Location: Santa Barbara, CA
CIK: 0001422508 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 27, 2014
Total Value: $160M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWF | ISHARES RUSSELL 1000 GROW | 189,321 | $16.27M | 10.2% | $85.95 * | $18.33 | +17.2% | OTHER | 464287614 |
| EFA | ISHARES MSCI EAFE ETF | 206,367 | $13.85M | 8.6% | $67.09 | $60.47 | +11.0% | OTHER | 464287465 |
| IJH | ISHARES CORE S&P MID-CAP | 91,119 | $12.19M | 7.6% | $133.80 * | $23.43 | +14.2% | OTHER | 464287507 |
| IWD | ISHARES RUSSELL 1000 VALU | 91,878 | $8.652M | 5.4% | $94.17 | $83.64 | +12.6% | OTHER | 464287598 |
| SPY | SPDR S&P 500 ETF TRUST | 45,757 | $8.451M | 5.3% | $184.69 | $161.08 | +14.7% | OTHER | 78462F103 |
| IWO | ISHARES RUSSELL 2000 GROW | 31,008 | $4.202M | 2.6% | $135.51 | $109.44 | +23.8% | OTHER | 464287648 |
| IWM | ISHARES RUSSELL 2000 ETF | 27,249 | $3.143M | 2.0% | $115.34 | $95.50 | +20.8% | OTHER | 464287655 |
| VEU | VANGUARD FTSE ALL-WORLD E | 58,421 | $2.964M | 1.8% | $50.74 | $46.78 | +8.4% | OTHER | 922042775 |
| DGS | WISDOMTREE EMERGING MKTS | 63,597 | $2.932M | 1.8% | $46.10 | $46.79 | -1.5% | OTHER | 97717W281 |
| BDN | BRANDYWINE RLTY TR NEW | 200,000 | $2.818M | 1.8% | $14.09 | $13.52 | — | OTHER | 105368203 |
| XOM | EXXON MOBIL CORPORATION | 25,094 | $2.54M | 1.6% | $101.22 * | $53.90 | +13.9% | COMMON STOCK | 30231G102 |
| JNJ | JOHNSON & JOHNSON | 25,027 | $2.292M | 1.4% | $91.58 * | $59.84 | +9.7% | COMMON STOCK | 478160104 |
| CVX | CHEVRON CORPORATION | 18,135 | $2.265M | 1.4% | $124.90 * | $71.30 | +5.5% | COMMON STOCK | 166764100 |
| IVV | ISHARES CORE S&P 500 ETF | 11,695 | $2.171M | 1.4% | $185.63 | $167.23 | +11.0% | OTHER | 464287200 |
| HYS | PIMCO 0-5 YEAR H/Y CORP B | 18,104 | $1.926M | 1.2% | $106.39 | $105.60 | +0.7% | OTHER | 72201R783 |
| IYW | ISHARES DJ US TECHNOLOGY | 20,535 | $1.816M | 1.1% | $88.43 * | $18.58 | +19.0% | OTHER | 464287721 |
| PFE | PFIZER INC | 58,675 | $1.797M | 1.1% | $30.63 * | $16.46 | +7.2% | COMMON STOCK | 717081103 |
| — | ALERIAN MLP ETF | 100,702 | $1.791M | 1.1% | $17.79 | $17.83 | — | OTHER | 00162Q866 |
| VO | VANGUARD IND FD MID-CAP | 16,160 | $1.778M | 1.1% | $110.02 * | $23.89 | +15.2% | OTHER | 922908629 |
| MDY | SPDR S&P MIDCAP 400 ETF T | 6,603 | $1.612M | 1.0% | $244.13 | $211.48 | +15.5% | OTHER | 78467Y107 |
| HYG | ISHARES IBOXX H/Y CORP BO | 16,572 | $1.539M | 1.0% | $92.87 | $93.91 | -1.1% | OTHER | 464288513 |
| IWV | ISHARES RUSSELL 3000 ETF | 13,135 | $1.453M | 0.9% | $110.62 | $100.21 | +10.4% | OTHER | 464287689 |
| DVY | ISHARES DJ SELECT DIVIDEN | 19,778 | $1.411M | 0.9% | $71.34 | $64.72 | +10.2% | OTHER | 464287168 |
| XBI | SPDR S&P BIOTECH ETF | 10,594 | $1.379M | 0.9% | $130.17 * | $35.14 | +23.5% | OTHER | 78464A870 |
| KO | COCA COLA CO COM | 33,334 | $1.377M | 0.9% | $41.31 * | $27.84 | +1.8% | COMMON STOCK | 191216100 |
| DXJ | WISDOMTREE JAPAN HEDGED E | 26,767 | $1.361M | 0.8% | $50.85 | $48.60 | +4.6% | OTHER | 97717W851 |
| VB | VANGUARD SMALL-CAP ETF | 11,501 | $1.265M | 0.8% | $109.99 | $92.50 | +18.9% | OTHER | 922908751 |
| — | APPLE INC | 2,246 | $1.26M | 0.8% | $561.00 | $561.00 | — | COMMON STOCK | 37833100 |
| RWR | SPDR DOW JONES REIT ETF | 17,203 | $1.226M | 0.8% | $71.27 | $78.01 | -8.6% | OTHER | 78464A607 |
| — | POWERSHARES S&P SC HEALTH | 20,646 | $1.138M | 0.7% | $55.12 | $43.02 | — | OTHER | 73937B886 |
| WFC | WELLS FARGO & CO NEW | 24,736 | $1.123M | 0.7% | $45.40 * | $27.43 | +18.2% | COMMON STOCK | 949746101 |
| — | GENERAL ELECTRIC CORP | 39,988 | $1.121M | 0.7% | $28.03 | $23.18 | — | COMMON STOCK | 369604103 |
| IWC | ISHARES RUSSELL MICROCAP | 14,889 | $1.119M | 0.7% | $75.16 | $67.70 | +11.0% | OTHER | 464288869 |
| XLY | CONSUMER DISCRETIONARY SE | 16,288 | $1.089M | 0.7% | $66.86 * | $27.68 | +20.7% | OTHER | 81369Y407 |
| EPD | ENTERPRISE PRODS PARTNERS | 16,202 | $1.074M | 0.7% | $66.29 | $62.15 | — | COMMON STOCK | 293792107 |
| XLF | FINANCIAL SELECT SECTOR S | 47,947 | $1.048M | 0.7% | $21.86 * | $15.72 | +13.0% | OTHER | 81369Y605 |
| VWO | VANGUARD FTSE EMERGING MA | 24,786 | $1.019M | 0.6% | $41.11 | $41.93 | -1.9% | OTHER | 922042858 |
| XLV | HEALTH CARE SELECT SECTOR | 17,969 | $996K | 0.6% | $55.43 | $47.90 | +15.7% | OTHER | 81369Y209 |
| VNQ | VANGUARD REIT ETF | 15,301 | $988K | 0.6% | $64.57 | $71.10 | -9.2% | OTHER | 922908553 |
| IWN | ISHARES RUSSEL 2000 VALUE | 9,676 | $963K | 0.6% | $99.52 | $85.66 | +16.2% | OTHER | 464287630 |
| — | COVIDIEN PLC | 13,949 | $950K | 0.6% | $68.11 | $62.76 | — | OTHER | G2554F113 |
| XLP | CONSUMER STAPLES SELECT S | 21,798 | $937K | 0.6% | $42.99 | $40.69 | +5.6% | OTHER | 81369Y308 |
| RWX | SPDR DJ WILSHIRE INTL REA | 22,577 | $930K | 0.6% | $41.19 | $43.31 | -4.9% | OTHER | 78463X863 |
| — | KINDER MORGAN ENERGY PART | 10,971 | $885K | 0.6% | $80.67 | $85.39 | — | COMMON STOCK | 494550106 |
| EEM | ISHARES MSCI EMERGING MKT | 19,846 | $829K | 0.5% | $41.77 | $41.63 | +0.4% | OTHER | 464287234 |
| COST | COSTCO WHSL CORP NEW | 6,677 | $795K | 0.5% | $119.07 * | $86.56 | +9.6% | COMMON STOCK | 22160K105 |
| — | AVERY DENNISON CORP | 15,600 | $783K | 0.5% | $50.19 | $50.19 | — | COMMON STOCK | 53611109 |
| EMR | EMERSON ELECTRIC | 10,440 | $733K | 0.5% | $70.21 * | $40.14 | +26.5% | COMMON STOCK | 291011104 |
| XLU | UTILITIES SELECT SECTOR S | 18,752 | $712K | 0.4% | $37.97 * | $19.60 | -3.1% | OTHER | 81369Y886 |
| — | GOOGLE INC-CL A | 629 | $705K | 0.4% | $1120.83 | $941.93 | — | COMMON STOCK | 38259P508 |
| — | ANADARKO PETE CORP COM | 8,498 | $674K | 0.4% | $79.31 | $79.31 | — | COMMON STOCK | 32511107 |
| VIG | VANGUARD DIVIDEND APPREC | 8,836 | $665K | 0.4% | $75.26 | $67.53 | +11.4% | OTHER | 921908844 |
| BMY | BRISTOL MYERS SQUIBB CO | 12,121 | $644K | 0.4% | $53.13 * | $28.67 | +25.2% | COMMON STOCK | 110122108 |
| IBM | IBM CORPORATION | 3,426 | $643K | 0.4% | $187.68 * | $117.92 | -6.0% | COMMON STOCK | 459200101 |
| — | POWERSHARES DYN ENRG EXP | 18,558 | $639K | 0.4% | $34.43 | $29.46 | — | OTHER | 73935X658 |
| — | SUNOCO LOGISTICS PARTNERS | 8,084 | $610K | 0.4% | $75.46 | $63.99 | — | COMMON STOCK | 86764L108 |
| LQD | ISHARES IBOXX INV GRD COR | 5,137 | $587K | 0.4% | $114.27 | $118.92 | -4.0% | OTHER | 464287242 |
| ABBV | ABBVIE INC | 11,083 | $585K | 0.4% | $52.78 * | $26.55 | +23.1% | COMMON STOCK | 00287Y109 |
| DIS | WALT DISNEY COMPANY | 7,583 | $579K | 0.4% | $76.36 * | $56.34 | +21.9% | COMMON STOCK | 254687106 |
| IHI | ISHARES DJ US MEDICAL DEV | 6,080 | $564K | 0.4% | $92.76 * | $12.96 | +19.4% | OTHER | 464288810 |
| VZ | VERIZON COMMUNICATIONS | 11,286 | $555K | 0.3% | $49.18 * | $27.04 | -1.6% | COMMON STOCK | 92343V104 |
| T | AT & T INC | 15,767 | $554K | 0.3% | $35.14 * | $11.40 | -0.9% | COMMON STOCK | 00206R102 |
| — | POWERSHARES NYM OIL & GAS | 21,267 | $550K | 0.3% | $25.86 | $23.02 | — | OTHER | 73935X625 |
| — | POWERSHARES QQQ TRUST | 6,230 | $548K | 0.3% | $87.96 | $71.27 | — | OTHER | 73935A104 |
| PG | PROCTER & GAMBLE COMPANY | 6,627 | $540K | 0.3% | $81.48 * | $55.36 | +4.8% | COMMON STOCK | 742718109 |
| VTI | VANGUARD TOTAL STOCK MARK | 5,504 | $528K | 0.3% | $95.93 | $84.93 | +12.9% | OTHER | 922908769 |
| IJR | ISHARES CORE S&P SMALL-CA | 4,826 | $527K | 0.3% | $109.20 * | $52.27 | +4.4% | OTHER | 464287804 |
| ORCL | ORACLE CORPORATION COM | 13,266 | $507K | 0.3% | $38.22 * | $27.74 | +15.5% | COMMON STOCK | 68389X105 |
| — | AMERICAN EXPRESS CO | 5,390 | $489K | 0.3% | $90.72 | $90.72 | — | COMMON STOCK | 25816109 |
| VGSH | VANGUARD SHORT-TERM GOV B | 8,000 | $487K | 0.3% | $60.88 | $60.88 | +0.0% | OTHER | 92206C102 |
| INTC | INTEL CORP | 18,707 | $486K | 0.3% | $25.98 * | $17.18 | +12.4% | COMMON STOCK | 458140100 |
| MSFT | MICROSOFT CORP | 12,402 | $464K | 0.3% | $37.41 * | $26.70 | +16.2% | COMMON STOCK | 594918104 |
| OMC | OMNICOM GROUP, INC. | 6,204 | $461K | 0.3% | $74.31 * | $40.69 | +23.4% | COMMON STOCK | 681919106 |
| — | ABBOTT LABS INC | 12,033 | $461K | 0.3% | $38.31 | $38.31 | — | COMMON STOCK | 2824100 |
| — | DU PONT E I DE NEMOURS & | 7,043 | $458K | 0.3% | $65.03 | $52.94 | — | COMMON STOCK | 263534109 |
| — | LEGACY RESERVES LP | 15,751 | $444K | 0.3% | $28.19 | $26.60 | — | COMMON STOCK | 524707304 |
| UNP | UNION PAC CORP | 2,635 | $443K | 0.3% | $168.12 * | $57.06 | +12.9% | COMMON STOCK | 907818108 |
| — | FLAH & CRUM PFD SECU INCO | 24,662 | $432K | 0.3% | $17.52 | $18.75 | — | OTHER | 338478100 |
| SLB | SCHLUMBERGER LTD | 4,747 | $428K | 0.3% | $90.16 * | $53.18 | +22.4% | COMMON STOCK | 806857108 |
| — | NUVEEN INS CA T/F ADV MUN | 34,911 | $425K | 0.3% | $12.17 | $12.29 | — | OTHER | 670651108 |
| BSV | VANGUARD SHORT-TERM BOND | 5,317 | $425K | 0.3% | $79.93 | $80.39 | -0.6% | OTHER | 921937827 |
| V | VISA INC-CLASS A | 1,906 | $424K | 0.3% | $222.46 * | $46.29 | +10.5% | COMMON STOCK | 92826C839 |
| PEP | PEPSICO INC | 5,081 | $422K | 0.3% | $83.05 * | $56.02 | +3.5% | COMMON STOCK | 713448108 |
| KBE | KBW BANK ETF | 12,459 | $413K | 0.3% | $33.15 | $27.34 | +21.3% | OTHER | 78464A797 |
| XLI | INDUSTRIAL SELECT SECTOR | 7,786 | $407K | 0.3% | $52.27 | $43.83 | +19.2% | OTHER | 81369Y704 |
| ITA | ISHARES DJ US AEROSPACE & | 3,545 | $375K | 0.2% | $105.78 * | $44.69 | +18.2% | OTHER | 464288760 |
| IWB | ISHARES RUSSELL 1000 ETF | 3,561 | $367K | 0.2% | $103.06 | $89.55 | +15.2% | OTHER | 464287622 |
| CNK | CINEMARK HOLDING INC | 11,000 | $367K | 0.2% | $33.36 * | $23.13 | +16.2% | COMMON STOCK | 17243V102 |
| — | ANIXTER INTERNATIONAL INC | 4,000 | $359K | 0.2% | $89.75 | $89.75 | — | COMMON STOCK | 35290105 |
| — | AMGEN INC | 3,142 | $358K | 0.2% | $113.94 | $113.94 | — | COMMON STOCK | 31162100 |
| — | POWERSHARES DB COMMODITY | 13,923 | $357K | 0.2% | $25.64 | $25.16 | — | OTHER | 73935S105 |
| ETN | EATON CORP PLC | 4,694 | $357K | 0.2% | $76.05 * | $47.27 | +20.7% | OTHER | G29183103 |
| — | UNITED TECHNOLOGIES CORP | 3,124 | $356K | 0.2% | $113.96 | $94.14 | — | COMMON STOCK | 913017109 |
| — | EV ENERGY PARTNERS LP | 10,332 | $351K | 0.2% | $33.97 | $37.36 | — | COMMON STOCK | 26926V107 |
| QCOM | QUALCOMM INC | 4,644 | $345K | 0.2% | $74.29 * | $45.50 | +16.9% | COMMON STOCK | 747525103 |
| CVS | CVS CAREMARK CORP | 4,699 | $337K | 0.2% | $71.72 * | $43.65 | +18.2% | COMMON STOCK | 126650100 |
| — | REGENCY ENERGY PARTNERS L | 12,770 | $335K | 0.2% | $26.23 | $26.97 | — | COMMON STOCK | 75885Y107 |
| IJK | ISHARES S&P MIDCAP 400/GR | 2,210 | $332K | 0.2% | $150.23 * | $34.70 | +8.2% | OTHER | 464287606 |
| HD | HOME DEPOT INC | 3,834 | $316K | 0.2% | $82.42 * | $56.14 | +10.9% | COMMON STOCK | 437076102 |
| — | BEAM INC | 4,435 | $301K | 0.2% | $67.87 | $67.87 | — | COMMON STOCK | 73730103 |
| MMM | 3M CO | 2,140 | $300K | 0.2% | $140.19 * | $61.74 | +29.9% | COMMON STOCK | 88579Y101 |
| — | KINDER MORGAN MANAGEMENT | 3,943 | $298K | 0.2% | $75.58 | $83.48 | — | COMMON STOCK | 49455U100 |
| PCG | PG & E CORP | 7,320 | $295K | 0.2% | $40.30 * | $38.88 | -9.9% | COMMON STOCK | 69331C108 |
| — | ANNALY MTG MGMT INC COM | 29,247 | $292K | 0.2% | $9.98 | $9.98 | — | COMMON STOCK | 35710409 |
| BEN | FRANKLIN RES INC | 4,926 | $284K | 0.2% | $57.65 * | $29.39 | +17.3% | COMMON STOCK | 354613101 |
| — | NATIONAL-OILWELL INC | 3,542 | $282K | 0.2% | $79.62 | $79.62 | — | COMMON STOCK | 637071101 |
| — | ALLSTATE CORP | 5,169 | $282K | 0.2% | $54.56 | $54.56 | — | COMMON STOCK | 20002101 |
| MRK | MERCK & CO INC | 5,517 | $276K | 0.2% | $50.03 * | $30.02 | +9.7% | COMMON STOCK | 58933Y105 |
| — | JOHNSON CTLS INC | 5,213 | $267K | 0.2% | $51.22 | $51.22 | — | COMMON STOCK | 478366107 |
| PM | PHILIP MORRIS INTERNATION | 2,993 | $261K | 0.2% | $87.20 * | $49.63 | -2.9% | COMMON STOCK | 718172109 |
| — | BERKSHIRE HATHAWAY INC-CL | 2,178 | $258K | 0.2% | $118.46 | $118.46 | — | COMMON STOCK | 84670702 |
| M | MACY S INC | 4,761 | $255K | 0.2% | $53.56 | $48.46 | +10.2% | COMMON STOCK | 55616P104 |
| GILD | GILEAD SCIENCES INC COM | 3,342 | $251K | 0.2% | $75.10 * | $48.38 | +7.9% | COMMON STOCK | 375558103 |
| — | AUTOMATIC DATA PROCESSING | 3,106 | $251K | 0.2% | $80.81 | $80.81 | — | COMMON STOCK | 53015103 |
| — | BP PLC SPONS ADR | 5,029 | $244K | 0.2% | $48.52 | $48.52 | — | COMMON STOCK | 55622104 |
| USB | US BANCORP | 5,963 | $241K | 0.2% | $40.42 * | $22.41 | +19.9% | COMMON STOCK | 902973304 |
| RPM | RPM INTERNATIONAL INC | 5,800 | $241K | 0.2% | $41.55 | $32.11 | +29.3% | COMMON STOCK | 749685103 |
| — | REGAL ENTERTAINMENT GROUP | 12,000 | $233K | 0.1% | $19.42 | $17.93 | — | COMMON STOCK | 758766109 |
| — | STERICYCLE INC | 1,990 | $231K | 0.1% | $116.08 | $116.08 | — | COMMON STOCK | 858912108 |
| GWX | SPDR S&P INTERNATIONAL SM | 6,883 | $231K | 0.1% | $33.56 | $30.28 | +10.9% | OTHER | 78463X871 |
| — | PRECISION CASTPARTS CORP | 836 | $225K | 0.1% | $269.14 | $269.14 | — | COMMON STOCK | 740189105 |
| — | PAX MSCI EAFE ESG INDEX E | 7,500 | $224K | 0.1% | $29.87 | $28.27 | — | OTHER | 70422P206 |
| COP | CONOCOPHILLIPS | 3,165 | $223K | 0.1% | $70.46 * | $48.40 | -1.5% | COMMON STOCK | 20825C104 |
| JPM | JP MORGAN CHASE & CO | 3,781 | $221K | 0.1% | $58.45 * | $39.63 | +6.8% | COMMON STOCK | 46625H100 |
| DHR | DANAHER CORP | 2,842 | $220K | 0.1% | $77.41 * | $29.72 | +5.6% | COMMON STOCK | 235851102 |
| VHT | VANGUARD HEALTH CARE ETF | 2,174 | $220K | 0.1% | $101.20 | $86.29 | +17.2% | OTHER | 92204A504 |
| IVW | ISHARES S&P 500 GROWTH ET | 2,230 | $220K | 0.1% | $98.65 * | $21.20 | +16.5% | OTHER | 464287309 |
| HON | HONEYWELL INTERNATIONAL I | 2,382 | $218K | 0.1% | $91.52 * | $60.82 | +5.3% | COMMON STOCK | 438516106 |
| VFC | V.F. CORP | 3,496 | $218K | 0.1% | $62.36 * | $52.11 | +12.6% | COMMON STOCK | 918204108 |
| — | LYDALL INC | 11,994 | $211K | 0.1% | $17.59 | $14.59 | — | COMMON STOCK | 550819106 |
| FISV | FISERV INC COM | 3,562 | $210K | 0.1% | $58.96 * | $26.98 | +9.5% | COMMON STOCK | 337738108 |
| CMCSA | COMCAST CORP-CL A | 4,004 | $208K | 0.1% | $51.95 * | $18.38 | +8.3% | COMMON STOCK | 20030N101 |
| CNI | CANADIAN NATIONAL RAILWAY | 3,650 | $208K | 0.1% | $56.99 * | $41.46 | +11.1% | COMMON STOCK | 136375102 |
| CTAS | CINTAS CORP | 3,456 | $206K | 0.1% | $59.61 * | $11.77 | +10.4% | COMMON STOCK | 172908105 |
| — | EXPRESS SCRIPTS HLDG | 2,920 | $205K | 0.1% | $70.21 | $70.21 | — | COMMON STOCK | 30219G108 |
| SEE | SEALED AIR CORP NEW | 6,000 | $204K | 0.1% | $34.00 * | $24.99 | +12.0% | COMMON STOCK | 81211K100 |
| — | GANNETT CO INC | 6,855 | $203K | 0.1% | $29.61 | $29.61 | — | COMMON STOCK | 364730101 |
| — | NUVEEN CALIFORNIA MUNI VA | 19,029 | $175K | 0.1% | $9.20 | $9.41 | — | OTHER | 67062C107 |
| — | BLACKROCK ENHANCED EQUITY | 17,386 | $138K | 0.1% | $7.94 | $7.59 | — | OTHER | 09251A104 |
| — | LEE ENTERPRISES INC | 30,351 | $105K | 0.1% | $3.46 | $3.46 | — | COMMON STOCK | 523768109 |