6% | $23.88 | $23.18 | — | Common Stock | 369604103 |
| IWN | ISHARES RUSSEL 2000 VALUE ETF | 10,087 | $924K | 0.6% | $91.60 | $85.66 | +7.0% | OTHER | 464287630 |
| — | KINDER MORGAN ENERGY PARTNERS | 11,446 | $914K | 0.6% | $79.85 | $85.39 | — | Common Stock | 494550106 |
| — | COVIDIEN PLC | 14,894 | $908K | 0.6% | $60.96 | $62.76 | — | OTHER | G2554F113 |
| VNQ | VANGUARD REIT ETF | 13,570 | $898K | 0.6% | $66.18 | $71.63 | -7.7% | OTHER | 922908553 |
| AAPL | APPLE INC | 1,865 | $889K | 0.6% | $476.68 * | $14.28 | +3.0% | Common Stock | 037833100 |
| — | ANADARKO PETE CORP COM | 8,998 | $837K | 0.6% | $93.02 | $93.02 | — | Common Stock | 032511107 |
| COST | COSTCO WHSL CORP NEW | 6,958 | $801K | 0.5% | $115.12 * | $86.56 | +5.8% | Common Stock | 22160K105 |
| EMR | EMERSON ELECTRIC | 12,070 | $781K | 0.5% | $64.71 * | $40.14 | +15.9% | Common Stock | 291011104 |
| — | FLAH & CRUM PFD SECU INCOME FU | 42,917 | $774K | 0.5% | $18.03 | $18.75 | — | OTHER | 338478100 |
| HYS | PIMCO 0-5 YEAR H/Y CORP BD IND | 6,818 | $715K | 0.5% | $104.87 | $104.80 | +0.1% | OTHER | 72201R783 |
| IWC | ISHARES RUSSELL MICROCAP ETF | 10,016 | $686K | 0.5% | $68.49 | $66.05 | +3.7% | OTHER | 464288869 |
| AVY | AVERY DENNISON CORP | 15,600 | $679K | 0.5% | $43.53 * | $34.67 | -1.3% | Common Stock | 053611109 |
| VZ | VERIZON COMMUNICATIONS | 13,069 | $610K | 0.4% | $46.68 * | $27.04 | -7.6% | Common Stock | 92343V104 |
| T | AT & T INC | 17,557 | $594K | 0.4% | $33.83 * | $11.40 | -6.4% | Common Stock | 00206R102 |
| IBM | IBM CORPORATION | 3,147 | $583K | 0.4% | $185.26 * | $118.94 | -8.5% | Common Stock | 459200101 |
| — | SUNOCO LOGISTICS PARTNERS LP | 8,668 | $576K | 0.4% | $66.45 | $63.99 | — | Common Stock | 86764L108 |
| VIG | VANGUARD DIVIDEND APPREC ETF | 8,213 | $572K | 0.4% | $69.65 | $67.14 | +3.7% | OTHER | 921908844 |
| — | POWERSHARES DYN ENRG EXP PRO | 18,688 | $571K | 0.4% | $30.55 | $29.46 | — | OTHER | 73935X658 |
| BMY | BRISTOL MYERS SQUIBB CO | 12,069 | $559K | 0.4% | $46.32 * | $28.67 | +7.5% | Common Stock | 110122108 |
| — | POWERSHARES NYM OIL & GAS SV | 22,486 | $555K | 0.4% | $24.68 | $23.02 | — | OTHER | 73935X625 |
| VGSH | VANGUARD SHORT-TERM GOV BF | 8,997 | $548K | 0.4% | $60.91 | $60.88 | +0.0% | OTHER | 92206C102 |
| EEM | ISHARES MSCI EMERGING MKT ETF | 13,043 | $532K | 0.4% | $40.79 | $41.50 | -1.8% | OTHER | 464287234 |
| IHI | ISHARES DJ US MEDICAL DEVICE E | 6,194 | $525K | 0.4% | $84.76 * | $12.96 | +8.9% | OTHER | 464288810 |
| ABBV | ABBVIE INC | 11,283 | $505K | 0.3% | $44.76 * | $26.55 | +3.3% | Common Stock | 00287Y109 |
| — | POWERSHARES QQQ TRUST | 6,230 | $491K | 0.3% | $78.81 | $71.27 | — | OTHER | 73935A104 |
| — | ANNALY MTG MGMT INC COM | 42,397 | $491K | 0.3% | $11.58 | $11.58 | — | Common Stock | 035710409 |
| INTC | INTEL CORP | 20,904 | $479K | 0.3% | $22.91 * | $17.18 | -1.7% | Common Stock | 458140100 |
| DIS | WALT DISNEY COMPANY | 7,264 | $469K | 0.3% | $64.56 * | $56.11 | +2.1% | Common Stock | 254687106 |
| MSFT | MICROSOFT CORP | 13,757 | $458K | 0.3% | $33.29 * | $26.70 | +2.6% | Common Stock | 594918104 |
| PG | PROCTER & GAMBLE COMPANY | 5,836 | $441K | 0.3% | $75.57 * | $55.00 | -2.8% | Common Stock | 742718109 |
| OMC | OMNICOM GROUP, INC. | 6,744 | $428K | 0.3% | $63.46 * | $40.69 | +4.7% | Common Stock | 681919106 |
| — | LEGACY RESERVES LP | 15,751 | $426K | 0.3% | $27.05 | $26.60 | — | Common Stock | 524707304 |
| PEP | PEPSICO INC | 5,279 | $420K | 0.3% | $79.56 * | $56.02 | -1.5% | Common Stock | 713448108 |
| KBE | KBW BANK ETF | 13,909 | $418K | 0.3% | $30.05 | $27.34 | +9.8% | OTHER | 78464A797 |
| UNP | UNION PAC CORP | 2,689 | $417K | 0.3% | $155.08 * | $57.06 | +3.9% | Common Stock | 907818108 |
| SLB | SCHLUMBERGER LTD | 4,637 | $410K | 0.3% | $88.42 * | $52.90 | +20.2% | Common Stock | 806857108 |
| — | GOOGLE INC-CL A | 466 | $408K | 0.3% | $875.54 | $879.36 | — | Common Stock | 38259P508 |
| — | DU PONT E I DE NEMOURS & CO | 6,971 | $408K | 0.3% | $58.53 | $52.81 | — | Common Stock | 263534109 |
| ABT | ABBOTT LABS INC | 12,033 | $399K | 0.3% | $33.16 * | $27.71 | -5.4% | Common Stock | 002824100 |
| ORCL | ORACLE CORPORATION COM | 11,533 | $383K | 0.3% | $33.21 * | $27.58 | +0.4% | Common Stock | 68389X105 |
| — | EV ENERGY PARTNERS LP | 10,332 | $383K | 0.3% | $37.07 | $37.36 | — | Common Stock | 26926V107 |
| — | UNITED TECHNOLOGIES CORP | 3,499 | $377K | 0.3% | $107.75 | $94.14 | — | Common Stock | 913017109 |
| VTI | VANGUARD TOTAL STOCK MARKET ET | 4,304 | $377K | 0.3% | $87.59 | $82.97 | +5.6% | OTHER | 922908769 |
| — | POWERSHARES DB COMMODITY IND | 14,323 | $369K | 0.2% | $25.76 | $25.16 | — | OTHER | 73935S105 |
| CNK | CINEMARK HOLDING INC | 11,500 | $365K | 0.2% | $31.74 * | $23.13 | +9.8% | Common Stock | 17243V102 |
| — | REGENCY ENERGY PARTNERS LP | 12,770 | $365K | 0.2% | $28.58 | $26.97 | — | Common Stock | 75885Y107 |
| — | ANIXTER INTERNATIONAL INC | 4,000 | $351K | 0.2% | $87.75 | $87.75 | — | Common Stock | 035290105 |
| IWB | ISHARES RUSSELL 1000 ETF | 3,569 | $336K | 0.2% | $94.14 | $89.55 | +5.2% | OTHER | 464287622 |
| IVW | ISHARES S&P 500 GROWTH ETF | 3,730 | $333K | 0.2% | $89.28 * | $21.20 | +5.4% | OTHER | 464287309 |
| AMGN | AMGEN INC | 2,953 | $330K | 0.2% | $111.75 * | $76.98 | +3.4% | Common Stock | 031162100 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 6,996 | $325K | 0.2% | $46.46 | $43.23 | +7.3% | OTHER | 81369Y704 |
| — | NUVEEN INS CA T/F ADV MUN FD | 26,200 | $323K | 0.2% | $12.33 | $12.33 | — | OTHER | 670651108 |
| PCG | PG & E CORP | 7,790 | $319K | 0.2% | $40.95 * | $38.88 | -9.5% | Common Stock | 69331C108 |
| ITA | ISHARES DJ US AEROSPACE & DF E | 3,380 | $311K | 0.2% | $92.01 * | $44.47 | +3.3% | OTHER | 464288760 |
| — | BEAM INC | 4,780 | $309K | 0.2% | $64.64 | $64.64 | — | Common Stock | 073730103 |
| BEN | FRANKLIN RES INC | 6,003 | $304K | 0.2% | $50.64 * | $29.39 | +2.5% | Common Stock | 354613101 |
| — | KINDER MORGAN MANAGEMENT LLC | 3,880 | $291K | 0.2% | $75.00 | $83.61 | — | Common Stock | 49455U100 |
| ETN | EATON CORP PLC | 4,217 | $291K | 0.2% | $69.01 * | $46.59 | +10.1% | OTHER | G29183103 |
| QCOM | QUALCOMM INC | 4,278 | $288K | 0.2% | $67.32 * | $45.09 | +6.4% | Common Stock | 747525103 |
| HD | HOME DEPOT INC | 3,709 | $281K | 0.2% | $75.76 * | $56.05 | +1.8% | Common Stock | 437076102 |
| MRK | MERCK & CO INC | 5,874 | $280K | 0.2% | $47.67 * | $30.02 | +3.4% | Common Stock | 58933Y105 |
| OXY | OCCIDENTAL PETE CORP | 2,967 | $278K | 0.2% | $93.70 * | $59.24 | +4.8% | Common Stock | 674599105 |
| IWS | ISHARES RUSSELL MIDCAP VALUE E | 4,494 | $274K | 0.2% | $60.97 | $60.33 | +1.0% | OTHER | 464287473 |
| USB | US BANCORP | 7,388 | $271K | 0.2% | $36.68 * | $22.41 | +7.9% | Common Stock | 902973304 |
| BP | BP PLC SPONS ADR | 6,304 | $265K | 0.2% | $42.04 | $41.94 | +0.2% | Common Stock | 055622104 |
| AXP | AMERICAN EXPRESS CO | 3,416 | $258K | 0.2% | $75.53 * | $63.24 | +0.4% | Common Stock | 025816109 |
| ALL | ALLSTATE CORP | 5,060 | $256K | 0.2% | $50.59 * | $38.56 | +0.9% | Common Stock | 020002101 |
| RPM | RPM INTERNATIONAL INC | 6,870 | $249K | 0.2% | $36.24 | $32.11 | +12.7% | Common Stock | 749685103 |
| MMM | 3M CO | 2,050 | $245K | 0.2% | $119.51 * | $61.26 | +10.9% | Common Stock | 88579Y101 |
| VHT | VANGUARD HEALTH CARE ETF | 2,633 | $245K | 0.2% | $93.05 | $86.29 | +7.9% | OTHER | 92204A504 |
| GWX | SPDR S&P INTERNATIONAL SMALL C | 7,252 | $237K | 0.2% | $32.68 | $30.28 | +8.0% | OTHER | 78463X871 |
| PM | PHILIP MORRIS INTERNATIONAL | 2,679 | $232K | 0.2% | $86.60 * | $49.85 | -5.0% | Common Stock | 718172109 |
| — | REGAL ENTERTAINMENT GROUP CL A | 12,000 | $228K | 0.2% | $19.00 | $17.93 | — | Common Stock | 758766109 |
| CNI | CANADIAN NATIONAL RAILWAY CO | 2,120 | $215K | 0.1% | $101.42 * | $39.40 | +3.5% | Common Stock | 136375102 |
| — | PAX MSCI EAFE ESG INDEX ETF | 7,500 | $212K | 0.1% | $28.27 | $28.27 | — | OTHER | 70422P206 |
| — | LYDALL INC | 11,994 | $206K | 0.1% | $17.18 | $14.59 | — | Common Stock | 550819106 |
| IJK | ISHARES S&P MIDCAP 400/GRWTH E | 1,475 | $205K | 0.1% | $138.98 * | $34.01 | +2.3% | OTHER | 464287606 |
| CVS | CVS CAREMARK CORP | 3,540 | $201K | 0.1% | $56.78 * | $42.78 | -4.7% | Common Stock | 126650100 |
| — | NUVEEN CALIFORNIA MUNI VALUE F | 19,029 | $174K | 0.1% | $9.14 | $9.41 | — | OTHER | 67062C107 |
| — | NUVEEN CALIF MUN MKT OPPORTUNI | 10,000 | $139K | 0.1% | $13.90 | $14.80 | — | OTHER | 67062U107 |
| — | BLACKROCK ENHANCED EQUITY DIVI | 17,386 | $131K | 0.1% | $7.53 | $7.59 | — | OTHER | 09251A104 |
| — | ANWORTH MTG ASSET CORP REIT | 13,861 | $67,000 | 0.0% | $4.83 | $4.83 | — | OTHER | 037347101 |