CIK: 0001541211 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Jan 22, 2014
Total Value ($000): $259,540 (81.1% shares, 18.9% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | POWERSHARES SENIOR LOAN | 1,051,101 | $26,151 | 10.1% | $24.77 | — | CONV BONDS | 73936Q769 |
| EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | 314,086 | $20,824 | 8.0% | $62.15 | — | COM | 293792107 |
| — | ALPINE TOTAL DYNAMIC DIVIDEND FUND | 2,812,250 | $11,783 | 4.5% | $4.04 | — | CONV BONDS | 021060108 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 173,485 | $10,976 | 4.2% | $55.14 | — | COM | 559080106 |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT L P INT | 203,557 | $10,538 | 4.1% | $55.81 | — | COM | 726503105 |
| — | HOME LOAN SERVICING SOLUTION LTD | 445,690 | $10,237 | 3.9% | $23.79 | — | COM | G6648D109 |
| — | TARGA RESOURCES PARTNERS LP COM UNIT | 180,070 | $9,418 | 3.6% | $50.45 | — | COM | 87611X105 |
| WMT | WAL MART STORES INC | 105,543 | $8,305 | 3.2% | $19.98 | +1.8% | COM | 931142103 |
| — | STERLING BANCORP | 608,260 | $8,132 | 3.1% | $13.37 | — | COM | 85917A100 |
| — | JPMORGAN CHASE & CO ALERIAN ML ETN | 171,964 | $7,971 | 3.1% | $46.33 | — | CONV BONDS | 46625H365 |
| — | MEDLEY CAP CORP | 540,197 | $7,482 | 2.9% | $13.59 | — | COM | 58503F106 |
| WMB | WILLIAMS COS INC | 193,610 | $7,468 | 2.9% | $18.09 | +1.6% | COM | 969457100 |
| — | NEW RESIDENTIAL INVESTMENT CORP. | 1,029,078 | $6,874 | 2.6% | $6.68 | — | COM | 64828T102 |
| — | WESTERN GAS PARTNERS LP UNIT LP IN | 104,068 | $6,420 | 2.5% | $64.89 | — | COM | 958254104 |
| NSRGY | NESTLE S A ADR SPON REG SH | 83,520 | $6,132 | 2.4% | $72.92 | — | COM | 641069406 |
| — | RAIT FINANCIAL TRUST | 658,140 | $5,904 | 2.3% | $7.50 | — | COM | 749227609 |
| BGS | B & G FOODS INC NEW CL A | 173,375 | $5,879 | 2.3% | $14.13 | +0.7% | COM | 05508R106 |
| — | PLAINS GP HOLDINGS LP-CL A | 178,570 | $4,780 | 1.8% | $26.77 | — | COM | 72651A108 |
| — | NEWCASTLE INVESTMENT | 820,335 | $4,709 | 1.8% | $5.45 | — | COM | 65105M108 |
| FHI | FEDERATED INVESTORS INC-CL B | 158,078 | $4,553 | 1.8% | $16.37 | -2.2% | COM | 314211103 |
| CBU | COMMUNITY BANK SYSTEM INC. | 109,305 | $4,337 | 1.7% | $23.21 | +9.3% | COM | 203607106 |
| — | TALLGRASS ENERGY PARTNERS LP | 165,580 | $4,305 | 1.7% | $22.18 | — | COM | 874697105 |
| HFWA | HERITAGE FINANCIAL CORP | 233,160 | $3,987 | 1.5% | $16.38 | 0.0% | COM | 42722X106 |
| — | BRYN MAWR BANK CORP | 121,210 | $3,658 | 1.4% | $30.18 | — | COM | 117665109 |
| GIS | GENERAL MILLS INC | 72,900 | $3,638 | 1.4% | $32.31 | +1.8% | COM | 370334104 |
| — | AMERICAN MIDSTREAM PARTNERS LLP | 126,265 | $3,419 | 1.3% | $27.08 | — | COM | 02752P100 |
| — | OAKTREE CAPITAL GROUP LLC | 53,635 | $3,156 | 1.2% | $58.84 | — | COM | 674001201 |
| MURGY | MUENCHENER RUECKVERSICHE ADR | 140,755 | $3,106 | 1.2% | $22.07 | — | COM | 626188106 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 82,509 | $2,913 | 1.1% | $23.16 | +10.2% | COM | 609207105 |
| WHG | WESTWOOD HOLDINGS GROUP, INC. | 46,156 | $2,858 | 1.1% | $54.49 | 0.0% | COM | 961765104 |
| DLTR | DOLLAR TREE INC | 48,855 | $2,756 | 1.1% | $48.73 | +18.2% | COM | 256746108 |
| — | KRAFT FOOD GROUP | 49,884 | $2,689 | 1.0% | $54.83 | — | COM | 50076Q106 |
| TR | TOOTSIE ROLL INDUSTRIES, INC. | 81,120 | $2,640 | 1.0% | $23.72 | 0.0% | COM | 890516107 |
| PFE | PFIZER INC | 74,445 | $2,280 | 0.9% | $17.34 | +1.6% | COM | 717081103 |
| — | SENIOR HSG PPTYS TR SH BEN INT | 97,505 | $2,168 | 0.8% | $25.93 | — | COM | 81721M109 |
| — | PROSHARES TR PSHS SHRT S&P5 | 80,570 | $2,033 | 0.8% | $29.69 | — | CONV BONDS | 74347R503 |
| — | PVR PARTNERS LP | 69,663 | $1,869 | 0.7% | $26.63 | — | COM | 693665101 |
| — | WILLIAMS PARTNERS LP | 31,967 | $1,626 | 0.6% | $51.60 | — | COM | 96950F104 |
| CHMI | CHERRY HILL MORTGAGE INVESTMENT | 87,530 | $1,558 | 0.6% | $17.80 | — | COM | 164651101 |
| AXP | AMERICAN EXPRESS CO | 12,800 | $1,161 | 0.4% | $63.24 | +9.5% | COM | 025816109 |
| — | KINDER MORGAN EGY PTNS L P UT LTD PT INT | 13,929 | $1,123 | 0.4% | $85.37 | — | COM | 494550106 |
| — | TEEKAY OFFSHORE PARTNERS LP PARTNERSHIP UN | 32,517 | $1,076 | 0.4% | $32.46 | — | COM | Y8565J101 |
| — | KINDER MORGAN MANAGEMENT LLCSHS | 13,732 | $1,039 | 0.4% | $83.47 | — | COM | 49455U100 |
| JNJ | JOHNSON & JOHNSON | 9,452 | $866 | 0.3% | $59.70 | +10.1% | COM | 478160104 |
| MBB | ISHARES BARCLAYS MBS BOND | 8,165 | $854 | 0.3% | $105.23 | — | CONV BONDS | 464288588 |
| — | ONEOK PARTNERS L P | 14,600 | $769 | 0.3% | $51.65 | — | COM | 68268N103 |
| XOM | EXXON MOBIL CORP | 7,261 | $735 | 0.3% | $53.69 | +4.2% | COM | 30231G102 |
| — | EL PASO PIPELINE PARTNERS | 19,425 | $699 | 0.3% | $43.65 | — | COM | 283702108 |
| — | CRESTWOOD EQUITY PARTNERS LP | 46,966 | $650 | 0.3% | $13.84 | — | COM | 226344109 |
| — | GOOGLE INC | 573 | $642 | 0.2% | $913.22 | — | COM | 38259P508 |
| — | BUCKEYE PARTNERS L P | 8,005 | $568 | 0.2% | $70.14 | — | COM | 118230101 |
| VZ | VERIZON COMMUNICATIONS | 10,735 | $528 | 0.2% | $27.03 | -1.5% | COM | 92343V104 |
| — | PLAYMATES HOLDINGS | 410,000 | $513 | 0.2% | $1.08 | — | COM | 034832960 |
| — | CELGENE CORP | 3,010 | $509 | 0.2% | $117.00 | — | COM | 151020104 |
| ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | 6,100 | $499 | 0.2% | $60.19 | — | COM | 29273V100 |
| — | FERRELLGAS PARTNERS L P UNIT LTD PRTNRS | 21,729 | $499 | 0.2% | $21.64 | — | COM | 315293100 |
| — | CRESTWOOD MIDSTREAM PARTNERS LP | 19,505 | $485 | 0.2% | $24.87 | — | COM | 226378107 |
| COST | COSTCO WHOLESALE CORP | 4,000 | $476 | 0.2% | $86.56 | +9.9% | COM | 22160K105 |
| AAPL | APPLE COMPUTER INC | 822 | $461 | 0.2% | $14.28 | +14.6% | COM | 037833100 |
| FIVE | FIVE BELOW | 10,000 | $432 | 0.2% | $37.24 | +28.8% | COM | 33829M101 |
| PG | PROCTER & GAMBLE COMPANY | 5,112 | $416 | 0.2% | $55.00 | +5.5% | COM | 742718109 |
| IBM | I B M | 2,209 | $414 | 0.2% | $118.94 | -10.5% | COM | 459200101 |
| XEL | XCEL ENERGY INC | 12,714 | $355 | 0.1% | $19.76 | -3.6% | COM | 98389B100 |
| — | EV ENERGY PARTNERS LP | 10,000 | $339 | 0.1% | $37.40 | — | COM | 26926V107 |
| — | MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN | 4,500 | $298 | 0.1% | $66.89 | — | COM | 570759100 |
| — | HOWARD BANCORP | 31,045 | $289 | 0.1% | $8.39 | — | COM | 442496105 |
| CAT | CATERPILLAR INC | 3,114 | $283 | 0.1% | $61.55 | +1.8% | COM | 149123101 |
| AMP | AMERIPRISE FINL INC | 2,400 | $276 | 0.1% | $68.12 | +17.5% | COM | 03076C106 |
| GEL | GENESIS ENERGY LP | 5,000 | $263 | 0.1% | $51.80 | — | COM | 371927104 |
| — | TIME WARNER INC COM | 3,699 | $258 | 0.1% | $57.83 | — | COM | 887317303 |
| — | DCP MIDSTREAM PARTNERS LP UT LTD PTN | 5,000 | $252 | 0.1% | $51.71 | — | COM | 23311P100 |
| — | Nuveen Dividend Advantage Municipal Income Fund | 20,000 | $250 | 0.1% | $13.34 | — | CONV BONDS | 67071L106 |
| META | FACEBOOK INC | 4,500 | $246 | 0.1% | $36.96 | +34.9% | COM | 30303M102 |
| — | BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN | 12,000 | $244 | 0.1% | $18.25 | — | COM | 106776107 |
| T | A T & T INC (NEW) | 6,843 | $241 | 0.1% | $11.39 | -2.0% | COM | 00206R102 |
| MRK | MERCK & COMPANY | 4,634 | $232 | 0.1% | $30.02 | +4.2% | COM | 58933Y105 |
| — | E M C CORP MASS | 8,800 | $221 | 0.1% | $23.64 | — | COM | 268648102 |
| — | CROSSTEX ENERGY L P | 7,500 | $207 | 0.1% | $27.60 | — | COM | 22765U102 |
| — | NUVEEN MULT CURR ST GV INCM COM | 10,440 | $105 | 0.0% | $11.21 | — | CONV BONDS | 67090N109 |
| — | SINGING MACH INC | 372,500 | $101 | 0.0% | $0.22 | — | COM | 829322304 |
| — | RITE AID CORP | 15,000 | $76 | 0.0% | $5.07 | — | COM | 767754104 |
| — | ECOSPHERE TECH INC | 173,012 | $48 | 0.0% | $0.35 | — | COM | 27922X105 |
| — | MOBIQUITY TECHNOLOGIES INC. | 21,000 | $10 | 0.0% | $0.48 | — | COM | 60743F102 |
| — | THORNBURG MTG INC NEW | 100,000 | $0 | 0.0% | — | — | COM | 885218800 |