CIK: 0001535264 · Show all filings
Period: Q4 2022 (← Previous) (Next →)
Filing Date: Feb 14, 2023
Total Value ($000): $693,532 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| DXLG | Destination XL Group, Inc. | 9,586,630 | $64,710 | 9.3% | $5.24 | +22.4% | common | 25065K104 |
| PI | Impinj, Inc. | 373,354 | $40,763 | 5.9% | $31.16 | +238.0% | common | 453204109 |
| AEHR | Aehr Test Systems | 1,648,319 | $33,131 | 4.8% | $5.48 | +290.5% | common | 00760J108 |
| — | TravelCenters of America LLC | 655,307 | $29,345 | 4.2% | $19.38 | — | common | 89421B109 |
| ADMA | ADMA Biologics, Inc. | 6,015,000 | $23,338 | 3.4% | $1.65 | +87.0% | common | 000899104 |
| OOMA | Ooma, Inc. | 1,409,948 | $19,203 | 2.8% | $10.98 | +34.9% | common | 683416101 |
| ARGX | argenx SE - ADR (Netherlands) | 50,000 | $18,942 | 2.7% | $21.21 | — | common | 04016X101 |
| INFU | Infusystem Holdings, Inc. | 2,000,000 | $17,360 | 2.5% | $3.07 | +165.7% | common | 45685K102 |
| RGEN | Repligen Corporation | 100,000 | $16,931 | 2.4% | $22.68 | +699.7% | common | 759916109 |
| — | Avid Bioservices, Inc. | 1,179,826 | $16,246 | 2.3% | $7.81 | — | common | 05368M106 |
| GNSS | Genasys, Inc. | 4,349,544 | $16,093 | 2.3% | $3.38 | -14.4% | common | 36872P103 |
| DZSIQ | DZS, Inc. | 1,243,893 | $15,773 | 2.3% | $13.53 | — | common | 268211109 |
| KIDS | OrthoPediatrics Corporation | 395,658 | $15,719 | 2.3% | $27.71 | +50.3% | common | 68752L100 |
| ASPN | Aspen Aerogels, Inc. | 1,300,000 | $15,327 | 2.2% | $11.43 | 0.0% | common | 04523Y105 |
| — | Societal CDMO, Inc. (F4) | 8,846,052 | $13,181 | 1.9% | $1.89 | — | common | 75629F109 |
| — | Sequans Communications S.A. AD | 3,849,940 | $12,782 | 1.8% | $3.71 | — | common | 817323207 |
| — | Pfsweb, Inc. | 2,054,155 | $12,633 | 1.8% | $9.09 | — | common | 717098206 |
| — | Applied DNA Sciences, Inc. @4 | 9,147,376 | $12,114 | 1.7% | $1.73 | — | warrants | 999999999 |
| CNTY | Century Casinos, Inc. | 1,644,037 | $11,558 | 1.7% | $7.28 | +0.6% | common | 156492100 |
| MRAM | Everspin Technology, Inc. | 2,006,241 | $11,155 | 1.6% | $7.69 | -23.6% | common | 30041T104 |
| CEVA | CEVA, Inc. | 429,192 | $10,979 | 1.6% | $21.03 | +28.1% | common | 157210105 |
| DRS | Leonardo DRS, Inc. | 856,188 | $10,942 | 1.6% | $10.65 | 0.0% | common | 52661A108 |
| LMAT | LeMaitre Vascular, Inc. | 230,000 | $10,585 | 1.5% | $6.39 | +612.2% | common | 525558201 |
| — | Gambling.com Group Ltd. | 1,037,064 | $9,489 | 1.4% | $8.98 | — | common | 63R239101 |
| AMSC | American Superconductor Corpor | 2,536,283 | $9,334 | 1.3% | $5.33 | -26.6% | common | 030111207 |
| — | SeaSpine Holdings Corp. | 1,102,150 | $9,203 | 1.3% | $10.86 | — | common | 81255T108 |
| — | LivePerson, Inc. | 885,577 | $8,980 | 1.3% | $15.41 | — | common | 538146101 |
| NGS | Natural Gas Services Group, In | 769,233 | $8,815 | 1.3% | $7.52 | +43.6% | common | 63886Q109 |
| LOVE | Lovesac Company, The | 392,096 | $8,630 | 1.2% | $23.83 | -6.1% | common | 54738L109 |
| — | Apollo Endosurgery, Inc. | 786,809 | $7,844 | 1.1% | $6.44 | — | common | 03767D108 |
| UTI | Universal Technical Institute, | 1,115,688 | $7,497 | 1.1% | $5.90 | +11.9% | common | 913915104 |
| VMD | Viemed Healthcare, Inc. (Canad | 968,105 | $7,341 | 1.1% | $6.15 | +10.0% | common | 92663R105 |
| RDCM | RADCOM, Ltd. (Israel) | 623,535 | $6,821 | 1.0% | $14.77 | -29.8% | common | M81865111 |
| OPRX | OptimizeRx Corporation | 400,143 | $6,722 | 1.0% | $11.62 | +48.8% | common | 68401U204 |
| BLZE | Backblaze, Inc. | 1,091,753 | $6,714 | 1.0% | $11.29 | -57.6% | common | 05637B105 |
| PRTC | PureTech Health PLC (Britain) | 1,370,000 | $6,420 | 0.9% | $4.76 | — | common | 746237106 |
| LASR | nLight, Inc. | 549,635 | $5,573 | 0.8% | $23.37 | -55.8% | common | 65487K100 |
| UCTT | Ultra Clean Holdings, Inc. | 156,919 | $5,202 | 0.8% | $27.72 | +15.0% | common | 90385V107 |
| VICR | Vicor Corporation | 92,731 | $4,984 | 0.7% | $57.11 | -7.9% | common | 925815102 |
| TBCH | Turtle Beach Corporation | 633,455 | $4,542 | 0.7% | $13.18 | -40.6% | common | 900450206 |
| CTRN | Citi Trends, Inc. | 167,028 | $4,423 | 0.6% | $27.99 | -16.0% | common | 17306X102 |
| AIOT | PowerFleet, Inc. | 1,579,956 | $4,250 | 0.6% | $7.39 | -62.9% | common | 73931J109 |
| — | voxeljet AG, ADR (Germany) | 1,716,903 | $3,949 | 0.6% | $8.53 | — | common | 92912L106 |
| — | Concert Pharmaceuticals, Inc. | 666,661 | $3,893 | 0.6% | $4.82 | — | common | 206022105 |
| RSVR | Reservior Media, Inc. | 609,894 | $3,641 | 0.5% | $8.23 | -30.6% | common | 76119X105 |
| SSTI | Shotspotter, Inc. | 107,438 | $3,635 | 0.5% | $27.44 | +21.8% | common | 82536T107 |
| — | Noodles & Co. | 661,444 | $3,631 | 0.5% | $5.99 | — | common | 65540B105 |
| — | Westport Fuel Systems, Inc. (C | 4,582,047 | $3,550 | 0.5% | $2.23 | — | common | 960908309 |
| AVAV | Aerovironment, Inc. | 40,208 | $3,444 | 0.5% | $84.05 | +1.7% | common | 008073108 |
| LTRX | Lantronix, Inc. | 761,933 | $3,292 | 0.5% | $7.51 | -37.3% | common | 516548203 |
| — | Franchise Group, Inc. | 131,912 | $3,142 | 0.5% | $25.36 | — | common | 35180X105 |
| — | Bellus Health, Inc. (Canada) | 380,000 | $3,124 | 0.5% | $3.06 | — | common | 07987C204 |
| DHX | DHI Group, Inc. | 581,000 | $3,073 | 0.4% | $3.17 | +75.2% | common | 23331S100 |
| ONEW | OneWater Marine, Inc. - CL A | 99,567 | $2,848 | 0.4% | $30.56 | +2.2% | common | 68280L101 |
| — | NeoGames S.A. (Luxembourg) | 226,500 | $2,761 | 0.4% | $37.99 | — | common | L6673X107 |
| — | The Real Good Food Company, In | 360,267 | $2,389 | 0.3% | $6.36 | — | common | 75601G109 |
| — | OncoCyte Corporation | 7,254,222 | $2,328 | 0.3% | $1.03 | — | common | 68235C107 |
| — | urban-gro, Inc. | 837,248 | $2,277 | 0.3% | $4.91 | — | common | 91704K202 |
| SPRO | Spero Therapeutics, Inc. | 1,300,400 | $2,250 | 0.3% | $0.99 | +87.8% | common | 84833T103 |
| AIRS | AirSculpt Technologies, Inc. | 598,091 | $2,213 | 0.3% | $7.79 | -40.4% | common | 009496100 |
| — | MaxCyte, Inc. | 400,000 | $2,184 | 0.3% | $6.61 | — | common | 5777K1061 |
| — | Profire Energy, Inc. | 2,078,575 | $2,183 | 0.3% | $1.20 | — | common | 74316X101 |
| QUIK | QuickLogic Corporation | 415,230 | $2,134 | 0.3% | $4.70 | +28.1% | common | 74837P405 |
| GAIA | Gaia, Inc. | 879,375 | $2,093 | 0.3% | $9.56 | -74.1% | common | 36269P104 |
| KRT | Karat Packaging, Inc. | 136,789 | $1,966 | 0.3% | $19.00 | -23.4% | common | 48563L101 |
| — | Synchronoss Technologies, Inc. | 3,160,270 | $1,953 | 0.3% | $1.51 | — | common | 87157B103 |
| — | EMCORE Corporation | 1,999,856 | $1,925 | 0.3% | $5.85 | — | common | 290846203 |
| USIO | Usio,Inc. | 1,153,761 | $1,846 | 0.3% | $2.17 | -7.9% | common | 917313108 |
| KOPN | Kopin Corporation | 1,446,746 | $1,794 | 0.3% | $3.15 | -60.7% | common | 500600101 |
| IPWR | Ideal Power, Inc. | 168,520 | $1,790 | 0.3% | $4.04 | +179.1% | common | 451622203 |
| — | Twin Vee PowerCats Co. | 949,062 | $1,737 | 0.3% | $2.43 | — | common | 90177C101 |
| LEGH | Legacy Housing Corp. | 81,846 | $1,552 | 0.2% | $16.82 | +4.5% | common | 52472M101 |
| — | Veru, Inc. | 290,000 | $1,531 | 0.2% | $7.83 | — | common | 92536C103 |
| — | ElectroCore, Inc. | 5,883,822 | $1,511 | 0.2% | $0.98 | — | common | 28531P103 |
| QIPT | Quipt Home Medical Corp. | 294,600 | $1,388 | 0.2% | $6.00 | -27.2% | common | 74880P104 |
| ETON | Eton Pharmaceuticals, Inc. | 463,320 | $1,297 | 0.2% | $6.62 | -59.4% | common | 29772L108 |
| NNDM | Nano Dimension, Ltd. ADR (Isra | 563,126 | $1,295 | 0.2% | $3.60 | — | common | 63008G203 |
| SMMT | Summit Therapeutics, Inc. | 300,000 | $1,275 | 0.2% | $1.82 | 0.0% | common | 86627T108 |
| OPK | OPKO Health, Inc. | 1,000,000 | $1,250 | 0.2% | $2.11 | -25.2% | common | 68375N103 |
| NUVB | Nuvation Bio, Inc. | 625,000 | $1,200 | 0.2% | $6.56 | -69.2% | common | 67080N101 |
| — | Applied DNA Sciences, Inc. | 720,942 | $1,197 | 0.2% | $1.37 | — | common | 03815U300 |
| — | Movano, Inc. | 900,000 | $1,170 | 0.2% | $5.54 | — | common | 62459M107 |
| — | Shapeways Holdings, Inc. | 2,099,431 | $1,142 | 0.2% | $0.61 | — | common | 81947T102 |
| JOB | Gee Group, Inc. | 2,285,192 | $1,120 | 0.2% | $0.67 | +0.6% | common | 36165A102 |
| ATOM | Atomera Incorporated | 177,034 | $1,101 | 0.2% | $6.21 | +32.0% | common | 04965B100 |
| — | Edgio, Inc. | 930,735 | $1,052 | 0.2% | $2.67 | — | common | 53261M104 |
| — | Sonendo, Inc. | 344,632 | $975 | 0.1% | $1.07 | — | common | 835431107 |
| RUN | Sunrun, Inc. | 40,000 | $961 | 0.1% | $62.08 | -57.0% | common | 86771W105 |
| — | eMagin Corporation | 1,119,887 | $952 | 0.1% | $2.05 | — | common | 29076N206 |
| — | LiqTech International, Inc. (D | 2,430,141 | $923 | 0.1% | $1.05 | — | common | 53632A102 |
| BLFS | BioLife Solutions, Inc. | 50,000 | $910 | 0.1% | $14.67 | +40.7% | common | 09062W204 |
| — | Rocket Lab USA, Inc. | 201,000 | $758 | 0.1% | $3.77 | — | common | 773122106 |
| — | Quantum Corp. | 657,280 | $716 | 0.1% | $3.32 | — | common | 747906501 |
| — | FTC Solar, Inc. | 259,700 | $696 | 0.1% | $2.68 | — | common | 30320C103 |
| — | Vor BioPharma, Inc. | 100,000 | $665 | 0.1% | $6.65 | — | common | 929033108 |
| — | NeuroOne Medical Technologies | 550,000 | $660 | 0.1% | $5.26 | — | common | 64130M100 |
| PRQR | ProQR Therapeutics BV (Netherl | 166,667 | $617 | 0.1% | $1.31 | 0.0% | common | N71542109 |
| APEI | American Public Education, Inc | 50,070 | $615 | 0.1% | $31.31 | -60.4% | common | 02913V103 |
| CDNA | CareDx, Inc. | 50,000 | $571 | 0.1% | $6.81 | +117.8% | common | 14167L103 |
| WAVE | Eco Wave Power Global AB (Swe | 170,821 | $508 | 0.1% | $5.64 | — | common | 27900N103 |
| EGLXF | Enthusiast Gaming Holdings, In | 897,100 | $490 | 0.1% | $6.94 | -90.4% | common | 29385B109 |
| VQSSF | VIQ Solutions, Inc. (Canada) | 1,784,067 | $468 | 0.1% | $1.97 | -79.2% | common | 91825V400 |
| NEON | Neonode, Inc. | 78,200 | $430 | 0.1% | $8.28 | -47.4% | common | 64051M709 |
| — | Mobilicom Limited (Australia) | 426,656 | $414 | 0.1% | $1.80 | — | common | 60742B102 |
| — | Lulu's Fashion Lounge Holdings | 150,232 | $377 | 0.1% | $7.64 | — | common | 55003A108 |
| — | Minerva Surgical, Inc. | 1,668,572 | $373 | 0.1% | $3.74 | — | common | 60343F106 |
| — | Accelerate Diagnostics, Inc. | 473,150 | $334 | 0.0% | $1.52 | — | common | 00430H102 |
| — | Medicenna Therapeutics Corp. ( | 1,789,000 | $322 | 0.0% | $0.58 | — | common | 192775965 |
| BLIN | Bridgeline Digital, Inc. | 300,000 | $315 | 0.0% | $2.87 | -54.4% | common | 10807Q700 |
| — | Sigma Labs, Inc. | 697,785 | $279 | 0.0% | $3.75 | — | common | 826598500 |
| — | INVO Bioscience, Inc. | 623,860 | $271 | 0.0% | $3.68 | — | common | 44984F302 |
| DDI | DoubleDown Interactive Co Ltd( | 31,051 | $262 | 0.0% | $17.61 | — | common | 25862B109 |
| — | NanoVibronix, Inc. | 901,069 | $225 | 0.0% | $0.25 | — | common | 63008J108 |
| SERA | Sera Prognostics, Inc. | 171,640 | $211 | 0.0% | $8.47 | -83.3% | common | 81749D107 |
| — | Greenbrook TMS, Inc. (Canada) | 71,768 | $145 | 0.0% | $12.11 | — | common | 393704309 |
| POLWQ | Polished.com, Inc. 5/26/22-6/2 | 1,689,700 | $135 | 0.0% | $1.83 | — | warrants | 28252C117 |
| BITF | Bitfarms, Ltd. of Canada | 263,089 | $116 | 0.0% | $4.26 | -82.7% | common | 09173B107 |
| — | LiveVox Holdings, Inc. | 25,612 | $76 | 0.0% | $2.97 | — | common | 538384009 |
| MOBBW | Mobilicom Ltd. @11.5 8/31/27 A | 363,100 | $40 | 0.0% | $0.38 | — | warrants | 60742B110 |
| — | Qualtek Services, Inc.-A Wt @1 | 50,000 | $2 | 0.0% | $0.58 | — | warrants | 74760R113 |
| — | Ocean Power Technologies @3.85 | 464,280 | $0 | 0.0% | $0.04 | — | warrants | 674870118 |