Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q2 2014 (← Previous) (Next →)

Filing Date: Aug 14, 2014

Total Value ($000): $140,155 (100.0% shares, 0.0% debt)

Holdings (97)

FAAXX FIRST AMERICAN GOVERNMENT OBLIGATION 7.1%
Value ($000) $9,984 Shares 9,983,055 Est. Cost $1.00 Unrealized
MAPIX MATTHEWS ASIA DIVIDEND FUND 5.2%
Value ($000) $7,300 Shares 448,122 Est. Cost $15.67 Unrealized
MSFT MICROSOFT CORP 5.0%
Value ($000) $6,965 Shares 167,020 Est. Cost $30.02 Unrealized +13.1%
MET METLIFE INC 4.4%
Value ($000) $6,127 Shares 110,265 Est. Cost $30.13 Unrealized +5.7%
FDX FED EX CORP 3.4%
Value ($000) $4,810 Shares 31,770 Est. Cost $112.11 Unrealized +5.7%
IBM INTERNATIONAL BUSINESS MACHINES CORP 3.2%
Value ($000) $4,510 Shares 24,880 Est. Cost $106.72 Unrealized +5.2%
PRU PRUDENTIAL FINANCIAL INC 3.1%
Value ($000) $4,368 Shares 49,195 Est. Cost $51.45 Unrealized -0.2%
SEADRILL LIMITED 3.0%
Value ($000) $4,231 Shares 105,906 Est. Cost $40.99 Unrealized
MEDTRONIC INC 2.6%
Value ($000) $3,666 Shares 57,490 Est. Cost $57.40 Unrealized
KEY KEYCORP NEW 2.5%
Value ($000) $3,554 Shares 247,960 Est. Cost $8.05 Unrealized +10.1%
JOHNSON CONTROLS INC 2.5%
Value ($000) $3,497 Shares 70,020 Est. Cost $51.25 Unrealized
GLW CORNING INC 2.4%
Value ($000) $3,385 Shares 154,201 Est. Cost $12.34 Unrealized +27.0%
RAYTHEON COMPANY 2.4%
Value ($000) $3,374 Shares 36,570 Est. Cost $90.77 Unrealized
WMT WAL MART STORES INC 2.3%
Value ($000) $3,272 Shares 43,575 Est. Cost $20.51 Unrealized +0.1%
PFE PFIZER INC 2.1%
Value ($000) $2,959 Shares 99,693 Est. Cost $17.62 Unrealized -0.4%
HEWLETT PACKARD CO 2.1%
Value ($000) $2,938 Shares 87,231 Est. Cost $27.99 Unrealized
SNY SANOFI A D R 2.1%
Value ($000) $2,889 Shares 54,335 Est. Cost $53.63 Unrealized
KBR KBR INC 2.0%
Value ($000) $2,746 Shares 115,104 Est. Cost $21.10 Unrealized 0.0%
RF REGIONS FINL CORP 1.9%
Value ($000) $2,625 Shares 247,165 Est. Cost $7.03 Unrealized 0.0%
QCOM QUALCOMM INC 1.9%
Value ($000) $2,624 Shares 33,131 Est. Cost $50.58 Unrealized +13.3%
BROADCOM CORP CL A 1.9%
Value ($000) $2,620 Shares 70,555 Est. Cost $29.65 Unrealized
EPOL ISHARES MSCI POLAND CAPPED INVSTBL 1.8%
Value ($000) $2,565 Shares 87,380 Est. Cost $29.67 Unrealized
F FORD MOTOR CO 1.7%
Value ($000) $2,435 Shares 141,194 Est. Cost $9.00 Unrealized -1.5%
GS GOLDMAN SACHS GROUP INC 1.7%
Value ($000) $2,350 Shares 14,030 Est. Cost $128.71 Unrealized 0.0%
THAI FUND INC 1.6%
Value ($000) $2,269 Shares 202,171 Est. Cost $14.29 Unrealized
DIRECTV 1.6%
Value ($000) $2,221 Shares 26,120 Est. Cost $69.06 Unrealized
SGAPY SINGAPORE TELECOMMUNICATNS A D R 1.6%
Value ($000) $2,211 Shares 71,275 Est. Cost $29.64 Unrealized
GM GENERAL MOTORS CO 1.5%
Value ($000) $2,114 Shares 58,232 Est. Cost $28.14 Unrealized -6.6%
TM TOYOTA MTR CORP A D R 1.5%
Value ($000) $2,060 Shares 17,215 Est. Cost $119.66 Unrealized
HBAN HUNTINGTON BANCSHARES INC 1.5%
Value ($000) $2,051 Shares 214,915 Est. Cost $6.01 Unrealized 0.0%
HAWAIIAN HLDGS INC 1.2%
Value ($000) $1,647 Shares 120,100 Est. Cost $9.63 Unrealized
XOM EXXON MOBIL CORP 1.2%
Value ($000) $1,635 Shares 16,234 Est. Cost $57.08 Unrealized +8.4%
STATE STREET CAP TR IV 1.1%
Value ($000) $1,594 Shares 1,875,000 Est. Cost $0.76 Unrealized
KOREA FUND INC 1.1%
Value ($000) $1,582 Shares 37,017 Est. Cost $41.27 Unrealized
SZOXF POWERSHARES DB CRUDE SHORT 1.1%
Value ($000) $1,577 Shares 45,700 Est. Cost $38.71 Unrealized
MORGAN STANLEY 1.1%
Value ($000) $1,483 Shares 1,400,000 Est. Cost $1.04 Unrealized
US BANK CAPITAL IX 0.9%
Value ($000) $1,264 Shares 1,482,000 Est. Cost $0.78 Unrealized
MORGAN STANLEY 0.9%
Value ($000) $1,219 Shares 1,205,000 Est. Cost $0.99 Unrealized
MORGAN STANLEYY 0.9%
Value ($000) $1,203 Shares 1,156,000 Est. Cost $1.04 Unrealized
MARKET VECTORS VIETNAM ETF 0.8%
Value ($000) $1,160 Shares 55,760 Est. Cost $18.92 Unrealized
EUROPEAN INVESTMENT BANK 0.8%
Value ($000) $1,062 Shares 2,220,000 Est. Cost $0.47 Unrealized
ROYAL BK OF SCOTLAND NV 0.7%
Value ($000) $994 Shares 998,000 Est. Cost $0.99 Unrealized
IMMUNOGEN INC 0.7%
Value ($000) $955 Shares 80,525 Est. Cost $14.68 Unrealized
FIRST MD CAP I 0.7%
Value ($000) $913 Shares 1,040,000 Est. Cost $0.81 Unrealized
BANK OF AMERICA CORP 0.6%
Value ($000) $870 Shares 995,000 Est. Cost $0.87 Unrealized
MELLON CAP IV 0.6%
Value ($000) $857 Shares 985,000 Est. Cost $0.87 Unrealized
GENERAL ELEC CAP CORP 0.5%
Value ($000) $693 Shares 750,000 Est. Cost $0.90 Unrealized
MRK MERCK AND CO INC 0.5%
Value ($000) $684 Shares 11,810 Est. Cost $31.42 Unrealized +20.8%
GENERAL ELECTRIC CO 0.5%
Value ($000) $659 Shares 25,070 Est. Cost $27.99 Unrealized
NTC CAPITAL II 0.5%
Value ($000) $647 Shares 743,000 Est. Cost $0.82 Unrealized
AMAT APPLIED MATERIALS INC 0.4%
Value ($000) $550 Shares 24,350 Est. Cost $14.86 Unrealized +18.3%
CVX CHEVRON CORPORATION 0.3%
Value ($000) $476 Shares 3,640 Est. Cost $72.49 Unrealized +4.7%
CITIGROUP INC 0.3%
Value ($000) $476 Shares 600,000 Est. Cost $0.78 Unrealized
FOVSY FORD OTOMOTIV SANAYI A S A D R 0.3%
Value ($000) $474 Shares 7,600 Est. Cost $52.82 Unrealized
NI NISOURCE INC 0.3%
Value ($000) $473 Shares 12,000 Est. Cost $8.50 Unrealized +18.4%
PM PHILIP MORRIS INTL 0.3%
Value ($000) $448 Shares 5,310 Est. Cost $47.84 Unrealized +0.8%
HON HONEYWELL INTERNATIONAL INC 0.3%
Value ($000) $443 Shares 4,756 Est. Cost $61.14 Unrealized +7.5%
CMCSA COMCAST CORP CL A 0.3%
Value ($000) $442 Shares 8,221 Est. Cost $18.38 Unrealized +7.6%
XPO XPO LOGISTICS INC 0.3%
Value ($000) $432 Shares 15,065 Est. Cost $9.14 Unrealized 0.0%
RPM RPM INTERNATIONAL INC 0.3%
Value ($000) $402 Shares 8,700 Est. Cost $38.93 Unrealized +11.2%
MEXICO EQUITY & INCOME FD 0.2%
Value ($000) $344 Shares 21,325 Est. Cost $16.13 Unrealized
KMB KIMBERLY CLARK CORP 0.2%
Value ($000) $342 Shares 3,070 Est. Cost $66.48 Unrealized +7.9%
ANADARKO PETROLEUM CORP 0.2%
Value ($000) $331 Shares 3,016 Est. Cost $79.58 Unrealized
PROCTER & GAMBLE CO 0.2%
Value ($000) $324 Shares 53,455 Est. Cost $6.06 Unrealized
ORCL ORACLE CORPORATION 0.2%
Value ($000) $319 Shares 7,852 Est. Cost $29.05 Unrealized +19.3%
CITIGROUP INC 0.2%
Value ($000) $305 Shares 293,000 Est. Cost $1.03 Unrealized
PEP PEPSICO INC 0.2%
Value ($000) $286 Shares 3,200 Est. Cost $58.05 Unrealized +4.9%
LLY ELI LILLY CO 0.2%
Value ($000) $249 Shares 4,000 Est. Cost $39.58 Unrealized +21.3%
DESARROLLADORA HOMEX A D R 0.2%
Value ($000) $237 Shares 350,550 Est. Cost $1.17 Unrealized
GPC GENUINE PARTS COMPANY 0.2%
Value ($000) $218 Shares 2,480 Est. Cost $61.64 Unrealized 0.0%
BANK OF AMERICA CORP 0.1%
Value ($000) $104 Shares 100,000 Est. Cost $1.02 Unrealized
BELCHERTOWN MA 0.1%
Value ($000) $103 Shares 100,000 Est. Cost $1.03 Unrealized
MASSACHUSETTS ST SER B 0.1%
Value ($000) $102 Shares 100,000 Est. Cost $1.02 Unrealized
CELGENE CORP 0.0%
Value ($000) $69 Shares 50,210 Est. Cost $1.37 Unrealized
WESTWOOD MA REF 0.0%
Value ($000) $57 Shares 50,000 Est. Cost $1.14 Unrealized
SOUTHBOROUGH MA REF 0.0%
Value ($000) $57 Shares 50,000 Est. Cost $1.14 Unrealized
UNIV OF MASSACHUSETTS MA BLDG AUTH 0.0%
Value ($000) $55 Shares 50,000 Est. Cost $1.10 Unrealized
MILTON MA REF 0.0%
Value ($000) $53 Shares 50,000 Est. Cost $1.06 Unrealized
GE ELEC CAP CORP 0.0%
Value ($000) $53 Shares 50,000 Est. Cost $1.06 Unrealized
MASSACHUSETTS ST SER E 0.0%
Value ($000) $52 Shares 50,000 Est. Cost $1.04 Unrealized
EVERETT MA REF 0.0%
Value ($000) $52 Shares 50,000 Est. Cost $1.04 Unrealized
WELLS FARGO COMPANY 0.0%
Value ($000) $52 Shares 50,000 Est. Cost $1.04 Unrealized
MASSACHUSETTS ST BAY TRANSPRTN AUTH 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $1.02 Unrealized
MASSACHUSETTS ST WTR RESOURCES AUTH 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $1.02 Unrealized
UNIV OF MICHIGAN MI GEN SER A 0.0%
Value ($000) $44 Shares 40,000 Est. Cost $1.10 Unrealized
TEXAS A M UNIV REVS FING SYS SER D 0.0%
Value ($000) $29 Shares 25,000 Est. Cost $1.16 Unrealized
PENNSYLVANIA ST SECOND REF 0.0%
Value ($000) $29 Shares 25,000 Est. Cost $1.16 Unrealized
NORTH FORK OH LOCAL SCH DIST SCH 0.0%
Value ($000) $27 Shares 25,000 Est. Cost $1.08 Unrealized
WISCONSIN ST TRANSPRTN REVENUE SER A 0.0%
Value ($000) $27 Shares 25,000 Est. Cost $1.08 Unrealized
GEORGIA PACIFIC LLC L P 0.0%
Value ($000) $27 Shares 25,000 Est. Cost $1.08 Unrealized
DERRY NH COOPERATIVE SCH DIST 0.0%
Value ($000) $26 Shares 25,000 Est. Cost $1.04 Unrealized
REGL TRANSPRTN DIST CO SALES TAX 0.0%
Value ($000) $21 Shares 20,000 Est. Cost $1.05 Unrealized
U S TREAS BDS 0.0%
Value ($000) $14 Shares 10,000 Est. Cost $1.40 Unrealized
DESARROLLADORA HOMEX SA 0.0%
Value ($000) $8 Shares 63,000 Est. Cost $0.13 Unrealized
BIOSHELTERS INC SERIES B CONVERTIBLE 0.0%
Value ($000) $1 Shares 52,000 Est. Cost $0.02 Unrealized
FRACTIONAL CUSIP FOR 33832D106 0.0%
Value ($000) $1 Shares 100,000 Est. Cost $0.01 Unrealized
COPY OF - BIOSHELTERS INC SERIES B 0.0%
Value ($000) $1 Shares 62,000 Est. Cost $0.02 Unrealized