M3F, Inc. Diversified Active

Location: Salt Lake City, UT

CIK: 0001511291 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Jan 30, 2019

Total Value: $108M (100.0% shares, 0.0% debt)

Holdings (38)

CFG CITIZENS FINL GROUP INC COM 8.2%

Value $8.889M Shares 299,000 Share Price $29.73 * Est. Cost/Share $22.19 Unrealized @ Report Date -1.5%

HTH Hilltop Holdings Inc 7.7%

Value $8.328M Shares 467,060 Share Price $17.83 Est. Cost/Share $19.89 Unrealized @ Report Date -10.3%

— SI Financial Group Inc 6.6%

Value $7.117M Shares 559,046 Share Price $12.73 Est. Cost/Share $14.37 Unrealized @ Report Date —

PROV PROVIDENT FINL HLDGS INC COM 6.3%

Value $6.86M Shares 442,557 Share Price $15.50 Est. Cost/Share $18.65 Unrealized @ Report Date -16.9%

— PB BANCORP INC 5.2%

Value $5.658M Shares 523,878 Share Price $10.80 Est. Cost/Share $9.84 Unrealized @ Report Date —

ASRV AMERISERV FINL INC COM 4.5%

Value $4.844M Shares 1,201,873 Share Price $4.03 * Est. Cost/Share $2.62 Unrealized @ Report Date +20.3%

— STANDARD AVB FINL CORP COM 4.4%

Value $4.819M Shares 161,265 Share Price $29.88 Est. Cost/Share $30.39 Unrealized @ Report Date —

WFC WELLS FARGO & CO NEW COM 4.3%

Value $4.631M Shares 100,500 Share Price $46.08 * Est. Cost/Share $42.03 Unrealized @ Report Date -9.7%

FBIZ FIRST BUS FINL SVCS INC WIS COM 4.1%

Value $4.418M Shares 226,466 Share Price $19.51 * Est. Cost/Share $18.21 Unrealized @ Report Date -12.1%

— HARBORONE BANCORP INC 3.1%

Value $3.308M Shares 208,190 Share Price $15.89 Est. Cost/Share $18.32 Unrealized @ Report Date —

SBNY Signature Bank/New York NY 3.0%

Value $3.239M Shares 31,500 Share Price $102.83 Est. Cost/Share $102.83 Unrealized @ Report Date —

SFBC SOUND FINL BANCORP INC COM 2.9%

Value $3.102M Shares 95,308 Share Price $32.55 * Est. Cost/Share $19.37 Unrealized @ Report Date +45.9%

— MAGYAR BANCORP INC COM 2.9%

Value $3.1M Shares 253,027 Share Price $12.25 Est. Cost/Share $10.62 Unrealized @ Report Date —

— STERLING BANCORP DEL COM 2.7%

Value $2.972M Shares 180,000 Share Price $16.51 Est. Cost/Share $16.51 Unrealized @ Report Date —

NODK NI HOLDINGS INC 2.7%

Value $2.963M Shares 188,345 Share Price $15.73 Est. Cost/Share $15.03 Unrealized @ Report Date +4.6%

FUNC FIRST UTD CORP COM 2.7%

Value $2.904M Shares 182,427 Share Price $15.92 * Est. Cost/Share $10.49 Unrealized @ Report Date +20.0%

— HMN Financial Inc 2.5%

Value $2.668M Shares 135,972 Share Price $19.62 Est. Cost/Share $14.63 Unrealized @ Report Date —

— MACKINAC FINL CORP 2.4%

Value $2.564M Shares 187,838 Share Price $13.65 Est. Cost/Share $16.58 Unrealized @ Report Date —

— ICC HOLDINGS INC 2.0%

Value $2.18M Shares 159,698 Share Price $13.65 Est. Cost/Share $16.68 Unrealized @ Report Date —

— First of Long Island Corp/The 2.0%

Value $2.177M Shares 109,105 Share Price $19.95 Est. Cost/Share $21.75 Unrealized @ Report Date —

SNFCA SECURITY NATL FINL CORP CL A NEW 2.0%

Value $2.159M Shares 418,370 Share Price $5.16 * Est. Cost/Share $3.89 Unrealized @ Report Date -1.0%

OZK BANK OZK 2.0%

Value $2.153M Shares 94,326 Share Price $22.83 * Est. Cost/Share $30.76 Unrealized @ Report Date -43.0%

WLFC Willis Lease Finance Corp 1.8%

Value $1.979M Shares 57,186 Share Price $34.61 Est. Cost/Share $32.77 Unrealized @ Report Date +5.6%

— PDL COMMUNITY BANCORP 1.8%

Value $1.899M Shares 149,051 Share Price $12.74 Est. Cost/Share $14.76 Unrealized @ Report Date —

— RANDOLPH BANCORP INC 1.7%

Value $1.897M Shares 134,034 Share Price $14.15 Est. Cost/Share $13.63 Unrealized @ Report Date —

NFBK NORTHFIELD BANCORP INC DEL COM 1.7%

Value $1.885M Shares 139,145 Share Price $13.55 * Est. Cost/Share $10.38 Unrealized @ Report Date -2.0%

— THE BANK OF PRINCETON 1.3%

Value $1.459M Shares 52,305 Share Price $27.89 Est. Cost/Share $31.99 Unrealized @ Report Date —

FSBW FS BANCORP INC COM 1.2%

Value $1.305M Shares 30,424 Share Price $42.89 * Est. Cost/Share $19.46 Unrealized @ Report Date -7.9%

— Community West Bancshares 1.2%

Value $1.271M Shares 126,752 Share Price $10.03 Est. Cost/Share $8.78 Unrealized @ Report Date —

— INVESTORS BANCORP INC NEW COM 1.2%

Value $1.27M Shares 122,100 Share Price $10.40 Est. Cost/Share $10.40 Unrealized @ Report Date —

— OPUS BK IRVINE CALIF COM 1.0%

Value $1.122M Shares 57,267 Share Price $19.59 Est. Cost/Share $19.59 Unrealized @ Report Date —

— Dime Community Bancshares Inc 0.9%

Value $954K Shares 56,191 Share Price $16.98 Est. Cost/Share $16.98 Unrealized @ Report Date —

MOFG MidWestOne Financial Group Inc 0.6%

Value $704K Shares 28,370 Share Price $24.81 * Est. Cost/Share $29.32 Unrealized @ Report Date 0.0%

OFED OCONEE FED FINL CORP COM 0.5%

Value $526K Shares 21,105 Share Price $24.92 Est. Cost/Share $26.92 Unrealized @ Report Date -5.6%

— OWENS RLTY MTG INC COM 0.4%

Value $400K Shares 21,290 Share Price $18.79 Est. Cost/Share $15.45 Unrealized @ Report Date —

— ENTEGRA FINANCIAL CORP 0.3%

Value $321K Shares 15,479 Share Price $20.74 Est. Cost/Share $20.74 Unrealized @ Report Date —

— LUTHER BURBANK CORP 0.2%

Value $226K Shares 25,000 Share Price $9.04 Est. Cost/Share $9.04 Unrealized @ Report Date —

— RIVERVIEW FINANCIAL CORP 0.1%

Value $137K Shares 12,535 Share Price $10.93 Est. Cost/Share $13.59 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
CFG	CITIZENS FINL GROUP INC COM	299,000	$8.889M	8.2%	$29.73 *	$22.19	-1.5%	COMMON	174610105
HTH	Hilltop Holdings Inc	467,060	$8.328M	7.7%	$17.83	$19.89	-10.3%	COMMON	432748101
—	SI Financial Group Inc	559,046	$7.117M	6.6%	$12.73	$14.37	—	COMMON	78425V104
PROV	PROVIDENT FINL HLDGS INC COM	442,557	$6.86M	6.3%	$15.50	$18.65	-16.9%	COMMON	743868101
—	PB BANCORP INC	523,878	$5.658M	5.2%	$10.80	$9.84	—	COMMON	70454T100
ASRV	AMERISERV FINL INC COM	1,201,873	$4.844M	4.5%	$4.03 *	$2.62	+20.3%	COMMON	03074A102
—	STANDARD AVB FINL CORP COM	161,265	$4.819M	4.4%	$29.88	$30.39	—	COMMON	85303B100
WFC	WELLS FARGO & CO NEW COM	100,500	$4.631M	4.3%	$46.08 *	$42.03	-9.7%	COMMON	949746101
FBIZ	FIRST BUS FINL SVCS INC WIS COM	226,466	$4.418M	4.1%	$19.51 *	$18.21	-12.1%	COMMON	319390100
—	HARBORONE BANCORP INC	208,190	$3.308M	3.1%	$15.89	$18.32	—	COMMON	41165F101
SBNY	Signature Bank/New York NY	31,500	$3.239M	3.0%	$102.83	$102.83	—	COMMON	82669G104
SFBC	SOUND FINL BANCORP INC COM	95,308	$3.102M	2.9%	$32.55 *	$19.37	+45.9%	COMMON	83607A100
—	MAGYAR BANCORP INC COM	253,027	$3.1M	2.9%	$12.25	$10.62	—	COMMON	55977T109
—	STERLING BANCORP DEL COM	180,000	$2.972M	2.7%	$16.51	$16.51	—	COMMON	85917A100
NODK	NI HOLDINGS INC	188,345	$2.963M	2.7%	$15.73	$15.03	+4.6%	COMMON	65342T106
FUNC	FIRST UTD CORP COM	182,427	$2.904M	2.7%	$15.92 *	$10.49	+20.0%	COMMON	33741H107
—	HMN Financial Inc	135,972	$2.668M	2.5%	$19.62	$14.63	—	COMMON	40424G108
—	MACKINAC FINL CORP	187,838	$2.564M	2.4%	$13.65	$16.58	—	COMMON	554571109
—	ICC HOLDINGS INC	159,698	$2.18M	2.0%	$13.65	$16.68	—	COMMON	44931Q104
—	First of Long Island Corp/The	109,105	$2.177M	2.0%	$19.95	$21.75	—	COMMON	320734106
SNFCA	SECURITY NATL FINL CORP CL A NEW	418,370	$2.159M	2.0%	$5.16 *	$3.89	-1.0%	COMMON	814785309
OZK	BANK OZK	94,326	$2.153M	2.0%	$22.83 *	$30.76	-43.0%	COMMON	06417N103
WLFC	Willis Lease Finance Corp	57,186	$1.979M	1.8%	$34.61	$32.77	+5.6%	COMMON	970646105
—	PDL COMMUNITY BANCORP	149,051	$1.899M	1.8%	$12.74	$14.76	—	COMMON	69290X101
—	RANDOLPH BANCORP INC	134,034	$1.897M	1.7%	$14.15	$13.63	—	COMMON	752378109
NFBK	NORTHFIELD BANCORP INC DEL COM	139,145	$1.885M	1.7%	$13.55 *	$10.38	-2.0%	COMMON	66611T108
—	THE BANK OF PRINCETON	52,305	$1.459M	1.3%	$27.89	$31.99	—	COMMON	064520109
FSBW	FS BANCORP INC COM	30,424	$1.305M	1.2%	$42.89 *	$19.46	-7.9%	COMMON	30263Y104
—	Community West Bancshares	126,752	$1.271M	1.2%	$10.03	$8.78	—	COMMON	204157101
—	INVESTORS BANCORP INC NEW COM	122,100	$1.27M	1.2%	$10.40	$10.40	—	COMMON	46146L101
—	OPUS BK IRVINE CALIF COM	57,267	$1.122M	1.0%	$19.59	$19.59	—	COMMON	684000102
—	Dime Community Bancshares Inc	56,191	$954K	0.9%	$16.98	$16.98	—	COMMON	253922108
MOFG	MidWestOne Financial Group Inc	28,370	$704K	0.6%	$24.81 *	$29.32	0.0%	COMMON	598511103
OFED	OCONEE FED FINL CORP COM	21,105	$526K	0.5%	$24.92	$26.92	-5.6%	COMMON	675607105
—	OWENS RLTY MTG INC COM	21,290	$400K	0.4%	$18.79	$15.45	—	COMMON	690828108
—	ENTEGRA FINANCIAL CORP	15,479	$321K	0.3%	$20.74	$20.74	—	COMMON	29363J108
—	LUTHER BURBANK CORP	25,000	$226K	0.2%	$9.04	$9.04	—	COMMON	550550107
—	RIVERVIEW FINANCIAL CORP	12,535	$137K	0.1%	$10.93	$13.59	—	COMMON	76940Q105