CIK: 0001602476 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 21, 2020
Total Value ($000): $193,588 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD TOTAL STOCK MARKET ETF | 92,193 | $15,085 | 7.8% | $119.17 | — | CLOSED END MUTUAL FUND EQUITY | 922908769 |
| FGVXX | FIRST AM GOVT OB FD CL Y | 14,833,123 | $14,833 | 7.7% | $1.00 | — | SHORT TERM FDS-TAXABLE (ACM) | 31846V203 |
| GOOG | ALPHABET INC CL C | 6,456 | $8,632 | 4.5% | $39.84 | +60.8% | COMMON STOCK | 02079K107 |
| WMT | WALMART INC | 66,040 | $7,848 | 4.1% | $20.74 | +75.4% | COMMON STOCK | 931142103 |
| MET | METLIFE INC | 144,158 | $7,348 | 3.8% | $31.02 | +26.8% | COMMON STOCK | 59156R108 |
| MINT | PIMCO ENHANCED SHORT MATURITY ETF | 69,287 | $7,039 | 3.6% | $101.69 | — | CLOSED END MUTUAL FUND FIXED | 72201R833 |
| TSN | TYSON FOODS INC CL A | 75,485 | $6,872 | 3.5% | $45.98 | +56.1% | COMMON STOCK | 902494103 |
| QQQ | INVESCO QQQ TRUST ETF | 31,965 | $6,796 | 3.5% | $179.67 | — | CLOSED END MUTUAL FUND EQUITY | 46090E103 |
| ZTS | ZOETIS INC | 51,275 | $6,786 | 3.5% | $58.79 | +100.9% | COMMON STOCK | 98978V103 |
| PRU | PRUDENTIAL FINANCIAL INC | 68,473 | $6,419 | 3.3% | $52.28 | +28.9% | COMMON STOCK | 744320102 |
| META | FACEBOOK INC CLASS A | 27,733 | $5,692 | 2.9% | $177.10 | +8.6% | COMMON STOCK | 30303M102 |
| T | AT T INC | 144,206 | $5,636 | 2.9% | $13.50 | +39.8% | COMMON STOCK | 00206R102 |
| GS | GOLDMAN SACHS GROUP INC | 20,414 | $4,694 | 2.4% | $139.06 | +34.8% | COMMON STOCK | 38141G104 |
| ROAM | HARTFORD MULTIFACTOR EMERGING ETF | 200,857 | $4,658 | 2.4% | $22.04 | — | CLOSED END MUTUAL FUND EQUITY | 518416201 |
| — | LIVENT CORP | 529,580 | $4,528 | 2.3% | $6.92 | — | COMMON STOCK | 53814L108 |
| FDX | FED EX CORP | 28,452 | $4,302 | 2.2% | $118.69 | +15.9% | COMMON STOCK | 31428X106 |
| GLW | CORNING INC | 137,466 | $4,002 | 2.1% | $14.48 | +68.7% | COMMON STOCK | 219350105 |
| LMT | LOCKHEED MARTIN CORP | 9,589 | $3,734 | 1.9% | $264.05 | +23.0% | COMMON STOCK | 539830109 |
| EPOL | ISHARES MSCI POLAND ETF | 177,055 | $3,732 | 1.9% | $24.30 | — | CLOSED END MUTUAL FUND EQUITY | 46429B606 |
| — | KRATON CORPORATION | 144,018 | $3,647 | 1.9% | $22.05 | — | COMMON STOCK | 50077C106 |
| — | COVETRUS INC NPV | 261,242 | $3,448 | 1.8% | $18.03 | — | COMMON STOCK | 22304C100 |
| MIDNX | MATTHEWS INDIA FUND INSTITUTIONAL | 141,592 | $3,334 | 1.7% | $25.89 | — | MUTUAL FUNDS - EQUITY | 577130768 |
| FLKR | FRANKLIN FTSE SOUTH KOREA ETF | 151,840 | $3,290 | 1.7% | $19.59 | — | CLOSED END MUTUAL FUND EQUITY | 35473P710 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 73,379 | $3,263 | 1.7% | $40.72 | — | CLOSED END MUTUAL FUND EQUITY | 922042858 |
| HBAN | HUNTINGTON BANCSHARES INC | 190,585 | $2,874 | 1.5% | $6.11 | +79.5% | COMMON STOCK | 446150104 |
| SGAPY | SINGAPORE TELECOMMUNICATNS A D R | 113,123 | $2,835 | 1.5% | $28.80 | — | FOREIGN COMMON STOCK | 82929R304 |
| HSIC | SCHEIN HENRY INC | 39,625 | $2,644 | 1.4% | $55.49 | +19.2% | COMMON STOCK | 806407102 |
| TAK | TAKEDA PHARMACEUTICAL SP A D R | 133,402 | $2,632 | 1.4% | $20.37 | — | FOREIGN COMMON STOCK | 874060205 |
| KEY | KEYCORP | 124,240 | $2,515 | 1.3% | $8.19 | +70.6% | COMMON STOCK | 493267108 |
| VT | VANGUARD TOTAL WORLD STOCK INDEX ETF | 30,365 | $2,459 | 1.3% | $71.14 | — | CLOSED END MUTUAL FUND EQUITY | 922042742 |
| FLTW | FRANKLIN FTSE TAIWAN ETF | 81,417 | $2,358 | 1.2% | $25.86 | — | CLOSED END MUTUAL FUND EQUITY | 35473P686 |
| BHF | BRIGHTHOUSE FINL INC | 59,058 | $2,317 | 1.2% | $58.71 | -33.0% | COMMON STOCK | 10922N103 |
| — | UNITED FINANCIAL 5.750 10/01/24 | 2,000,000 | $2,153 | 1.1% | $1.08 | — | CORPORATE BONDS AND NOTES | 910304AA2 |
| — | BANK OF NY MELLON 4.950 12/20/67 | 2,000,000 | $2,020 | 1.0% | $1.03 | — | CORPORATE BONDS AND NOTES | 064058AD2 |
| EIDO | ISHARES MSCI INDONESIA ETF | 78,039 | $2,002 | 1.0% | $24.48 | — | CLOSED END MUTUAL FUND EQUITY | 46429B309 |
| DIS | WALT DISNEY CO THE | 13,659 | $1,976 | 1.0% | $97.17 | +39.7% | COMMON STOCK | 254687106 |
| — | ENERGY TRANSFER 5.38776 11/01/66 | 1,911,000 | $1,471 | 0.8% | $0.85 | — | CORPORATE BONDS AND NOTES | 29273RBA6 |
| — | US BANK CAPITAL IX 3.57778 4/15/49 | 1,414,000 | $1,237 | 0.6% | $0.78 | — | CORPORATE BONDS AND NOTES | 91731KAA8 |
| AMAT | APPLIED MATERIALS INC | 15,203 | $928 | 0.5% | $14.86 | +256.8% | COMMON STOCK | 038222105 |
| — | BANK OF AMER MTN 3.1028 12/01/26 | 949,000 | $911 | 0.5% | $0.87 | — | CORPORATE BONDS AND NOTES | 5901886X1 |
| — | JP MORGAN CHASE MTN 2.000 4/30/24 | 926,000 | $911 | 0.5% | $0.97 | — | CORPORATE BONDS AND NOTES | 48126N6A0 |
| — | MELLON CAPITAL IV 4.000 12/20/67 | 944,000 | $887 | 0.5% | $0.87 | — | CORPORATE BONDS AND NOTES | 58551TAA5 |
| — | CITIGROUP INC 5.950 2/15/68 | 790,000 | $808 | 0.4% | $1.03 | — | CORPORATE BONDS AND NOTES | 172967JZ5 |
| — | WACHOVIA CAP TR II 5.56975 3/29/49 | 791,000 | $797 | 0.4% | $0.99 | — | CORPORATE BONDS AND NOTES | 92978AAA0 |
| LLY | ELI LILLY CO | 5,955 | $783 | 0.4% | $50.99 | +110.9% | COMMON STOCK | 532457108 |
| — | NTC CAPITAL II 2.89174 4/15/27 | 758,000 | $713 | 0.4% | $0.82 | — | CORPORATE BONDS AND NOTES | 629398AA6 |
| — | AMERICAN EXPRESS CO 4.900 9/15/67 | 698,000 | $701 | 0.4% | $1.01 | — | CORPORATE BONDS AND NOTES | 025816BL2 |
| AAPL | APPLE INC | 2,120 | $623 | 0.3% | $30.44 | +103.7% | COMMON STOCK | 037833100 |
| XOM | EXXON MOBIL CORP | 8,794 | $614 | 0.3% | $56.40 | -7.7% | COMMON STOCK | 30231G102 |
| HON | HONEYWELL INTERNATIONAL INC | 3,321 | $588 | 0.3% | $69.20 | +108.0% | COMMON STOCK | 438516106 |
| MRK | MERCK CO INC | 6,060 | $551 | 0.3% | $32.98 | +104.8% | COMMON STOCK | 58933Y105 |
| V | VISA INC CLASS A SHARES | 2,834 | $533 | 0.3% | $80.89 | +113.3% | COMMON STOCK | 92826C839 |
| — | CITIGROUP INC 2.6531 8/25/36 | 570,000 | $456 | 0.2% | $0.78 | — | CORPORATE BONDS AND NOTES | 172967DS7 |
| CMCSA | COMCAST CORP CLASS A | 9,266 | $417 | 0.2% | $24.26 | +56.1% | COMMON STOCK | 20030N101 |
| CHKP | CHECK POINT SOFTWARE TECH LTD | 3,376 | $375 | 0.2% | $98.01 | +14.7% | FOREIGN COMMON STOCK | M22465104 |
| PM | PHILIP MORRIS INTL | 4,334 | $369 | 0.2% | $52.73 | +13.8% | COMMON STOCK | 718172109 |
| PEP | PEPSICO INC | 2,640 | $361 | 0.2% | $58.29 | +93.5% | COMMON STOCK | 713448108 |
| VOYA | VOYA FINANCIAL INC | 5,525 | $337 | 0.2% | $36.14 | +41.0% | COMMON STOCK | 929089100 |
| NI | NISOURCE INC | 12,000 | $334 | 0.2% | $8.50 | +162.8% | COMMON STOCK | 65473P105 |
| MSFT | MICROSOFT CORP | 1,950 | $308 | 0.2% | $31.32 | +344.5% | COMMON STOCK | 594918104 |
| — | CITIGROUP INC MTN 3.3685 12/15/20 | 300,000 | $301 | 0.2% | $1.03 | — | CORPORATE BONDS AND NOTES | 1730T0LD9 |
| KRE | SPDR S&P REGIONAL BANKING ETF | 4,970 | $290 | 0.1% | $55.47 | — | CLOSED END MUTUAL FUND EQUITY | 78464A698 |
| LYB | LYONDELLBASELL INDU CL A | 2,955 | $279 | 0.1% | $54.20 | +12.8% | FOREIGN COMMON STOCK | N53745100 |
| NEE | NEXTERA ENERGY INC | 1,124 | $272 | 0.1% | $41.79 | +20.0% | COMMON STOCK | 65339F101 |
| SPY | SPDR S P 500 ETF | 750 | $241 | 0.1% | $282.67 | — | CLOSED END MUTUAL FUND EQUITY | 78462F103 |
| VFIAX | VANGUARD 500 INDEX ADMIRAL | 772 | $230 | 0.1% | $261.66 | — | MUTUAL FUNDS - EQUITY | 922908710 |
| JNJ | JOHNSON JOHNSON | 1,490 | $217 | 0.1% | $114.10 | 0.0% | COMMON STOCK | 478160104 |
| KMB | KIMBERLY CLARK CORP | 1,500 | $206 | 0.1% | $102.19 | +6.5% | COMMON STOCK | 494368103 |
| — | OPUS BANK 5.500 7/01/26 | 192,000 | $195 | 0.1% | $1.00 | — | CORPORATE BONDS AND NOTES | 684000AA0 |
| — | SUNTRUST CAPITAL 2.7685 3/15/28 | 204,000 | $193 | 0.1% | $0.88 | — | CORPORATE BONDS AND NOTES | 86788LAA8 |
| — | GENERAL ELECTRIC CO | 16,700 | $186 | 0.1% | $28.51 | — | COMMON STOCK | 369604103 |
| — | MANUF TRADERS 3.003 12/28/20 | 173,000 | $173 | 0.1% | $1.04 | — | CORPORATE BONDS AND NOTES | 564759PS1 |
| — | BANK OF AMER MTN 4.11147 6/29/20 | 100,000 | $101 | 0.1% | $1.02 | — | CORPORATE BONDS AND NOTES | 06048WCQ1 |
| — | INGRAM MICRO INC 5.450 12/15/24 | 90,000 | $95 | 0.0% | $1.00 | — | CORPORATE BONDS AND NOTES | 457153AG9 |
| — | KOHLS CORPORATION 4.250 7/17/25 | 50,000 | $53 | 0.0% | $0.98 | — | CORPORATE BONDS AND NOTES | 500255AU8 |
| — | WELLS FARGO MTN 3.500 3/08/22 | 50,000 | $52 | 0.0% | $1.04 | — | CORPORATE BONDS AND NOTES | 94974BFC9 |
| — | SOUTHBOROUGH MA REF 4.000 6/01/20 | 50,000 | $51 | 0.0% | $1.14 | — | MUNI BDS-FIXED NON TAXABLE | 841229LM7 |
| — | STATE STREET CORP 3.1185 6/15/37 | 30,000 | $26 | 0.0% | $0.88 | — | CORPORATE BONDS AND NOTES | 857477AY9 |
| — | GABRIEL RESOURCES LTD | 30,000 | $11 | 0.0% | $0.37 | — | FOREIGN COMMON STOCK | 361970106 |