AWM Investment Company, Inc. Diversified Active

CIK: 0001535264 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 12, 2021

Total Value ($000): $787,003 (100.0% shares, 0.0% debt)

Holdings (98)

INFU Infusystem Holdings, Inc. 4.8%
Value ($000) $37,560 Shares 2,000,000 Est. Cost $3.07 Unrealized +391.3%
Zealand Pharma A/S (Denmark) 4.0%
Value ($000) $31,523 Shares 7,094,602 Est. Cost $1.70 Unrealized
AMSC American Superconductor Corp 3.8%
Value ($000) $29,712 Shares 1,268,670 Est. Cost $5.93 Unrealized +198.9%
GNSS Genasys Incorporated 3.6%
Value ($000) $28,359 Shares 4,349,544 Est. Cost $3.38 Unrealized +90.9%
ARGX argenx SE - ADR (Netherlands) 3.0%
Value ($000) $23,527 Shares 80,000 Est. Cost $21.21 Unrealized
LivePerson, Inc. 2.8%
Value ($000) $22,403 Shares 360,000 Est. Cost $13.43 Unrealized
TravelCenters of America LLC 2.8%
Value ($000) $21,998 Shares 674,800 Est. Cost $18.70 Unrealized
OPRX OptimizeRx Corporation 2.8%
Value ($000) $21,812 Shares 700,000 Est. Cost $11.27 Unrealized +117.3%
Sequans Communications S.A. AD 2.5%
Value ($000) $19,416 Shares 3,214,540 Est. Cost $3.82 Unrealized
RGEN Repligen Corporation 2.4%
Value ($000) $19,163 Shares 100,000 Est. Cost $22.68 Unrealized +702.1%
PI Impinj, Inc. 2.4%
Value ($000) $18,899 Shares 451,377 Est. Cost $25.36 Unrealized +37.4%
LOVE Lovesac Company, The 2.3%
Value ($000) $18,107 Shares 420,219 Est. Cost $20.33 Unrealized +62.2%
NeoPhotonics Corporation 2.2%
Value ($000) $17,459 Shares 1,920,722 Est. Cost $6.10 Unrealized
CEVA CEVA, Inc. 2.2%
Value ($000) $17,393 Shares 382,268 Est. Cost $16.41 Unrealized +150.1%
SharpSpring, Inc. 2.1%
Value ($000) $16,583 Shares 1,018,604 Est. Cost $8.95 Unrealized
Westport Fuel Systems, Inc. 2.1%
Value ($000) $16,427 Shares 3,082,047 Est. Cost $1.84 Unrealized
LiqTech International, Inc. 2.1%
Value ($000) $16,346 Shares 2,043,290 Est. Cost $1.27 Unrealized
OOMA Ooma, Inc. 2.0%
Value ($000) $15,929 Shares 1,106,165 Est. Cost $9.78 Unrealized +51.0%
Avid Bioservices, Inc. 1.8%
Value ($000) $14,229 Shares 1,233,000 Est. Cost $7.81 Unrealized
KOPN Kopin Corporation 1.7%
Value ($000) $13,436 Shares 5,529,147 Est. Cost $3.15 Unrealized -48.2%
Pfsweb, Inc. 1.7%
Value ($000) $13,420 Shares 1,994,021 Est. Cost $8.78 Unrealized
KIDS OrthoPediatrics Corporation 1.6%
Value ($000) $12,508 Shares 303,221 Est. Cost $21.97 Unrealized +108.7%
TBCH Turtle Beach Corporation 1.5%
Value ($000) $11,756 Shares 545,543 Est. Cost $12.56 Unrealized +58.4%
CTRN Citi Trends, Inc. 1.5%
Value ($000) $11,426 Shares 230,000 Est. Cost $17.84 Unrealized +90.7%
CELH Celsius Holdings, Inc. 1.4%
Value ($000) $11,320 Shares 225,000 Est. Cost $1.38 Unrealized +622.8%
Resonant, Inc. 1.4%
Value ($000) $11,048 Shares 4,169,213 Est. Cost $1.48 Unrealized
GAN, Ltd. (London) 1.3%
Value ($000) $10,610 Shares 523,180 Est. Cost $22.35 Unrealized
NeoGames S.A. (Luxembourg) 1.3%
Value ($000) $10,447 Shares 275,000 Est. Cost $37.99 Unrealized
TLS Telos Corp. 1.3%
Value ($000) $9,894 Shares 300,000 Est. Cost $23.85 Unrealized 0.0%
RADA Electronic Industries,Ltd 1.2%
Value ($000) $9,750 Shares 1,000,000 Est. Cost $3.50 Unrealized
CNTY Century Casinos, Inc. 1.2%
Value ($000) $9,731 Shares 1,522,888 Est. Cost $7.07 Unrealized -18.3%
LMAT LeMaitre Vascular Inc. 1.2%
Value ($000) $9,315 Shares 230,000 Est. Cost $6.39 Unrealized +433.4%
ATOM Atomera Incorporated 1.2%
Value ($000) $9,311 Shares 578,658 Est. Cost $6.21 Unrealized +68.2%
MRAM Everspin Technology, Inc. 1.1%
Value ($000) $8,642 Shares 1,878,597 Est. Cost $7.75 Unrealized -21.7%
VMD Viemed Healthcare, Inc. (Canad 1.1%
Value ($000) $8,482 Shares 1,085,000 Est. Cost $6.25 Unrealized +40.8%
ETON Eton Pharmaceuticals, Inc. 1.0%
Value ($000) $7,900 Shares 971,681 Est. Cost $6.62 Unrealized +16.5%
Limelight Networks, Inc. 1.0%
Value ($000) $7,871 Shares 1,972,688 Est. Cost $2.91 Unrealized
SeaSpine Holdings Corp. 1.0%
Value ($000) $7,705 Shares 441,547 Est. Cost $10.22 Unrealized
GAIA Gaia, Inc. 1.0%
Value ($000) $7,630 Shares 772,282 Est. Cost $10.15 Unrealized +3.1%
VICR Vicor Corporation 0.9%
Value ($000) $7,285 Shares 79,000 Est. Cost $56.15 Unrealized +49.6%
SPRO Spero Therapeutics, Inc. 0.9%
Value ($000) $7,228 Shares 372,755 Est. Cost $11.78 Unrealized +32.4%
PROF Profound Medical Corp. (U.S.) 0.9%
Value ($000) $7,174 Shares 348,939 Est. Cost $12.96 Unrealized +41.9%
RDCM RADCOM, Ltd. (Israel) 0.8%
Value ($000) $6,333 Shares 578,312 Est. Cost $15.12 Unrealized -38.4%
UCTT Ultra Clean Holdings, Inc. 0.7%
Value ($000) $5,775 Shares 185,391 Est. Cost $11.48 Unrealized +143.2%
RUN Sunrun, Inc. 0.7%
Value ($000) $5,706 Shares 82,244 Est. Cost $62.08 Unrealized 0.0%
voxeljet AG, ADR (Germany) 0.7%
Value ($000) $5,485 Shares 561,978 Est. Cost $1.70 Unrealized
Mohawk Group Holdings, Inc. 0.7%
Value ($000) $5,336 Shares 310,038 Est. Cost $8.25 Unrealized
ALTO Alto Ingredients, Inc. 0.6%
Value ($000) $5,077 Shares 935,000 Est. Cost $6.94 Unrealized 0.0%
GRWG GrowGeneration Corp. 0.6%
Value ($000) $5,027 Shares 125,000 Est. Cost $26.92 Unrealized 0.0%
ONEW OneWater Marine, Inc. - CL A 0.6%
Value ($000) $4,989 Shares 171,487 Est. Cost $25.27 Unrealized -4.9%
AEHR Aehr Test Systems 0.6%
Value ($000) $4,803 Shares 1,898,534 Est. Cost $3.20 Unrealized -47.8%
MDNAF Medicenna Therapeutics Corp. 0.6%
Value ($000) $4,675 Shares 1,000,000 Est. Cost $4.05 Unrealized -0.6%
eMagin Corporation 0.6%
Value ($000) $4,629 Shares 2,805,512 Est. Cost $2.05 Unrealized
NGS Natural Gas Services Group 0.6%
Value ($000) $4,539 Shares 478,824 Est. Cost $5.88 Unrealized +69.1%
CDNA CareDx, Inc. 0.6%
Value ($000) $4,347 Shares 60,000 Est. Cost $6.81 Unrealized +751.4%
Leaf Group, Ltd. 0.5%
Value ($000) $4,322 Shares 929,500 Est. Cost $4.65 Unrealized
Franchise Group, Inc. 0.5%
Value ($000) $4,017 Shares 131,912 Est. Cost $25.36 Unrealized
JYNT The Joint Corp. 0.5%
Value ($000) $3,996 Shares 152,181 Est. Cost $14.12 Unrealized +62.1%
Noodles & Co. 0.5%
Value ($000) $3,795 Shares 480,403 Est. Cost $6.29 Unrealized
ELUT Aziyo Biologics, Inc. 0.4%
Value ($000) $3,508 Shares 257,377 Est. Cost $12.50 Unrealized 0.0%
BioTelemetry, Inc. 0.4%
Value ($000) $3,496 Shares 48,500 Est. Cost $19.00 Unrealized
Veru,Inc. 0.4%
Value ($000) $3,460 Shares 400,000 Est. Cost $1.21 Unrealized
Exicure, Inc. 0.4%
Value ($000) $3,363 Shares 1,900,000 Est. Cost $2.60 Unrealized
OPK OPKO Health, Inc. 0.4%
Value ($000) $3,160 Shares 800,000 Est. Cost $2.24 Unrealized +86.5%
Misonix, Inc. 0.4%
Value ($000) $3,115 Shares 249,239 Est. Cost $10.29 Unrealized
NEON Neonode, Inc. 0.4%
Value ($000) $3,082 Shares 456,620 Est. Cost $8.28 Unrealized -6.7%
Soleno Therapeutics, Inc. 0.4%
Value ($000) $2,991 Shares 1,550,000 Est. Cost $2.22 Unrealized
QUIK QuickLogic Corporation 0.4%
Value ($000) $2,938 Shares 775,222 Est. Cost $4.58 Unrealized -32.0%
Boingo Wireless, Inc. 0.4%
Value ($000) $2,831 Shares 222,537 Est. Cost $17.63 Unrealized
Health Science Acquisitions Co 0.3%
Value ($000) $2,562 Shares 200,000 Est. Cost $11.00 Unrealized
Reata Pharmaceuticals, Inc. 0.3%
Value ($000) $2,472 Shares 20,000 Est. Cost $30.62 Unrealized
IPWR Ideal Power, Inc. 0.3%
Value ($000) $2,327 Shares 284,793 Est. Cost $4.04 Unrealized +76.6%
Aqua Metals, Inc. 0.3%
Value ($000) $2,228 Shares 742,570 Est. Cost $2.80 Unrealized
EMCORE Corp. 0.3%
Value ($000) $2,141 Shares 392,801 Est. Cost $5.00 Unrealized
Iteris, Inc. 0.3%
Value ($000) $2,008 Shares 355,359 Est. Cost $1.99 Unrealized
TCMD Tactile Systems Technology 0.2%
Value ($000) $1,958 Shares 43,560 Est. Cost $28.73 Unrealized +38.3%
INVO Bioscience, Inc. 0.2%
Value ($000) $1,881 Shares 625,000 Est. Cost $3.01 Unrealized
PGNY Progyny, Inc. 0.2%
Value ($000) $1,696 Shares 40,000 Est. Cost $32.53 Unrealized 0.0%
PRTC PureTech Health PLC. - ADR 0.2%
Value ($000) $1,673 Shares 30,000 Est. Cost $55.77 Unrealized
The Cooper Companies, Inc. 0.2%
Value ($000) $1,635 Shares 4,500 Est. Cost $363.33 Unrealized
CTSO CytoSorbents Corp. 0.2%
Value ($000) $1,594 Shares 200,000 Est. Cost $8.37 Unrealized 0.0%
DCTH Delcath Systems, Inc. 0.2%
Value ($000) $1,559 Shares 87,000 Est. Cost $13.70 Unrealized 0.0%
IDN Intellicheck, Inc. 0.2%
Value ($000) $1,426 Shares 125,010 Est. Cost $6.25 Unrealized +44.0%
AIOT Powerfleet, Inc. 0.2%
Value ($000) $1,412 Shares 190,000 Est. Cost $5.68 Unrealized +17.8%
CYRX Cryoport, Inc. 0.2%
Value ($000) $1,316 Shares 30,000 Est. Cost $47.63 Unrealized 0.0%
YTRA Yatra Online, Inc. (India) 0.2%
Value ($000) $1,267 Shares 656,624 Est. Cost $1.39 Unrealized 0.0%
Bellus Health, Inc. 0.2%
Value ($000) $1,224 Shares 400,000 Est. Cost $3.06 Unrealized
NNDM Nano Dimension, Ltd. ADR (Isra 0.1%
Value ($000) $1,098 Shares 120,712 Est. Cost $9.10 Unrealized
UTI Universal Technical Institute, 0.1%
Value ($000) $1,026 Shares 158,781 Est. Cost $5.73 Unrealized 0.0%
5:01 Acquition Corp. 0.1%
Value ($000) $1,017 Shares 100,000 Est. Cost $10.17 Unrealized
Spruce Biosciences, Inc. 0.1%
Value ($000) $972 Shares 40,000 Est. Cost $24.30 Unrealized
Primo Water Corp. 0.1%
Value ($000) $959 Shares 61,142 Est. Cost $9.06 Unrealized
Magal Security System, Ltd (Is 0.1%
Value ($000) $899 Shares 231,618 Est. Cost $2.94 Unrealized
Ocean Power Technologies @3.85 0.1%
Value ($000) $829 Shares 714,280 Est. Cost $0.04 Unrealized
Zealand Pharma A/S ADR (Denmar 0.1%
Value ($000) $718 Shares 19,981 Est. Cost $11.61 Unrealized
VITL Vital Farms, Inc. 0.1%
Value ($000) $633 Shares 25,000 Est. Cost $31.60 Unrealized 0.0%
Verb Technology Company, Inc. 0.1%
Value ($000) $495 Shares 300,000 Est. Cost $1.08 Unrealized
Tufin Software Technologies 0.1%
Value ($000) $449 Shares 36,003 Est. Cost $12.47 Unrealized