Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q1 2022 (← Previous) (Next →)

Filing Date: May 13, 2022

Total Value ($000): $256,138 (100.0% shares, 0.0% debt)

Holdings (90)

GLD SPDR GOLD SHARES 6.1%
Value ($000) $15,533 Shares 85,987 Est. Cost $167.18 Unrealized
GLNG GOLAR LNG LTD 4.9%
Value ($000) $12,501 Shares 504,519 Est. Cost $8.82 Unrealized +70.0%
ICSH BLACKROCK ULTRA SHORT TERM BOND ETF 4.2%
Value ($000) $10,793 Shares 215,206 Est. Cost $50.54 Unrealized
MET METLIFE INC 4.0%
Value ($000) $10,156 Shares 144,527 Est. Cost $32.51 Unrealized +84.9%
FCX FREEPORT MCMORAN INC 4.0%
Value ($000) $10,144 Shares 203,958 Est. Cost $16.52 Unrealized +153.3%
VTI VANGUARD TOTAL STOCK MARKET ETF 3.4%
Value ($000) $8,824 Shares 38,756 Est. Cost $119.17 Unrealized
PRU PRUDENTIAL FINANCIAL INC 3.4%
Value ($000) $8,790 Shares 74,388 Est. Cost $53.80 Unrealized +74.9%
GOOG ALPHABET INC CL C 3.0%
Value ($000) $7,681 Shares 2,750 Est. Cost $39.84 Unrealized +238.7%
KMI KINDER MORGAN INC 2.8%
Value ($000) $7,253 Shares 383,578 Est. Cost $10.26 Unrealized +38.3%
META META PLATFORMS INC 2.7%
Value ($000) $6,902 Shares 31,039 Est. Cost $209.81 Unrealized +18.3%
TSN TYSON FOODS INC CL A 2.7%
Value ($000) $6,868 Shares 76,628 Est. Cost $46.49 Unrealized +72.9%
LMT LOCKHEED MARTIN CORP COM 2.6%
Value ($000) $6,635 Shares 15,033 Est. Cost $290.66 Unrealized +25.6%
FLBR FRANKLIN FTSE BRAZIL ETF 2.6%
Value ($000) $6,574 Shares 279,271 Est. Cost $20.31 Unrealized
T AT&T INC COM 2.5%
Value ($000) $6,361 Shares 269,211 Est. Cost $14.22 Unrealized +4.8%
GS GOLDMAN SACHS GROUP INC 2.4%
Value ($000) $6,050 Shares 18,328 Est. Cost $139.06 Unrealized +130.0%
VTRS VIATRIS INC COM 2.4%
Value ($000) $6,035 Shares 554,679 Est. Cost $12.18 Unrealized -9.2%
FDX FED EX CORP 2.2%
Value ($000) $5,644 Shares 24,395 Est. Cost $128.56 Unrealized +68.0%
EIDO ISHARES MSCI INDONESIA ETF 2.2%
Value ($000) $5,516 Shares 222,869 Est. Cost $21.80 Unrealized
HBM HUDBAY MINERALS INC 2.1%
Value ($000) $5,476 Shares 697,725 Est. Cost $6.35 Unrealized +22.3%
GMS INC 2.1%
Value ($000) $5,328 Shares 107,065 Est. Cost $17.97 Unrealized
STNG SCORPIO TANKERS INC 2.1%
Value ($000) $5,294 Shares 247,645 Est. Cost $12.44 Unrealized
BHF BRIGHTHOUSE FINL INC 2.0%
Value ($000) $5,078 Shares 98,293 Est. Cost $45.99 Unrealized +16.0%
M D C HLDGS INC 1.6%
Value ($000) $4,032 Shares 106,585 Est. Cost $38.72 Unrealized
CYXTERA TECHNOLOGIES INC COM CL A 1.6%
Value ($000) $4,006 Shares 327,917 Est. Cost $9.30 Unrealized
FLKR FRANKLIN FTSE SOUTH KOREA ETF 1.5%
Value ($000) $3,961 Shares 156,256 Est. Cost $19.67 Unrealized
RSP INVESCO S P 500 EQUAL WEIGHT ETF 1.4%
Value ($000) $3,580 Shares 22,703 Est. Cost $135.57 Unrealized
MIDNX MATTHEWS INDIA FUND INSTITUTIONAL 1.4%
Value ($000) $3,556 Shares 130,820 Est. Cost $25.92 Unrealized
FIRST CITIZENS 5.800 6/15/70 1.4%
Value ($000) $3,469 Shares 3,443,000 Est. Cost $1.04 Unrealized
COVETRUS INC COM 1.3%
Value ($000) $3,327 Shares 198,160 Est. Cost $18.07 Unrealized
MSFT MICROSOFT CORP 1.2%
Value ($000) $3,055 Shares 9,906 Est. Cost $176.00 Unrealized +65.6%
VEU VANGUARD FTSE ALL-WORLD EX US INDEX FUND 1.2%
Value ($000) $2,952 Shares 51,258 Est. Cost $58.94 Unrealized
GLW CORNING INC 1.1%
Value ($000) $2,898 Shares 78,526 Est. Cost $14.48 Unrealized +141.2%
AAPL APPLE INC 1.1%
Value ($000) $2,887 Shares 16,537 Est. Cost $106.35 Unrealized +55.0%
NOC NORTHROP GRUMMAN CORPORATION 1.1%
Value ($000) $2,868 Shares 6,414 Est. Cost $317.68 Unrealized +22.0%
PBR PETROLEO BRASILEIRO S A A D R 1.0%
Value ($000) $2,688 Shares 181,654 Est. Cost $14.80 Unrealized
SUNTRUST CAPITAL 0.820 5/15/27 0.9%
Value ($000) $2,321 Shares 2,434,000 Est. Cost $0.97 Unrealized
SUNTRUST CAPITAL 0.85275 3/15/28 0.9%
Value ($000) $2,194 Shares 2,315,000 Est. Cost $0.97 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL CL A 0.8%
Value ($000) $2,115 Shares 4 Est. Cost $376696.56 Unrealized +28.9%
VT VANGUARD TOTAL WORLD STOCK INDEX ETF 0.8%
Value ($000) $2,088 Shares 20,616 Est. Cost $81.12 Unrealized
MELLON CAPITAL IV 4.04444 12/20/67 0.8%
Value ($000) $1,981 Shares 2,271,000 Est. Cost $0.94 Unrealized
SPDW SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF 0.8%
Value ($000) $1,954 Shares 57,015 Est. Cost $33.91 Unrealized
UNITED FINANCIAL 5.750 10/01/24 0.8%
Value ($000) $1,940 Shares 1,859,000 Est. Cost $1.08 Unrealized
TAK TAKEDA PHARMACEUTICAL SP A D R 0.7%
Value ($000) $1,898 Shares 132,516 Est. Cost $19.79 Unrealized
CITIGROUP INC 0.72231 8/25/36 0.7%
Value ($000) $1,690 Shares 1,989,000 Est. Cost $0.77 Unrealized
LLY ELI LILLY CO 0.6%
Value ($000) $1,580 Shares 5,519 Est. Cost $50.99 Unrealized +387.4%
SPY SPDR S P 500 ETF 0.5%
Value ($000) $1,379 Shares 3,054 Est. Cost $356.89 Unrealized
IWM ISHARES RUSSELL 2000 ETF 0.5%
Value ($000) $1,377 Shares 6,710 Est. Cost $218.78 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 0.5%
Value ($000) $1,206 Shares 3,418 Est. Cost $221.53 Unrealized +46.0%
US BANK CAPITAL IX 3.57778 4/15/49 0.4%
Value ($000) $1,099 Shares 1,323,000 Est. Cost $0.78 Unrealized
CMCSA COMCAST CORP CLASS A 0.4%
Value ($000) $950 Shares 20,300 Est. Cost $33.64 Unrealized +27.4%
WELL WELLTOWER INC COM 0.4%
Value ($000) $947 Shares 9,851 Est. Cost $52.98 Unrealized +48.5%
JP MORGAN CHASE MTN 2.000 4/30/24 0.3%
Value ($000) $871 Shares 881,000 Est. Cost $0.97 Unrealized
QQQ INVESCO QQQ TRUST ETF 0.3%
Value ($000) $865 Shares 2,386 Est. Cost $179.67 Unrealized
GDX VANECK GOLD MINERS ETF 0.3%
Value ($000) $853 Shares 22,249 Est. Cost $35.44 Unrealized
BANK OF AMER MTN 0.82088 12/01/26 0.3%
Value ($000) $838 Shares 866,000 Est. Cost $0.87 Unrealized
AMAT APPLIED MATERIALS INC 0.3%
Value ($000) $778 Shares 5,900 Est. Cost $43.15 Unrealized +208.0%
IVV ISHARES CORE S&P 500 ETF 0.3%
Value ($000) $773 Shares 1,704 Est. Cost $375.39 Unrealized
ALLFIRST PFD CAP 1.65983 7/15/29 0.3%
Value ($000) $732 Shares 750,000 Est. Cost $0.98 Unrealized
XOM EXXON MOBIL CORP 0.3%
Value ($000) $726 Shares 8,794 Est. Cost $56.40 Unrealized +20.4%
CSCO CISCO SYS INC COM 0.3%
Value ($000) $712 Shares 12,773 Est. Cost $35.27 Unrealized +42.5%
TREE LENDINGTREE INC NEW COM 0.3%
Value ($000) $642 Shares 5,362 Est. Cost $173.73 Unrealized
HON HONEYWELL INTERNATIONAL INC 0.2%
Value ($000) $635 Shares 3,261 Est. Cost $69.20 Unrealized +146.2%
VTV VANGUARD VALUE INDEX FUND ETF 0.2%
Value ($000) $607 Shares 4,105 Est. Cost $120.75 Unrealized
JOE ST JOE CO COM 0.2%
Value ($000) $602 Shares 10,163 Est. Cost $31.84 Unrealized +62.5%
MINT PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND 0.2%
Value ($000) $597 Shares 5,961 Est. Cost $101.91 Unrealized
MRK MERCK & CO INC COM 0.2%
Value ($000) $526 Shares 6,426 Est. Cost $37.88 Unrealized +84.4%
PEP PEPSICO INC 0.2%
Value ($000) $442 Shares 2,640 Est. Cost $58.29 Unrealized +154.6%
DV DOUBLEVERIFY HLDGS INC COM 0.2%
Value ($000) $400 Shares 15,943 Est. Cost $34.81 Unrealized -25.3%
RTX RAYTHEON TECHNOLOGIES CORP COM 0.2%
Value ($000) $399 Shares 4,034 Est. Cost $58.43 Unrealized +48.5%
CDLX CARDLYTICS INC COM 0.1%
Value ($000) $359 Shares 6,547 Est. Cost $105.61 Unrealized -42.8%
CAG CONAGRA BRANDS INC COM 0.1%
Value ($000) $347 Shares 10,362 Est. Cost $28.67 Unrealized -1.2%
PM PHILIP MORRIS INTL 0.1%
Value ($000) $329 Shares 3,500 Est. Cost $53.93 Unrealized +53.5%
VFIAX VANGUARD 500 INDEX ADMIRAL 0.1%
Value ($000) $323 Shares 772 Est. Cost $286.27 Unrealized
CWH CAMPING WORLD HLDGS INC CL A 0.1%
Value ($000) $313 Shares 11,207 Est. Cost $22.30 Unrealized +20.0%
KEY KEYCORP 0.1%
Value ($000) $308 Shares 13,760 Est. Cost $10.23 Unrealized +98.4%
PCG PG&E CORP COM 0.1%
Value ($000) $301 Shares 25,213 Est. Cost $11.11 Unrealized +5.1%
JNJ JOHNSON JOHNSON 0.1%
Value ($000) $264 Shares 1,490 Est. Cost $124.24 Unrealized +22.2%
NI NISOURCE INC 0.1%
Value ($000) $254 Shares 8,000 Est. Cost $21.56 Unrealized +18.4%
SCHG SCHWAB U S LARGE CAP GROWTH ETF 0.1%
Value ($000) $242 Shares 3,238 Est. Cost $107.16 Unrealized
SPTM SPDR PORTFOLIO S P 1500 ETF 0.1%
Value ($000) $238 Shares 4,286 Est. Cost $57.02 Unrealized
ICF ISHARES COHEN & STEERS REIT ETF 0.1%
Value ($000) $219 Shares 3,080 Est. Cost $65.26 Unrealized
LIVENT CORP 0.1%
Value ($000) $218 Shares 8,349 Est. Cost $26.11 Unrealized
DXJ WISDOMTREE JAPAN HEDGED EQUITY FUND 0.1%
Value ($000) $205 Shares 3,206 Est. Cost $63.01 Unrealized
GE GENERAL ELEC CO 0.1%
Value ($000) $202 Shares 2,210 Est. Cost $62.95 Unrealized -7.0%
JPMORGAN CHASE CO 0.63163 2/01/27 0.1%
Value ($000) $191 Shares 200,000 Est. Cost $0.97 Unrealized
KO COCA COLA CO COM 0.0%
Value ($000) $126 Shares 2,040 Est. Cost $54.06 Unrealized 0.0%
ACIIX AMERICAN CENTURY EQUITY INCOME I 0.0%
Value ($000) $100 Shares 10,140 Est. Cost $9.70 Unrealized
PFE PFIZER INC 0.0%
Value ($000) $90 Shares 1,738 Est. Cost $40.23 Unrealized +5.6%
KOHLS CORPORATION 4.250 7/17/25 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $0.98 Unrealized
STATE STREET CORP 1.116 6/15/37 0.0%
Value ($000) $26 Shares 30,000 Est. Cost $0.90 Unrealized