Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q2 2018 (← Previous) (Next →)

Filing Date: Aug 14, 2018

Total Value ($000): $170,907 (100.0% shares, 0.0% debt)

Holdings (79)

VTI VANGUARD TOTAL STOCK MARKET ETF 14.5%
Value ($000) $24,745 Shares 176,212 Est. Cost $118.73 Unrealized
MIPIX MATTHEWS ASIA DIVIDEND INS 7.2%
Value ($000) $12,327 Shares 653,933 Est. Cost $16.15 Unrealized
MINT PIMCO ENHANCED SHORT MATURITY ETF 4.2%
Value ($000) $7,232 Shares 71,212 Est. Cost $101.69 Unrealized
FDX FED EX CORP 3.9%
Value ($000) $6,626 Shares 29,182 Est. Cost $118.69 Unrealized +82.4%
PRU PRUDENTIAL FINANCIAL INC 3.8%
Value ($000) $6,491 Shares 69,420 Est. Cost $52.28 Unrealized +33.3%
GOOG ALPHABET INC CL C 3.7%
Value ($000) $6,290 Shares 5,638 Est. Cost $36.87 Unrealized +45.5%
MET METLIFE INC 3.7%
Value ($000) $6,246 Shares 143,248 Est. Cost $30.95 Unrealized +16.0%
WMT WALMART INC 3.5%
Value ($000) $6,065 Shares 70,810 Est. Cost $20.74 Unrealized +21.8%
SHIRE PLC A D R 3.2%
Value ($000) $5,421 Shares 32,115 Est. Cost $173.07 Unrealized
MIDNX MATTHEWS INDIA FUND INSTITUTIONAL 3.0%
Value ($000) $5,080 Shares 154,683 Est. Cost $25.89 Unrealized
T AT&T INC 2.8%
Value ($000) $4,738 Shares 147,541 Est. Cost $13.50 Unrealized +7.7%
ZTS ZOETIS INC 2.6%
Value ($000) $4,481 Shares 52,605 Est. Cost $58.79 Unrealized +35.2%
DIS WALT DISNEY CO THE 2.6%
Value ($000) $4,458 Shares 42,535 Est. Cost $97.17 Unrealized 0.0%
GS GOLDMAN SACHS GROUP INC 2.5%
Value ($000) $4,293 Shares 19,461 Est. Cost $137.27 Unrealized +46.2%
EPOL ISHARES MSCI POLAND ETF 2.5%
Value ($000) $4,222 Shares 193,835 Est. Cost $24.30 Unrealized
VWO VANGUARD FTSE EMERGING MARKETS ETF 2.3%
Value ($000) $3,905 Shares 92,532 Est. Cost $40.72 Unrealized
KRATON CORPORATION 2.2%
Value ($000) $3,796 Shares 82,263 Est. Cost $19.41 Unrealized
IBM INTERNATIONAL BUSINESS MACHINES CORP 2.2%
Value ($000) $3,714 Shares 26,583 Est. Cost $106.70 Unrealized -6.3%
META FACEBOOK INC A 2.2%
Value ($000) $3,710 Shares 19,093 Est. Cost $176.24 Unrealized +1.8%
GLW CORNING INC 2.2%
Value ($000) $3,690 Shares 134,146 Est. Cost $14.14 Unrealized +58.3%
TSN TYSON FOODS INC CL A 1.7%
Value ($000) $2,981 Shares 43,295 Est. Cost $32.40 Unrealized +73.7%
VT VANGUARD TOTAL WORLD STOCK INDEX ETF 1.7%
Value ($000) $2,931 Shares 39,955 Est. Cost $71.10 Unrealized
HBAN HUNTINGTON BANCSHARES INC 1.7%
Value ($000) $2,914 Shares 197,410 Est. Cost $6.11 Unrealized +73.7%
HSIC SCHEIN HENRY INC 1.7%
Value ($000) $2,894 Shares 39,835 Est. Cost $55.40 Unrealized +1.7%
SGAPY SINGAPORE TELECOMMUNICATNS A D R 1.5%
Value ($000) $2,564 Shares 113,978 Est. Cost $29.07 Unrealized
KEY KEYCORP 1.5%
Value ($000) $2,537 Shares 129,830 Est. Cost $8.19 Unrealized +70.7%
BHF BRIGHTHOUSE FINL INC 1.4%
Value ($000) $2,425 Shares 60,530 Est. Cost $59.35 Unrealized -19.0%
BANK OF NY MELLON 0.00495 12/29/49 1.2%
Value ($000) $2,043 Shares 2,000,000 Est. Cost $1.03 Unrealized
ENERGY TRANSFER 3.36889 11/01/66 1.0%
Value ($000) $1,648 Shares 1,933,000 Est. Cost $0.85 Unrealized
BWA BORG WARNER INC 0.8%
Value ($000) $1,361 Shares 31,535 Est. Cost $28.02 Unrealized +39.4%
US BANK CAPITAL IX 3.54413 4/15/49 0.8%
Value ($000) $1,310 Shares 1,446,000 Est. Cost $0.78 Unrealized
MORGAN STANLEY MTN 3.97152 4/16/19 0.7%
Value ($000) $1,153 Shares 1,142,000 Est. Cost $0.99 Unrealized
BANK OF AMERICA CORP 8.000 1/30/58 0.6%
Value ($000) $1,061 Shares 1,057,000 Est. Cost $1.03 Unrealized
FIRST MD CAP I 1.880 1/15/27 0.6%
Value ($000) $951 Shares 1,004,000 Est. Cost $0.81 Unrealized
BANK OF AMER MTN 1.96611 12/01/26 0.5%
Value ($000) $923 Shares 968,000 Est. Cost $0.87 Unrealized
JP MORGAN CHASE MTN 2.1384 4/30/24 0.5%
Value ($000) $864 Shares 942,000 Est. Cost $0.97 Unrealized
MELLON CAP IV 4.000 6/29/49 0.5%
Value ($000) $846 Shares 944,000 Est. Cost $0.87 Unrealized
AMAT APPLIED MATERIALS INC 0.5%
Value ($000) $776 Shares 16,803 Est. Cost $14.86 Unrealized +217.9%
HON HONEYWELL INTERNATIONAL INC 0.4%
Value ($000) $755 Shares 5,243 Est. Cost $69.20 Unrealized +64.1%
XOM EXXON MOBIL CORP 0.4%
Value ($000) $728 Shares 8,794 Est. Cost $56.40 Unrealized -0.5%
NTC CAPITAL II 2.26174 4/15/27 0.4%
Value ($000) $714 Shares 758,000 Est. Cost $0.82 Unrealized
AMERICAN EXPRESS CO 4.900 12/29/49 0.4%
Value ($000) $708 Shares 706,000 Est. Cost $1.01 Unrealized
AAPL APPLE INC 0.4%
Value ($000) $610 Shares 3,298 Est. Cost $30.44 Unrealized +40.4%
LLY ELI LILLY CO 0.3%
Value ($000) $508 Shares 5,955 Est. Cost $50.99 Unrealized +44.5%
CITIGROUP INC 2.43822 8/25/36 0.3%
Value ($000) $485 Shares 570,000 Est. Cost $0.78 Unrealized
CMCSA COMCAST CORP CLASS A 0.3%
Value ($000) $462 Shares 14,067 Est. Cost $24.26 Unrealized +10.7%
MSFT MICROSOFT CORP 0.2%
Value ($000) $419 Shares 4,250 Est. Cost $31.32 Unrealized +186.6%
WACHOVIA CAP TR II 5.56975 3/29/49 0.2%
Value ($000) $399 Shares 405,000 Est. Cost $0.99 Unrealized
KRE SPDR S&P REGIONAL BANKING ETF 0.2%
Value ($000) $398 Shares 6,520 Est. Cost $55.47 Unrealized
V VISA INC CLASS A SHARES 0.2%
Value ($000) $390 Shares 2,945 Est. Cost $80.89 Unrealized +50.9%
MRK MERCK CO INC 0.2%
Value ($000) $371 Shares 6,120 Est. Cost $32.98 Unrealized +35.0%
PM PHILIP MORRIS INTL 0.2%
Value ($000) $350 Shares 4,334 Est. Cost $52.73 Unrealized +7.3%
CHKP CHECK POINT SOFTWARE TECH LTD 0.2%
Value ($000) $330 Shares 3,376 Est. Cost $98.01 Unrealized +1.1%
LYB LYONDELLBASELL INDUSTRIES CL A 0.2%
Value ($000) $325 Shares 2,955 Est. Cost $54.20 Unrealized +26.1%
PEP PEPSICO INC 0.2%
Value ($000) $321 Shares 2,950 Est. Cost $58.29 Unrealized +40.2%
NI NISOURCE INC 0.2%
Value ($000) $315 Shares 12,000 Est. Cost $8.50 Unrealized +125.0%
CITIGROUP INC MTN 3.3745 12/15/20 0.2%
Value ($000) $304 Shares 300,000 Est. Cost $1.03 Unrealized
VOYA VOYA FINANCIAL INC 0.2%
Value ($000) $260 Shares 5,525 Est. Cost $36.14 Unrealized +28.7%
GENERAL ELECTRIC CO 0.1%
Value ($000) $227 Shares 16,700 Est. Cost $28.51 Unrealized
ANADARKO PETROLEUM CORP 0.1%
Value ($000) $221 Shares 3,016 Est. Cost $73.28 Unrealized
OPUS BANK 5.500 7/01/26 0.1%
Value ($000) $203 Shares 200,000 Est. Cost $1.00 Unrealized
SUNTRUST CAPITAL 2.7745 3/15/28 0.1%
Value ($000) $203 Shares 219,000 Est. Cost $0.88 Unrealized
SPY SPDR S P 500 ETF 0.1%
Value ($000) $203 Shares 750 Est. Cost $270.67 Unrealized
MANUF TRADERS 3.18327 12/28/20 0.1%
Value ($000) $173 Shares 173,000 Est. Cost $1.04 Unrealized
MEXICO EQUITY & INCOME FD 0.1%
Value ($000) $143 Shares 13,795 Est. Cost $15.70 Unrealized
BANK OF AMER MTN 4.37051 6/29/20 0.1%
Value ($000) $101 Shares 100,000 Est. Cost $1.02 Unrealized
INGRAM MICRO INC 5.450 12/15/24 0.1%
Value ($000) $89 Shares 90,000 Est. Cost $1.00 Unrealized
SOUTHBOROUGH MA REF 4.000 6/01/20 0.0%
Value ($000) $52 Shares 50,000 Est. Cost $1.14 Unrealized
WESTWOOD MA REF 4.000 6/01/19 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $1.14 Unrealized
MASSACHUSETTS ST SER 3.000 12/01/23 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $1.04 Unrealized
ALTRIA GROUP INC 9.700 11/10/18 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $1.20 Unrealized
MILTON MA REF 2.000 1/15/19 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $1.02 Unrealized
KOHLS CORPORATION 4.250 7/17/25 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $0.98 Unrealized
WELLS FARGO MTN 3.500 3/08/22 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $1.04 Unrealized
GOLDMAN SACHS GR MTN 3.250 8/15/18 0.0%
Value ($000) $40 Shares 40,000 Est. Cost $1.02 Unrealized
STATE STREET CORP 2.13122 6/15/37 0.0%
Value ($000) $27 Shares 30,000 Est. Cost $0.88 Unrealized
SOUTH CAROLINA ST 2.500 12/01/49 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.04 Unrealized
PENNSYLVANIA ST 5.000 7/01/18 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.16 Unrealized
GABRIEL RESOURCES LTD 0.0%
Value ($000) $8 Shares 30,000 Est. Cost $0.37 Unrealized