Lesa Sroufe & Co Diversified Active

Location: Seattle, WA

CIK: 0001492162 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 8, 2013

Total Value: $172M (100.0% shares, 0.0% debt)

Holdings (44)

F FORD MOTOR CO 5.5%

Value $9.517M Shares 564,117 Est. Cost $7.61 Unrealized +18.6%

LUV SOUTHWEST AIRLINES CO 5.0%

Value $8.698M Shares 597,365 Est. Cost $11.86 Unrealized +0.2%

PFE PFIZER INC 4.9%

Value $8.512M Shares 296,320 Est. Cost $16.46 Unrealized -0.6%

WU WESTERN UNION COMPANY 4.9%

Value $8.414M Shares 450,936 Est. Cost $17.11 Unrealized —

WAFD WASHINGTON FEDERAL INC 4.8%

Value $8.191M Shares 396,071 Est. Cost $12.10 Unrealized +24.0%

— L 3 COMMUNICATIONS INC 4.4%

Value $7.597M Shares 80,391 Est. Cost $85.74 Unrealized —

— GENERAL ELECTRIC CO 4.4%

Value $7.519M Shares 314,718 Est. Cost $23.19 Unrealized —

— NTT DOCOMO INC ADR 4.0%

Value $6.952M Shares 428,585 Est. Cost $15.66 Unrealized —

ORANY ORANGE SA SPON ADR 4.0%

Value $6.937M Shares 554,500 Est. Cost $12.51 Unrealized —

ADM ARCHER-DANIELS MIDLAND CO 3.9%

Value $6.747M Shares 183,154 Est. Cost $23.37 Unrealized +9.7%

— LEGG MASON INC 3.7%

Value $6.351M Shares 189,933 Est. Cost $31.04 Unrealized —

— TOTAL S A ADR 3.7%

Value $6.301M Shares 108,794 Est. Cost $48.90 Unrealized —

— DOLE FOOD CO INC 3.6%

Value $6.282M Shares 461,250 Est. Cost $12.76 Unrealized —

TEVA TEVA PHARMACEUTICAL INDUSTRIES 3.6%

Value $6.251M Shares 165,458 Est. Cost $39.09 Unrealized —

— CHINA MOBILE LIMITED ADR 3.6%

Value $6.21M Shares 110,045 Est. Cost $52.04 Unrealized —

— ROYAL DUTCH SHELL PLC ADR 3.4%

Value $5.833M Shares 88,816 Est. Cost $63.88 Unrealized —

RWT REDWOOD TRUST INC 3.3%

Value $5.742M Shares 291,610 Est. Cost $17.19 Unrealized —

FLEX FLEXTRONICS INTERNATIONAL LTD 3.3%

Value $5.713M Shares 628,471 Est. Cost $5.43 Unrealized +21.3%

— EXELON CORP 3.2%

Value $5.591M Shares 188,638 Est. Cost $30.76 Unrealized —

AAPL APPLE INC COM 3.1%

Value $5.326M Shares 11,172 Est. Cost $13.21 Unrealized +8.1%

— SCHNITZER STEEL INDUSTRIES, IN 2.9%

Value $4.957M Shares 180,252 Est. Cost $23.60 Unrealized —

ATI ALLEGHENY TECHNOLOGIES INC COM 2.6%

Value $4.411M Shares 144,522 Est. Cost $26.04 Unrealized +0.0%

PAAS PAN AMERN SILVER CORP 2.3%

Value $4.026M Shares 381,609 Est. Cost $12.73 Unrealized -4.4%

— ENCANA CORP 2.3%

Value $4.011M Shares 231,421 Est. Cost $16.97 Unrealized —

— ANGLOGOLD ASHANTI ADR 2.0%

Value $3.456M Shares 260,270 Est. Cost $14.18 Unrealized —

NEM NEWMONT MINING CORP 2.0%

Value $3.446M Shares 122,625 Est. Cost $24.91 Unrealized -9.3%

MTB M & T BANK CORP 1.8%

Value $3.089M Shares 27,603 Est. Cost $72.91 Unrealized +13.0%

ALL ALLSTATE CORP 0.7%

Value $1.266M Shares 25,050 Est. Cost $37.12 Unrealized +3.9%

— TIDEWATER INC 0.7%

Value $1.25M Shares 21,061 Est. Cost $56.96 Unrealized —

MSFT MICROSOFT CORP 0.5%

Value $791K Shares 23,757 Est. Cost $26.70 Unrealized +1.1%

BKUTK BANK OF UTICA NY NON VTG 0.2%

Value $403K Shares 1,000 Est. Cost $267.19 Unrealized -1.0%

— 1/100 BERKSHIRE HTWY CLA100 SH 0.2%

Value $341K Shares 200 Est. Cost $1685.00 Unrealized —

ASRV AMERISERV FINANCIAL INC 0.2%

Value $315K Shares 100,000 Est. Cost $2.19 Unrealized +1.7%

XOM EXXON MOBIL CORP 0.2%

Value $307K Shares 3,569 Est. Cost $53.69 Unrealized +0.9%

IBM INTL BUSINESS MACHINES CORP 0.2%

Value $291K Shares 1,569 Est. Cost $118.46 Unrealized -5.8%

GLD SPDR GOLD TR GOLD SHS 0.2%

Value $289K Shares 2,255 Est. Cost $119.21 Unrealized —

INTC INTEL CORP 0.1%

Value $255K Shares 11,140 Est. Cost $17.18 Unrealized -1.6%

OMER OMEROS CORPORATION 0.1%

Value $216K Shares 22,115 Est. Cost $4.61 Unrealized +29.3%

CVX CHEVRON CORP 0.1%

Value $202K Shares 1,662 Est. Cost $73.10 Unrealized 0.0%

BRT BRT REALTY TRUST 0.1%

Value $143K Shares 20,000 Est. Cost $7.00 Unrealized —

— ISHARES GOLD TRUST 0.1%

Value $130K Shares 10,050 Est. Cost $11.94 Unrealized —

— COMMERZBANK AG ADR 0.1%

Value $115K Shares 10,000 Est. Cost $8.70 Unrealized —

— UCORE RARE MATERIALS INC 0.0%

Value $3,000 Shares 10,000 Est. Cost $0.30 Unrealized —

SEAOF SEACO LTD ORD 0.0%

Value $2,000 Shares 20,000 Est. Cost $0.06 Unrealized +6.7%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
F	FORD MOTOR CO	564,117	$9.517M	5.5%	$7.61	+18.6%	COM	345370860
LUV	SOUTHWEST AIRLINES CO	597,365	$8.698M	5.0%	$11.86	+0.2%	COM	844741108
PFE	PFIZER INC	296,320	$8.512M	4.9%	$16.46	-0.6%	COM	717081103
WU	WESTERN UNION COMPANY	450,936	$8.414M	4.9%	$17.11	—	COM	959802109
WAFD	WASHINGTON FEDERAL INC	396,071	$8.191M	4.8%	$12.10	+24.0%	COM	938824109
—	L 3 COMMUNICATIONS INC	80,391	$7.597M	4.4%	$85.74	—	COM	502424104
—	GENERAL ELECTRIC CO	314,718	$7.519M	4.4%	$23.19	—	COM	369604103
—	NTT DOCOMO INC ADR	428,585	$6.952M	4.0%	$15.66	—	ADR	62942m201
ORANY	ORANGE SA SPON ADR	554,500	$6.937M	4.0%	$12.51	—	ADR	684060106
ADM	ARCHER-DANIELS MIDLAND CO	183,154	$6.747M	3.9%	$23.37	+9.7%	COM	039483102
—	LEGG MASON INC	189,933	$6.351M	3.7%	$31.04	—	COM	524901105
—	TOTAL S A ADR	108,794	$6.301M	3.7%	$48.90	—	ADR	89151E109
—	DOLE FOOD CO INC	461,250	$6.282M	3.6%	$12.76	—	COM	256603101
TEVA	TEVA PHARMACEUTICAL INDUSTRIES	165,458	$6.251M	3.6%	$39.09	—	ADR	881624209
—	CHINA MOBILE LIMITED ADR	110,045	$6.21M	3.6%	$52.04	—	ADR	16941M109
—	ROYAL DUTCH SHELL PLC ADR	88,816	$5.833M	3.4%	$63.88	—	ADR	780259206
RWT	REDWOOD TRUST INC	291,610	$5.742M	3.3%	$17.19	—	COM	758075402
FLEX	FLEXTRONICS INTERNATIONAL LTD	628,471	$5.713M	3.3%	$5.43	+21.3%	COM	Y2573F102
—	EXELON CORP	188,638	$5.591M	3.2%	$30.76	—	COM	30161n101
AAPL	APPLE INC COM	11,172	$5.326M	3.1%	$13.21	+8.1%	COM	037833100
—	SCHNITZER STEEL INDUSTRIES, IN	180,252	$4.957M	2.9%	$23.60	—	COM	806882106
ATI	ALLEGHENY TECHNOLOGIES INC COM	144,522	$4.411M	2.6%	$26.04	+0.0%	COM	01741R102
PAAS	PAN AMERN SILVER CORP	381,609	$4.026M	2.3%	$12.73	-4.4%	COM	697900108
—	ENCANA CORP	231,421	$4.011M	2.3%	$16.97	—	COM	292505104
—	ANGLOGOLD ASHANTI ADR	260,270	$3.456M	2.0%	$14.18	—	ADR	035128206
NEM	NEWMONT MINING CORP	122,625	$3.446M	2.0%	$24.91	-9.3%	COM	651639106
MTB	M & T BANK CORP	27,603	$3.089M	1.8%	$72.91	+13.0%	COM	55261F104
ALL	ALLSTATE CORP	25,050	$1.266M	0.7%	$37.12	+3.9%	COM	020002101
—	TIDEWATER INC	21,061	$1.25M	0.7%	$56.96	—	COM	886423102
MSFT	MICROSOFT CORP	23,757	$791K	0.5%	$26.70	+1.1%	COM	594918104
BKUTK	BANK OF UTICA NY NON VTG	1,000	$403K	0.2%	$267.19	-1.0%	COM	065437204
—	1/100 BERKSHIRE HTWY CLA100 SH	200	$341K	0.2%	$1685.00	—	COM	084990175
ASRV	AMERISERV FINANCIAL INC	100,000	$315K	0.2%	$2.19	+1.7%	COM	03074A102
XOM	EXXON MOBIL CORP	3,569	$307K	0.2%	$53.69	+0.9%	COM	30231G102
IBM	INTL BUSINESS MACHINES CORP	1,569	$291K	0.2%	$118.46	-5.8%	COM	459200101
GLD	SPDR GOLD TR GOLD SHS	2,255	$289K	0.2%	$119.21	—	ISHARES	78463V107
INTC	INTEL CORP	11,140	$255K	0.1%	$17.18	-1.6%	COM	458140100
OMER	OMEROS CORPORATION	22,115	$216K	0.1%	$4.61	+29.3%	COM	682143102
CVX	CHEVRON CORP	1,662	$202K	0.1%	$73.10	0.0%	COM	166764100
BRT	BRT REALTY TRUST	20,000	$143K	0.1%	$7.00	—	COM	055645303
—	ISHARES GOLD TRUST	10,050	$130K	0.1%	$11.94	—	ISHARES	464285105
—	COMMERZBANK AG ADR	10,000	$115K	0.1%	$8.70	—	ADR	202597308
—	UCORE RARE MATERIALS INC	10,000	$3,000	0.0%	$0.30	—	COM	90348V103
SEAOF	SEACO LTD ORD	20,000	$2,000	0.0%	$0.06	+6.7%	COM	G79441104