CIK: 0001535264 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 8, 2016
Total Value ($000): $508,537 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Vocera Communications, Inc. | 2,206,262 | $26,916 | 5.3% | $10.42 | — | common | 92857F107 |
| CEVA | CEVA, Inc. | 1,137,114 | $26,563 | 5.2% | $15.86 | +50.4% | common | 157210105 |
| — | NeoPhotonics Corporation | 2,233,561 | $24,256 | 4.8% | $4.99 | — | common | 64051T100 |
| — | Pfsweb, Inc. | 1,702,446 | $21,910 | 4.3% | $12.66 | — | common | 717098206 |
| LMAT | LeMaitre Vascular Inc. | 1,191,517 | $20,554 | 4.0% | $6.39 | +105.4% | common | 525558201 |
| KOPN | Kopin Corporation | 6,405,598 | $17,423 | 3.4% | $3.43 | -14.4% | common | 500600101 |
| — | LendingTree, Inc. | 161,308 | $14,402 | 2.8% | $54.69 | — | common | 894675107 |
| — | Vitae Pharmaceuticals, Inc. | 795,624 | $14,401 | 2.8% | $16.37 | — | common | 92847N103 |
| — | LivePerson, Inc. | 2,093,078 | $14,128 | 2.8% | $12.55 | — | common | 538146101 |
| AVAV | Aerovironment, Inc. | 467,909 | $13,789 | 2.7% | $27.40 | -10.5% | common | 008073108 |
| — | Ideal Power, Inc. | 1,681,935 | $13,455 | 2.6% | $7.62 | — | common | 451622104 |
| — | PowerSecure International, Inc | 844,630 | $12,712 | 2.5% | $11.65 | — | common | 73936N105 |
| — | inContact Inc. | 1,300,365 | $12,405 | 2.4% | $8.40 | — | common | 45336E109 |
| — | Brightcove, Inc. | 1,943,630 | $12,051 | 2.4% | $7.78 | — | common | 075097042 |
| — | Energous Corporation | 1,471,919 | $11,643 | 2.3% | $9.61 | — | common | 29272C103 |
| — | Avinger, Inc. | 500,000 | $11,355 | 2.2% | $11.09 | — | common | 053734109 |
| — | Pfenex, Inc. | 858,775 | $10,632 | 2.1% | $7.32 | — | common | 717071104 |
| — | Neonode, Inc. | 4,024,446 | $10,182 | 2.0% | $2.98 | — | common | 64051M402 |
| — | Sequans Communications - ADR | 4,371,704 | $9,181 | 1.8% | $1.58 | — | common | 817323108 |
| CVU | CPI Aerostructures, Inc. | 931,040 | $9,059 | 1.8% | $10.75 | -14.7% | common | 125919308 |
| AMSC | American Superconductor, Corp. | 1,377,838 | $8,777 | 1.7% | $6.41 | -23.9% | common | 030111207 |
| — | LRAD Corporation | 4,192,710 | $8,343 | 1.6% | $2.70 | — | common | 50213V109 |
| IRMD | iRadimed Corporation | 278,330 | $7,802 | 1.5% | $15.83 | +63.3% | common | 46266A109 |
| UCTT | Ultra Clean Holdings, Inc. | 1,472,701 | $7,540 | 1.5% | $8.47 | -38.9% | common | 90385V107 |
| ASC | Ardmore Shipping Corp. | 554,710 | $7,056 | 1.4% | $7.91 | +26.7% | common | Y0207T100 |
| — | Gigamon, Inc. | 264,877 | $7,038 | 1.4% | $17.73 | — | common | 37518B102 |
| — | DSP Group, Inc. | 735,935 | $6,947 | 1.4% | $10.92 | — | common | 23332B106 |
| — | Aqua Metals, Inc. | 1,253,350 | $6,680 | 1.3% | $5.07 | — | common | 03837J101 |
| — | SeaChange International, Inc. | 949,913 | $6,402 | 1.3% | $6.46 | — | common | 811699107 |
| — | MoSys, Inc. | 5,822,957 | $6,347 | 1.2% | $2.04 | — | common | 619718109 |
| MXL | MaxLinear, Inc. | 394,438 | $5,810 | 1.1% | $7.14 | +110.6% | common | 57776J100 |
| RGEN | Repligen Corporation | 200,000 | $5,658 | 1.1% | $22.68 | +27.1% | common | 759916109 |
| — | Five Prime Therapeutics, Inc. | 118,199 | $4,905 | 1.0% | $27.00 | — | common | 33830X104 |
| — | Manitex Int'l Inc. | 781,362 | $4,649 | 0.9% | $11.62 | — | common | 563420108 |
| NLST | Netlist, Inc. | 4,954,543 | $4,360 | 0.9% | $1.19 | -42.8% | common | 64118P109 |
| EXTR | Extreme Networks, Inc. | 1,020,219 | $4,162 | 0.8% | $3.65 | +6.1% | common | 30226D106 |
| — | LDR Holding Corp. | 152,333 | $3,825 | 0.8% | $27.65 | — | common | 50185U105 |
| — | Genocea Biosciences, Inc. | 715,000 | $3,768 | 0.7% | $6.36 | — | common | 372427104 |
| PCRX | Pacira Pharmaceuticals, Inc. | 46,818 | $3,595 | 0.7% | $86.87 | -34.8% | common | 695127100 |
| INFU | Infusystem Holdings, Inc. | 1,173,102 | $3,578 | 0.7% | $3.18 | -9.9% | common | 45685K102 |
| OPK | Opko Health Inc. | 350,000 | $3,517 | 0.7% | $8.56 | +17.1% | common | 68375N103 |
| — | Broadwind Energy, Inc. | 1,631,480 | $3,393 | 0.7% | $5.06 | — | common | 11161T108 |
| — | Novavax, Inc. | 400,000 | $3,356 | 0.7% | $5.93 | — | common | 670002104 |
| — | ESSA Pharma Inc. | 727,272 | $3,340 | 0.7% | $6.26 | — | common | 29668H104 |
| — | Loxo Oncology, Inc. | 105,000 | $2,987 | 0.6% | $16.52 | — | common | 548862101 |
| CVV | CVD Equipment Corporation | 288,700 | $2,910 | 0.6% | $12.79 | -11.3% | common | 126601103 |
| — | XCel Brands Inc. | 360,000 | $2,700 | 0.5% | $8.59 | — | common | 98400M101 |
| — | Aratana Therapeutics, Inc. | 467,507 | $2,609 | 0.5% | $15.95 | — | common | 03874P101 |
| — | Trillium Therapeutics Corp. | 206,937 | $2,609 | 0.5% | $0.58 | — | common | 89620X100 |
| — | Cidara Therapeutics Inc. | 150,000 | $2,574 | 0.5% | $13.67 | — | common | 171757107 |
| — | Presbia, PLC (Ireland) | 437,803 | $2,303 | 0.5% | $7.39 | — | common | G7234P100 |
| — | Streamline Health Solutions | 1,563,734 | $2,205 | 0.4% | $1.77 | — | common | 86323X106 |
| IDN | Intellicheck Mobilisa, Inc. | 1,985,022 | $2,184 | 0.4% | $1.62 | -38.6% | common | 45817G201 |
| AMRC | Ameresco, Inc. | 341,240 | $2,133 | 0.4% | $7.51 | -14.2% | common | 02361E108 |
| — | Determine, Inc. | 821,760 | $2,128 | 0.4% | $3.93 | — | common | 250660107 |
| — | Trevena, Inc. | 200,000 | $2,100 | 0.4% | $10.50 | — | common | 89532E109 |
| SIMO | Silicon Motion Technology Corp | 65,389 | $2,051 | 0.4% | $23.65 | — | common | 82706C108 |
| — | Bazaarvoice Inc. | 450,000 | $1,971 | 0.4% | $4.38 | — | common | 073271108 |
| — | Bluebird Bio, Inc. | 30,000 | $1,927 | 0.4% | $64.23 | — | common | 09609G100 |
| — | SCYNEXIS, Inc. | 299,687 | $1,861 | 0.4% | $8.79 | — | common | 811292101 |
| ACAD | Acadia Pharmaceuticals, Inc. | 50,000 | $1,782 | 0.4% | $28.36 | +24.2% | common | 004225108 |
| — | Tivo, Inc. | 202,908 | $1,751 | 0.3% | $11.84 | — | common | 888706108 |
| — | Sucampo Pharmaceuticals, Inc. | 100,000 | $1,729 | 0.3% | $15.56 | — | common | 864909106 |
| — | BioTelemetry, Inc. | 145,000 | $1,694 | 0.3% | $10.03 | — | common | 090672106 |
| — | SharpSpring, Inc. | 530,734 | $1,688 | 0.3% | $5.94 | — | common | 784589202 |
| — | Corium International Inc. | 196,376 | $1,595 | 0.3% | $9.22 | — | common | 21887L107 |
| — | Unwired Planet, Inc. | 1,715,578 | $1,481 | 0.3% | $1.00 | — | common | 91531F103 |
| — | NTN Buzztime, Inc. | 9,082,575 | $1,453 | 0.3% | $0.42 | — | common | 629410309 |
| — | PC-Tel, Inc. | 316,053 | $1,438 | 0.3% | $7.64 | — | common | 69325Q105 |
| — | Invuity, Inc. | 160,000 | $1,411 | 0.3% | $8.82 | — | common | 46187J205 |
| — | ARI Network Services, Inc. | 300,000 | $1,350 | 0.3% | $3.57 | — | common | 001930205 |
| — | Support.com, Inc. | 1,295,320 | $1,308 | 0.3% | $1.91 | — | common | 86858W101 |
| CPHRF | Cipher Pharmaceuticals, Inc. | 250,000 | $1,172 | 0.2% | $9.05 | -52.2% | common | 17253X105 |
| — | Xplore Technologies, Corp. | 225,000 | $1,152 | 0.2% | $6.17 | — | common | 983950700 |
| — | Iteris, Inc. | 535,369 | $1,151 | 0.2% | $1.73 | — | common | 46564T107 |
| — | OvaScience, Inc. | 116,352 | $1,137 | 0.2% | $20.36 | — | common | 69014Q101 |
| — | Rand logistics Inc. | 647,235 | $1,036 | 0.2% | $2.43 | — | common | 752182105 |
| — | Gaiam, Inc. | 150,000 | $936 | 0.2% | $6.41 | — | common | 36268Q103 |
| — | Amber Road, Inc. | 175,068 | $891 | 0.2% | $9.87 | — | common | 02318Y108 |
| — | NV5 Global Inc. | 40,000 | $879 | 0.2% | $13.53 | — | common | 62945V109 |
| — | Derma Sciences, Inc. | 188,995 | $864 | 0.2% | $4.57 | — | common | 249827502 |
| SGMO | Sangamo BioSciences, Inc. | 92,200 | $842 | 0.2% | $12.14 | -36.5% | common | 800677106 |
| — | Constant Contact Inc. | 23,967 | $701 | 0.1% | $33.13 | — | common | 210313102 |
| — | Cellectar Biosciences @4.68 2/ | 1,066,000 | $595 | 0.1% | $1.98 | — | warrants | 15117F203 |
| GLDD | Great Lakes Dredge & Dock Co. | 150,100 | $594 | 0.1% | $6.18 | -28.3% | common | 390607109 |
| SAIA | Saia, Inc. | 22,500 | $501 | 0.1% | $52.12 | -50.4% | common | 78709Y105 |
| GTIM | Good Times Restaurants, Inc. | 100,000 | $480 | 0.1% | $8.74 | -39.1% | common | 382140879 |
| — | Control4 Corp. | 64,459 | $469 | 0.1% | $8.51 | — | common | 21240D107 |
| — | ParkerVision, Inc. | 1,988,766 | $462 | 0.1% | $0.86 | — | common | 701354102 |
| — | EyeGate Pharmaceuticals, Inc. | 106,561 | $292 | 0.1% | $2.85 | — | common | 30233M107 |
| — | StarTek, inc. | 52,853 | $189 | 0.0% | $7.99 | — | common | 85569C107 |
| — | Truett-Hurst, Inc. | 113,390 | $164 | 0.0% | $3.04 | — | common | 897871109 |
| — | General Employment Enterprises | 21,875 | $130 | 0.0% | $5.94 | — | common | 369730106 |
| — | EyeGate Pharmaceuticals @10.62 | 137,092 | $103 | 0.0% | $1.02 | — | warrants | 30233M115 |