CIK: 0001535264 · Show all filings
Period: Q2 2016 (← Previous) (Next →)
Filing Date: Aug 9, 2016
Total Value ($000): $468,004 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| CEVA | CEVA, Inc. | 1,107,410 | $30,088 | 6.4% | $15.86 | +59.5% | common | 157210105 |
| — | Vocera Communications, Inc. | 1,550,263 | $19,921 | 4.3% | $10.42 | — | common | 92857F107 |
| — | NeoPhotonics Corporation | 2,014,045 | $19,194 | 4.1% | $5.43 | — | common | 64051T100 |
| — | inContact Inc. | 1,300,365 | $18,010 | 3.8% | $8.40 | — | common | 45336E109 |
| — | Brightcove, Inc. | 1,904,022 | $16,755 | 3.6% | $7.78 | — | common | 075097042 |
| KOPN | Kopin Corporation | 6,619,921 | $14,696 | 3.1% | $3.38 | -42.8% | common | 500600101 |
| — | Pfsweb, Inc. | 1,545,738 | $14,685 | 3.1% | $12.66 | — | common | 717098206 |
| LMAT | LeMaitre Vascular Inc. | 968,760 | $13,824 | 3.0% | $6.39 | +118.2% | common | 525558201 |
| — | LivePerson, Inc. | 2,093,078 | $13,270 | 2.8% | $12.55 | — | common | 538146101 |
| — | Aqua Metals, Inc. | 1,117,650 | $13,149 | 2.8% | $5.07 | — | common | 03837J101 |
| AVAV | Aerovironment, Inc. | 467,909 | $13,008 | 2.8% | $27.40 | +5.7% | common | 008073108 |
| — | Vitae Pharmaceuticals, Inc. | 1,177,864 | $12,709 | 2.7% | $13.07 | — | common | 92847N103 |
| — | LendingTree, Inc. | 132,723 | $11,723 | 2.5% | $55.19 | — | common | 894675107 |
| AMSC | American Superconductor, Corp. | 1,246,576 | $10,521 | 2.2% | $6.41 | +45.3% | common | 030111207 |
| — | Sequans Communications - ADR ( | 4,120,230 | $8,446 | 1.8% | $1.58 | — | common | 817323108 |
| UCTT | Ultra Clean Holdings, Inc. | 1,472,701 | $8,380 | 1.8% | $8.47 | -34.8% | common | 90385V107 |
| — | Energous Corporation | 644,271 | $8,343 | 1.8% | $9.61 | — | common | 29272C103 |
| — | Ideal Power, Inc. | 1,681,935 | $8,292 | 1.8% | $7.62 | — | common | 451622104 |
| — | Pfenex, Inc. | 952,216 | $7,970 | 1.7% | $7.57 | — | common | 717071104 |
| — | DSP Group, Inc. | 743,639 | $7,890 | 1.7% | $10.90 | — | common | 23332B106 |
| — | IZEA Inc. | 1,018,216 | $7,759 | 1.7% | $7.04 | — | common | 46603N202 |
| — | LRAD Corporation | 4,192,710 | $7,505 | 1.6% | $2.70 | — | common | 50213V109 |
| — | Aratana Therapeutics, Inc. | 1,116,255 | $7,055 | 1.5% | $9.52 | — | common | 03874P101 |
| — | Broadwind Energy, Inc. | 1,450,009 | $6,119 | 1.3% | $5.06 | — | common | 11161T108 |
| — | Avinger, Inc. | 500,295 | $5,969 | 1.3% | $11.01 | — | common | 053734109 |
| — | Revolution Lighting Technologi | 950,000 | $5,871 | 1.3% | $6.18 | — | common | 76155G107 |
| — | Neonode, Inc. | 4,010,539 | $5,855 | 1.3% | $2.98 | — | common | 64051M402 |
| NLST | Netlist, Inc. | 4,969,543 | $5,814 | 1.2% | $1.19 | +6.0% | common | 64118P109 |
| — | Gigamon, Inc. | 149,277 | $5,581 | 1.2% | $17.73 | — | common | 37518B102 |
| — | Manitex Int'l Inc. | 781,362 | $5,415 | 1.2% | $11.62 | — | common | 563420108 |
| ALDX | Aldeyra Therapeutics, Inc. | 917,810 | $5,222 | 1.1% | $5.59 | 0.0% | common | 01438T106 |
| CVU | CPI Aerostructures, Inc. | 842,149 | $5,179 | 1.1% | $10.75 | -39.6% | common | 125919308 |
| — | ESSA Pharma Inc. | 1,696,968 | $5,006 | 1.1% | $4.54 | — | common | 29668H104 |
| — | Loxo Oncology, Inc. | 190,000 | $4,404 | 0.9% | $21.66 | — | common | 548862101 |
| ASC | Ardmore Shipping Corp. (Irelan | 604,110 | $4,090 | 0.9% | $7.86 | -8.3% | common | Y0207T100 |
| MXL | MaxLinear, Inc. | 221,452 | $3,982 | 0.9% | $7.14 | +159.8% | common | 57776J100 |
| — | Earthstone Energy, Inc. | 360,000 | $3,881 | 0.8% | $10.78 | — | common | 27032D205 |
| RGEN | Repligen Corporation | 140,000 | $3,830 | 0.8% | $22.68 | +12.7% | common | 759916109 |
| INFU | Infusystem Holdings, Inc. | 1,453,621 | $3,779 | 0.8% | $3.17 | -0.9% | common | 45685K102 |
| — | Bazaarvoice Inc. | 938,991 | $3,765 | 0.8% | $3.69 | — | common | 073271108 |
| — | Five Prime Therapeutics, Inc. | 90,000 | $3,721 | 0.8% | $27.00 | — | common | 33830X104 |
| — | SeaChange International, Inc. | 1,153,677 | $3,680 | 0.8% | $5.90 | — | common | 811699107 |
| IRMD | iRadimed Corporation | 158,830 | $3,456 | 0.7% | $15.83 | +3.9% | common | 46266A109 |
| EXTR | Extreme Networks, Inc. | 1,015,219 | $3,442 | 0.7% | $3.65 | -6.3% | common | 30226D106 |
| — | TearLab Corp. (F4) | 5,277,250 | $3,377 | 0.7% | $0.64 | — | common | 878193101 |
| OPK | Opko Health Inc. | 350,000 | $3,269 | 0.7% | $8.56 | +18.7% | common | 68375N103 |
| — | Genocea Biosciences, Inc. | 778,849 | $3,193 | 0.7% | $6.60 | — | common | 372427104 |
| — | Boingo Wireless, Inc. | 355,026 | $3,167 | 0.7% | $7.74 | — | common | 09739C102 |
| RDCM | RADCOM Ltd. | 262,664 | $3,060 | 0.7% | $12.88 | 0.0% | common | M81865111 |
| — | MCBC Holdings, Inc. | 275,390 | $3,043 | 0.7% | $13.25 | — | common | 55276F107 |
| — | SharpSpring, Inc. | 530,734 | $2,776 | 0.6% | $5.94 | — | common | 784589202 |
| IDN | Intellicheck Mobilisa, Inc. | 1,985,022 | $2,739 | 0.6% | $1.62 | +8.4% | common | 45817G201 |
| — | Cidara Therapeutics Inc. | 262,655 | $2,708 | 0.6% | $13.25 | — | common | 171757107 |
| CVV | CVD Equipment Corporation | 288,700 | $2,477 | 0.5% | $12.79 | -40.9% | common | 126601103 |
| — | BioTelemetry, Inc. | 145,000 | $2,363 | 0.5% | $10.03 | — | common | 090672106 |
| — | MoSys, Inc. | 5,822,957 | $2,358 | 0.5% | $2.04 | — | common | 619718109 |
| QNST | QuinStreet, Inc. | 652,390 | $2,316 | 0.5% | $3.40 | +0.3% | common | 74874Q100 |
| IMMR | Immersion Corporation | 313,091 | $2,298 | 0.5% | $7.41 | -5.0% | common | 452521107 |
| — | NV5 Global Inc. | 77,500 | $2,204 | 0.5% | $20.75 | — | common | 62945V109 |
| — | Tivo, Inc. | 202,908 | $2,009 | 0.4% | $11.84 | — | common | 888706108 |
| — | Trillium Therapeutics Corp. Ca | 209,177 | $1,878 | 0.4% | $1.76 | — | common | 89620X100 |
| — | Streamline Health Solutions | 1,563,734 | $1,876 | 0.4% | $1.77 | — | common | 86323X106 |
| — | Verastem, Inc. | 1,400,000 | $1,820 | 0.4% | $1.50 | — | common | 92337C104 |
| — | XCel Brands Inc. | 360,000 | $1,811 | 0.4% | $8.59 | — | common | 98400M101 |
| — | Presbia, PLC (Ireland) | 394,406 | $1,783 | 0.4% | $7.39 | — | common | G7234P100 |
| — | NTN Buzztime, Inc. | 181,650 | $1,562 | 0.3% | $0.42 | — | common | 629410309 |
| — | Iteris, Inc. | 535,369 | $1,531 | 0.3% | $1.73 | — | common | 46564T107 |
| — | PC-Tel, Inc. | 316,403 | $1,490 | 0.3% | $7.64 | — | common | 69325Q105 |
| — | Invuity, Inc. | 150,000 | $1,429 | 0.3% | $8.82 | — | common | 46187J205 |
| — | Gaiam, Inc. | 172,670 | $1,336 | 0.3% | $6.41 | — | common | 36268Q103 |
| — | ARI Network Services, Inc. | 300,000 | $1,260 | 0.3% | $3.57 | — | common | 001930205 |
| — | Determine, Inc. | 816,820 | $1,242 | 0.3% | $3.93 | — | common | 250660107 |
| BOOT | Boot Barn Holdings, Inc. | 142,000 | $1,224 | 0.3% | $7.93 | 0.0% | common | 099406100 |
| — | Corium International Inc. | 343,301 | $1,191 | 0.3% | $6.63 | — | common | 21887L107 |
| — | Great Elm Capital Group, Inc. | 175,889 | $1,159 | 0.2% | $6.59 | — | common | 39036P100 |
| — | Concert Pharmaceuticals, Inc. | 100,000 | $1,123 | 0.2% | $13.66 | — | common | 206022105 |
| CPHRF | Cipher Pharmaceuticals, Inc. | 211,300 | $1,103 | 0.2% | $9.05 | -37.0% | common | 17253X105 |
| — | Trevena, Inc. | 143,904 | $907 | 0.2% | $6.30 | — | common | 89532E109 |
| GLDD | Great Lakes Dredge & Dock Co. | 200,000 | $872 | 0.2% | $5.53 | -18.5% | common | 390607109 |
| — | ParkerVision, Inc. | 264,072 | $829 | 0.2% | $0.86 | — | common | 701354102 |
| — | Xactly Corporation | 61,928 | $793 | 0.2% | $6.85 | — | common | 98386L101 |
| — | Rand logistics Inc. | 647,235 | $667 | 0.1% | $2.43 | — | common | 752182105 |
| — | Zagg, Inc. | 125,300 | $658 | 0.1% | $5.25 | — | common | 98884U108 |
| SAIA | Saia, Inc. | 22,500 | $566 | 0.1% | $52.12 | -48.9% | common | 78709Y105 |
| SGMO | Sangamo BioSciences, Inc. | 92,200 | $534 | 0.1% | $12.14 | -47.5% | common | 800677106 |
| — | Turtle Beach Corporation | 400,000 | $388 | 0.1% | $1.14 | — | common | 900450107 |
| — | Clearside Biomedical, Inc. | 50,000 | $350 | 0.1% | $7.00 | — | common | 185063104 |
| PLSE | Pulse Biosciences, Inc. | 67,000 | $301 | 0.1% | $4.30 | 0.0% | common | 74587B101 |
| — | Intricon Corp. | 55,000 | $294 | 0.1% | $5.35 | — | common | 46121H109 |
| — | ChannelAdvisor, Corp. | 19,521 | $283 | 0.1% | $11.25 | — | common | 159179100 |
| — | SCYNEXIS, Inc. | 125,000 | $271 | 0.1% | $8.79 | — | common | 811292101 |
| — | OvaScience, Inc. | 50,000 | $260 | 0.1% | $20.36 | — | common | 69014Q101 |
| — | Xplore Technologies, Corp. | 100,000 | $240 | 0.1% | $6.17 | — | common | 983950700 |
| — | Support.com, Inc. | 271,753 | $229 | 0.0% | $1.91 | — | common | 86858W101 |
| — | EyeGate Pharmaceuticals @10.62 | 137,092 | $86 | 0.0% | $1.02 | — | warrants | 30233M115 |
| — | Cellectar Biosciences @4.68 8/ | 106,600 | $47 | 0.0% | $1.98 | — | warrants | 15117F203 |