CIK: 0001058854 · Show all filings
Period: Q1 2021 (← Previous) (Next →)
Filing Date: May 17, 2021
Total Value ($000): $446,703 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | FRANCHISE GROUP INC | 848,267 | $30,631 | 6.9% | $24.09 | — | COM | 35180X105 |
| NOA | NORTH AMERN CONSTR GROUP LTD | 2,524,997 | $27,144 | 6.1% | $6.62 | +62.4% | COM | 656811106 |
| — | HERITAGE CRYSTAL CLEAN INC | 854,710 | $23,188 | 5.2% | $19.47 | — | COM | 42726M106 |
| PRSU | VIAD CORP | 555,131 | $23,177 | 5.2% | $35.01 | +13.3% | COM NEW | 92552R406 |
| — | EMCORE CORP | 3,408,848 | $18,612 | 4.2% | $3.35 | — | COM NEW | 290846203 |
| — | INDEPENDENCE HLDG CO NEW | 439,728 | $17,523 | 3.9% | $34.02 | — | COM NEW | 453440307 |
| HOG | HARLEY DAVIDSON INC | 411,189 | $16,489 | 3.7% | $36.92 | +0.7% | COM | 412822108 |
| AIOT | POWERFLEET INC | 1,801,201 | $14,806 | 3.3% | $6.15 | +34.1% | COM | 73931J109 |
| CRTO | CRITEO S A | 418,694 | $14,541 | 3.3% | $34.73 | — | SPONS ADS | 226718104 |
| — | GOHEALTH INC | 1,158,070 | $13,538 | 3.0% | $12.56 | — | COM CL A | 38046W105 |
| LEE | LEE ENTERPRISES INC | 524,395 | $13,472 | 3.0% | $19.98 | 0.0% | COM | 523768406 |
| — | EVERI HLDGS INC | 949,922 | $13,403 | 3.0% | $13.82 | — | COM | 30034T103 |
| OSPN | ONESPAN INC | 539,576 | $13,220 | 3.0% | $22.59 | +5.2% | COM | 68287N100 |
| ARKO | ARKO CORP | 1,328,368 | $13,204 | 3.0% | $8.69 | 0.0% | COM | 041242108 |
| RMNI | RIMINI STR INC DEL | 1,444,036 | $12,953 | 2.9% | $4.87 | +58.9% | COM | 76674Q107 |
| PRTS | CARPARTS COM INC | 886,175 | $12,655 | 2.8% | $12.51 | +29.2% | COM | 14427M107 |
| VIAOY | VIA OPTRONICS AG | 895,987 | $11,576 | 2.6% | $13.27 | — | SPONSORED ADS | 91823Y109 |
| BW | BABCOCK & WILCOX ENTERPRISES | 1,193,478 | $11,302 | 2.5% | $6.42 | 0.0% | COM | 05614L209 |
| SD | SANDRIDGE ENERGY INC | 2,867,362 | $11,211 | 2.5% | $4.49 | +1.4% | COM NEW | 80007P869 |
| — | SPARK NETWORKS SE | 1,474,493 | $10,985 | 2.5% | $4.09 | — | SPONSORED ADR | 846517100 |
| SWKH | SWK HLDGS CORP | 751,252 | $10,923 | 2.4% | $10.44 | +8.0% | COM NEW | 78501P203 |
| BBW | BUILD-A-BEAR WORKSHOP INC | 1,546,426 | $10,670 | 2.4% | $2.79 | +86.2% | COM | 120076104 |
| — | B RILEY PRINCIPAL 150 MERGER | 1,015,964 | $10,160 | 2.3% | $10.00 | — | UNIT 99/99/9999 | 05601V202 |
| PRCH | PORCH GROUP INC | 509,432 | $9,017 | 2.0% | $17.77 | 0.0% | COM | 733245104 |
| KRUS | KURA SUSHI USA INC | 244,323 | $7,730 | 1.7% | $14.71 | +85.1% | CL A COM | 501270102 |
| BWAY | BRAINSWAY LTD | 844,014 | $7,621 | 1.7% | $9.03 | — | SPONSORED ADS | 10501L106 |
| — | ENCORE WIRE CORP | 107,274 | $7,201 | 1.6% | $60.72 | — | COM | 292562105 |
| MGNI | MAGNITE INC | 164,011 | $6,824 | 1.5% | $6.68 | +548.3% | COM | 55955D100 |
| — | CONTANGO OIL & GAS CO | 1,627,585 | $6,348 | 1.4% | $2.38 | — | COM NEW | 21075N204 |
| ARLO | ARLO TECHNOLOGIES INC | 976,965 | $6,135 | 1.4% | $3.41 | +129.7% | COM | 04206A101 |
| WY | WEYERHAEUSER CO MTN BE | 170,338 | $6,064 | 1.4% | $21.69 | +28.5% | COM NEW | 962166104 |
| EOSE | EOS ENERGY ENTERPRISES INC | 222,154 | $4,381 | 1.0% | $14.41 | +55.4% | COM CL A | 29415C101 |
| ASYS | AMTECH SYS INC | 257,172 | $3,040 | 0.7% | $9.25 | 0.0% | COM PAR $0.01N | 032332504 |
| — | NEWPARK RES INC | 2,875,000 | $2,832 | 0.6% | $0.90 | — | NOTE 4.000%12/0 | 651718AE8 |
| — | HANGER INC | 119,368 | $2,724 | 0.6% | $18.75 | — | COM NEW | 41043F208 |
| — | MANITEX INTL INC | 325,362 | $2,567 | 0.6% | $7.44 | — | COM | 563420108 |
| NTIP | NETWORK-1 TECHNOLOGIES INC | 758,044 | $2,365 | 0.5% | $2.41 | +45.1% | COM | 64121N109 |
| — | STRATA SKIN SCIENCES INC | 1,273,401 | $2,127 | 0.5% | $1.38 | — | COM NEW | 86272A206 |
| NPKI | NEWPARK RES INC | 619,047 | $1,944 | 0.4% | $2.19 | +41.1% | COM PAR $.01NEW | 651718504 |
| GOLD | A-MARK PRECIOUS METALS INC | 53,500 | $1,926 | 0.4% | $8.26 | +89.7% | COM | 00181T107 |
| — | ALLEGHANY CORP DEL | 1,739 | $1,089 | 0.2% | $520.41 | — | COM | 017175100 |
| STIM | NEURONETICS INC | 64,309 | $796 | 0.2% | $15.33 | 0.0% | COM | 64131A105 |
| GEG | GREAT ELM GROUP INC | 317,230 | $774 | 0.2% | $2.39 | +20.3% | COM NEW | 39037G109 |
| XTTPX | TORTOISE PIPELINE & ENERGY F | 37,439 | $767 | 0.2% | $16.99 | — | COM | 89148H207 |
| — | COLICITY INC | 75,000 | $758 | 0.2% | $10.11 | — | UNIT 02/24/2026 | 194170205 |
| — | BOA ACQUISITION CORP | 75,000 | $743 | 0.2% | $9.91 | — | UNIT 99/99/9999 | 05601A208 |
| WM | WASTE MGMT INC DEL | 5,684 | $733 | 0.2% | $101.34 | +6.7% | COM | 94106L109 |
| — | TORTOISE ENERGY INFRA CORP | 29,897 | $731 | 0.2% | $20.10 | — | COM | 89147L886 |
| — | CORELOGIC INC | 9,004 | $714 | 0.2% | $77.30 | — | COM | 21871D103 |
| SAMG | SILVERCREST ASSET MGMT GROUP | 38,533 | $554 | 0.1% | $12.96 | +13.5% | CL A | 828359109 |
| DFIN | DONNELLEY FINL SOLUTIONS INC | 15,200 | $423 | 0.1% | $15.46 | +49.7% | COM | 25787G100 |
| — | EVO ACQUISITION CORP | 40,000 | $397 | 0.1% | $9.93 | — | UNIT 99/99/9999 | 30052G207 |
| — | SEAPORT GLOBAL ACQUISITN COR | 693,749 | $382 | 0.1% | $1.02 | — | *W EXP 12/15/202 | 812227114 |
| — | VIACOMCBS INC | 7,305 | $329 | 0.1% | $45.04 | — | CL B | 92556H206 |
| — | KIMBALL INTL INC | 23,365 | $327 | 0.1% | $14.00 | — | CL B | 494274103 |
| — | HEALTHCARE SERVICES ACQU COR | 300,000 | $189 | 0.0% | $0.63 | — | *W EXP 99/99/999 | 42227K112 |
| MCS | MARCUS CORP DEL | 6,000 | $120 | 0.0% | $10.12 | +82.4% | COM | 566330106 |
| — | ROTH CH ACQUISITION III CO | 11,508 | $114 | 0.0% | $9.91 | — | COM | 77867Q102 |
| — | PORTMAN RIDGE FIN CORP | 52,727 | $114 | 0.0% | $2.16 | — | COM | 73688F102 |
| — | PORCH GROUP INC | 17,863 | $110 | 0.0% | $6.16 | — | *W EXP 12/23/202 | 733245112 |
| — | FIRST TR EXCHANGE-TRADED FD | 884 | $91 | 0.0% | $102.94 | — | PUT | 33733E950 |
| KEQU | KEWAUNEE SCIENTIFIC CORP | 7,115 | $88 | 0.0% | $12.82 | -2.6% | COM | 492854104 |
| IACA | ION ACQUISITION CORP 1 LTD | 4,200 | $42 | 0.0% | $10.00 | — | SHS CL A | G49392106 |
| IROQ | IF BANCORP INC | 1,500 | $32 | 0.0% | $16.41 | +27.5% | COM | 44951J105 |
| — | 1895 BANCORP OF WIS INC | 2,000 | $28 | 0.0% | $9.00 | — | COM | 28252W105 |
| — | EDIFY ACQUISITION CORP | 25,000 | $12 | 0.0% | $0.48 | — | *W EXP 11/25/202 | 28059Q111 |
| — | JACK CREEK INVESTMENT CORP | 12,499 | $7 | 0.0% | $0.56 | — | *W EXP 10/01/202 | G4989X123 |
| — | OYSTER ENTERPRISES ACQ CORP | 12,500 | $6 | 0.0% | $0.48 | — | *W EXP 01/20/202 | 69242M112 |
| — | ROTH CH ACQUISITION III CO | 4,999 | $4 | 0.0% | $0.80 | — | *W EXP 02/26/202 | 77867Q110 |