Lumbard & Kellner, LLC Diversified Active

Location: Hollis, NH

CIK: 0001602476 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 21, 2020

Total Value: $194M (100.0% shares, 0.0% debt)

Holdings (79)

VTI VANGUARD TOTAL STOCK MARKET ETF 7.8%
Value $15.09M Shares 92,193 Est. Cost $119.17 Unrealized
FGVXX FIRST AM GOVT OB FD CL Y 7.7%
Value $14.83M Shares 14,833,123 Est. Cost $1.00 Unrealized
GOOG ALPHABET INC CL C 4.5%
Value $8.632M Shares 6,456 Est. Cost $39.84 Unrealized +60.8%
WMT WALMART INC 4.1%
Value $7.848M Shares 66,040 Est. Cost $20.74 Unrealized +75.4%
MET METLIFE INC 3.8%
Value $7.348M Shares 144,158 Est. Cost $31.02 Unrealized +26.8%
MINT PIMCO ENHANCED SHORT MATURITY ETF 3.6%
Value $7.039M Shares 69,287 Est. Cost $101.69 Unrealized
TSN TYSON FOODS INC CL A 3.5%
Value $6.872M Shares 75,485 Est. Cost $45.98 Unrealized +56.1%
QQQ INVESCO QQQ TRUST ETF 3.5%
Value $6.796M Shares 31,965 Est. Cost $179.67 Unrealized
ZTS ZOETIS INC 3.5%
Value $6.786M Shares 51,275 Est. Cost $58.79 Unrealized +100.9%
PRU PRUDENTIAL FINANCIAL INC 3.3%
Value $6.419M Shares 68,473 Est. Cost $52.28 Unrealized +28.9%
META FACEBOOK INC CLASS A 2.9%
Value $5.692M Shares 27,733 Est. Cost $177.10 Unrealized +8.6%
T AT T INC 2.9%
Value $5.636M Shares 144,206 Est. Cost $13.50 Unrealized +39.8%
GS GOLDMAN SACHS GROUP INC 2.4%
Value $4.694M Shares 20,414 Est. Cost $139.06 Unrealized +34.8%
ROAM HARTFORD MULTIFACTOR EMERGING ETF 2.4%
Value $4.658M Shares 200,857 Est. Cost $22.04 Unrealized
LIVENT CORP 2.3%
Value $4.528M Shares 529,580 Est. Cost $6.92 Unrealized
FDX FED EX CORP 2.2%
Value $4.302M Shares 28,452 Est. Cost $118.69 Unrealized +15.9%
GLW CORNING INC 2.1%
Value $4.002M Shares 137,466 Est. Cost $14.48 Unrealized +68.7%
LMT LOCKHEED MARTIN CORP 1.9%
Value $3.734M Shares 9,589 Est. Cost $264.05 Unrealized +23.0%
EPOL ISHARES MSCI POLAND ETF 1.9%
Value $3.732M Shares 177,055 Est. Cost $24.30 Unrealized
KRATON CORPORATION 1.9%
Value $3.647M Shares 144,018 Est. Cost $22.05 Unrealized
COVETRUS INC NPV 1.8%
Value $3.448M Shares 261,242 Est. Cost $18.03 Unrealized
MIDNX MATTHEWS INDIA FUND INSTITUTIONAL 1.7%
Value $3.334M Shares 141,592 Est. Cost $25.89 Unrealized
FLKR FRANKLIN FTSE SOUTH KOREA ETF 1.7%
Value $3.29M Shares 151,840 Est. Cost $19.59 Unrealized
VWO VANGUARD FTSE EMERGING MARKETS ETF 1.7%
Value $3.263M Shares 73,379 Est. Cost $40.72 Unrealized
HBAN HUNTINGTON BANCSHARES INC 1.5%
Value $2.874M Shares 190,585 Est. Cost $6.11 Unrealized +79.5%
SGAPY SINGAPORE TELECOMMUNICATNS A D R 1.5%
Value $2.835M Shares 113,123 Est. Cost $28.80 Unrealized
HSIC SCHEIN HENRY INC 1.4%
Value $2.644M Shares 39,625 Est. Cost $55.49 Unrealized +19.2%
TAK TAKEDA PHARMACEUTICAL SP A D R 1.4%
Value $2.632M Shares 133,402 Est. Cost $20.37 Unrealized
KEY KEYCORP 1.3%
Value $2.515M Shares 124,240 Est. Cost $8.19 Unrealized +70.6%
VT VANGUARD TOTAL WORLD STOCK INDEX ETF 1.3%
Value $2.459M Shares 30,365 Est. Cost $71.14 Unrealized
FLTW FRANKLIN FTSE TAIWAN ETF 1.2%
Value $2.358M Shares 81,417 Est. Cost $25.86 Unrealized
BHF BRIGHTHOUSE FINL INC 1.2%
Value $2.317M Shares 59,058 Est. Cost $58.71 Unrealized -33.0%
UNITED FINANCIAL 5.750 10/01/24 1.1%
Value $2.153M Shares 2,000,000 Est. Cost $1.08 Unrealized
BANK OF NY MELLON 4.950 12/20/67 1.0%
Value $2.02M Shares 2,000,000 Est. Cost $1.03 Unrealized
EIDO ISHARES MSCI INDONESIA ETF 1.0%
Value $2.002M Shares 78,039 Est. Cost $24.48 Unrealized
DIS WALT DISNEY CO THE 1.0%
Value $1.976M Shares 13,659 Est. Cost $97.17 Unrealized +39.7%
ENERGY TRANSFER 5.38776 11/01/66 0.8%
Value $1.471M Shares 1,911,000 Est. Cost $0.85 Unrealized
US BANK CAPITAL IX 3.57778 4/15/49 0.6%
Value $1.237M Shares 1,414,000 Est. Cost $0.78 Unrealized
AMAT APPLIED MATERIALS INC 0.5%
Value $928K Shares 15,203 Est. Cost $14.86 Unrealized +256.8%
JP MORGAN CHASE MTN 2.000 4/30/24 0.5%
Value $911K Shares 926,000 Est. Cost $0.97 Unrealized
BANK OF AMER MTN 3.1028 12/01/26 0.5%
Value $911K Shares 949,000 Est. Cost $0.87 Unrealized
MELLON CAPITAL IV 4.000 12/20/67 0.5%
Value $887K Shares 944,000 Est. Cost $0.87 Unrealized
CITIGROUP INC 5.950 2/15/68 0.4%
Value $808K Shares 790,000 Est. Cost $1.03 Unrealized
WACHOVIA CAP TR II 5.56975 3/29/49 0.4%
Value $797K Shares 791,000 Est. Cost $0.99 Unrealized
LLY ELI LILLY CO 0.4%
Value $783K Shares 5,955 Est. Cost $50.99 Unrealized +110.9%
NTC CAPITAL II 2.89174 4/15/27 0.4%
Value $713K Shares 758,000 Est. Cost $0.82 Unrealized
AMERICAN EXPRESS CO 4.900 9/15/67 0.4%
Value $701K Shares 698,000 Est. Cost $1.01 Unrealized
AAPL APPLE INC 0.3%
Value $623K Shares 2,120 Est. Cost $30.44 Unrealized +103.7%
XOM EXXON MOBIL CORP 0.3%
Value $614K Shares 8,794 Est. Cost $56.40 Unrealized -7.7%
HON HONEYWELL INTERNATIONAL INC 0.3%
Value $588K Shares 3,321 Est. Cost $69.20 Unrealized +108.0%
MRK MERCK CO INC 0.3%
Value $551K Shares 6,060 Est. Cost $32.98 Unrealized +104.8%
V VISA INC CLASS A SHARES 0.3%
Value $533K Shares 2,834 Est. Cost $80.89 Unrealized +113.3%
CITIGROUP INC 2.6531 8/25/36 0.2%
Value $456K Shares 570,000 Est. Cost $0.78 Unrealized
CMCSA COMCAST CORP CLASS A 0.2%
Value $417K Shares 9,266 Est. Cost $24.26 Unrealized +56.1%
CHKP CHECK POINT SOFTWARE TECH LTD 0.2%
Value $375K Shares 3,376 Est. Cost $98.01 Unrealized +14.7%
PM PHILIP MORRIS INTL 0.2%
Value $369K Shares 4,334 Est. Cost $52.73 Unrealized +13.8%
PEP PEPSICO INC 0.2%
Value $361K Shares 2,640 Est. Cost $58.29 Unrealized +93.5%
VOYA VOYA FINANCIAL INC 0.2%
Value $337K Shares 5,525 Est. Cost $36.14 Unrealized +41.0%
NI NISOURCE INC 0.2%
Value $334K Shares 12,000 Est. Cost $8.50 Unrealized +162.8%
MSFT MICROSOFT CORP 0.2%
Value $308K Shares 1,950 Est. Cost $31.32 Unrealized +344.5%
CITIGROUP INC MTN 3.3685 12/15/20 0.2%
Value $301K Shares 300,000 Est. Cost $1.03 Unrealized
KRE SPDR S&P REGIONAL BANKING ETF 0.1%
Value $290K Shares 4,970 Est. Cost $55.47 Unrealized
LYB LYONDELLBASELL INDU CL A 0.1%
Value $279K Shares 2,955 Est. Cost $54.20 Unrealized +12.8%
NEE NEXTERA ENERGY INC 0.1%
Value $272K Shares 1,124 Est. Cost $41.79 Unrealized +20.0%
SPY SPDR S P 500 ETF 0.1%
Value $241K Shares 750 Est. Cost $282.67 Unrealized
VFIAX VANGUARD 500 INDEX ADMIRAL 0.1%
Value $230K Shares 772 Est. Cost $261.66 Unrealized
JNJ JOHNSON JOHNSON 0.1%
Value $217K Shares 1,490 Est. Cost $114.10 Unrealized 0.0%
KMB KIMBERLY CLARK CORP 0.1%
Value $206K Shares 1,500 Est. Cost $102.19 Unrealized +6.5%
OPUS BANK 5.500 7/01/26 0.1%
Value $195K Shares 192,000 Est. Cost $1.00 Unrealized
SUNTRUST CAPITAL 2.7685 3/15/28 0.1%
Value $193K Shares 204,000 Est. Cost $0.88 Unrealized
GENERAL ELECTRIC CO 0.1%
Value $186K Shares 16,700 Est. Cost $28.51 Unrealized
MANUF TRADERS 3.003 12/28/20 0.1%
Value $173K Shares 173,000 Est. Cost $1.04 Unrealized
BANK OF AMER MTN 4.11147 6/29/20 0.1%
Value $101K Shares 100,000 Est. Cost $1.02 Unrealized
INGRAM MICRO INC 5.450 12/15/24 0.0%
Value $95,000 Shares 90,000 Est. Cost $1.00 Unrealized
KOHLS CORPORATION 4.250 7/17/25 0.0%
Value $53,000 Shares 50,000 Est. Cost $0.98 Unrealized
WELLS FARGO MTN 3.500 3/08/22 0.0%
Value $52,000 Shares 50,000 Est. Cost $1.04 Unrealized
SOUTHBOROUGH MA REF 4.000 6/01/20 0.0%
Value $51,000 Shares 50,000 Est. Cost $1.14 Unrealized
STATE STREET CORP 3.1185 6/15/37 0.0%
Value $26,000 Shares 30,000 Est. Cost $0.88 Unrealized
GABRIEL RESOURCES LTD 0.0%
Value $11,000 Shares 30,000 Est. Cost $0.37 Unrealized