CIK: 0001535264 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 14, 2022
Total Value ($000): $657,671 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| DXLG | Destination XL Group, Inc. | 9,870,434 | $53,498 | 8.1% | $5.24 | -9.0% | common | 25065K104 |
| PI | Impinj, Inc. | 495,787 | $39,678 | 6.0% | $31.16 | +167.3% | common | 453204109 |
| — | TravelCenters of America LLC | 705,307 | $38,037 | 5.8% | $19.38 | — | common | 89421B109 |
| AEHR | Aehr Test Systems | 1,648,319 | $23,241 | 3.5% | $5.48 | +145.7% | common | 00760J108 |
| — | Avid Bioservices, Inc. | 1,178,826 | $22,539 | 3.4% | $7.81 | — | common | 05368M106 |
| — | Pfsweb, Inc. | 2,054,155 | $19,145 | 2.9% | $9.09 | — | common | 717098206 |
| RGEN | Repligen Corporation | 100,000 | $18,711 | 2.8% | $22.68 | +829.7% | common | 759916109 |
| ARGX | argenx SE - ADR (Netherlands) | 50,000 | $17,652 | 2.7% | $21.21 | — | common | 04016X101 |
| OOMA | Ooma, Inc. | 1,409,948 | $17,342 | 2.6% | $10.98 | +13.0% | common | 683416101 |
| KIDS | OrthoPediatrics Corporation | 345,475 | $15,940 | 2.4% | $25.69 | +90.9% | common | 68752L100 |
| INFU | Infusystem Holdings, Inc. | 2,000,000 | $13,980 | 2.1% | $3.07 | +173.2% | common | 45685K102 |
| — | Sequans Communications S.A. AD | 3,849,940 | $13,744 | 2.1% | $3.71 | — | common | 817323207 |
| ADMA | ADMA Biologics, Inc. | 5,015,000 | $12,186 | 1.9% | $1.36 | +76.0% | common | 000899104 |
| GNSS | Genasys, Inc. | 4,349,544 | $12,048 | 1.8% | $3.38 | -7.6% | common | 36872P103 |
| LMAT | LeMaitre Vascular, Inc. | 230,000 | $11,656 | 1.8% | $6.39 | +658.0% | common | 525558201 |
| — | Applied DNA Sciences, Inc. @4 | 9,147,376 | $11,414 | 1.7% | $1.73 | — | warrants | 999999999 |
| — | Veru, Inc. | 989,635 | $11,401 | 1.7% | $7.83 | — | common | 92536C103 |
| MRAM | Everspin Technology, Inc. | 1,958,741 | $11,341 | 1.7% | $7.73 | -17.7% | common | 30041T104 |
| CEVA | CEVA, Inc. | 424,192 | $11,127 | 1.7% | $20.96 | +53.1% | common | 157210105 |
| CNTY | Century Casinos, Inc. | 1,644,037 | $10,785 | 1.6% | $7.28 | +5.9% | common | 156492100 |
| DZSIQ | DZS, Inc. | 945,158 | $10,680 | 1.6% | $13.79 | — | common | 268211109 |
| — | LivePerson, Inc. | 1,031,724 | $9,719 | 1.5% | $15.41 | — | common | 538146101 |
| — | Societal CDMO, Inc. | 5,609,689 | $9,144 | 1.4% | $2.11 | — | common | 75629F109 |
| — | RADA Electronic Industries,Ltd | 855,164 | $8,235 | 1.3% | $3.84 | — | common | M81863124 |
| LOVE | Lovesac Company, The | 392,096 | $7,991 | 1.2% | $23.83 | +28.8% | common | 54738L109 |
| — | Gambling.com Group Ltd. | 1,036,011 | $7,874 | 1.2% | $8.98 | — | common | 63R239101 |
| AMSC | American Superconductor Corp | 1,784,192 | $7,815 | 1.2% | $5.93 | -12.8% | common | 030111207 |
| NGS | Natural Gas Services Group Inc | 769,233 | $7,723 | 1.2% | $7.52 | +35.1% | common | 63886Q109 |
| RDCM | RADCOM, Ltd. (Israel) | 578,312 | $6,587 | 1.0% | $15.12 | -22.6% | common | M81865111 |
| UTI | Universal Technical Institute | 1,125,888 | $6,125 | 0.9% | $5.90 | +18.5% | common | 913915104 |
| OPRX | OptimizeRx Corporation | 400,143 | $5,930 | 0.9% | $11.62 | +70.1% | common | 68401U204 |
| VMD | Viemed Healthcare, Inc.(Canada | 962,089 | $5,778 | 0.9% | $6.15 | +4.3% | common | 92663R105 |
| — | Oncocyte Corp. | 7,746,557 | $5,655 | 0.9% | $1.03 | — | common | 68235C107 |
| VICR | Vicor Corporation | 92,731 | $5,484 | 0.8% | $57.11 | +15.6% | common | 925815102 |
| — | voxeljet AG, ADR (Germany) | 1,707,413 | $5,378 | 0.8% | $8.53 | — | common | 92912L106 |
| UCTT | Ultra Clean Holdings, Inc. | 201,919 | $5,199 | 0.8% | $27.72 | +10.4% | common | 90385V107 |
| LASR | nLight, Inc. | 533,136 | $5,038 | 0.8% | $23.78 | -51.5% | common | 65487K100 |
| KRT | Karat Packaging, Inc. | 305,986 | $4,893 | 0.7% | $19.00 | -4.7% | common | 48563L101 |
| AIOT | PowerFleet, Inc. | 1,579,956 | $4,866 | 0.7% | $7.39 | -61.0% | common | 73931J109 |
| — | EMCORE Corporation | 2,781,094 | $4,644 | 0.7% | $5.85 | — | common | 290846203 |
| SPRO | Spero Therapeutics, Inc. | 2,300,400 | $4,601 | 0.7% | $0.99 | 0.0% | common | 84833T103 |
| — | Apollo Endosurgery, Inc. | 830,097 | $4,574 | 0.7% | $6.44 | — | common | 03767D108 |
| — | Concert Pharmaceuticals, Inc. | 666,661 | $4,467 | 0.7% | $4.82 | — | common | 206022105 |
| TBCH | Turtle Beach Corporation | 633,455 | $4,320 | 0.7% | $13.18 | -20.5% | common | 900450206 |
| — | Bellus Health, Inc. (Canada) | 380,000 | $4,013 | 0.6% | $3.06 | — | common | 07987C204 |
| — | SeaSpine Holdings Corp. | 671,950 | $3,817 | 0.6% | $12.47 | — | common | 81255T108 |
| LTRX | Lantronix, Inc. | 760,533 | $3,658 | 0.6% | $7.51 | -19.1% | common | 516548203 |
| AVAV | Aerovironment, Inc. | 40,208 | $3,352 | 0.5% | $84.05 | +6.4% | common | 008073108 |
| — | Westport Fuel Systems, Inc. | 3,832,047 | $3,340 | 0.5% | $2.52 | — | common | 960908309 |
| — | Franchise Group, Inc. | 131,912 | $3,205 | 0.5% | $25.36 | — | common | 35180X105 |
| BLZE | Backblaze, Inc. | 639,902 | $3,180 | 0.5% | $15.88 | -62.2% | common | 05637B105 |
| DHX | DHI Group, Inc. | 581,000 | $3,126 | 0.5% | $3.17 | +65.3% | common | 23331S100 |
| SSTI | Shotspotter, Inc. | 107,438 | $3,090 | 0.5% | $27.44 | +14.4% | common | 82536T107 |
| — | Noodles & Co. | 652,803 | $3,068 | 0.5% | $6.00 | — | common | 65540B105 |
| ONEW | OneWater Marine, Inc. - CL A | 99,567 | $2,998 | 0.5% | $30.56 | +19.6% | common | 68280L101 |
| — | NeoGames S.A. (Luxembourg) | 226,500 | $2,922 | 0.4% | $37.99 | — | common | L6673X107 |
| RSVR | Reservior Media, Inc. | 587,732 | $2,868 | 0.4% | $8.33 | -23.1% | common | 76119X105 |
| AIRS | AirSculpt Technologies, Inc. | 432,762 | $2,783 | 0.4% | $8.99 | -12.8% | common | 009496100 |
| QUIK | QuickLogic Corporation | 415,230 | $2,687 | 0.4% | $4.70 | +58.0% | common | 74837P405 |
| CTRN | Citi Trends, Inc. | 167,028 | $2,591 | 0.4% | $27.99 | -16.2% | common | 17306X102 |
| — | Edgio, Inc. | 930,735 | $2,587 | 0.4% | $2.67 | — | common | 53261M104 |
| — | Movano, Inc. | 900,000 | $2,475 | 0.4% | $5.54 | — | common | 62459M107 |
| — | The Real Good Food Company, In | 360,267 | $2,327 | 0.4% | $6.36 | — | common | 75601G109 |
| — | NeuroOne Medical Technologies | 1,363,331 | $2,304 | 0.4% | $5.26 | — | common | 64130M100 |
| — | Twin Vee PowerCats Co. | 930,062 | $2,269 | 0.3% | $2.44 | — | common | 90177C101 |
| — | urban-gro, Inc. | 809,265 | $2,258 | 0.3% | $4.99 | — | common | 91704K202 |
| — | ElectroCore, Inc. | 5,493,876 | $2,231 | 0.3% | $1.03 | — | common | 28531P103 |
| IPWR | Ideal Power, Inc. | 210,981 | $2,184 | 0.3% | $4.04 | +204.3% | common | 451622203 |
| GAIA | Gaia, Inc. | 864,375 | $2,100 | 0.3% | $9.68 | -63.8% | common | 36269P104 |
| VQSSF | VIQ Solutions, Inc. (Canada) | 3,343,326 | $2,073 | 0.3% | $1.97 | -51.9% | common | 91825V400 |
| — | MaxCyte, Inc. | 300,000 | $1,950 | 0.3% | $6.99 | — | common | 5777K1061 |
| PRTC | PureTech Health PLC-ADR (Brita | 70,000 | $1,890 | 0.3% | $6.17 | — | common | 746237106 |
| ATOM | Atomera Incorporated | 177,034 | $1,793 | 0.3% | $6.21 | +90.4% | common | 04965B100 |
| — | Synchronoss Technologies, Inc. | 1,514,794 | $1,727 | 0.3% | $2.48 | — | common | 87157B103 |
| — | Profire Energy, Inc. | 2,007,245 | $1,707 | 0.3% | $1.20 | — | common | 74316X101 |
| — | Medicenna Therapeutics Corp. | 2,660,000 | $1,555 | 0.2% | $0.58 | — | common | 192775965 |
| KOPN | Kopin Corporation | 1,446,746 | $1,519 | 0.2% | $3.15 | -55.7% | common | 500600101 |
| OPK | OPKO Health, Inc. | 800,000 | $1,512 | 0.2% | $2.24 | +5.6% | common | 68375N103 |
| JOB | Gee Group, Inc. | 2,285,192 | $1,442 | 0.2% | $0.67 | -7.1% | common | 36165A102 |
| NNDM | Nano Dimension, Ltd. ADR (Isra | 563,126 | $1,346 | 0.2% | $3.60 | — | common | 63008G203 |
| — | GAN, Ltd. (London) | 583,228 | $1,295 | 0.2% | $14.55 | — | common | G3728V109 |
| USIO | Usio,Inc. | 949,142 | $1,234 | 0.2% | $2.21 | -17.1% | common | 917313108 |
| QIPT | Quipt Home Medical Corp. | 294,600 | $1,228 | 0.2% | $6.00 | -16.6% | common | 74880P104 |
| — | Lulu's Fashion Lounge Holdings | 254,500 | $1,186 | 0.2% | $7.64 | — | common | 55003A108 |
| LEGH | Legacy Housing Corp. | 68,588 | $1,176 | 0.2% | $16.68 | -4.8% | common | 52472M101 |
| BLFS | BioLife Solutions, Inc. | 50,000 | $1,137 | 0.2% | $14.67 | +45.8% | common | 09062W204 |
| PGNY | Progyny, Inc. | 30,000 | $1,112 | 0.2% | $35.80 | +4.6% | common | 74340E103 |
| RUN | Sunrun, Inc. | 40,000 | $1,104 | 0.2% | $62.08 | -49.9% | common | 86771W105 |
| — | Minerva Surgical, Inc. | 1,388,515 | $1,104 | 0.2% | $4.45 | — | common | 60343F106 |
| — | Shapeways Holdings, Inc. | 1,641,308 | $1,024 | 0.2% | $0.62 | — | common | 81947T102 |
| ETON | Eton Pharmaceuticals, Inc. | 463,320 | $973 | 0.1% | $6.62 | -62.4% | common | 29772L108 |
| — | Orbital Energy Group, Inc. | 2,006,380 | $953 | 0.1% | $2.53 | — | common | 68559A110 |
| — | LiqTech International, Inc. | 2,430,141 | $926 | 0.1% | $1.05 | — | common | 53632A102 |
| — | Quantum Corp. | 830,994 | $897 | 0.1% | $3.32 | — | common | 747906501 |
| BITF | Bitfarms, Ltd. of Canada | 849,396 | $888 | 0.1% | $4.26 | -67.9% | common | 09173B107 |
| CDNA | CareDx, Inc. | 50,000 | $851 | 0.1% | $6.81 | +215.4% | common | 14167L103 |
| — | Sonendo, Inc. | 754,576 | $807 | 0.1% | $1.07 | — | common | 835431107 |
| NUVB | Nuvation Bio, Inc. | 355,000 | $795 | 0.1% | $10.02 | -71.5% | common | 67080N101 |
| — | Assure Holdings Corp(CND need | 1,219,069 | $780 | 0.1% | $7.75 | — | common | 04265J204 |
| — | Mobilicom, Ltd. (Australia) | 426,656 | $768 | 0.1% | $1.80 | — | common | 60742B102 |
| EGLXF | Enthusiast Gaming Holdings, In | 897,100 | $765 | 0.1% | $6.94 | -77.9% | common | 29385B109 |
| — | Accelerate Diagnostics, Inc. | 491,100 | $746 | 0.1% | $1.52 | — | common | 00430H102 |
| CYRX | Cryoport, Inc. | 30,000 | $731 | 0.1% | $26.61 | +29.4% | common | 229050307 |
| — | eMagin Corporation | 1,119,887 | $662 | 0.1% | $2.05 | — | common | 29076N206 |
| — | INVO Bioscience, Inc. | 623,860 | $661 | 0.1% | $3.68 | — | common | 44984F302 |
| — | Sigma Labs, Inc. | 697,785 | $569 | 0.1% | $3.75 | — | common | 826598500 |
| NEON | Neonode, Inc. | 153,200 | $536 | 0.1% | $8.28 | -48.2% | common | 64051M709 |
| — | Sientra, Inc. | 799,766 | $512 | 0.1% | $5.07 | — | common | 82621J105 |
| WAVE | Eco Wave Power Global AB (Swe | 119,000 | $458 | 0.1% | $6.81 | — | common | 27900N103 |
| APEI | American Public Education, Inc | 50,070 | $458 | 0.1% | $31.31 | -60.3% | common | 02913V103 |
| PLBY | PLBY Group,Inc. | 113,100 | $456 | 0.1% | $31.44 | -82.9% | common | 72814P109 |
| — | Applied DNA Sciences, Inc. | 400,000 | $452 | 0.1% | $1.13 | — | common | 03815U300 |
| DDI | DoubleDown Interactive Co Ltd | 50,153 | $452 | 0.1% | $17.61 | — | common | 25862B109 |
| TKNO | Alpha Teknova, Inc. | 120,000 | $401 | 0.1% | $16.69 | -66.5% | common | 02080L102 |
| BLIN | Bridgeline Digital, Inc. | 300,000 | $393 | 0.1% | $2.87 | -51.8% | common | 10807Q700 |
| SERA | Sera Prognostics, Inc. | 240,646 | $385 | 0.1% | $8.47 | -76.2% | common | 81749D107 |
| POLWQ | Polished.com, Inc. 5/26/22-6/2 | 2,000,000 | $250 | 0.0% | $1.83 | — | warrants | 28252C117 |
| — | Greenbrook TMS, Inc. (Canada) | 71,768 | $193 | 0.0% | $12.11 | — | common | 393704309 |
| MOBBW | Mobilicom Ltd. @11.5 8/31/27 A | 363,100 | $138 | 0.0% | $0.38 | — | warrants | 60742B110 |
| — | Aqua Metals, Inc. | 55,474 | $42 | 0.0% | $2.80 | — | common | 03837J101 |
| — | Ocean Power Technologies @3.85 | 464,280 | $28 | 0.0% | $0.04 | — | warrants | 674870118 |
| — | Qualtek Services, Inc.-A Wt @1 | 50,000 | $13 | 0.0% | $0.58 | — | warrants | 74760R113 |