ALETHEA CAPITAL MANAGEMENT, LLC Quant / Systematic

CIK: 0001549408 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Oct 29, 2018

Total Value ($000): $66,710 (100.0% shares, 0.0% debt)

Holdings (73)

COF CAPITAL ONE FINL CORP 21.5%
Value ($000) $14,353 Shares 151,194 Est. Cost $66.87 Unrealized +28.1%
KURA KURA ONCOLOGY INC 5.7%
Value ($000) $3,774 Shares 215,662 Est. Cost $13.21 Unrealized +45.1%
FE FIRSTENERGY CORP 3.8%
Value ($000) $2,562 Shares 68,927 Est. Cost $27.08 Unrealized 0.0%
LNT ALLIANT ENERGY CORP 3.7%
Value ($000) $2,490 Shares 58,485 Est. Cost $34.13 Unrealized 0.0%
PSX PHILLIPS 66 3.7%
Value ($000) $2,484 Shares 22,036 Est. Cost $86.06 Unrealized 0.0%
CIDARA THERAPEUTICS INC 2.9%
Value ($000) $1,924 Shares 437,357 Est. Cost $4.72 Unrealized
VLO VALERO ENERGY CORP NEW 2.9%
Value ($000) $1,902 Shares 16,719 Est. Cost $84.22 Unrealized 0.0%
AXSM AXSOME THERAPEUTICS INC 2.8%
Value ($000) $1,889 Shares 547,443 Est. Cost $3.44 Unrealized -14.0%
PSA PUBLIC STORAGE 2.7%
Value ($000) $1,817 Shares 9,013 Est. Cost $159.08 Unrealized 0.0%
HD HOME DEPOT INC 1.7%
Value ($000) $1,155 Shares 5,578 Est. Cost $142.55 Unrealized +17.8%
ETR ENTERGY CORP NEW 1.7%
Value ($000) $1,143 Shares 14,089 Est. Cost $31.55 Unrealized 0.0%
EC ECOPETROL S A 1.5%
Value ($000) $1,029 Shares 38,216 Est. Cost $26.93 Unrealized
DRI DARDEN RESTAURANTS INC 1.4%
Value ($000) $955 Shares 8,593 Est. Cost $80.22 Unrealized +14.5%
M MACYS INC 1.3%
Value ($000) $889 Shares 25,589 Est. Cost $37.21 Unrealized 0.0%
GOOG ALPHABET INC 1.3%
Value ($000) $859 Shares 720 Est. Cost $40.39 Unrealized +47.2%
MMM 3M CO 1.3%
Value ($000) $843 Shares 4,000 Est. Cost $92.17 Unrealized +43.4%
HON HONEYWELL INTL INC 1.2%
Value ($000) $832 Shares 5,000 Est. Cost $81.58 Unrealized +49.1%
HRB BLOCK H & R INC 1.2%
Value ($000) $813 Shares 31,569 Est. Cost $19.02 Unrealized 0.0%
AZN ASTRAZENECA PLC 1.2%
Value ($000) $774 Shares 19,567 Est. Cost $39.56 Unrealized
AAPL APPLE INC 1.1%
Value ($000) $739 Shares 3,275 Est. Cost $35.72 Unrealized +38.0%
CHINA PETE & CHEM CORP 1.1%
Value ($000) $728 Shares 7,253 Est. Cost $100.37 Unrealized
MTUM ISHARES TR 1.1%
Value ($000) $713 Shares 5,995 Est. Cost $106.06 Unrealized
DIS DISNEY WALT CO 1.0%
Value ($000) $643 Shares 5,501 Est. Cost $100.71 Unrealized +5.8%
ETN EATON CORP PLC 0.9%
Value ($000) $607 Shares 7,000 Est. Cost $48.13 Unrealized +47.8%
CAT CATERPILLAR INC DEL 0.9%
Value ($000) $602 Shares 3,951 Est. Cost $120.51 Unrealized 0.0%
BAC BANK AMER CORP 0.9%
Value ($000) $589 Shares 20,000 Est. Cost $18.12 Unrealized +40.6%
EVRG EVERGY INC 0.9%
Value ($000) $583 Shares 10,620 Est. Cost $42.74 Unrealized 0.0%
LMT LOCKHEED MARTIN CORP 0.9%
Value ($000) $580 Shares 1,677 Est. Cost $264.26 Unrealized 0.0%
DAL DELTA AIR LINES INC DEL 0.9%
Value ($000) $578 Shares 9,997 Est. Cost $51.39 Unrealized 0.0%
SBUX STARBUCKS CORP 0.9%
Value ($000) $576 Shares 10,139 Est. Cost $45.07 Unrealized 0.0%
CINF CINCINNATI FINL CORP 0.9%
Value ($000) $569 Shares 7,407 Est. Cost $61.53 Unrealized 0.0%
AJG GALLAGHER ARTHUR J & CO 0.8%
Value ($000) $565 Shares 7,586 Est. Cost $64.92 Unrealized 0.0%
CMI CUMMINS INC 0.8%
Value ($000) $564 Shares 3,860 Est. Cost $88.81 Unrealized +30.8%
MPC MARATHON PETE CORP 0.8%
Value ($000) $564 Shares 7,058 Est. Cost $62.52 Unrealized 0.0%
XEROX CORP 0.8%
Value ($000) $557 Shares 20,636 Est. Cost $26.99 Unrealized
KMB KIMBERLY CLARK CORP 0.8%
Value ($000) $557 Shares 4,900 Est. Cost $90.30 Unrealized -4.2%
CCL CARNIVAL CORP 0.8%
Value ($000) $551 Shares 8,643 Est. Cost $56.85 Unrealized 0.0%
AFL AFLAC INC 0.8%
Value ($000) $542 Shares 11,512 Est. Cost $38.48 Unrealized 0.0%
AMGN AMGEN INC 0.8%
Value ($000) $539 Shares 2,600 Est. Cost $139.45 Unrealized +12.8%
APD AIR PRODS & CHEMS INC 0.8%
Value ($000) $531 Shares 3,181 Est. Cost $135.95 Unrealized 0.0%
MCD MCDONALDS CORP 0.8%
Value ($000) $529 Shares 3,162 Est. Cost $134.80 Unrealized 0.0%
ITW ILLINOIS TOOL WKS INC 0.8%
Value ($000) $508 Shares 3,600 Est. Cost $83.94 Unrealized +39.9%
PNC PNC FINL SVCS GROUP INC 0.7%
Value ($000) $499 Shares 3,664 Est. Cost $109.48 Unrealized 0.0%
PG PROCTER AND GAMBLE CO 0.7%
Value ($000) $499 Shares 6,000 Est. Cost $68.89 Unrealized -1.6%
EG EVEREST RE GROUP LTD 0.7%
Value ($000) $491 Shares 2,150 Est. Cost $192.26 Unrealized 0.0%
FITB FIFTH THIRD BANCORP 0.7%
Value ($000) $482 Shares 17,256 Est. Cost $22.00 Unrealized 0.0%
PLD PROLOGIS INC 0.7%
Value ($000) $479 Shares 7,073 Est. Cost $53.52 Unrealized 0.0%
BB&T CORP 0.7%
Value ($000) $475 Shares 9,777 Est. Cost $48.58 Unrealized
JPM JPMORGAN CHASE & CO 0.7%
Value ($000) $463 Shares 4,100 Est. Cost $66.09 Unrealized +40.2%
WM WASTE MGMT INC DEL 0.7%
Value ($000) $452 Shares 5,000 Est. Cost $53.86 Unrealized +45.3%
DOWDUPONT INC 0.7%
Value ($000) $450 Shares 7,000 Est. Cost $69.18 Unrealized
MSFT MICROSOFT CORP 0.7%
Value ($000) $446 Shares 3,900 Est. Cost $46.85 Unrealized +115.2%
FOOT LOCKER INC 0.6%
Value ($000) $423 Shares 8,291 Est. Cost $52.60 Unrealized
BGC PARTNERS INC 0.6%
Value ($000) $404 Shares 34,177 Est. Cost $11.82 Unrealized
DUK DUKE ENERGY CORP NEW 0.6%
Value ($000) $400 Shares 5,000 Est. Cost $60.54 Unrealized -0.8%
XOM EXXON MOBIL CORP 0.6%
Value ($000) $383 Shares 4,500 Est. Cost $56.14 Unrealized +3.7%
REM ISHARES TR 0.6%
Value ($000) $383 Shares 8,789 Est. Cost $43.58 Unrealized
WDC WESTERN DIGITAL CORP 0.6%
Value ($000) $374 Shares 6,397 Est. Cost $46.86 Unrealized 0.0%
MRK MERCK & CO INC 0.5%
Value ($000) $355 Shares 5,000 Est. Cost $44.14 Unrealized +14.8%
TPR TAPESTRY INC 0.5%
Value ($000) $344 Shares 6,852 Est. Cost $39.03 Unrealized +2.4%
MDT MEDTRONIC PLC 0.5%
Value ($000) $344 Shares 3,500 Est. Cost $63.68 Unrealized +19.8%
XBI SPDR SERIES TRUST 0.5%
Value ($000) $337 Shares 3,517 Est. Cost $84.84 Unrealized
T AT&T INC 0.5%
Value ($000) $336 Shares 10,000 Est. Cost $14.53 Unrealized -0.4%
SHAW COMMUNICATIONS INC 0.5%
Value ($000) $310 Shares 15,888 Est. Cost $19.51 Unrealized
PEP PEPSICO INC 0.4%
Value ($000) $280 Shares 2,500 Est. Cost $81.72 Unrealized +10.5%
BLACKSTONE GROUP L P 0.3%
Value ($000) $228 Shares 6,000 Est. Cost $38.00 Unrealized
ARE ALEXANDRIA REAL ESTATE EQ IN 0.3%
Value ($000) $207 Shares 1,648 Est. Cost $95.97 Unrealized 0.0%
GM GENERAL MTRS CO 0.3%
Value ($000) $202 Shares 6,000 Est. Cost $33.08 Unrealized 0.0%
NEURALSTEM INC 0.3%
Value ($000) $176 Shares 164,394 Est. Cost $5.28 Unrealized
BLACKROCK LTD DURATION INC T 0.3%
Value ($000) $171 Shares 11,516 Est. Cost $15.72 Unrealized
AES AES CORP 0.2%
Value ($000) $166 Shares 11,882 Est. Cost $10.36 Unrealized 0.0%
XEVMX EATON VANCE CALIF MUN BD FD 0.2%
Value ($000) $148 Shares 14,839 Est. Cost $11.77 Unrealized
AAPL APPLE INC 0.0%
Value ($000) $2 Shares 2,000 Est. Cost $35.72 Unrealized +38.0%