CIK: 0001535264 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 12, 2015
Total Value ($000): $516,330 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Vocera Communications, Inc. | 2,265,556 | $25,850 | 5.0% | $10.42 | — | common | 92857F107 |
| — | Pfsweb, Inc. | 1,780,000 | $25,312 | 4.9% | $12.66 | — | common | 717098206 |
| — | Adept Technology, Inc. | 1,854,812 | $24,038 | 4.7% | $8.15 | — | common | 006854202 |
| CEVA | CEVA, Inc. | 1,264,946 | $23,490 | 4.5% | $15.86 | +16.2% | common | 157210105 |
| KOPN | Kopin Corporation | 6,405,598 | $20,114 | 3.9% | $3.43 | -10.9% | common | 500600101 |
| — | LivePerson, Inc. | 2,092,578 | $15,820 | 3.1% | $12.55 | — | common | 538146101 |
| — | NeoPhotonics Corporation | 2,269,508 | $15,455 | 3.0% | $4.99 | — | common | 64051T100 |
| LMAT | Lemaitre Vascular Inc. | 1,191,517 | $14,525 | 2.8% | $6.39 | +81.5% | common | 525558201 |
| — | LendingTree, Inc. | 141,500 | $13,164 | 2.5% | $49.85 | — | common | 894675107 |
| — | Pfenex, Inc. | 858,775 | $12,890 | 2.5% | $7.32 | — | common | 717071104 |
| — | Ideal Power, Inc. | 1,681,935 | $11,118 | 2.2% | $7.62 | — | common | 451622104 |
| — | PowerSecure International, Inc | 844,630 | $9,730 | 1.9% | $11.65 | — | common | 73936N105 |
| — | Incontact Inc. | 1,280,865 | $9,619 | 1.9% | $8.39 | — | common | 45336E109 |
| — | Brightcove, Inc. | 1,933,630 | $9,513 | 1.8% | $7.78 | — | common | 075097042 |
| AVAV | Aerovironment, Inc. | 467,909 | $9,377 | 1.8% | $27.40 | -11.1% | common | 008073108 |
| MXL | MaxLinear, Inc. | 725,000 | $9,019 | 1.7% | $7.14 | +54.3% | common | 57776J100 |
| — | MoSys, Inc. | 5,992,697 | $8,929 | 1.7% | $2.04 | — | common | 619718109 |
| — | Vitae Pharmaceuticals, Inc. | 795,624 | $8,760 | 1.7% | $16.37 | — | common | 92847N103 |
| UCTT | Ultra Clean Holdings, Inc. | 1,472,701 | $8,453 | 1.6% | $8.47 | -22.1% | common | 90385V107 |
| CVU | CPI Aerostructures, Inc. | 931,040 | $8,202 | 1.6% | $10.75 | -10.5% | common | 125919308 |
| — | LRAD Corporation | 4,667,710 | $7,795 | 1.5% | $2.70 | — | common | 50213V109 |
| — | Avinger, Inc. | 500,000 | $7,355 | 1.4% | $11.09 | — | common | 053734109 |
| — | Synergetics USA, Inc. | 1,036,727 | $6,811 | 1.3% | $4.35 | — | common | 87160G107 |
| — | DSP Group, Inc. | 735,935 | $6,704 | 1.3% | $10.92 | — | common | 23332B106 |
| ASC | Ardmore Shipping Corp. (Irelan | 554,710 | $6,701 | 1.3% | $7.91 | +22.4% | common | Y0207T100 |
| — | Aqua Metals, Inc. | 1,260,000 | $6,388 | 1.2% | $5.07 | — | common | 03837J101 |
| — | Aratana Therapeutics, Inc. | 750,000 | $6,345 | 1.2% | $15.95 | — | common | 03874P101 |
| AMSC | American Superconductor, Corp. | 1,387,864 | $6,009 | 1.2% | $6.41 | -26.7% | common | 030111207 |
| — | SeaChange International, Inc. | 949,913 | $5,984 | 1.2% | $6.46 | — | common | 811699107 |
| — | Neonode, Inc. | 2,420,499 | $5,906 | 1.1% | $3.28 | — | common | 64051M402 |
| — | Energous, Corp. | 853,477 | $5,889 | 1.1% | $10.83 | — | common | 29272C103 |
| — | Zafgen Inc. | 177,598 | $5,674 | 1.1% | $37.79 | — | common | 98885E102 |
| — | Gigamon, Inc. | 264,877 | $5,300 | 1.0% | $17.73 | — | common | 37518B102 |
| RGEN | Repligen Corporation | 190,000 | $5,291 | 1.0% | $22.36 | +61.6% | common | 759916109 |
| PCRX | Pacira Pharmaceuticals, Inc. | 115,018 | $4,727 | 0.9% | $86.87 | -29.5% | common | 695127100 |
| — | ESSA Pharma Inc. | 727,272 | $4,552 | 0.9% | $6.26 | — | common | 29668H104 |
| — | Manitex Int'l Inc. | 781,362 | $4,391 | 0.9% | $11.62 | — | common | 563420108 |
| IRMD | iRadimed,Corp. | 155,330 | $3,784 | 0.7% | $7.89 | +177.1% | common | 46266A109 |
| — | Argos Therapeutics, Inc. | 719,305 | $3,489 | 0.7% | $10.00 | — | common | 040221103 |
| — | Redhill Biopharma Ltd. | 269,606 | $3,481 | 0.7% | $12.91 | — | common | 757468103 |
| EXTR | Extreme Networks, Inc. | 1,020,219 | $3,428 | 0.7% | $3.65 | -23.7% | common | 30226D106 |
| — | Genocea Biosciences, Inc. | 492,100 | $3,371 | 0.7% | $6.85 | — | common | 372427104 |
| — | Determine, Inc. | 821,760 | $3,230 | 0.6% | $3.93 | — | common | 250660107 |
| INFU | Infusystem Holdings, Inc. | 1,173,102 | $3,203 | 0.6% | $3.18 | -7.0% | common | 45685K102 |
| CVV | CVD Equipment Corporation | 288,700 | $3,193 | 0.6% | $12.79 | -12.8% | common | 126601103 |
| DXYN | Dixie Group, Inc. | 380,244 | $3,179 | 0.6% | $7.93 | +29.7% | common | 255519100 |
| — | Support.com, Inc. | 2,787,120 | $3,122 | 0.6% | $1.91 | — | common | 86858W101 |
| — | Cellectar [email protected] 2/6 | 2,177,227 | $3,095 | 0.6% | $1.98 | — | warrants | 15117F203 |
| — | XCel Brands Inc. | 360,000 | $3,092 | 0.6% | $8.59 | — | common | 98400M101 |
| — | Broadwind Energy Inc. | 1,467,550 | $3,038 | 0.6% | $5.39 | — | common | 11161T108 |
| OPK | Opko Health Inc. | 350,000 | $2,943 | 0.6% | $8.56 | +54.6% | common | 68375N103 |
| — | NTN Buzztime, Inc. | 9,082,575 | $2,916 | 0.6% | $0.42 | — | common | 629410309 |
| — | Novavax, Inc. | 400,000 | $2,828 | 0.5% | $5.93 | — | common | 670002104 |
| — | Sequans Communications - ADR | 2,549,700 | $2,805 | 0.5% | $1.21 | — | common | 817323108 |
| — | Trillium Therapeutics Corp. | 206,937 | $2,696 | 0.5% | $0.58 | — | common | 89620X100 |
| — | SMTP, Inc. | 530,734 | $2,489 | 0.5% | $5.94 | — | common | 784589202 |
| — | Presbia, PLC (Ireland) | 437,803 | $2,399 | 0.5% | $7.39 | — | common | G7234P100 |
| SIMO | Silicon Motion Technology Corp | 87,537 | $2,391 | 0.5% | $23.65 | — | common | 82706C108 |
| — | Overland Storage, Inc. 20% of | 3,000,000 | $2,250 | 0.4% | $0.32 | — | Rights | 999999999 |
| — | SMART Technologies, Inc.(Canad | 3,483,053 | $2,233 | 0.4% | $1.18 | — | common | 83172R108 |
| — | SCYNEXIS, Inc. | 305,200 | $2,222 | 0.4% | $8.79 | — | common | 811292101 |
| FSTR | L.B. Foster Company | 177,394 | $2,178 | 0.4% | $21.97 | 0.0% | common | 350060109 |
| AMRC | Ameresco, Inc. | 341,240 | $2,006 | 0.4% | $7.51 | -15.2% | common | 02361E108 |
| NLST | Netlist, Inc. | 4,753,843 | $1,997 | 0.4% | $1.21 | -62.5% | common | 64118P109 |
| — | Sucampo Pharmaceuticals, Inc. | 100,000 | $1,987 | 0.4% | $15.56 | — | common | 864909106 |
| — | Biodel, Inc. | 4,408,831 | $1,940 | 0.4% | $1.03 | — | common | 09064M204 |
| — | Five Prime Therapeutics, Inc. | 118,199 | $1,819 | 0.4% | $27.00 | — | common | 33830X104 |
| IDN | Intellicheck Mobilisa, Inc. | 1,985,022 | $1,806 | 0.3% | $1.62 | -31.5% | common | 45817G201 |
| — | Foundation Healthcare, Inc. | 357,422 | $1,776 | 0.3% | $0.32 | — | common | 350405106 |
| — | BioTelemetry, Inc. | 145,000 | $1,775 | 0.3% | $10.03 | — | common | 090672106 |
| — | Tivo, Inc. | 202,908 | $1,757 | 0.3% | $11.84 | — | common | 888706108 |
| — | Cidara Therapeutics Inc. | 132,400 | $1,684 | 0.3% | $13.21 | — | common | 171757107 |
| — | iPass, Inc. | 1,707,362 | $1,656 | 0.3% | $1.37 | — | common | 46261V108 |
| ACAD | Acadia Pharmaceuticals, Inc. | 50,000 | $1,653 | 0.3% | $28.36 | +46.7% | common | 004225108 |
| — | Corium International Inc. | 175,000 | $1,636 | 0.3% | $9.35 | — | common | 21887L107 |
| — | Arrowhead Research Corporation | 269,493 | $1,552 | 0.3% | $6.80 | — | common | 042797209 |
| — | NeuroDerm Ltd. (Israel) | 75,000 | $1,550 | 0.3% | $20.67 | — | common | M74231107 |
| — | Inventure Foods, Inc. | 167,082 | $1,484 | 0.3% | $10.15 | — | common | 461212102 |
| — | PC-Tel, Inc. | 237,545 | $1,428 | 0.3% | $8.66 | — | common | 69325Q105 |
| — | LDR Holding Corp. | 41,100 | $1,419 | 0.3% | $34.53 | — | common | 50185U105 |
| ASYS | Amtech Systems, Inc. | 324,504 | $1,395 | 0.3% | $10.00 | -34.0% | common | 032332504 |
| ASND | Ascendis Pharma A/S ADR (Denma | 78,540 | $1,390 | 0.3% | $17.70 | — | common | 04351P101 |
| — | Iteris, Inc. | 535,369 | $1,317 | 0.3% | $1.73 | — | common | 46564T107 |
| — | Loxo Oncology, Inc. | 75,000 | $1,311 | 0.3% | $11.75 | — | common | 548862101 |
| — | Fuelcell Energy Inc. | 1,752,903 | $1,288 | 0.2% | $1.54 | — | common | 35952H106 |
| — | Unwired Planet, Inc. | 1,715,578 | $1,244 | 0.2% | $1.00 | — | common | 91531F103 |
| — | Rand logistics Inc. | 547,235 | $1,171 | 0.2% | $2.58 | — | common | 752182105 |
| — | ARI Network Services, Inc. | 300,000 | $1,134 | 0.2% | $3.57 | — | common | 001930205 |
| — | Amber Road, Inc. | 259,864 | $1,097 | 0.2% | $9.87 | — | common | 02318Y108 |
| — | Xplore Technologies, Corp. | 200,000 | $1,066 | 0.2% | $6.30 | — | common | 983950700 |
| — | Marinus Pharmaceuticals, Inc. | 122,500 | $1,022 | 0.2% | $10.54 | — | common | 56854Q101 |
| — | OvaScience, Inc. | 115,000 | $976 | 0.2% | $20.48 | — | common | 69014Q101 |
| — | Gaiam, Inc. | 150,000 | $922 | 0.2% | $6.41 | — | common | 36268Q103 |
| — | Quantum Fuel Systems Tech Worl | 823,939 | $906 | 0.2% | $2.50 | — | common | 74765E109 |
| — | Zogenix, Inc. | 61,000 | $823 | 0.2% | $13.49 | — | common | 98978L204 |
| CPHRF | Cipher Pharmaceuticals, Inc. | 220,000 | $816 | 0.2% | $9.69 | -28.3% | common | 17253X105 |
| — | NV5 Holding Inc. | 40,000 | $742 | 0.1% | $13.53 | — | common | 62945V109 |
| — | Verastem, Inc. | 400,000 | $716 | 0.1% | $9.67 | — | common | 92337C104 |
| SAIA | Saia, Inc. | 22,500 | $696 | 0.1% | $52.12 | -26.8% | common | 78709Y105 |
| — | Dicerna Pharmaceuticals, Inc. | 80,000 | $657 | 0.1% | $16.48 | — | common | 253031108 |
| GTIM | Good Times Restaurants, Inc. | 100,000 | $625 | 0.1% | $8.74 | -14.4% | common | 382140879 |
| — | Constant Contact Inc. | 23,967 | $581 | 0.1% | $33.13 | — | common | 210313102 |
| — | VIVUS, Inc. | 350,000 | $574 | 0.1% | $1.64 | — | common | 928551100 |
| — | Streamline Health Solutions | 244,818 | $561 | 0.1% | $3.69 | — | common | 86323X106 |
| SGMO | Sangamo BioSciences, Inc. | 92,200 | $520 | 0.1% | $12.14 | -32.1% | common | 800677106 |
| GLDD | Great Lakes Dredge & Dock Co. | 100,000 | $504 | 0.1% | $7.05 | -22.3% | common | 390607109 |
| — | StarTek, inc. | 130,000 | $439 | 0.1% | $7.99 | — | common | 85569C107 |
| — | Control4 Corp. | 49,395 | $403 | 0.1% | $8.89 | — | common | 21240D107 |
| — | ParkerVision, Inc. | 2,070,867 | $388 | 0.1% | $0.86 | — | common | 701354102 |
| — | General Equipment Enterprises, | 925,000 | $370 | 0.1% | $0.40 | — | common | 369730304 |
| — | EyeGate Pharmaceuticals, Inc. | 106,561 | $304 | 0.1% | $2.85 | — | common | 30233M107 |
| — | Truett-Hurst, Inc. | 263,453 | $266 | 0.1% | $3.04 | — | common | 897871109 |
| — | Speed Commerce, Inc. | 1,179,950 | $229 | 0.0% | $0.19 | — | common | 847764T10 |
| IPLY | Interplay Entertainment Corp. | 9,133,000 | $173 | 0.0% | $0.01 | +32.0% | common | 460615107 |
| — | EyeGate Pharmaceuticals @10.62 | 137,092 | $140 | 0.0% | $1.02 | — | warrants | 30233M115 |
| — | Digital Turbine, Inc. | 75,356 | $136 | 0.0% | $1.80 | — | common | 254400W10 |
| — | CYREN Ltd. (Isreal) | 72,425 | $129 | 0.0% | $1.78 | — | common | 010802725 |
| — | ChannelAdvisor, Corp. | 11,958 | $119 | 0.0% | $9.95 | — | common | 159179100 |