Location: New York, NY
CIK: 0001535264 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 13, 2020
Total Value: $610M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GNSS | Genasys Incorporated | 4,699,959 | $28.91M | 4.7% | $3.38 | +40.9% | common | 36872P103 |
| — | Zealand Pharma A/S (Denmark) | 7,094,602 | $28.5M | 4.7% | $1.70 | — | common | 999999999 |
| INFU | Infusystem Holdings, Inc. | 2,000,000 | $25.64M | 4.2% | $3.07 | +323.6% | common | 45685K102 |
| ARGX | argenx SE - ADR (Netherlands) | 80,000 | $21M | 3.4% | $21.21 | — | common | 04016X101 |
| OPRX | OptimizeRx Corporation | 908,382 | $18.94M | 3.1% | $11.27 | +52.3% | common | 68401U204 |
| — | LivePerson, Inc. | 360,000 | $18.72M | 3.1% | $13.43 | — | common | 538146101 |
| AMSC | American Superconductor Corpor | 1,220,814 | $17.68M | 2.9% | $5.47 | +104.5% | common | 030111207 |
| — | LiqTech International, Inc.(De | 2,043,290 | $17.27M | 2.8% | $1.27 | — | common | 53632A102 |
| — | Sequans Communications S.A. AD | 2,808,816 | $16.77M | 2.7% | $3.50 | — | common | 817323207 |
| CEVA | CEVA, Inc. | 382,268 | $15.05M | 2.5% | $16.41 | +141.7% | common | 157210105 |
| RGEN | Repligen Corporation | 100,000 | $14.75M | 2.4% | $22.68 | +530.2% | common | 759916109 |
| OOMA | Ooma,Inc. | 1,106,165 | $14.44M | 2.4% | $9.78 | +55.8% | common | 683416101 |
| KIDS | OrthoPediatrics Corporation | 303,221 | $13.92M | 2.3% | $21.97 | +111.2% | common | 68752L100 |
| — | Pfsweb, Inc. | 2,014,916 | $13.48M | 2.2% | $8.78 | — | common | 717098206 |
| — | TravelCenters of America LLC | 674,800 | $13.19M | 2.2% | $18.70 | — | common | 89421B109 |
| PI | Impinj, Inc. | 451,377 | $11.89M | 1.9% | $25.36 | +4.1% | common | 453204109 |
| — | NeoPhotonics Corporation | 1,920,722 | $11.7M | 1.9% | $6.10 | — | common | 64051T100 |
| — | Limelight Networks, Inc. | 2,023,688 | $11.66M | 1.9% | $2.91 | — | common | 53261M104 |
| LOVE | Lovesac Company, The | 420,219 | $11.64M | 1.9% | $20.33 | +39.8% | common | 54738L109 |
| CELH | Celsius Holdings, Inc. | 500,000 | $11.36M | 1.9% | $1.38 | +336.8% | common | 15118V207 |
| — | SharpSpring, Inc. | 954,408 | $10.64M | 1.7% | $8.46 | — | common | 820054104 |
| TBCH | Turtle Beach Corporation | 545,543 | $9.929M | 1.6% | $12.56 | +42.8% | common | 900450206 |
| — | Resonant, Inc. | 4,169,213 | $9.923M | 1.6% | $1.48 | — | common | 76118L102 |
| VMD | Viemed Healthcare, Inc. (Canad | 1,085,000 | $9.41M | 1.5% | $6.25 | +61.5% | common | 92663R105 |
| MRAM | Everspin Technology, Inc. | 1,602,319 | $9.085M | 1.5% | $8.04 | -20.8% | common | 30041T104 |
| — | Vivint Solar, Inc. | 210,000 | $8.893M | 1.5% | $3.72 | — | common | 92854q106 |
| CNTY | Century Casinos, Inc. | 1,500,000 | $8.22M | 1.3% | $7.09 | -27.2% | common | 156492100 |
| KOPN | Kopin Corporation | 5,551,344 | $7.661M | 1.3% | $3.15 | -51.0% | common | 500600101 |
| GAIA | Gaia, Inc. | 772,282 | $7.592M | 1.2% | $10.15 | +1.9% | common | 36269P104 |
| LMAT | LeMaitre Vascular Inc. | 230,000 | $7.482M | 1.2% | $6.39 | +346.6% | common | 525558201 |
| CTRN | Citi Trends, Inc. | 285,342 | $7.128M | 1.2% | $17.84 | +11.8% | common | 17306X102 |
| — | Exicure, Inc. | 4,042,200 | $7.074M | 1.2% | $2.60 | — | common | 30205M101 |
| ATOM | Atomera Incorporated | 669,051 | $6.992M | 1.1% | $6.21 | +69.4% | common | 04965B100 |
| UCTT | Ultra Clean Holdings, Inc. | 306,000 | $6.567M | 1.1% | $11.48 | +111.6% | common | 90385V107 |
| — | Pacific Ethanol, Inc. | 888,800 | $6.497M | 1.1% | $7.31 | — | common | 69423U305 |
| — | SeaSpine Holdings Corp. | 440,729 | $6.302M | 1.0% | $10.22 | — | common | 81255T108 |
| VICR | Vicor Corporation | 79,500 | $6.18M | 1.0% | $56.15 | +41.7% | common | 925815102 |
| PROF | Profound Medical Corp. (U.S.) | 348,939 | $6.155M | 1.0% | $12.96 | +22.6% | common | 74319B502 |
| — | Avid Bioservices, Inc. | 793,000 | $6.043M | 1.0% | $5.74 | — | common | 05368M106 |
| — | RADA Electronic Industries,Ltd | 1,000,000 | $5.93M | 1.0% | $3.50 | — | common | M81863124 |
| GFF | Griffon Corp. | 300,000 | $5.862M | 1.0% | $16.81 | 0.0% | common | 398433102 |
| ONEW | OneWater Marine, Inc. - CL A | 275,000 | $5.635M | 0.9% | $25.27 | 0.0% | common | 68280L101 |
| SPRO | Spero Therapeutics, Inc. | 498,755 | $5.566M | 0.9% | $11.78 | +0.5% | common | 84833T103 |
| — | GAN, Ltd. (London) | 323,180 | $5.462M | 0.9% | $23.62 | — | common | G3728V109 |
| RDCM | RADCOM, Ltd. (Israel) | 578,312 | $5.419M | 0.9% | $15.12 | -40.0% | common | M81865111 |
| — | Westport Fuel Systems, Inc. | 3,082,047 | $5.024M | 0.8% | $1.84 | — | common | 960908309 |
| ETON | Eton Pharmaceuticals, Inc. | 621,681 | $4.911M | 0.8% | $6.00 | +13.7% | common | 29772L108 |
| — | voxeljet AG, ADR (Germany) | 561,978 | $4.754M | 0.8% | $1.70 | — | common | 92912L107 |
| MDNAF | Medicenna Therapeutics Corp. C | 1,000,000 | $4.108M | 0.7% | $4.05 | 0.0% | common | 58490H107 |
| NGS | Natural Gas Services Group, In | 478,824 | $4.046M | 0.7% | $5.88 | +27.5% | common | 63886Q109 |
| — | Soleno Therapeutics, Inc. | 1,550,000 | $3.89M | 0.6% | $2.22 | — | common | 834203200 |
| NEON | Neonode, Inc. | 478,120 | $3.777M | 0.6% | $8.28 | +13.9% | common | 64051M709 |
| — | Mohawk Group Holdings, Inc. | 436,937 | $3.605M | 0.6% | $8.25 | — | common | 608189106 |
| — | eMagin Corporation | 2,805,512 | $3.563M | 0.6% | $2.05 | — | common | 29076N206 |
| — | Sonim Technologies, Inc. | 4,504,376 | $3.495M | 0.6% | $0.81 | — | common | 83548F101 |
| — | Franchise Group, Inc. | 131,912 | $3.345M | 0.5% | $25.36 | — | common | 35180X105 |
| — | Noodles & Co. | 440,548 | $3.027M | 0.5% | $6.14 | — | common | 65540B105 |
| OPK | OPKO Health, Inc. | 800,000 | $2.952M | 0.5% | $2.24 | +88.5% | common | 68375N103 |
| QUIK | QuickLogic Corporation | 882,119 | $2.743M | 0.4% | $4.58 | -27.0% | common | 74837P405 |
| JYNT | The Joint Corp. | 152,181 | $2.646M | 0.4% | $14.12 | +15.7% | common | 47973J102 |
| AEHR | Aehr Test Systems | 1,898,534 | $2.639M | 0.4% | $3.20 | -42.1% | common | 00760J108 |
| — | Boingo Wireless, Inc. | 250,316 | $2.552M | 0.4% | $17.63 | — | common | 09739C102 |
| CDNA | CareDx, Inc. | 65,700 | $2.493M | 0.4% | $6.81 | +396.1% | common | 14167L103 |
| KRMD | Repro-Med Systems, Inc. | 342,368 | $2.472M | 0.4% | $10.11 | -12.2% | common | 759910102 |
| — | Misonix,Inc. | 208,336 | $2.444M | 0.4% | $9.86 | — | common | 604871103 |
| — | BioTelemetry, Inc. | 48,500 | $2.211M | 0.4% | $19.00 | — | common | 090672106 |
| — | Health Science Acquisitions Co | 200,000 | $2.2M | 0.4% | $11.00 | — | common | G4411D109 |
| — | Reata Pharmaceuticals, Inc. | 20,000 | $1.948M | 0.3% | $30.62 | — | common | 75615P103 |
| IPWR | Ideal Power, Inc. | 284,793 | $1.766M | 0.3% | $4.04 | +65.8% | common | 451622203 |
| — | Aqua Metals, Inc. | 1,868,907 | $1.703M | 0.3% | $2.80 | — | common | 03837J101 |
| TCMD | Tactile Systems Technology, In | 43,560 | $1.594M | 0.3% | $28.73 | +27.5% | common | 87357P100 |
| — | Iteris, Inc. | 355,359 | $1.457M | 0.2% | $1.99 | — | common | 46564T107 |
| — | Genocea Biosciences, Inc. | 532,516 | $1.219M | 0.2% | $2.29 | — | common | 372427104 |
| — | Verb Technology Company, Inc. | 1,024,896 | $1.107M | 0.2% | $1.08 | — | common | 923370U10 |
| AIOT | Powerfleet, Inc. | 190,000 | $1.07M | 0.2% | $5.68 | -6.7% | common | 73931J109 |
| — | Veru,Inc. | 400,000 | $1.048M | 0.2% | $1.21 | — | common | 92536C103 |
| — | Qumu Corporation | 200,300 | $923K | 0.2% | $4.61 | — | common | 749063103 |
| — | Primo Water Corp. | 61,142 | $868K | 0.1% | $9.06 | — | common | 74167P108 |
| — | Magal Security System, Ltd (Is | 231,618 | $859K | 0.1% | $2.94 | — | common | M6786D104 |
| IDN | Intellicheck, Inc. | 125,010 | $834K | 0.1% | $6.25 | +11.8% | common | 45817G201 |
| CVV | CVD Equipment Corporation | 259,414 | $794K | 0.1% | $12.79 | -75.4% | common | 126601103 |
| — | Zealand Pharma A/S ADR (Denmar | 19,981 | $759K | 0.1% | $11.61 | — | common | 98920Y304 |
| — | K12 Inc. | 25,000 | $658K | 0.1% | $18.86 | — | common | 48273U102 |
| — | Millendo Therapeutics, Inc. | 199,000 | $324K | 0.1% | $6.74 | — | common | 60040X103 |
| — | EMCORE Corp. | 79,708 | $259K | 0.0% | $3.25 | — | common | 290846203 |
| — | Ocean Power Technologies @3.85 | 714,280 | $243K | 0.0% | $0.04 | — | warrants | 674870118 |