AWM Investment Company, Inc. Diversified Active

CIK: 0001535264 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: May 13, 2021

Total Value ($000): $895,114 (100.0% shares, 0.0% debt)

Holdings (110)

Zealand Pharma A/S (Denmark) 5.3%
Value ($000) $47,500 Shares 7,094,602 Est. Cost $1.70 Unrealized
INFU Infusystem Holdings, Inc. 4.5%
Value ($000) $40,720 Shares 2,000,000 Est. Cost $3.07 Unrealized +510.8%
GNSS Genasys Incorporated 3.3%
Value ($000) $29,098 Shares 4,349,544 Est. Cost $3.38 Unrealized +115.4%
PI Impinj, Inc. 2.7%
Value ($000) $24,510 Shares 430,977 Est. Cost $25.36 Unrealized +132.2%
OPRX OptimizeRx Corporation 2.7%
Value ($000) $24,375 Shares 500,000 Est. Cost $11.27 Unrealized +328.0%
LOVE Lovesac Company, The 2.6%
Value ($000) $23,064 Shares 407,486 Est. Cost $20.33 Unrealized +171.9%
NeoPhotonics Corporation 2.6%
Value ($000) $22,953 Shares 1,920,722 Est. Cost $6.10 Unrealized
Avid Bioservices, Inc. 2.5%
Value ($000) $22,478 Shares 1,233,000 Est. Cost $7.81 Unrealized
Westport Fuel Systems, Inc. (C 2.5%
Value ($000) $22,160 Shares 3,082,047 Est. Cost $1.84 Unrealized
ARGX argenx SE - ADR (Netherlands) 2.5%
Value ($000) $22,031 Shares 80,000 Est. Cost $21.21 Unrealized
Sequans Communications S.A. AD 2.2%
Value ($000) $19,718 Shares 3,264,540 Est. Cost $3.85 Unrealized
RGEN Repligen Corporation 2.2%
Value ($000) $19,441 Shares 100,000 Est. Cost $22.68 Unrealized +803.9%
CEVA CEVA, Inc. 2.1%
Value ($000) $18,877 Shares 336,187 Est. Cost $16.41 Unrealized +262.5%
LivePerson, Inc. 2.1%
Value ($000) $18,454 Shares 349,900 Est. Cost $13.43 Unrealized
TravelCenters of America LLC 2.0%
Value ($000) $18,307 Shares 674,800 Est. Cost $18.70 Unrealized
OOMA Ooma, Inc. 2.0%
Value ($000) $17,533 Shares 1,106,165 Est. Cost $9.78 Unrealized +59.2%
LiqTech International, Inc. (D 1.8%
Value ($000) $16,410 Shares 2,028,444 Est. Cost $1.27 Unrealized
AMSC American Superconductor Corpor 1.8%
Value ($000) $16,202 Shares 854,534 Est. Cost $5.93 Unrealized +317.2%
KOPN Kopin Corporation 1.8%
Value ($000) $16,075 Shares 1,532,446 Est. Cost $3.15 Unrealized +140.0%
CNTY Century Casinos, Inc. 1.7%
Value ($000) $15,640 Shares 1,522,888 Est. Cost $7.07 Unrealized +17.8%
SharpSpring, Inc. 1.7%
Value ($000) $15,494 Shares 968,353 Est. Cost $8.95 Unrealized
TBCH Turtle Beach Corporation 1.6%
Value ($000) $14,550 Shares 545,543 Est. Cost $12.56 Unrealized +117.9%
KIDS OrthoPediatrics Corporation 1.6%
Value ($000) $14,538 Shares 298,221 Est. Cost $21.97 Unrealized +118.5%
Pfsweb, Inc. 1.5%
Value ($000) $13,062 Shares 1,935,179 Est. Cost $8.78 Unrealized
RADA Electronic Industries, Lt 1.3%
Value ($000) $11,770 Shares 980,000 Est. Cost $3.50 Unrealized
APEI American Public Education, Inc 1.3%
Value ($000) $11,580 Shares 325,000 Est. Cost $31.31 Unrealized 0.0%
Resonant, Inc. 1.3%
Value ($000) $11,392 Shares 2,686,785 Est. Cost $1.48 Unrealized
MRAM Everspin Technology, Inc. 1.3%
Value ($000) $11,272 Shares 1,878,597 Est. Cost $7.75 Unrealized -24.1%
LMAT LeMaitre Vascular Inc. 1.3%
Value ($000) $11,219 Shares 230,000 Est. Cost $6.39 Unrealized +600.7%
VMD Viemed Healthcare, Inc.(Canada 1.2%
Value ($000) $11,038 Shares 1,085,000 Est. Cost $6.25 Unrealized +50.6%
EMCORE Corp. 1.2%
Value ($000) $10,715 Shares 1,962,446 Est. Cost $5.37 Unrealized
voxeljet AG, ADR (Germany) 1.2%
Value ($000) $10,686 Shares 684,978 Est. Cost $15.60 Unrealized
NeoGames S.A. (Luxembourg) 1.1%
Value ($000) $9,837 Shares 275,000 Est. Cost $37.99 Unrealized
GAIA Gaia, Inc. 1.0%
Value ($000) $9,182 Shares 772,282 Est. Cost $10.15 Unrealized +7.2%
CTRN Citi Trends, Inc. 1.0%
Value ($000) $8,772 Shares 104,700 Est. Cost $17.84 Unrealized +299.4%
GAN, Ltd. (London) 1.0%
Value ($000) $8,588 Shares 471,870 Est. Cost $22.35 Unrealized
UCTT Ultra Clean Holdings, Inc. 1.0%
Value ($000) $8,532 Shares 147,000 Est. Cost $11.48 Unrealized +301.3%
LASR nLight, Inc. 0.9%
Value ($000) $8,424 Shares 260,000 Est. Cost $35.41 Unrealized 0.0%
SeaSpine Holdings Corp. 0.9%
Value ($000) $7,683 Shares 441,547 Est. Cost $10.22 Unrealized
Greenbrook TMS, Inc. (Canada) 0.9%
Value ($000) $7,633 Shares 630,447 Est. Cost $12.11 Unrealized
Veru,Inc. 0.8%
Value ($000) $7,542 Shares 700,000 Est. Cost $5.31 Unrealized
PROF Profound Medical Corp. (U.S.) 0.8%
Value ($000) $7,028 Shares 348,939 Est. Cost $12.96 Unrealized +85.0%
TLS Telos Corp. 0.8%
Value ($000) $6,984 Shares 184,181 Est. Cost $23.85 Unrealized +47.8%
AIOT Powerfleet, Inc. 0.8%
Value ($000) $6,905 Shares 840,000 Est. Cost $7.66 Unrealized +7.6%
VICR Vicor Corporation 0.8%
Value ($000) $6,717 Shares 79,000 Est. Cost $56.15 Unrealized +67.7%
ETON Eton Pharmaceuticals, Inc. 0.7%
Value ($000) $6,580 Shares 898,878 Est. Cost $6.62 Unrealized +28.9%
Generation Bio Co. 0.7%
Value ($000) $6,421 Shares 225,599 Est. Cost $28.46 Unrealized
DZSIQ DZS, Inc. 0.7%
Value ($000) $6,220 Shares 400,000 Est. Cost $15.55 Unrealized
RDCM RADCOM, Ltd. (Israel) 0.6%
Value ($000) $5,714 Shares 578,312 Est. Cost $15.12 Unrealized -32.2%
SPRO Spero Therapeutics, Inc. 0.6%
Value ($000) $5,487 Shares 372,755 Est. Cost $11.78 Unrealized +49.4%
Movano, Inc. 0.6%
Value ($000) $4,986 Shares 900,000 Est. Cost $5.54 Unrealized
Noodles & Co. 0.6%
Value ($000) $4,972 Shares 480,403 Est. Cost $6.29 Unrealized
Limelight Networks, Inc. 0.5%
Value ($000) $4,918 Shares 1,377,536 Est. Cost $2.91 Unrealized
Misonix, Inc. 0.5%
Value ($000) $4,883 Shares 249,239 Est. Cost $10.29 Unrealized
JYNT The Joint Corp. 0.5%
Value ($000) $4,837 Shares 100,000 Est. Cost $14.12 Unrealized +165.5%
AEHR Aehr Test Systems 0.5%
Value ($000) $4,784 Shares 1,898,534 Est. Cost $3.20 Unrealized -19.4%
Franchise Group, Inc. 0.5%
Value ($000) $4,763 Shares 131,912 Est. Cost $25.36 Unrealized
Immunoprecise Antibodies, Ltd. 0.5%
Value ($000) $4,694 Shares 478,020 Est. Cost $9.82 Unrealized
Leaf Group, Ltd. 0.5%
Value ($000) $4,636 Shares 718,784 Est. Cost $4.65 Unrealized
NUVB Nuvation Bio, Inc. 0.5%
Value ($000) $4,554 Shares 435,824 Est. Cost $11.18 Unrealized 0.0%
NGS Natural Gas Services Group Inc 0.5%
Value ($000) $4,524 Shares 479,199 Est. Cost $5.88 Unrealized +60.3%
ATOM Atomera Incorporated 0.5%
Value ($000) $4,483 Shares 183,000 Est. Cost $6.21 Unrealized +370.9%
NEON Neonode, Inc. 0.5%
Value ($000) $4,274 Shares 456,120 Est. Cost $8.28 Unrealized +2.7%
eMagin Corporation 0.5%
Value ($000) $4,192 Shares 1,120,887 Est. Cost $2.05 Unrealized
INVO Bioscience, Inc. 0.5%
Value ($000) $4,114 Shares 950,125 Est. Cost $3.46 Unrealized
MDNAF Medicenna Therapeutics Corp. 0.5%
Value ($000) $4,068 Shares 1,000,000 Est. Cost $4.05 Unrealized +0.4%
Motorsports Games, Inc. 0.4%
Value ($000) $3,961 Shares 170,291 Est. Cost $23.26 Unrealized
Oncocyte Corp. 0.4%
Value ($000) $3,892 Shares 750,000 Est. Cost $5.19 Unrealized
CDNA CareDx, Inc. 0.4%
Value ($000) $3,881 Shares 57,000 Est. Cost $6.81 Unrealized +1040.9%
ONEW OneWater Marine, Inc. - CL A 0.4%
Value ($000) $3,482 Shares 87,144 Est. Cost $25.27 Unrealized +43.5%
OPK OPKO Health, Inc. 0.4%
Value ($000) $3,432 Shares 800,000 Est. Cost $2.24 Unrealized +113.3%
Quantum Corp. 0.4%
Value ($000) $3,415 Shares 410,000 Est. Cost $8.33 Unrealized
NNDM Nano Dimension, Ltd. ADR (Isra 0.4%
Value ($000) $3,393 Shares 394,961 Est. Cost $8.75 Unrealized
ALTO Alto Ingredients, Inc. 0.4%
Value ($000) $3,363 Shares 619,402 Est. Cost $6.94 Unrealized -4.7%
Sientra, Inc. 0.4%
Value ($000) $3,342 Shares 458,500 Est. Cost $7.29 Unrealized
CLSK CleanSpark, Inc. 0.4%
Value ($000) $3,335 Shares 140,000 Est. Cost $28.21 Unrealized 0.0%
IPWR Ideal Power, Inc. 0.3%
Value ($000) $3,115 Shares 235,271 Est. Cost $4.04 Unrealized +273.9%
QUIK QuickLogic Corporation 0.3%
Value ($000) $2,700 Shares 390,230 Est. Cost $4.58 Unrealized +30.9%
RUN Sunrun, Inc. 0.3%
Value ($000) $2,419 Shares 40,000 Est. Cost $62.08 Unrealized +11.9%
Qumu Corporation 0.3%
Value ($000) $2,366 Shares 350,000 Est. Cost $6.76 Unrealized
PGNY Progyny, Inc. 0.2%
Value ($000) $2,225 Shares 50,000 Est. Cost $35.37 Unrealized +32.1%
Sigma Labs, Inc. 0.2%
Value ($000) $2,224 Shares 597,785 Est. Cost $3.72 Unrealized
Iteris, Inc. 0.2%
Value ($000) $2,193 Shares 355,359 Est. Cost $1.99 Unrealized
Reata Pharmaceuticals, Inc. 0.2%
Value ($000) $1,994 Shares 20,000 Est. Cost $30.62 Unrealized
urban-gro, Inc. 0.2%
Value ($000) $1,991 Shares 236,156 Est. Cost $8.43 Unrealized
Roth CH Acquisition III Co. 0.2%
Value ($000) $1,980 Shares 200,000 Est. Cost $9.90 Unrealized
Verb Technology Company, Inc. 0.2%
Value ($000) $1,841 Shares 1,314,950 Est. Cost $1.33 Unrealized
PRTC PureTech Health PLC-ADR (Brita 0.2%
Value ($000) $1,774 Shares 30,000 Est. Cost $55.77 Unrealized
The Cooper Companies, Inc. 0.2%
Value ($000) $1,728 Shares 4,500 Est. Cost $363.33 Unrealized
CYRX Cryoport, Inc. 0.2%
Value ($000) $1,560 Shares 30,000 Est. Cost $47.63 Unrealized +27.7%
Bellus Health, Inc. 0.2%
Value ($000) $1,536 Shares 400,000 Est. Cost $3.06 Unrealized
YTRA Yatra Online, Inc. (India) 0.2%
Value ($000) $1,530 Shares 656,624 Est. Cost $1.39 Unrealized +67.6%
DMTKQ DermTech, Inc. 0.2%
Value ($000) $1,524 Shares 30,000 Est. Cost $50.80 Unrealized
UTI Universal Technical Institute, 0.2%
Value ($000) $1,506 Shares 257,854 Est. Cost $5.90 Unrealized +4.7%
ELUT Aziyo Biologics, Inc. 0.2%
Value ($000) $1,480 Shares 107,077 Est. Cost $12.50 Unrealized +19.6%
CTSO CytoSorbents Corp. 0.1%
Value ($000) $1,302 Shares 150,000 Est. Cost $8.37 Unrealized +13.9%
Recro Pharma, Inc. 0.1%
Value ($000) $1,092 Shares 391,304 Est. Cost $2.79 Unrealized
IDN Intellicheck, Inc. 0.1%
Value ($000) $1,048 Shares 125,010 Est. Cost $6.25 Unrealized +87.5%
Magal Security System, Ltd (Is 0.1%
Value ($000) $1,038 Shares 231,618 Est. Cost $2.94 Unrealized
Andina Acquisition Corp. III 0.1%
Value ($000) $1,027 Shares 100,000 Est. Cost $10.27 Unrealized
Primo Water Corp. 0.1%
Value ($000) $994 Shares 61,142 Est. Cost $9.06 Unrealized
Enservco Corporation 0.1%
Value ($000) $778 Shares 450,000 Est. Cost $1.73 Unrealized
BLIN Bridgeline Digital Inc. 0.1%
Value ($000) $699 Shares 241,935 Est. Cost $3.21 Unrealized 0.0%
Zealand Pharma A/S ADR (Denmar 0.1%
Value ($000) $639 Shares 19,981 Est. Cost $11.61 Unrealized
Soleno Therapeutics, Inc. 0.1%
Value ($000) $632 Shares 501,837 Est. Cost $2.22 Unrealized
Ocean Power Technologies @3.85 0.1%
Value ($000) $585 Shares 464,280 Est. Cost $0.04 Unrealized
Exicure, Inc. 0.1%
Value ($000) $581 Shares 266,309 Est. Cost $2.60 Unrealized
Ballantyne Strong, Inc. 0.1%
Value ($000) $459 Shares 176,024 Est. Cost $2.61 Unrealized
Aqua Metals, Inc. 0.0%
Value ($000) $225 Shares 55,474 Est. Cost $2.80 Unrealized
Roth CH Acquisition III Co @11 0.0%
Value ($000) $40 Shares 50,000 Est. Cost $0.80 Unrealized