Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q4 2021 (← Previous) (Next →)

Filing Date: Feb 18, 2022

Total Value ($000): $265,231 (100.0% shares, 0.0% debt)

Holdings (98)

GLD SPDR GOLD SHARES ETF 5.3%
Value ($000) $14,042 Shares 83,497 Est. Cost $166.78 Unrealized
ICSH BLACKROCK ULTRA SHORT TERM BOND ETF 4.1%
Value ($000) $11,003 Shares 218,477 Est. Cost $50.54 Unrealized
GOOG ALPHABET INC CL C 3.7%
Value ($000) $9,751 Shares 3,593 Est. Cost $39.84 Unrealized +260.1%
MET METLIFE INC 3.6%
Value ($000) $9,636 Shares 144,233 Est. Cost $32.51 Unrealized +70.4%
VTI VANGUARD TOTAL STOCK MARKET ETF 3.3%
Value ($000) $8,705 Shares 38,381 Est. Cost $119.17 Unrealized
AMAT APPLIED MATERIALS INC 3.2%
Value ($000) $8,566 Shares 61,995 Est. Cost $43.15 Unrealized +223.5%
PRU PRUDENTIAL FINANCIAL INC 3.1%
Value ($000) $8,250 Shares 74,107 Est. Cost $53.80 Unrealized +65.2%
VTRS VIATRIS INC COM 3.0%
Value ($000) $7,949 Shares 535,418 Est. Cost $12.22 Unrealized -9.0%
FCX FREEPORT MCMORAN INC 2.9%
Value ($000) $7,664 Shares 203,637 Est. Cost $16.52 Unrealized +116.6%
QQQ INVESCO QQQ TRUST ETF 2.8%
Value ($000) $7,323 Shares 20,171 Est. Cost $179.67 Unrealized
GLNG GOLAR LNG LTD 2.7%
Value ($000) $7,165 Shares 504,239 Est. Cost $8.82 Unrealized +31.3%
TSN TYSON FOODS INC CL A 2.6%
Value ($000) $6,965 Shares 76,628 Est. Cost $46.49 Unrealized +55.1%
T AT T INC 2.6%
Value ($000) $6,787 Shares 266,788 Est. Cost $14.22 Unrealized +3.1%
KMI KINDER MORGAN INC 2.5%
Value ($000) $6,563 Shares 382,511 Est. Cost $10.26 Unrealized +28.6%
GS GOLDMAN SACHS GROUP INC 2.5%
Value ($000) $6,501 Shares 18,328 Est. Cost $139.06 Unrealized +156.3%
FDX FED EX CORP 2.3%
Value ($000) $6,010 Shares 24,348 Est. Cost $128.56 Unrealized +71.1%
META META PLATFORMS INC 2.3%
Value ($000) $6,010 Shares 19,063 Est. Cost $185.69 Unrealized +77.5%
LMT LOCKHEED MARTIN CORP COM 2.2%
Value ($000) $5,737 Shares 14,884 Est. Cost $289.92 Unrealized +6.6%
M D C HLDGS INC 2.0%
Value ($000) $5,408 Shares 106,056 Est. Cost $38.72 Unrealized
BHF BRIGHTHOUSE FINL INC 2.0%
Value ($000) $5,345 Shares 98,163 Est. Cost $45.99 Unrealized +11.2%
KRATON CORPORATION 2.0%
Value ($000) $5,175 Shares 111,575 Est. Cost $14.78 Unrealized
EIDO ISHARES MSCI INDONESIA ETF 1.9%
Value ($000) $5,158 Shares 222,504 Est. Cost $21.80 Unrealized
GMS INC 1.9%
Value ($000) $5,153 Shares 100,682 Est. Cost $15.96 Unrealized
HBM HUDBAY MINERALS INC 1.9%
Value ($000) $4,976 Shares 690,675 Est. Cost $6.33 Unrealized +9.5%
FLBR FRANKLIN FTSE BRAZIL ETF 1.8%
Value ($000) $4,781 Shares 241,465 Est. Cost $19.80 Unrealized
STNG SCORPIO TANKERS INC 1.6%
Value ($000) $4,120 Shares 304,014 Est. Cost $12.44 Unrealized
FLKR FRANKLIN FTSE SOUTH KOREA ETF 1.5%
Value ($000) $3,988 Shares 155,946 Est. Cost $19.67 Unrealized
CYXTERA TECHNOLOGIES INC COM CL A 1.5%
Value ($000) $3,883 Shares 322,106 Est. Cost $9.25 Unrealized
MIDNX MATTHEWS INDIA FUND INSTITUTIONAL 1.4%
Value ($000) $3,723 Shares 130,820 Est. Cost $25.92 Unrealized
COVETRUS INC NPV 1.3%
Value ($000) $3,576 Shares 196,407 Est. Cost $18.07 Unrealized
FIRST CITIZENS 5.800 6/15/70 1.3%
Value ($000) $3,572 Shares 3,443,000 Est. Cost $1.04 Unrealized
RSP INVESCO S P 500 EQUAL WEIGHT ETF 1.3%
Value ($000) $3,532 Shares 22,266 Est. Cost $135.14 Unrealized
GLW CORNING INC 1.3%
Value ($000) $3,398 Shares 80,835 Est. Cost $14.48 Unrealized +130.2%
MSFT MICROSOFT CORP 1.2%
Value ($000) $3,314 Shares 9,989 Est. Cost $176.00 Unrealized +78.1%
AAPL APPLE INC 1.2%
Value ($000) $3,077 Shares 17,400 Est. Cost $106.35 Unrealized +45.5%
VEU VANGUARD FTSE ALL-WORLD EX US INDEX FUND 1.2%
Value ($000) $3,070 Shares 50,111 Est. Cost $58.97 Unrealized
SUNTRUST CAPITAL 0.78141 5/15/27 0.9%
Value ($000) $2,367 Shares 2,434,000 Est. Cost $0.97 Unrealized
NOC NORTHROP GRUMMAN CORPORATION 0.9%
Value ($000) $2,331 Shares 6,302 Est. Cost $316.43 Unrealized +10.0%
SUNTRUST CAPITAL 0.766 3/15/28 0.8%
Value ($000) $2,247 Shares 2,315,000 Est. Cost $0.97 Unrealized
MELLON CAPITAL IV 3.95652 12/20/67 0.8%
Value ($000) $2,246 Shares 2,271,000 Est. Cost $0.94 Unrealized
SPDW SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF 0.8%
Value ($000) $2,027 Shares 55,574 Est. Cost $33.90 Unrealized
VT VANGUARD TOTAL WORLD STOCK INDEX ETF 0.8%
Value ($000) $2,027 Shares 19,771 Est. Cost $80.26 Unrealized
UNITED FINANCIAL 5.750 10/01/24 0.8%
Value ($000) $2,013 Shares 1,859,000 Est. Cost $1.08 Unrealized
TAK TAKEDA PHARMACEUTICAL SP A D R 0.7%
Value ($000) $1,916 Shares 132,516 Est. Cost $19.79 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL CL A 0.7%
Value ($000) $1,802 Shares 4 Est. Cost $376696.56 Unrealized +14.6%
CITIGROUP INC 0.68663 8/25/36 0.7%
Value ($000) $1,745 Shares 1,989,000 Est. Cost $0.77 Unrealized
LLY ELI LILLY CO 0.5%
Value ($000) $1,354 Shares 5,519 Est. Cost $50.99 Unrealized +378.3%
IWM ISHARES RUSSELL 2000 ETF 0.5%
Value ($000) $1,350 Shares 6,710 Est. Cost $218.78 Unrealized
SPY SPDR S P 500 ETF 0.5%
Value ($000) $1,340 Shares 2,877 Est. Cost $351.07 Unrealized
US BANK CAPITAL IX 3.57778 4/15/49 0.5%
Value ($000) $1,250 Shares 1,323,000 Est. Cost $0.78 Unrealized
IVV ISHARES CORE S&P 500 ETF 0.4%
Value ($000) $1,154 Shares 2,420 Est. Cost $375.39 Unrealized
CMCSA COMCAST CORP CLASS A 0.4%
Value ($000) $1,015 Shares 20,252 Est. Cost $33.64 Unrealized +37.1%
BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 0.4%
Value ($000) $1,008 Shares 3,374 Est. Cost $220.20 Unrealized +30.1%
JP MORGAN CHASE MTN 2.000 4/30/24 0.3%
Value ($000) $882 Shares 881,000 Est. Cost $0.97 Unrealized
CSCO CISCO SYSTEMS INC 0.3%
Value ($000) $861 Shares 13,745 Est. Cost $35.27 Unrealized +43.1%
BANK OF AMER MTN 0.76988 12/01/26 0.3%
Value ($000) $858 Shares 866,000 Est. Cost $0.87 Unrealized
WELL WELLTOWER INC COM 0.3%
Value ($000) $843 Shares 9,840 Est. Cost $52.98 Unrealized +41.6%
GDX VANECK GOLD MINERS ETF 0.3%
Value ($000) $709 Shares 22,146 Est. Cost $35.44 Unrealized
XOM EXXON MOBIL CORP 0.3%
Value ($000) $668 Shares 8,794 Est. Cost $56.40 Unrealized -4.4%
HON HONEYWELL INTERNATIONAL INC 0.3%
Value ($000) $667 Shares 3,261 Est. Cost $69.20 Unrealized +167.4%
TREE LENDINGTREE INC NEW COM 0.2%
Value ($000) $660 Shares 5,386 Est. Cost $173.73 Unrealized
VTV VANGUARD VALUE INDEX FUND ETF 0.2%
Value ($000) $597 Shares 4,105 Est. Cost $120.75 Unrealized
MINT PIMCO ENHANCED SHORT MATURITY ETF 0.2%
Value ($000) $595 Shares 5,864 Est. Cost $101.94 Unrealized
JOE ST JOE CO COM 0.2%
Value ($000) $528 Shares 10,151 Est. Cost $31.84 Unrealized +52.3%
MRK MERCK CO INC 0.2%
Value ($000) $520 Shares 6,426 Est. Cost $37.88 Unrealized +84.5%
CDLX CARDLYTICS INC COM 0.2%
Value ($000) $516 Shares 7,813 Est. Cost $105.61 Unrealized -27.6%
PEP PEPSICO INC 0.2%
Value ($000) $458 Shares 2,640 Est. Cost $58.29 Unrealized +146.1%
CWH CAMPING WORLD HLDGS INC CL A 0.2%
Value ($000) $450 Shares 11,160 Est. Cost $22.30 Unrealized +45.8%
DV DOUBLEVERIFY HLDGS INC COM 0.2%
Value ($000) $433 Shares 14,805 Est. Cost $35.49 Unrealized -6.0%
WFC WELLS FARGO CO NEW COM 0.1%
Value ($000) $391 Shares 8,154 Est. Cost $23.04 Unrealized +92.8%
PM PHILIP MORRIS INTL 0.1%
Value ($000) $360 Shares 3,500 Est. Cost $53.93 Unrealized +41.5%
CHKP CHECK POINT SOFTWARE TECH LTD 0.1%
Value ($000) $359 Shares 2,966 Est. Cost $98.01 Unrealized +18.3%
CAG CONAGRA BRANDS INC COM 0.1%
Value ($000) $353 Shares 10,362 Est. Cost $28.67 Unrealized -5.9%
RTX RAYTHEON TECHNOLOGIES CORP COM 0.1%
Value ($000) $353 Shares 4,034 Est. Cost $58.43 Unrealized +35.8%
KEY KEYCORP 0.1%
Value ($000) $345 Shares 13,760 Est. Cost $10.23 Unrealized +83.6%
VFIAX VANGUARD 500 INDEX ADMIRAL 0.1%
Value ($000) $322 Shares 772 Est. Cost $286.27 Unrealized
PCG PG&E CORP COM 0.1%
Value ($000) $299 Shares 24,677 Est. Cost $11.10 Unrealized +4.3%
LYB LYONDELLBASELL INDUSTRIES N V SHS A 0.1%
Value ($000) $286 Shares 2,955 Est. Cost $48.10 Unrealized +42.1%
JNJ JOHNSON JOHNSON 0.1%
Value ($000) $257 Shares 1,490 Est. Cost $124.24 Unrealized +16.8%
SCHG SCHWAB U S LARGE CAP GROWTH ETF 0.1%
Value ($000) $241 Shares 1,619 Est. Cost $139.59 Unrealized
ICF ISHARES COHEN & STEERS REIT ETF 0.1%
Value ($000) $234 Shares 3,080 Est. Cost $65.26 Unrealized
NI NISOURCE INC 0.1%
Value ($000) $233 Shares 8,000 Est. Cost $21.56 Unrealized +2.9%
HIFS HINGHAM INSTITUTION FOR SAVINGS 0.1%
Value ($000) $221 Shares 570 Est. Cost $358.51 Unrealized 0.0%
GE GENERAL ELEC CO 0.1%
Value ($000) $209 Shares 2,210 Est. Cost $62.95 Unrealized -2.2%
SPTM SPDR PORTFOLIO S P 1500 ETF 0.1%
Value ($000) $207 Shares 3,613 Est. Cost $57.29 Unrealized
KMB KIMBERLY CLARK CORP 0.1%
Value ($000) $206 Shares 1,500 Est. Cost $110.86 Unrealized +4.0%
DXJ WISDOMTREE JAPAN HEDGED EQUITY FUND 0.1%
Value ($000) $200 Shares 3,206 Est. Cost $63.01 Unrealized
PFE PFIZER INC 0.1%
Value ($000) $200 Shares 3,738 Est. Cost $40.23 Unrealized 0.0%
JPMORGAN CHASE CO 0.63163 2/01/27 0.1%
Value ($000) $197 Shares 200,000 Est. Cost $0.97 Unrealized
GM GENERAL MTRS CO COM 0.1%
Value ($000) $134 Shares 2,550 Est. Cost $29.19 Unrealized +93.1%
ACIIX AMERICAN CENTURY EQUITY INCOME I 0.0%
Value ($000) $98 Shares 10,102 Est. Cost $9.70 Unrealized
KOHLS CORPORATION 4.250 7/17/25 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $0.98 Unrealized
WELLS FARGO MTN 3.500 3/08/22 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $1.04 Unrealized
SPTS SPDR PORTFOLIO SHORT TERM TREASURY ETF 0.0%
Value ($000) $42 Shares 1,405 Est. Cost $29.89 Unrealized
STATE STREET CORP 1.116 6/15/37 0.0%
Value ($000) $27 Shares 30,000 Est. Cost $0.90 Unrealized
STX SEAGATE TECHNOLOGY HLDNGS PLC ORD 0.0%
Value ($000) $23 Shares 210 Est. Cost $84.69 Unrealized 0.0%
BG 4.875 PERP BUNGE LTD 4.875 CV PFD 0.0%
Value ($000) $19 Shares 150 Est. Cost $126.67 Unrealized
DESARROLLADORA HOM 0.00001 9/28/15 0.0%
Value ($000) $2 Shares 63,000 Est. Cost $0.03 Unrealized