CIK: 0001535264 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value ($000): $545,685 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| CEVA | CEVA, Inc. | 1,107,410 | $38,837 | 7.1% | $15.86 | +95.3% | common | 157210105 |
| — | NeoPhotonics Corporation | 1,753,538 | $28,653 | 5.3% | $5.43 | — | common | 64051T100 |
| — | Vitae Pharmaceuticals, Inc. | 1,062,498 | $22,227 | 4.1% | $13.07 | — | common | 92847N103 |
| — | Vocera Communications, Inc. | 1,250,000 | $21,125 | 3.9% | $10.42 | — | common | 92857F107 |
| — | Brightcove, Inc. | 1,518,442 | $19,816 | 3.6% | $7.78 | — | common | 075097042 |
| — | LivePerson, Inc. | 2,093,078 | $17,603 | 3.2% | $12.55 | — | common | 538146101 |
| LMAT | LeMaitre Vascular Inc. | 836,614 | $16,598 | 3.0% | $6.39 | +150.2% | common | 525558201 |
| — | inContact Inc. | 1,140,507 | $15,944 | 2.9% | $8.40 | — | common | 45336E109 |
| KOPN | Kopin Corporation | 6,619,921 | $14,431 | 2.6% | $3.38 | -33.9% | common | 500600101 |
| — | Pfsweb, Inc. | 1,545,738 | $13,803 | 2.5% | $12.66 | — | common | 717098206 |
| — | Sequans Communications - ADR | 7,320,230 | $12,957 | 2.4% | $1.66 | — | common | 817323108 |
| AVAV | Aerovironment, Inc. | 484,822 | $11,835 | 2.2% | $27.38 | -1.8% | common | 008073108 |
| — | Aqua Metals, Inc. | 1,272,250 | $11,272 | 2.1% | $5.53 | — | common | 03837J101 |
| — | CoLucid Pharmaceuticals, Inc. | 288,919 | $11,022 | 2.0% | $38.15 | — | common | 19716T101 |
| UCTT | Ultra Clean Holdings, Inc. | 1,472,701 | $10,913 | 2.0% | $8.47 | -22.5% | common | 90385V107 |
| TCMD | Tactile Systems Technology | 550,000 | $10,285 | 1.9% | $15.35 | 0.0% | common | 87357P100 |
| — | Aratana Therapeutics, Inc. | 1,005,000 | $9,407 | 1.7% | $9.52 | — | common | 03874P101 |
| — | DSP Group, Inc. | 743,639 | $8,931 | 1.6% | $10.90 | — | common | 23332B106 |
| AMSC | American Superconductor, Corp. | 1,246,576 | $8,738 | 1.6% | $6.41 | +20.9% | common | 030111207 |
| — | Ideal Power, Inc. | 1,681,935 | $8,696 | 1.6% | $7.62 | — | common | 451622104 |
| — | Pfenex, Inc. | 938,042 | $8,395 | 1.5% | $7.57 | — | common | 717071104 |
| PI | Impinj, Inc. | 220,623 | $8,256 | 1.5% | $26.22 | 0.0% | common | 453204109 |
| — | LRAD Corporation | 4,192,710 | $7,840 | 1.4% | $2.70 | — | common | 50213V109 |
| ALDX | Aldeyra Therapeutics, Inc. | 917,810 | $7,205 | 1.3% | $5.59 | +9.4% | common | 01438T106 |
| NLST | Netlist, Inc. | 5,680,928 | $7,044 | 1.3% | $1.23 | +21.7% | common | 64118P109 |
| ATOM | Atomera Incorporated | 852,985 | $6,653 | 1.2% | $8.45 | 0.0% | common | 04965B100 |
| — | LendingTree, Inc. | 68,000 | $6,590 | 1.2% | $55.19 | — | common | 894675107 |
| — | Broadwind Energy, Inc. | 1,450,009 | $6,380 | 1.2% | $5.06 | — | common | 11161T108 |
| MXL | MaxLinear, Inc. | 300,000 | $6,081 | 1.1% | $10.42 | +88.6% | common | 57776J100 |
| — | Revolution Lighting Technologi | 950,000 | $5,994 | 1.1% | $6.18 | — | common | 76155G107 |
| — | IZEA Inc. | 1,018,216 | $5,977 | 1.1% | $7.04 | — | common | 46603N202 |
| — | MCBC Holdings, Inc. | 484,441 | $5,523 | 1.0% | $12.45 | — | common | 55276F107 |
| — | Neonode, Inc. | 4,410,539 | $5,028 | 0.9% | $2.81 | — | common | 64051M402 |
| — | ESSA Pharma Inc. | 1,696,968 | $4,785 | 0.9% | $4.54 | — | common | 29668H104 |
| — | TearLab Corp. (F4) | 7,277,250 | $4,730 | 0.9% | $0.64 | — | common | 878193101 |
| — | Loxo Oncology, Inc. | 180,000 | $4,712 | 0.9% | $21.66 | — | common | 548862101 |
| — | MoSys, Inc. | 5,822,957 | $4,367 | 0.8% | $2.04 | — | common | 619718109 |
| — | Bazaarvoice Inc. | 738,991 | $4,367 | 0.8% | $3.69 | — | common | 073271108 |
| — | Manitex Int'l Inc. | 781,362 | $4,305 | 0.8% | $11.62 | — | common | 563420108 |
| ASC | Ardmore Shipping Corp. (Irelan | 604,110 | $4,253 | 0.8% | $7.86 | -21.9% | common | Y0207T100 |
| — | Five Prime Therapeutics, Inc. | 80,000 | $4,199 | 0.8% | $27.00 | — | common | 33830X104 |
| CVU | CPI Aerostructures, Inc. | 603,068 | $4,179 | 0.8% | $10.75 | -38.0% | common | 125919308 |
| — | ChannelAdvisor, Corp. | 318,465 | $4,118 | 0.8% | $12.83 | — | common | 159179100 |
| INFU | Infusystem Holdings, Inc. | 1,413,494 | $3,915 | 0.7% | $3.17 | -10.7% | common | 45685K102 |
| OPK | Opko Health Inc. | 350,000 | $3,706 | 0.7% | $8.56 | +16.3% | common | 68375N103 |
| — | Boingo Wireless, Inc. | 355,026 | $3,650 | 0.7% | $7.74 | — | common | 09739C102 |
| CTRN | Citi Trends, Inc. | 182,707 | $3,641 | 0.7% | $17.30 | 0.0% | common | 17306X102 |
| RGEN | Repligen Corporation | 120,000 | $3,623 | 0.7% | $22.68 | +33.0% | common | 759916109 |
| — | SeaChange International, Inc. | 1,153,677 | $3,449 | 0.6% | $5.90 | — | common | 811699107 |
| — | Earthstone Energy, Inc. | 397,834 | $3,421 | 0.6% | $10.57 | — | common | 27032D205 |
| IDN | Intellicheck Mobilisa, Inc. | 1,985,022 | $3,414 | 0.6% | $1.62 | -0.6% | common | 45817G201 |
| EXTR | Extreme Networks, Inc. | 701,566 | $3,150 | 0.6% | $3.65 | +8.0% | common | 30226D106 |
| — | Trillium Therapeutics Corp. | 209,177 | $3,092 | 0.6% | $1.76 | — | common | 89620X100 |
| DMRC | Digimarc Corporation | 80,000 | $3,068 | 0.6% | $35.71 | 0.0% | common | 25381B101 |
| SRTS | Sensus Healthcare, Inc | 491,938 | $3,025 | 0.6% | $6.26 | 0.0% | common | 81728J109 |
| — | Cidara Therapeutics Inc. | 262,655 | $3,007 | 0.6% | $13.25 | — | common | 171757107 |
| — | Energous Corporation | 149,800 | $2,938 | 0.5% | $9.61 | — | common | 29272C103 |
| IMMR | Immersion Corporation | 336,734 | $2,748 | 0.5% | $7.41 | -0.0% | common | 452521107 |
| — | SharpSpring, Inc. | 530,734 | $2,733 | 0.5% | $5.94 | — | common | 784589202 |
| — | Streamline Health Solutions | 1,438,334 | $2,647 | 0.5% | $1.77 | — | common | 86323X106 |
| AEHR | Aehr Test Systems (Restricted) | 1,050,000 | $2,551 | 0.5% | $2.06 | 0.0% | common | 00760J108 |
| — | NV5 Global Inc. | 77,500 | $2,504 | 0.5% | $20.75 | — | common | 62945V109 |
| CVV | CVD Equipment Corporation | 288,700 | $2,419 | 0.4% | $12.79 | -32.4% | common | 126601103 |
| QNST | QuinStreet, Inc. | 739,917 | $2,235 | 0.4% | $3.40 | -0.9% | common | 74874Q100 |
| — | Invuity, Inc. | 150,000 | $2,058 | 0.4% | $8.82 | — | common | 46187J205 |
| — | BioTelemetry, Inc. | 109,189 | $2,028 | 0.4% | $10.03 | — | common | 090672106 |
| — | Iteris, Inc. | 535,369 | $1,949 | 0.4% | $1.73 | — | common | 46564T107 |
| — | Avinger, Inc. | 390,790 | $1,864 | 0.3% | $11.01 | — | common | 053734109 |
| — | XCel Brands Inc. | 360,000 | $1,775 | 0.3% | $8.59 | — | common | 98400M101 |
| — | Verastem, Inc. | 1,275,323 | $1,696 | 0.3% | $1.50 | — | common | 92337C104 |
| — | Presbia, PLC (Ireland) | 358,249 | $1,684 | 0.3% | $7.39 | — | common | G7234P100 |
| — | PC-Tel, Inc. | 316,403 | $1,674 | 0.3% | $7.64 | — | common | 69325Q105 |
| RDCM | RADCOM Ltd. | 82,000 | $1,674 | 0.3% | $12.88 | +28.4% | common | M81865111 |
| — | Castlight Health, Inc. | 400,000 | $1,664 | 0.3% | $4.16 | — | common | 14862Q100 |
| — | ARI Network Services, Inc. | 300,000 | $1,332 | 0.2% | $3.57 | — | common | 001930205 |
| ARDX | Ardelyx, Inc. | 100,000 | $1,294 | 0.2% | $10.48 | 0.0% | common | 039697107 |
| — | Determine, Inc. | 716,220 | $1,289 | 0.2% | $3.93 | — | common | 250660107 |
| — | NTN Buzztime, Inc. | 181,650 | $1,237 | 0.2% | $0.42 | — | common | 629410309 |
| — | ParkerVision, Inc. | 264,072 | $1,125 | 0.2% | $0.86 | — | common | 701354102 |
| — | Corium International Inc. | 198,511 | $1,116 | 0.2% | $6.63 | — | common | 21887L107 |
| — | Concert Pharmaceuticals, Inc. | 100,000 | $1,011 | 0.2% | $13.66 | — | common | 206022105 |
| — | Trevena, Inc. | 143,904 | $971 | 0.2% | $6.30 | — | common | 89532E109 |
| — | Xplore Technologies, Corp. | 368,902 | $885 | 0.2% | $3.42 | — | common | 983950700 |
| — | Clearside Biomedical, Inc. | 50,000 | $867 | 0.2% | $7.00 | — | common | 185063104 |
| IRMD | iRadimed Corporation | 47,119 | $801 | 0.1% | $15.83 | +7.0% | common | 46266A109 |
| CPHRF | Cipher Pharmaceuticals, Inc. | 185,300 | $708 | 0.1% | $9.05 | -49.6% | common | 17253X105 |
| — | Xactly Corporation | 46,928 | $691 | 0.1% | $6.85 | — | common | 98386L101 |
| SAIA | Saia, Inc. | 22,500 | $674 | 0.1% | $52.12 | -45.0% | common | 78709Y105 |
| — | Syros Pharmaceuticals, Inc. | 47,550 | $660 | 0.1% | $13.88 | — | common | 87184Q107 |
| — | Sensus Healthcare, Inc @6.75 6 | 494,939 | $634 | 0.1% | $1.28 | — | warrants | 999999999 |
| — | Health Insurance Innovations | 120,000 | $630 | 0.1% | $5.25 | — | common | 42225K106 |
| — | Aptevo Therapeutics, Inc. | 207,000 | $530 | 0.1% | $2.56 | — | common | 03835L103 |
| — | Turtle Beach Corporation | 400,000 | $524 | 0.1% | $1.14 | — | common | 900450107 |
| — | Rand logistics Inc. | 647,235 | $485 | 0.1% | $2.43 | — | common | 752182105 |
| — | SCYNEXIS, Inc. | 125,000 | $484 | 0.1% | $8.79 | — | common | 811292101 |
| — | OvaScience, Inc. | 50,000 | $358 | 0.1% | $20.36 | — | common | 69014Q101 |
| — | Support.com, Inc. | 271,753 | $228 | 0.0% | $1.91 | — | common | 86858W101 |
| — | EyeGate Pharmaceuticals @10.62 | 137,092 | $48 | 0.0% | $1.02 | — | warrants | 30233M115 |
| — | Cellectar Biosciences @4.68 8/ | 106,600 | $27 | 0.0% | $1.98 | — | warrants | 15117F203 |