CIK: 0001541211 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 6, 2013
Total Value ($000): $210,474 (81.2% shares, 18.8% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | 314,961 | $19,225 | 9.1% | $62.15 | — | COM | 293792107 |
| — | POWERSHARES SENIOR LOAN | 721,056 | $17,796 | 8.5% | $24.72 | — | CONV BONDS | 73936Q769 |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT L P INT | 215,613 | $11,354 | 5.4% | $55.81 | — | COM | 726503105 |
| — | ALPINE TOTAL DYNAMIC DIVIDEND FUND | 2,454,680 | $9,868 | 4.7% | $4.02 | — | CONV BONDS | 021060108 |
| — | TARGA RESOURCES PARTNERS LP COM UNIT | 181,445 | $9,339 | 4.4% | $50.45 | — | COM | 87611X105 |
| — | MAGELLAN MIDSTGREAM PARTNERS L | 160,730 | $9,070 | 4.3% | $54.50 | — | COM | 559080106 |
| — | HOME LOAN SERVICING SOLUTION LTD | 395,935 | $8,715 | 4.1% | $23.89 | — | COM | G6648D109 |
| WMT | WAL MART STORES INC | 106,243 | $7,858 | 3.7% | $19.98 | -1.0% | COM | 931142103 |
| — | MEDLEY CAP CORP | 557,552 | $7,689 | 3.7% | $13.59 | — | COM | 58503F106 |
| — | WESTERN GAS PARTNERS LP UNIT LP IN | 106,753 | $6,419 | 3.0% | $64.89 | — | COM | 958254104 |
| — | NEW RESIDENTIAL INVESTMENT CORP. | 903,150 | $5,979 | 2.8% | $6.68 | — | COM | 64828T102 |
| — | RAIT FINANCIAL TRUST | 815,690 | $5,775 | 2.7% | $7.50 | — | COM | 749227609 |
| — | PROVIDENT NEW YORK BANCORP | 497,030 | $5,413 | 2.6% | $10.89 | — | COM | 744028101 |
| WMB | WILLIAMS COS INC | 148,635 | $5,404 | 2.6% | $18.00 | -1.5% | COM | 969457100 |
| — | WILLIAMS PARTNERS LP | 99,522 | $5,263 | 2.5% | $51.60 | — | COM | 96950F104 |
| — | PROSHARES TR PSHS SHRT S&P5 | 187,491 | $5,252 | 2.5% | $29.69 | — | CONV BONDS | 74347R503 |
| DLTR | DOLLAR TREE INC | 79,245 | $4,530 | 2.2% | $48.73 | +10.8% | COM | 256746108 |
| SYY | SYSCO CORP | 124,015 | $3,947 | 1.9% | $23.98 | 0.0% | COM | 871829107 |
| — | LEXINGTON REALTY TRUST | 344,205 | $3,865 | 1.8% | $11.45 | — | COM | 529043101 |
| FHI | FEDERATED INVESTORS INC-CL B | 131,615 | $3,575 | 1.7% | $16.45 | 0.0% | COM | 314211103 |
| — | DR PEPPER SNAPPLE GROUP INC. | 72,475 | $3,248 | 1.5% | $45.90 | — | COM | 26138E109 |
| CBU | COMMUNITY BANK SYSTEM INC. | 91,360 | $3,117 | 1.5% | $22.78 | 0.0% | COM | 203607106 |
| — | TALLGRASS ENERGY PARTNERS LP | 130,770 | $3,047 | 1.4% | $21.16 | — | COM | 874697105 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 94,674 | $2,975 | 1.4% | $23.16 | +2.4% | COM | 609207105 |
| — | NEWCASTLE INVESTMENT | 525,410 | $2,953 | 1.4% | $5.28 | — | COM | 65105M108 |
| MBB | ISHARES BARCLAYS MBS BOND | 25,585 | $2,710 | 1.3% | $105.23 | — | CONV BONDS | 464288588 |
| GIS | GENERAL MILLS INC | 54,705 | $2,621 | 1.2% | $32.12 | +2.4% | COM | 370334104 |
| — | SENIOR HSG PPTYS TR SH BEN INT | 108,305 | $2,528 | 1.2% | $25.93 | — | COM | 81721M109 |
| — | JPMORGAN CHASE & CO ALERIAN ML ETN | 55,947 | $2,495 | 1.2% | $46.28 | — | CONV BONDS | 46625H365 |
| — | PVR PARTNERS LP | 104,998 | $2,428 | 1.2% | $26.63 | — | COM | 693665101 |
| — | BUCKEYE PARTNERS L P | 27,157 | $1,780 | 0.8% | $70.14 | — | COM | 118230101 |
| — | KRAFT FOOD GROUP | 29,674 | $1,557 | 0.7% | $55.46 | — | COM | 50076Q106 |
| — | KINDER MORGAN MANAGEMENT LLCSHS | 18,596 | $1,394 | 0.7% | $83.47 | — | COM | 49455U100 |
| — | KINDER MORGAN EGY PTNS L P UT LTD PT INT | 14,139 | $1,129 | 0.5% | $85.37 | — | COM | 494550106 |
| — | TEEKAY OFFSHORE PARTNERS LP PARTNERSHIP UN | 33,207 | $1,108 | 0.5% | $32.46 | — | COM | Y8565J101 |
| AXP | AMERICAN EXPRESS CO | 12,800 | $967 | 0.5% | $63.24 | 0.0% | COM | 025816109 |
| JNJ | JOHNSON & JOHNSON | 9,872 | $856 | 0.4% | $59.70 | +6.4% | COM | 478160104 |
| — | EL PASO PIPELINE PARTNERS | 19,875 | $839 | 0.4% | $43.65 | — | COM | 283702108 |
| — | INERGY L P UNIT LTD PAR | 60,586 | $834 | 0.4% | $16.03 | — | COM | 456615103 |
| — | ONEOK PARTNERS L P | 14,600 | $774 | 0.4% | $51.65 | — | COM | 68268N103 |
| AAPL | APPLE COMPUTER INC | 1,478 | $705 | 0.3% | $14.28 | 0.0% | COM | 037833100 |
| FIVE | FIVE BELOW | 15,000 | $656 | 0.3% | $37.24 | +7.7% | COM | 33829M101 |
| XOM | EXXON MOBIL CORP | 7,606 | $654 | 0.3% | $53.69 | +0.9% | COM | 30231G102 |
| — | DOUBLELINE INCOME SOLUTIONS FUND | 26,900 | $590 | 0.3% | $23.22 | — | CONV BONDS | 258622109 |
| — | INERGY MIDSTREAM LP | 25,561 | $564 | 0.3% | $22.23 | — | COM | 45671U106 |
| BGS | B & G FOODS INC NEW CL A | 15,990 | $552 | 0.3% | $13.21 | +8.4% | COM | 05508R106 |
| — | DCP MIDSTREAM PARTNERS LP UT LTD PTN | 11,000 | $546 | 0.3% | $51.71 | — | COM | 23311P100 |
| PFE | PFIZER INC | 17,775 | $511 | 0.2% | $16.46 | -0.6% | COM | 717081103 |
| — | FERRELLGAS PARTNERS L P UNIT LTD PRTNRS | 22,872 | $510 | 0.2% | $21.64 | — | COM | 315293100 |
| VZ | VERIZON COMMUNICATIONS | 10,575 | $494 | 0.2% | $27.04 | -3.4% | COM | 92343V104 |
| — | CELGENE CORP | 3,000 | $462 | 0.2% | $117.00 | — | COM | 151020104 |
| COST | COSTCO WHOLESALE CORP | 4,000 | $461 | 0.2% | $86.56 | +5.9% | COM | 22160K105 |
| — | PLAYMATES HOLDINGS | 410,000 | $443 | 0.2% | $1.08 | — | COM | 034832960 |
| — | GOOGLE INC | 496 | $434 | 0.2% | $881.05 | — | COM | 38259P508 |
| IBM | I B M | 2,236 | $414 | 0.2% | $118.94 | -6.2% | COM | 459200101 |
| PG | PROCTER & GAMBLE COMPANY | 5,292 | $400 | 0.2% | $55.00 | +2.2% | COM | 742718109 |
| ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | 6,000 | $395 | 0.2% | $59.83 | — | COM | 29273V100 |
| — | Nuveen Dividend Advantage Municipal Income Fund | 30,650 | $389 | 0.2% | $13.34 | — | CONV BONDS | 67071L106 |
| — | EV ENERGY PARTNERS LP | 10,000 | $371 | 0.2% | $37.40 | — | COM | 26926V107 |
| NSRGY | NESTLE S A ADR SPON REG SH | 5,250 | $367 | 0.2% | $65.52 | — | COM | 641069406 |
| PSEC | PROSPECT CAPITAL CORPORATIONCOM | 32,000 | $357 | 0.2% | $2.26 | +6.9% | COM | 74348T102 |
| XEL | XCEL ENERGY INC | 12,514 | $346 | 0.2% | $19.78 | -3.4% | COM | 98389B100 |
| — | MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN | 4,500 | $325 | 0.2% | $66.89 | — | COM | 570759100 |
| SPH | SUBURBAN PROPANE PARTNERS LPUT LTD PT INT | 6,494 | $304 | 0.1% | $46.39 | — | COM | 864482104 |
| — | Nuveen Dividend Advantage Municipal Fund 2 | 23,150 | $300 | 0.1% | $13.95 | — | CONV BONDS | 67070F100 |
| — | GOVERNMENT PROPERTIES INCO | 12,000 | $287 | 0.1% | $25.20 | — | COM | 38376A103 |
| CAT | CATERPILLAR INC | 3,114 | $260 | 0.1% | $61.55 | +0.1% | COM | 149123101 |
| GEL | GENESIS ENERGY LP | 5,000 | $250 | 0.1% | $51.80 | — | COM | 371927104 |
| — | TIME WARNER INC COM | 3,666 | $241 | 0.1% | $57.83 | — | COM | 887317303 |
| — | HOWARD BANCORP | 27,400 | $237 | 0.1% | $8.27 | — | COM | 442496105 |
| T | A T & T INC (NEW) | 6,743 | $228 | 0.1% | $11.40 | -3.9% | COM | 00206R102 |
| META | FACEBOOK INC | 4,500 | $226 | 0.1% | $36.96 | 0.0% | COM | 30303M102 |
| MRK | MERCK & COMPANY | 4,634 | $221 | 0.1% | $30.02 | +3.2% | COM | 58933Y105 |
| — | E M C CORP MASS | 8,600 | $220 | 0.1% | $23.60 | — | COM | 268648102 |
| — | BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN | 12,000 | $220 | 0.1% | $18.25 | — | COM | 106776107 |
| AMP | AMERIPRISE FINL INC | 2,400 | $219 | 0.1% | $68.12 | 0.0% | COM | 03076C106 |
| KMI | KINDER MORGAN INC/DELAWARE | 5,850 | $208 | 0.1% | $20.66 | -2.4% | COM | 49456B101 |
| — | CYPRESS SHARPRIDGE INVTS INCCOM | 14,700 | $120 | 0.1% | $9.21 | — | COM | 12673A108 |
| — | NUVEEN MULT CURR ST GV INCM COM | 10,440 | $109 | 0.1% | $11.21 | — | CONV BONDS | 67090N109 |
| — | SINGING MACH INC | 375,500 | $90 | 0.0% | $0.22 | — | COM | 829322304 |
| — | ECOSPHERE TECH INC | 173,012 | $52 | 0.0% | $0.35 | — | COM | 27922X105 |
| — | SIGNATURE GROUP HOLDINGS | 27,050 | $32 | 0.0% | $0.92 | — | COM | 82670C100 |
| — | ACE MARKETING & PROMOTIONS | 21,000 | $8 | 0.0% | $0.38 | — | COM | 004409108 |
| — | THORNBURG MTG INC NEW | 100,000 | $0 | 0.0% | — | — | COM | 885218800 |