CIK: 0001535264 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 5, 2016
Total Value ($000): $476,438 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| CEVA | CEVA, Inc. | 1,144,474 | $25,751 | 5.4% | $15.86 | +30.7% | common | 157210105 |
| — | NeoPhotonics Corporation | 1,818,236 | $25,528 | 5.4% | $4.99 | — | common | 64051T100 |
| — | Pfsweb, Inc. | 1,637,638 | $21,486 | 4.5% | $12.66 | — | common | 717098206 |
| — | Vocera Communications, Inc. | 1,562,292 | $19,919 | 4.2% | $10.42 | — | common | 92857F107 |
| LMAT | LeMaitre Vascular Inc. | 1,058,760 | $16,432 | 3.4% | $6.39 | +103.9% | common | 525558201 |
| — | LendingTree, Inc. | 163,208 | $15,958 | 3.3% | $55.19 | — | common | 894675107 |
| — | Energous Corporation | 1,363,588 | $13,772 | 2.9% | $9.61 | — | common | 29272C103 |
| AVAV | Aerovironment, Inc. | 467,909 | $13,251 | 2.8% | $27.40 | -4.8% | common | 008073108 |
| — | LivePerson, Inc. | 2,093,078 | $12,245 | 2.6% | $12.55 | — | common | 538146101 |
| — | Brightcove, Inc. | 1,943,630 | $12,128 | 2.5% | $7.78 | — | common | 075097042 |
| — | inContact Inc. | 1,300,365 | $11,560 | 2.4% | $8.40 | — | common | 45336E109 |
| — | Sequans Communications - ADR | 4,132,540 | $11,241 | 2.4% | $1.58 | — | common | 817323108 |
| — | PowerSecure International, Inc | 600,000 | $11,214 | 2.4% | $11.65 | — | common | 73936N105 |
| KOPN | Kopin Corporation | 6,619,921 | $10,989 | 2.3% | $3.38 | -43.4% | common | 500600101 |
| AMSC | American Superconductor, Corp. | 1,377,838 | $10,472 | 2.2% | $6.41 | +4.4% | common | 030111207 |
| — | Pfenex, Inc. | 953,775 | $9,376 | 2.0% | $7.57 | — | common | 717071104 |
| — | Aqua Metals, Inc. | 1,253,650 | $8,337 | 1.7% | $5.07 | — | common | 03837J101 |
| — | Gigamon, Inc. | 264,877 | $8,216 | 1.7% | $17.73 | — | common | 37518B102 |
| — | Neonode, Inc. | 4,024,446 | $8,210 | 1.7% | $2.98 | — | common | 64051M402 |
| — | Vitae Pharmaceuticals, Inc. | 1,203,821 | $7,981 | 1.7% | $13.07 | — | common | 92847N103 |
| UCTT | Ultra Clean Holdings, Inc. | 1,472,701 | $7,894 | 1.7% | $8.47 | -40.1% | common | 90385V107 |
| — | Ideal Power, Inc. | 1,681,935 | $7,602 | 1.6% | $7.62 | — | common | 451622104 |
| — | IZEA Inc. | 1,018,216 | $7,168 | 1.5% | $7.04 | — | common | 46603N202 |
| — | LRAD Corporation | 4,192,710 | $6,960 | 1.5% | $2.70 | — | common | 50213V109 |
| NLST | Netlist, Inc. | 4,969,543 | $6,808 | 1.4% | $1.19 | -1.8% | common | 64118P109 |
| — | DSP Group, Inc. | 743,639 | $6,782 | 1.4% | $10.90 | — | common | 23332B106 |
| — | Aratana Therapeutics, Inc. | 1,219,835 | $6,733 | 1.4% | $9.52 | — | common | 03874P101 |
| — | Genocea Biosciences, Inc. | 865,000 | $6,695 | 1.4% | $6.60 | — | common | 372427104 |
| MXL | MaxLinear, Inc. | 344,823 | $6,379 | 1.3% | $7.14 | +122.0% | common | 57776J100 |
| CVU | CPI Aerostructures, Inc. | 842,149 | $6,173 | 1.3% | $10.75 | -22.3% | common | 125919308 |
| — | ESSA Pharma Inc. | 1,696,968 | $5,515 | 1.2% | $4.54 | — | common | 29668H104 |
| — | Loxo Oncology, Inc. | 200,000 | $5,468 | 1.1% | $21.66 | — | common | 548862101 |
| RGEN | Repligen Corporation | 200,000 | $5,364 | 1.1% | $22.68 | +7.9% | common | 759916109 |
| — | SeaChange International, Inc. | 958,066 | $5,289 | 1.1% | $6.46 | — | common | 811699107 |
| — | Avinger, Inc. | 527,400 | $5,052 | 1.1% | $11.01 | — | common | 053734109 |
| INFU | Infusystem Holdings, Inc. | 1,405,854 | $4,949 | 1.0% | $3.17 | -0.5% | common | 45685K102 |
| — | Five Prime Therapeutics, Inc. | 118,199 | $4,802 | 1.0% | $27.00 | — | common | 33830X104 |
| ASC | Ardmore Shipping Corp. | 556,410 | $4,702 | 1.0% | $7.91 | -8.5% | common | Y0207T100 |
| — | Broadwind Energy, Inc. | 1,477,722 | $4,448 | 0.9% | $5.06 | — | common | 11161T108 |
| — | Manitex Int'l Inc. | 781,362 | $4,087 | 0.9% | $11.62 | — | common | 563420108 |
| — | MoSys, Inc. | 5,822,957 | $3,785 | 0.8% | $2.04 | — | common | 619718109 |
| OPK | Opko Health Inc. | 350,000 | $3,636 | 0.8% | $8.56 | +6.7% | common | 68375N103 |
| IRMD | iRadimed Corporation | 181,487 | $3,477 | 0.7% | $15.83 | +10.5% | common | 46266A109 |
| — | Cidara Therapeutics Inc. | 265,000 | $3,365 | 0.7% | $13.25 | — | common | 171757107 |
| — | Bazaarvoice Inc. | 1,021,453 | $3,218 | 0.7% | $3.69 | — | common | 073271108 |
| IDN | Intellicheck Mobilisa, Inc. | 1,985,022 | $3,176 | 0.7% | $1.62 | -29.8% | common | 45817G201 |
| EXTR | Extreme Networks, Inc. | 1,020,219 | $3,173 | 0.7% | $3.65 | -15.8% | common | 30226D106 |
| PCRX | Pacira Pharmaceuticals, Inc. | 55,699 | $2,951 | 0.6% | $82.35 | -29.0% | common | 695127100 |
| — | MCBC Holdings, Inc. | 200,000 | $2,816 | 0.6% | $14.08 | — | common | 55276F107 |
| — | Boingo Wireless, Inc. | 349,226 | $2,696 | 0.6% | $7.72 | — | common | 09739C102 |
| CVV | CVD Equipment Corporation | 288,700 | $2,428 | 0.5% | $12.79 | -32.9% | common | 126601103 |
| — | Overland Storage, Inc. 20% of | 3,000,000 | $2,250 | 0.5% | $0.75 | — | Rights | 999999999 |
| — | Trillium Therapeutics Corp. | 239,477 | $2,215 | 0.5% | $1.76 | — | common | 89620X100 |
| — | Streamline Health Solutions | 1,563,734 | $2,205 | 0.5% | $1.77 | — | common | 86323X106 |
| — | XCel Brands Inc. | 360,000 | $2,077 | 0.4% | $8.59 | — | common | 98400M101 |
| — | Tivo, Inc. | 202,908 | $1,930 | 0.4% | $11.84 | — | common | 888706108 |
| — | SharpSpring, Inc. | 530,734 | $1,858 | 0.4% | $5.94 | — | common | 784589202 |
| — | Presbia, PLC (Ireland) | 416,394 | $1,824 | 0.4% | $7.39 | — | common | G7234P100 |
| — | Xactly Corporation | 252,321 | $1,728 | 0.4% | $6.85 | — | common | 98386L101 |
| — | BioTelemetry, Inc. | 145,000 | $1,694 | 0.4% | $10.03 | — | common | 090672106 |
| — | Verastem, Inc. | 1,000,000 | $1,580 | 0.3% | $1.58 | — | common | 92337C104 |
| — | Determine, Inc. | 821,760 | $1,520 | 0.3% | $3.93 | — | common | 250660107 |
| — | PC-Tel, Inc. | 316,053 | $1,511 | 0.3% | $7.64 | — | common | 69325Q105 |
| — | Corium International Inc. | 379,682 | $1,466 | 0.3% | $6.63 | — | common | 21887L107 |
| — | Unwired Planet, Inc. | 142,963 | $1,408 | 0.3% | $1.00 | — | common | 91531F103 |
| — | hopTo Inc. | 981,166 | $1,403 | 0.3% | $1.43 | — | common | 440271104 |
| — | Concert Pharmaceuticals, Inc. | 100,000 | $1,366 | 0.3% | $13.66 | — | common | 206022105 |
| — | NTN Buzztime, Inc. | 9,082,575 | $1,362 | 0.3% | $0.42 | — | common | 629410309 |
| — | ARI Network Services, Inc. | 300,000 | $1,317 | 0.3% | $3.57 | — | common | 001930205 |
| — | EVINE Live, Inc. | 1,118,487 | $1,309 | 0.3% | $1.17 | — | common | 300487105 |
| — | Iteris, Inc. | 535,369 | $1,306 | 0.3% | $1.73 | — | common | 46564T107 |
| — | Gaiam, Inc. | 195,000 | $1,248 | 0.3% | $6.41 | — | common | 36268Q103 |
| CPHRF | Cipher Pharmaceuticals, Inc. | 250,000 | $1,200 | 0.3% | $9.05 | -51.5% | common | 17253X105 |
| — | Invuity, Inc. | 160,000 | $1,155 | 0.2% | $8.82 | — | common | 46187J205 |
| — | Support.com, Inc. | 1,295,320 | $1,114 | 0.2% | $1.91 | — | common | 86858W101 |
| QNST | QuinStreet, Inc. | 317,130 | $1,085 | 0.2% | $3.39 | 0.0% | common | 74874Q100 |
| — | NV5 Global Inc. | 40,000 | $1,073 | 0.2% | $13.53 | — | common | 62945V109 |
| — | ChannelAdvisor, Corp. | 89,686 | $1,009 | 0.2% | $11.25 | — | common | 159179100 |
| GLDD | Great Lakes Dredge & Dock Co. | 200,000 | $892 | 0.2% | $5.53 | -35.2% | common | 390607109 |
| — | ParkerVision, Inc. | 264,072 | $827 | 0.2% | $0.86 | — | common | 701354102 |
| IMMR | Immersion Corporation | 94,000 | $776 | 0.2% | $8.27 | 0.0% | common | 452521107 |
| — | SCYNEXIS, Inc. | 186,608 | $752 | 0.2% | $8.79 | — | common | 811292101 |
| SAIA | Saia, Inc. | 22,500 | $633 | 0.1% | $52.12 | -52.6% | common | 78709Y105 |
| — | Rand logistics Inc. | 647,235 | $615 | 0.1% | $2.43 | — | common | 752182105 |
| — | Xplore Technologies, Corp. | 164,775 | $575 | 0.1% | $6.17 | — | common | 983950700 |
| SGMO | Sangamo BioSciences, Inc. | 92,200 | $558 | 0.1% | $12.14 | -50.6% | common | 800677106 |
| — | Turtle Beach Corporation | 465,016 | $530 | 0.1% | $1.14 | — | common | 900450107 |
| — | OvaScience, Inc. | 50,000 | $474 | 0.1% | $20.36 | — | common | 69014Q101 |
| GTIM | Good Times Restaurants, Inc. | 100,000 | $398 | 0.1% | $8.74 | -52.3% | common | 382140879 |
| — | BioAmber, Inc. | 52,280 | $220 | 0.0% | $4.21 | — | common | 09072Q106 |
| — | StarTek, inc. | 32,853 | $138 | 0.0% | $7.99 | — | common | 85569C107 |
| — | EyeGate Pharmaceuticals @10.62 | 137,092 | $103 | 0.0% | $1.02 | — | warrants | 30233M115 |
| — | Cellectar Biosciences @4.68 2/ | 106,600 | $77 | 0.0% | $1.98 | — | warrants | 15117F203 |