Location: Corte Madera, CA
CIK: 0001508120 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Oct 20, 2014
Total Value: $375M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| PEP | Pepsico Inc. | 143,392 | $13.35M | 3.6% | $93.09 * | $56.00 | +18.7% | COM | 713448108 |
| EPD | Enterprise Products Partners L | 329,076 | $13.26M | 3.5% | $40.30 | $51.23 | — | PTP | 293792107 |
| IBM | International Business Machine | 51,851 | $9.843M | 2.6% | $189.83 * | $118.25 | -3.5% | COM | 459200101 |
| TMO | Thermo Electron Corp | 78,623 | $9.568M | 2.6% | $121.69 * | $79.76 | +47.4% | COM | 883556102 |
| JPM | JP Morgan Chase & Co | 156,125 | $9.405M | 2.5% | $60.24 * | $36.38 | +22.2% | COM | 46625H100 |
| XOM | Exxon Mobil Corp | 91,450 | $8.601M | 2.3% | $94.05 * | $53.70 | +8.5% | COM | 30231G102 |
| TEVA | Teva Pharmaceutical Industries | 158,050 | $8.495M | 2.3% | $53.75 | $38.94 | +38.0% | COM | 881624209 |
| UNH | United Health Group Inc. | 97,017 | $8.368M | 2.2% | $86.25 * | $50.94 | +41.4% | COM | 91324P102 |
| NVS | Novartis AG ADR | 86,418 | $8.135M | 2.2% | $94.14 | $72.61 | +29.6% | COM | 66987V109 |
| — | Anheuser-Busch Cos Inc | 72,838 | $8.074M | 2.2% | $110.85 | $90.26 | — | COM | 035229103 |
| — | General Electric Co. | 314,415 | $8.055M | 2.1% | $25.62 | $23.19 | — | COM | 369604103 |
| — | Tronox Ltd. | 300,190 | $7.82M | 2.1% | $26.05 | $20.15 | — | COM | 897051306 |
| SYK | Stryker Corp | 91,700 | $7.405M | 2.0% | $80.75 * | $56.92 | +24.5% | COM | 863667101 |
| SCHW | Charles Schwab Corp | 243,686 | $7.162M | 1.9% | $29.39 * | $15.92 | +61.2% | COM | 808513105 |
| ZBH | Zimmer Holdings Inc | 70,200 | $7.059M | 1.9% | $100.56 * | $67.30 | +32.4% | COM | 98956P102 |
| MMM | Minnesota Mining & Manufacturi | 47,650 | $6.751M | 1.8% | $141.68 * | $61.26 | +34.8% | COM | 88579Y101 |
| — | Buckeye Partners LP | 84,584 | $6.736M | 1.8% | $79.64 | $70.16 | — | PTP | 118230101 |
| — | Enbridge Energy Partners LP | 169,676 | $6.592M | 1.8% | $38.85 | $30.49 | — | PTP | 29250R106 |
| — | Energy Transfer Partners LP | 102,533 | $6.561M | 1.8% | $63.99 | $50.54 | — | PTP | 29273R109 |
| — | EMC Corp/Massachusetts | 219,840 | $6.433M | 1.7% | $29.26 | $23.64 | — | COM | 268648102 |
| JNJ | Johnson & Johnson | 58,824 | $6.27M | 1.7% | $106.59 * | $59.66 | +30.7% | COM | 478160104 |
| PG | Procter & Gamble Co | 72,374 | $6.061M | 1.6% | $83.75 * | $55.00 | +11.1% | COM | 742718109 |
| — | United Technologies Corp | 57,110 | $6.031M | 1.6% | $105.60 | $92.94 | — | COM | 913017109 |
| CVX | ChevronTexaco Corp | 49,200 | $5.871M | 1.6% | $119.33 * | $71.34 | +3.4% | COM | 166764100 |
| CSCO | Cisco Systems Inc | 231,560 | $5.828M | 1.6% | $25.17 * | $15.25 | +17.0% | COM | 17275R102 |
| PAA | Plains All American Pipeline ( | 98,862 | $5.819M | 1.6% | $58.86 | $55.81 | — | PTP | 726503105 |
| — | Viacom CL B | 66,385 | $5.108M | 1.4% | $76.95 | $68.03 | — | COM | 92553P201 |
| ORCL | Oracle Corp | 131,386 | $5.029M | 1.3% | $38.28 * | $27.57 | +17.3% | COM | 68389X105 |
| — | Medtronic Inc | 78,150 | $4.841M | 1.3% | $61.94 | $51.47 | — | COM | 585055106 |
| SLB | Schlumberger Ltd | 46,050 | $4.683M | 1.2% | $101.69 * | $53.61 | +38.6% | COM | 806857108 |
| MCK | McKesson Corp | 23,250 | $4.526M | 1.2% | $194.67 * | $102.14 | +75.2% | COM | 58155Q103 |
| — | Williams Partners LP | 81,969 | $4.348M | 1.2% | $53.04 | $51.60 | — | PTP | 96950F104 |
| KSS | Kohls Corp | 68,025 | $4.152M | 1.1% | $61.04 | $49.51 | +23.3% | COM | 500255104 |
| AMAT | Applied Materials Inc | 189,050 | $4.085M | 1.1% | $21.61 * | $12.22 | +53.6% | COM | 038222105 |
| — | Thoratec Corp | 149,665 | $4.001M | 1.1% | $26.73 | $31.31 | — | COM | 885175307 |
| — | Walgreen Co | 66,550 | $3.944M | 1.1% | $59.26 | $57.79 | — | COM | 931422109 |
| — | Nustar GP Holdings LLC | 88,932 | $3.869M | 1.0% | $43.51 | $26.73 | — | PTP | 67059L102 |
| — | Aetna Inc | 47,700 | $3.864M | 1.0% | $81.01 | $63.54 | — | COM | 00817Y108 |
| — | Verifone Systems, Inc. | 108,700 | $3.737M | 1.0% | $34.38 | $26.82 | — | COM | 92342y109 |
| MSFT | Microsoft Corp | 77,873 | $3.61M | 1.0% | $46.36 * | $26.70 | +47.1% | COM | 594918104 |
| — | Chubb Corp | 38,600 | $3.516M | 0.9% | $91.09 | $84.64 | — | COM | 171232101 |
| CSX | CSX Corp | 106,670 | $3.42M | 0.9% | $32.06 * | $6.68 | +34.1% | COM | 126408103 |
| TXN | Texas Instruments Inc | 70,700 | $3.372M | 0.9% | $47.69 * | $25.54 | +37.2% | COM | 882508104 |
| — | Magellan Midstream Partners (L | 40,000 | $3.367M | 0.9% | $84.17 | $54.50 | — | PTP | 559080106 |
| — | General Motors Corp | 101,800 | $3.251M | 0.9% | $31.94 | $33.33 | — | COM | 370442105 |
| — | Container Store Group | 149,065 | $3.245M | 0.9% | $21.77 | $27.78 | — | COM | 210751103 |
| UNP | Union Pacific Corp | 28,940 | $3.138M | 0.8% | $108.43 * | $65.92 | +28.0% | COM | 907818108 |
| — | American Water Works Co Inc | 63,400 | $3.058M | 0.8% | $48.23 | $41.23 | — | COM | 030Y20103 |
| BK | Bank of New York Co Inc/The | 78,356 | $3.035M | 0.8% | $38.73 * | $21.22 | +38.3% | COM | 064058100 |
| — | Alter NRG Corp | 1,523,687 | $3.01M | 0.8% | $1.98 | $0.37 | — | COM | 02145w101 |
| NEE | NextEra Energy, Inc. | 31,568 | $2.964M | 0.8% | $93.89 * | $14.15 | +23.7% | COM | 65339F101 |
| — | Mankind Corp. | 500,000 | $2.955M | 0.8% | $5.91 | $5.91 | — | COM | 56400p201 |
| — | Royal Dutch Petroleum Co | 38,400 | $2.923M | 0.8% | $76.12 | $63.80 | — | COM | 780259206 |
| — | Enduro Royalty Trust | 256,700 | $2.901M | 0.8% | $11.30 | $13.81 | — | COM | 29269k100 |
| EIX | Edison International | 51,800 | $2.897M | 0.8% | $55.93 * | $30.71 | +18.0% | COM | 281020107 |
| YUM | Yum! Brands Inc. | 39,944 | $2.875M | 0.8% | $71.98 * | $38.97 | +7.1% | COM | 988498101 |
| DE | Deere & Co | 33,472 | $2.744M | 0.7% | $81.98 * | $68.04 | -1.5% | COM | 244199105 |
| — | Kinder Morgan Energy Partners | 29,250 | $2.728M | 0.7% | $93.26 | $85.39 | — | PTP | 494550106 |
| — | Australia and New Zealand Bank | 100,000 | $2.706M | 0.7% | $27.06 | $26.12 | — | COM | 052528304 |
| CME | CME Group, Inc. | 33,790 | $2.702M | 0.7% | $79.96 * | $39.16 | +30.4% | COM | 12572Q105 |
| PPG | PPG Industries Inc | 13,200 | $2.597M | 0.7% | $196.74 * | $59.61 | +35.3% | COM | 693506107 |
| WFC | Wells Fargo & Co | 49,010 | $2.542M | 0.7% | $51.87 * | $27.91 | +35.6% | COM | 949746101 |
| — | Duke Energy Corp | 29,791 | $2.227M | 0.6% | $74.75 | $67.45 | — | COM | 26441C105 |
| PFE | Pfizer Inc | 69,506 | $2.055M | 0.5% | $29.57 * | $16.56 | +5.6% | COM | 717081103 |
| — | Cleco Corp | 40,000 | $1.926M | 0.5% | $48.15 | $46.42 | — | COM | 12561W105 |
| — | Plum Creek Timber Co Inc (REIT | 46,150 | $1.8M | 0.5% | $39.00 | $46.67 | — | COM | 729251108 |
| — | OM Group Inc | 65,167 | $1.691M | 0.5% | $25.95 | $30.92 | — | COM | 670872100 |
| INTC | Intel Corp | 48,159 | $1.677M | 0.4% | $34.82 * | $17.18 | +54.5% | COM | 458140100 |
| IVV | iShares S&P 500 Index Fund/US | 7,949 | $1.576M | 0.4% | $198.26 | $163.85 | +21.0% | COM | 464287200 |
| — | Time Warner Inc | 20,254 | $1.523M | 0.4% | $75.20 | $57.82 | — | COM | 887317105 |
| VTR | Ventas Inc (REIT) | 22,223 | $1.377M | 0.4% | $61.96 * | $49.18 | -12.1% | COM | 92276F100 |
| CL | Colgate-Palmolive Co | 20,000 | $1.304M | 0.3% | $65.20 * | $44.54 | +12.6% | COM | 194162103 |
| VWO | Vanguard MSCI Emerging Mkts | 27,816 | $1.16M | 0.3% | $41.70 | $39.09 | +6.7% | COM | 922042858 |
| OXY | Occidental Petroleum Corp | 12,024 | $1.156M | 0.3% | $96.14 * | $57.83 | +13.6% | COM | 674599105 |
| COST | Costco Wholesale Corp | 9,204 | $1.153M | 0.3% | $125.27 * | $86.75 | +16.1% | COM | 22160K105 |
| — | Oneok Partners LP | 18,400 | $1.03M | 0.3% | $55.98 | $49.54 | — | PTP | 68268N103 |
| INTU | Intuit Inc | 11,630 | $1.019M | 0.3% | $87.62 * | $54.39 | +46.9% | COM | 461202103 |
| — | Linear Technology Corp | 20,416 | $906K | 0.2% | $44.38 | $36.84 | — | COM | 535678106 |
| DDEJF | Dundee Bancorp Inc. | 58,111 | $880K | 0.2% | $15.14 * | $22.10 | -25.1% | COM | 264901109 |
| ALV | Autoliv Inc | 9,500 | $873K | 0.2% | $91.89 * | $40.38 | +26.6% | COM | 052800109 |
| NI | NiSource Inc | 21,200 | $869K | 0.2% | $40.99 * | $7.81 | +44.7% | COM | 65473P105 |
| TGT | Target Corp | 13,376 | $838K | 0.2% | $62.65 * | $47.01 | -4.4% | COM | 87612E106 |
| SO | Southern Co/The | 19,000 | $829K | 0.2% | $43.63 * | $26.74 | +1.1% | COM | 842587107 |
| BMY | Bristol-Myers Squibb Co | 15,000 | $768K | 0.2% | $51.20 * | $29.94 | +17.1% | COM | 110122108 |
| — | Time Warner Cable | 5,105 | $733K | 0.2% | $143.58 | $112.44 | — | COM | 88732J207 |
| MDU | MDU Resources Group Inc | 26,324 | $732K | 0.2% | $27.81 * | $6.58 | +13.7% | COM | 552690109 |
| T | AT&T Corp | 20,103 | $708K | 0.2% | $35.22 * | $10.85 | +9.8% | COM | 00206R102 |
| CLPHY | CLP Holdings Ltd | 86,400 | $691K | 0.2% | $8.00 | $8.62 | -7.2% | COM | 18946Q101 |
| — | Comcast Corp | 11,811 | $632K | 0.2% | $53.51 | $39.71 | — | COM | 20030n200 |
| — | Source Capital Inc. | 9,574 | $622K | 0.2% | $64.97 | $61.73 | — | COM | 836144105 |
| EMR | Emerson Electric Co. | 9,313 | $583K | 0.2% | $62.60 * | $40.02 | +15.4% | COM | 291011104 |
| — | AbbVie Inc. | 10,038 | $580K | 0.2% | $57.78 | $41.34 | — | COM | 002874y10 |
| BP | BP PLC | 12,832 | $564K | 0.2% | $43.95 | $42.56 | +3.3% | COM | 055622104 |
| AMGN | Amgen Inc. | 3,989 | $560K | 0.1% | $140.39 * | $73.34 | +38.9% | COM | 031162100 |
| MA | Mastercard, Inc. | 6,750 | $499K | 0.1% | $73.93 * | $70.60 | -2.3% | COM | 57636Q104 |
| SRE | Sempra Energy | 4,400 | $464K | 0.1% | $105.45 * | $27.84 | +33.6% | COM | 816851109 |
| BAX | Baxter International Inc | 6,000 | $431K | 0.1% | $71.83 * | $30.42 | +6.0% | COM | 071813109 |
| — | Du Pont El de Nemours & Co. | 5,951 | $427K | 0.1% | $71.75 | $52.46 | — | COM | 263534109 |
| — | Dow Chemical Co | 8,131 | $426K | 0.1% | $52.39 | $32.22 | — | COM | 260543103 |
| ABT | Abbott Laboratories | 10,038 | $417K | 0.1% | $41.54 * | $28.85 | +16.3% | COM | 002824100 |
| — | Ensco PLC | 10,000 | $413K | 0.1% | $41.30 | $58.10 | — | COM | 29358Q109 |
| — | United Parcel Service Inc | 4,000 | $393K | 0.1% | $98.25 | $86.50 | — | COM | 013104104 |
| IWS | iShares Russell Midcap Value I | 5,397 | $378K | 0.1% | $70.04 | $58.58 | +19.5% | COM | 464287473 |
| BAC | Bank of America Corp | 21,668 | $369K | 0.1% | $17.03 * | $10.03 | +34.6% | COM | 060505104 |
| — | Spectra Energy | 9,290 | $365K | 0.1% | $39.29 | $34.45 | — | COM | 847560109 |
| MRK | Merck & Co Inc | 5,967 | $354K | 0.1% | $59.33 * | $30.02 | +32.9% | COM | 58933Y105 |
| — | Hewlett-Packard Co | 9,869 | $350K | 0.1% | $35.46 | $24.83 | — | COM | 428236103 |
| IWP | iShares Russell Midcap Growth | 3,915 | $346K | 0.1% | $88.38 * | $35.74 | +23.6% | COM | 464287481 |
| BCE | BCE Inc | 7,918 | $339K | 0.1% | $42.81 * | $22.29 | +0.3% | COM | 05534B760 |
| IEV | iShares S&P Euro 350 Index | 6,993 | $315K | 0.1% | $45.05 | $41.66 | +8.2% | COM | 464287861 |
| HON | Honeywell International Inc | 3,350 | $312K | 0.1% | $93.13 * | $53.13 | +24.7% | COM | 438516106 |
| — | Canadian Pacific Railway Ltd | 1,500 | $311K | 0.1% | $207.33 | $151.33 | — | COM | 135923100 |
| — | Safeway Inc. | 8,591 | $295K | 0.1% | $34.34 | $23.63 | — | COM | 786514208 |
| — | Vodaphone Group Plc | 8,626 | $284K | 0.1% | $32.92 | $28.76 | — | COM | 92857W100 |
| — | Hospitality Properties Trust ( | 10,000 | $268K | 0.1% | $26.80 | $26.30 | — | COM | 44106M102 |
| KIM | Kimco Realty Corp (Reit) | 11,738 | $257K | 0.1% | $21.89 * | $12.61 | +0.8% | COM | 49446R109 |
| — | Healthsouth Corp | 6,850 | $253K | 0.1% | $36.93 | $36.93 | — | COM | 421924101 |
| — | Praxair Inc | 1,850 | $239K | 0.1% | $129.19 | $115.14 | — | COM | 74005P104 |
| CAH | Cardinal Health Inc | 3,108 | $233K | 0.1% | $74.97 * | $44.20 | +24.8% | COM | 14149Y108 |
| VZ | Verizon Communications Inc | 4,458 | $223K | 0.1% | $50.02 * | $25.87 | +8.1% | COM | 92343V104 |
| STT | State Street Corp | 3,000 | $221K | 0.1% | $73.67 * | $50.63 | +6.7% | COM | 857477103 |
| KRO | Kronos Worldwide Inc | 15,700 | $216K | 0.1% | $13.76 * | $8.24 | -9.3% | COM | 50105F105 |
| USB | US Bancorp | 5,000 | $209K | 0.1% | $41.80 * | $25.38 | +11.5% | COM | 902973304 |
| PM | Phillip Morris International | 2,500 | $208K | 0.1% | $83.20 * | $49.85 | -4.2% | COM | 718172109 |
| — | Berkshire Hathaway, Inc. Class | 100 | $207K | 0.1% | $2070.00 | $2070.00 | — | COM | 084990175 |
| — | Starwood Hotels & Resorts Worl | 2,481 | $206K | 0.1% | $83.03 | $81.02 | — | COM | 85590A203 |
| ABR | Arbor Realty Trust (REIT) | 11,100 | $75,000 | 0.0% | $6.76 | $6.31 | — | COM | 038923108 |
| DOMR | Dominion RES Black Warrior (LP | 10,000 | $72,000 | 0.0% | $7.20 | $4.20 | — | PTP | 25746Q108 |
| — | Western Forest Products | 13,000 | $26,000 | 0.0% | $2.00 | $1.80 | — | COM | 958211203 |