Location: New York, NY
CIK: 0001535264 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value: $377M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| INFU | Infusystem Holdings, Inc. | 2,000,000 | $16.98M | 4.5% | $3.07 | +194.3% | common | 45685K102 |
| — | Zealand Pharma A/S (Denmark) | 11,301,191 | $16.9M | 4.5% | $1.70 | — | common | 999999999 |
| — | LivePerson, Inc. | 719,366 | $16.37M | 4.3% | $13.43 | — | common | 538146101 |
| — | Bellus Health Inc. | 1,600,000 | $15.91M | 4.2% | $9.95 | — | common | 07987C204 |
| GNSS | Genasys Incorporated | 4,818,706 | $15.76M | 4.2% | $3.38 | -5.5% | common | 36872P103 |
| OOMA | Ooma,Inc. | 1,256,021 | $14.98M | 4.0% | $9.78 | +29.3% | common | 683416101 |
| — | NeoPhotonics Corporation | 1,901,722 | $13.79M | 3.7% | $6.10 | — | common | 64051T100 |
| — | Sequans Communications S.A. AD | 2,362,804 | $12.03M | 3.2% | $3.00 | — | common | 817323207 |
| — | Limelight Networks, Inc. | 2,097,688 | $11.96M | 3.2% | $2.91 | — | common | 53261M104 |
| CEVA | CEVA, Inc. | 453,000 | $11.29M | 3.0% | $16.41 | +69.0% | common | 157210105 |
| KIDS | OrthoPediatrics Corporation | 282,095 | $11.18M | 3.0% | $20.25 | +121.4% | common | 68752L100 |
| ARGX | argenx SE - ADR (Netherlands) | 80,000 | $10.54M | 2.8% | $21.21 | — | common | 04016X101 |
| RGEN | Repligen Corporation | 100,000 | $9.654M | 2.6% | $22.68 | +325.7% | common | 759916109 |
| OPRX | OptimizeRx Corporation | 983,866 | $8.914M | 2.4% | $11.27 | -15.8% | common | 68401U204 |
| — | Adesto Technologies Corp | 795,946 | $8.907M | 2.4% | $5.18 | — | common | 00687D101 |
| PI | Impinj, Inc. | 532,377 | $8.896M | 2.4% | $25.36 | +6.4% | common | 453204109 |
| — | LiqTech International, Inc. | 2,043,290 | $8.766M | 2.3% | $1.27 | — | common | 53632A102 |
| — | Reata Pharmaceuticals, Inc. | 60,000 | $8.66M | 2.3% | $30.62 | — | common | 75615P103 |
| — | Resonant, Inc. | 4,666,666 | $6.907M | 1.8% | $1.48 | — | common | 76118L102 |
| GAIA | Gaia, Inc. | 774,271 | $6.876M | 1.8% | $10.15 | -19.9% | common | 36269P104 |
| VMD | Viemed Healthcare, Inc. | 1,445,000 | $6.788M | 1.8% | $6.25 | -20.6% | common | 92663R105 |
| AMSC | American Superconductor Corp | 1,132,314 | $6.205M | 1.6% | $5.39 | +27.3% | common | 030111207 |
| — | Exicure, Inc. | 4,042,200 | $5.982M | 1.6% | $2.60 | — | common | 30205M101 |
| ATOM | Atomera Incorporated | 1,657,938 | $5.803M | 1.5% | $6.21 | -34.0% | common | 04965B100 |
| LMAT | LeMaitre Vascular Inc. | 230,000 | $5.732M | 1.5% | $6.39 | +356.0% | common | 525558201 |
| — | Pfsweb, Inc. | 1,814,185 | $5.443M | 1.4% | $9.01 | — | common | 717098206 |
| UCTT | Ultra Clean Holdings, Inc. | 360,000 | $4.968M | 1.3% | $11.48 | +85.0% | common | 90385V107 |
| — | Boingo Wireless, Inc. | 425,316 | $4.513M | 1.2% | $17.63 | — | common | 09739C102 |
| MRAM | Everspin Technology, Inc. | 1,679,723 | $4.401M | 1.2% | $8.04 | -50.5% | common | 30041T104 |
| LOVE | Lovesac Company, The | 729,016 | $4.25M | 1.1% | $20.33 | -49.8% | common | 54738L109 |
| ETON | Eton Pharmaceuticals, Inc. | 1,016,882 | $4.169M | 1.1% | $6.00 | -2.8% | common | 29772L108 |
| — | Avid Bioservices, Inc. | 729,332 | $3.727M | 1.0% | $5.58 | — | common | 05368M106 |
| CELH | Celsius Holdings, Inc. | 875,050 | $3.684M | 1.0% | $1.38 | +27.8% | common | 15118V207 |
| — | SharpSpring, Inc. | 587,098 | $3.558M | 0.9% | $7.80 | — | common | 820054104 |
| RDCM | RADCOM, Ltd. (Israel) | 578,312 | $3.516M | 0.9% | $15.12 | -46.1% | common | M81865111 |
| — | RADA Electronic Industries,Ltd | 1,000,000 | $3.5M | 0.9% | $3.50 | — | common | M81863124 |
| TBCH | Turtle Beach Corporation | 560,543 | $3.498M | 0.9% | $12.20 | -41.9% | common | 900450206 |
| PROF | Profound Medical Corp. (U.S.) | 348,939 | $3.399M | 0.9% | $12.96 | 0.0% | common | 74319B502 |
| — | Millendo Therapeutics, Inc. | 611,900 | $3.231M | 0.9% | $6.74 | — | common | 60040X103 |
| SPRO | Spero Therapeutics, Inc. | 395,949 | $3.199M | 0.8% | $11.72 | -24.8% | common | 84833T103 |
| AEHR | Aehr Test Systems | 1,898,524 | $3.171M | 0.8% | $3.20 | -39.8% | common | 00760J108 |
| INSE | Inspired Entertainment, Inc. | 856,594 | $2.895M | 0.8% | $6.52 | -15.2% | common | 45782N108 |
| — | Chembio Diagnostics Inc. | 525,000 | $2.688M | 0.7% | $5.12 | — | common | 163572209 |
| CTRN | Citi Trends, Inc. | 297,536 | $2.648M | 0.7% | $17.84 | +8.1% | common | 17306X102 |
| KOPN | Kopin Corporation | 7,361,611 | $2.571M | 0.7% | $3.15 | -87.9% | common | 500600101 |
| CNTY | Century Casinos, Inc. | 1,039,336 | $2.505M | 0.7% | $8.00 | -18.9% | common | 156492100 |
| — | voxeljet AG, ADR (Germany) | 2,785,927 | $2.434M | 0.6% | $1.70 | — | common | 92912L107 |
| — | SeaSpine Holdings Corp. | 294,077 | $2.403M | 0.6% | $8.17 | — | common | 81255T108 |
| — | Vivint Solar, Inc. | 450,000 | $1.966M | 0.5% | $3.72 | — | common | 92854q106 |
| BWEN | Broadwind Energy, Inc. | 1,380,092 | $1.932M | 0.5% | $5.57 | -70.0% | common | 11161T207 |
| — | Misonix,Inc. | 202,901 | $1.911M | 0.5% | $9.42 | — | common | 604871103 |
| — | BioTelemetry, Inc. | 48,500 | $1.868M | 0.5% | $19.00 | — | common | 090672106 |
| CDNA | CareDx, Inc. | 80,700 | $1.762M | 0.5% | $6.81 | +229.2% | common | 14167L103 |
| — | Veru,Inc. | 500,000 | $1.635M | 0.4% | $1.21 | — | common | 92536C103 |
| — | Aqua Metals, Inc. | 3,376,647 | $1.52M | 0.4% | $2.80 | — | common | 03837J101 |
| — | DSP Group, Inc. | 104,237 | $1.397M | 0.4% | $10.93 | — | common | 23332B106 |
| ONEW | OneWater Marine, Inc. - CL A | 182,240 | $1.394M | 0.4% | $11.66 | 0.0% | common | 68280L101 |
| — | Magal Security System, Ltd | 395,656 | $1.163M | 0.3% | $2.94 | — | common | M6786D104 |
| TCMD | Tactile Systems Technology, In | 28,560 | $1.147M | 0.3% | $18.08 | +196.3% | common | 87357P100 |
| — | Iteris, Inc. | 355,359 | $1.137M | 0.3% | $1.99 | — | common | 46564T107 |
| PRPL | Purple Innovation, Inc. | 193,313 | $1.098M | 0.3% | $7.71 | +44.0% | common | 74640Y106 |
| JYNT | The Joint Corp. | 97,958 | $1.063M | 0.3% | $14.68 | 0.0% | common | 47973J102 |
| QUIK | QuickLogic Corporation | 310,690 | $882K | 0.2% | $5.39 | 0.0% | common | 74837P405 |
| MVIS | Microvision, Inc. | 4,581,322 | $790K | 0.2% | $2.00 | -75.2% | common | 594960304 |
| — | TravelCenters of America LLC | 80,000 | $782K | 0.2% | $12.44 | — | common | 89421B109 |
| — | eMagin Corporation | 3,410,100 | $730K | 0.2% | $2.05 | — | common | 29076N206 |
| — | Zealand Pharma A/S ADR (Denmar | 19,981 | $689K | 0.2% | $11.61 | — | common | 98920Y304 |
| — | Westport Fuel Systems Inc. | 730,000 | $687K | 0.2% | $2.65 | — | common | 960908309 |
| — | K12 Inc. | 35,000 | $660K | 0.2% | $18.86 | — | common | 48273U102 |
| AIOT | Powerfleet, Inc. | 190,000 | $657K | 0.2% | $5.68 | +13.5% | common | 73931J109 |
| NEON | Neonode, Inc. | 356,210 | $630K | 0.2% | $1.87 | +15.7% | common | 64051M709 |
| CVV | CVD Equipment Corporation | 259,414 | $617K | 0.2% | $12.79 | -70.1% | common | 126601103 |
| — | Primo Water Corp. | 61,142 | $554K | 0.1% | $9.06 | — | common | 74167P108 |
| — | IZEA Worldwide, Inc. | 2,268,000 | $454K | 0.1% | $0.50 | — | common | 46604H105 |
| — | NV5 Global, Inc. | 10,000 | $413K | 0.1% | $20.75 | — | common | 62945V109 |
| — | Mohawk Group Holdings, Inc. | 239,558 | $390K | 0.1% | $8.07 | — | common | 608189106 |
| CVU | CPI Aerostructures, Inc. | 158,438 | $356K | 0.1% | $7.12 | -36.5% | common | 125919308 |
| — | Glu Mobile Inc. | 28,956 | $182K | 0.0% | $6.29 | — | common | 379890106 |
| — | Anchiano Therapeutics, Ltd. - | 158,123 | $124K | 0.0% | $1.40 | — | common | 03280X102 |
| — | Verb Technology @3.443 4/9/24 | 427,915 | $124K | 0.0% | $0.96 | — | warrants | 92337U112 |
| DXLG | Destination XL Group, Inc. | 285,176 | $100K | 0.0% | $1.80 | -51.3% | common | 25065K104 |
| — | Tuesday Morning Corporation | 156,200 | $90,000 | 0.0% | $2.40 | — | common | 899035505 |
| IPWR | Ideal Power, Inc. | 27,605 | $52,000 | 0.0% | $2.90 | -20.3% | common | 451622203 |
| — | Ocean Power Technologies @3.85 | 714,280 | $29,000 | 0.0% | $0.04 | — | warrants | 674870118 |
| — | Sensus Healthcare, Inc @6.75 6 | 130,261 | $5,000 | 0.0% | $0.50 | — | warrants | 81728J117 |
| — | EyeGate Pharmaceuticals @10.62 | 137,092 | $4,000 | 0.0% | $1.02 | — | warrants | 30233M115 |