Lesa Sroufe & Co Diversified Active

CIK: 0001492162 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 10, 2014

Total Value ($000): $183,833 (100.0% shares, 0.0% debt)

Holdings (44)

LUV SOUTHWEST AIRLINES CO 6.0%

Value ($000) $11,119 Shares 590,202 Est. Cost $11.86 Unrealized +28.7%

WAFD WASHINGTON FEDERAL INC 4.9%

Value ($000) $9,008 Shares 386,782 Est. Cost $12.10 Unrealized +33.2%

PFE PFIZER INC 4.8%

Value ($000) $8,901 Shares 290,582 Est. Cost $16.46 Unrealized +7.1%

— MCDERMOTT INTERNATIONAL INC 4.7%

Value ($000) $8,648 Shares 944,097 Est. Cost $9.16 Unrealized —

F FORD MOTOR CO 4.7%

Value ($000) $8,639 Shares 559,900 Est. Cost $7.61 Unrealized +18.4%

— GENERAL ELECTRIC CO 4.7%

Value ($000) $8,639 Shares 308,210 Est. Cost $23.19 Unrealized —

— L 3 COMMUNICATIONS INC 4.6%

Value ($000) $8,424 Shares 78,832 Est. Cost $85.74 Unrealized —

— LEGG MASON INC 4.4%

Value ($000) $8,153 Shares 187,517 Est. Cost $31.04 Unrealized —

BP BP PLC ADS 4.3%

Value ($000) $7,886 Shares 162,234 Est. Cost $48.61 Unrealized —

WU WESTERN UNION COMPANY 4.2%

Value ($000) $7,725 Shares 447,832 Est. Cost $17.11 Unrealized —

— NTT DOCOMO INC ADR 3.8%

Value ($000) $7,054 Shares 427,284 Est. Cost $15.66 Unrealized —

ORANY ORANGE SA SPON ADR 3.7%

Value ($000) $6,804 Shares 550,970 Est. Cost $12.51 Unrealized —

— TOTAL S A ADR 3.6%

Value ($000) $6,667 Shares 108,819 Est. Cost $48.90 Unrealized —

TEVA TEVA PHARMACEUTICAL INDUSTRIES 3.6%

Value ($000) $6,577 Shares 164,091 Est. Cost $39.09 Unrealized —

— ROYAL DUTCH SHELL PLC ADR 3.5%

Value ($000) $6,363 Shares 89,279 Est. Cost $63.88 Unrealized —

AAPL APPLE INC COM 3.4%

Value ($000) $6,183 Shares 11,021 Est. Cost $13.21 Unrealized +23.9%

— ENCANA CORP 3.2%

Value ($000) $5,896 Shares 326,673 Est. Cost $17.28 Unrealized —

— SCHNITZER STEEL INDUSTRIES, IN 3.2%

Value ($000) $5,822 Shares 178,221 Est. Cost $23.60 Unrealized —

— CHINA MOBILE LIMITED ADR 3.1%

Value ($000) $5,716 Shares 109,307 Est. Cost $52.04 Unrealized —

RWT REDWOOD TRUST INC 3.0%

Value ($000) $5,597 Shares 288,931 Est. Cost $17.19 Unrealized —

ATI ALLEGHENY TECHNOLOGIES INC COM 2.8%

Value ($000) $5,089 Shares 142,821 Est. Cost $26.04 Unrealized +18.0%

— EXELON CORP 2.7%

Value ($000) $4,959 Shares 181,048 Est. Cost $30.76 Unrealized —

FLEX FLEXTRONICS INTERNATIONAL LTD 2.6%

Value ($000) $4,837 Shares 622,577 Est. Cost $5.43 Unrealized +11.9%

PAAS PAN AMERN SILVER CORP 2.3%

Value ($000) $4,206 Shares 359,447 Est. Cost $12.73 Unrealized -16.3%

MTB M & T BANK CORP 1.7%

Value ($000) $3,214 Shares 27,603 Est. Cost $72.91 Unrealized +11.7%

— ANGLOGOLD ASHANTI ADR 1.6%

Value ($000) $2,870 Shares 244,901 Est. Cost $14.18 Unrealized —

NEM NEWMONT MINING CORP 1.5%

Value ($000) $2,671 Shares 115,979 Est. Cost $24.91 Unrealized -20.8%

ALL ALLSTATE CORP 0.7%

Value ($000) $1,366 Shares 25,050 Est. Cost $37.12 Unrealized +10.7%

— TIDEWATER INC 0.6%

Value ($000) $1,177 Shares 19,862 Est. Cost $56.96 Unrealized —

MSFT MICROSOFT CORP 0.5%

Value ($000) $857 Shares 22,906 Est. Cost $26.70 Unrealized +12.4%

BKUTK BANK OF UTICA NY NON VTG 0.2%

Value ($000) $416 Shares 1,000 Est. Cost $267.19 Unrealized +0.0%

XOM EXXON MOBIL CORP 0.2%

Value ($000) $361 Shares 3,569 Est. Cost $53.69 Unrealized +4.2%

ASRV AMERISERV FINANCIAL INC 0.2%

Value ($000) $303 Shares 100,000 Est. Cost $2.19 Unrealized +2.4%

INTC INTEL CORP 0.2%

Value ($000) $276 Shares 10,640 Est. Cost $17.18 Unrealized +4.4%

GLD SPDR GOLD TR GOLD SHS 0.1%

Value ($000) $255 Shares 2,195 Est. Cost $119.21 Unrealized —

OMER OMEROS CORPORATION 0.1%

Value ($000) $250 Shares 22,115 Est. Cost $4.61 Unrealized +109.2%

IBM INTL BUSINESS MACHINES CORP 0.1%

Value ($000) $234 Shares 1,250 Est. Cost $118.46 Unrealized -10.2%

CVX CHEVRON CORP 0.1%

Value ($000) $208 Shares 1,662 Est. Cost $73.10 Unrealized -0.8%

— COMMERZBANK AG ADR 0.1%

Value ($000) $163 Shares 10,000 Est. Cost $8.70 Unrealized —

BRT BRT REALTY TRUST 0.1%

Value ($000) $141 Shares 20,000 Est. Cost $7.00 Unrealized —

— ISHARES GOLD TRUST 0.1%

Value ($000) $117 Shares 10,050 Est. Cost $11.94 Unrealized —

— ALLIED IRISH BK ADR 0.0%

Value ($000) $40 Shares 26,100 Est. Cost $1.53 Unrealized —

— UCORE RARE MATERIALS INC 0.0%

Value ($000) $2 Shares 10,000 Est. Cost $0.20 Unrealized —

SEAOF SEACO LTD ORD 0.0%

Value ($000) $0 Shares 20,000 Est. Cost $0.06 Unrealized -97.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LUV	SOUTHWEST AIRLINES CO	590,202	$11,119	6.0%	$11.86	+28.7%	COM	844741108
WAFD	WASHINGTON FEDERAL INC	386,782	$9,008	4.9%	$12.10	+33.2%	COM	938824109
PFE	PFIZER INC	290,582	$8,901	4.8%	$16.46	+7.1%	COM	717081103
—	MCDERMOTT INTERNATIONAL INC	944,097	$8,648	4.7%	$9.16	—	COM	580037109
F	FORD MOTOR CO	559,900	$8,639	4.7%	$7.61	+18.4%	COM	345370860
—	GENERAL ELECTRIC CO	308,210	$8,639	4.7%	$23.19	—	COM	369604103
—	L 3 COMMUNICATIONS INC	78,832	$8,424	4.6%	$85.74	—	COM	502424104
—	LEGG MASON INC	187,517	$8,153	4.4%	$31.04	—	COM	524901105
BP	BP PLC ADS	162,234	$7,886	4.3%	$48.61	—	ADR	055622104
WU	WESTERN UNION COMPANY	447,832	$7,725	4.2%	$17.11	—	COM	959802109
—	NTT DOCOMO INC ADR	427,284	$7,054	3.8%	$15.66	—	ADR	62942m201
ORANY	ORANGE SA SPON ADR	550,970	$6,804	3.7%	$12.51	—	ADR	684060106
—	TOTAL S A ADR	108,819	$6,667	3.6%	$48.90	—	ADR	89151E109
TEVA	TEVA PHARMACEUTICAL INDUSTRIES	164,091	$6,577	3.6%	$39.09	—	ADR	881624209
—	ROYAL DUTCH SHELL PLC ADR	89,279	$6,363	3.5%	$63.88	—	ADR	780259206
AAPL	APPLE INC COM	11,021	$6,183	3.4%	$13.21	+23.9%	COM	037833100
—	ENCANA CORP	326,673	$5,896	3.2%	$17.28	—	COM	292505104
—	SCHNITZER STEEL INDUSTRIES, IN	178,221	$5,822	3.2%	$23.60	—	COM	806882106
—	CHINA MOBILE LIMITED ADR	109,307	$5,716	3.1%	$52.04	—	ADR	16941M109
RWT	REDWOOD TRUST INC	288,931	$5,597	3.0%	$17.19	—	COM	758075402
ATI	ALLEGHENY TECHNOLOGIES INC COM	142,821	$5,089	2.8%	$26.04	+18.0%	COM	01741R102
—	EXELON CORP	181,048	$4,959	2.7%	$30.76	—	COM	30161n101
FLEX	FLEXTRONICS INTERNATIONAL LTD	622,577	$4,837	2.6%	$5.43	+11.9%	COM	Y2573F102
PAAS	PAN AMERN SILVER CORP	359,447	$4,206	2.3%	$12.73	-16.3%	COM	697900108
MTB	M & T BANK CORP	27,603	$3,214	1.7%	$72.91	+11.7%	COM	55261F104
—	ANGLOGOLD ASHANTI ADR	244,901	$2,870	1.6%	$14.18	—	ADR	035128206
NEM	NEWMONT MINING CORP	115,979	$2,671	1.5%	$24.91	-20.8%	COM	651639106
ALL	ALLSTATE CORP	25,050	$1,366	0.7%	$37.12	+10.7%	COM	020002101
—	TIDEWATER INC	19,862	$1,177	0.6%	$56.96	—	COM	886423102
MSFT	MICROSOFT CORP	22,906	$857	0.5%	$26.70	+12.4%	COM	594918104
BKUTK	BANK OF UTICA NY NON VTG	1,000	$416	0.2%	$267.19	+0.0%	COM	065437204
XOM	EXXON MOBIL CORP	3,569	$361	0.2%	$53.69	+4.2%	COM	30231G102
ASRV	AMERISERV FINANCIAL INC	100,000	$303	0.2%	$2.19	+2.4%	COM	03074A102
INTC	INTEL CORP	10,640	$276	0.2%	$17.18	+4.4%	COM	458140100
GLD	SPDR GOLD TR GOLD SHS	2,195	$255	0.1%	$119.21	—	ISHARES	78463V107
OMER	OMEROS CORPORATION	22,115	$250	0.1%	$4.61	+109.2%	COM	682143102
IBM	INTL BUSINESS MACHINES CORP	1,250	$234	0.1%	$118.46	-10.2%	COM	459200101
CVX	CHEVRON CORP	1,662	$208	0.1%	$73.10	-0.8%	COM	166764100
—	COMMERZBANK AG ADR	10,000	$163	0.1%	$8.70	—	ADR	202597308
BRT	BRT REALTY TRUST	20,000	$141	0.1%	$7.00	—	COM	055645303
—	ISHARES GOLD TRUST	10,050	$117	0.1%	$11.94	—	ISHARES	464285105
—	ALLIED IRISH BK ADR	26,100	$40	0.0%	$1.53	—	ADR	019228808
—	UCORE RARE MATERIALS INC	10,000	$2	0.0%	$0.20	—	COM	90348v103
SEAOF	SEACO LTD ORD	20,000	$0	0.0%	$0.06	-97.0%	COM	G79441104