Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q1 2023 (← Previous) (Next →)

Filing Date: Jun 6, 2023

Total Value ($000): $198,809 (100.0% shares, 0.0% debt)

Holdings (89)

GLD SPDR GOLD SHARES 7.7%
Value ($000) $15,257 Shares 82,605 Est. Cost $167.18 Unrealized
BIL SPDR BLOOMBERG 1-3 MONTH T-BILL ETF 4.7%
Value ($000) $9,388 Shares 102,244 Est. Cost $91.59 Unrealized
MET METLIFE INC COM 3.7%
Value ($000) $7,374 Shares 120,718 Est. Cost $32.51 Unrealized +90.0%
VYMI VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF 3.7%
Value ($000) $7,338 Shares 114,754 Est. Cost $63.95 Unrealized
LMT LOCKHEED MARTIN CORP COM 3.5%
Value ($000) $6,912 Shares 14,854 Est. Cost $290.66 Unrealized +49.1%
KMI KINDER MORGAN INC DEL COM 3.3%
Value ($000) $6,636 Shares 385,847 Est. Cost $10.26 Unrealized +48.5%
GOOG ALPHABET INC CL C 3.0%
Value ($000) $5,939 Shares 54,875 Est. Cost $107.28 Unrealized -10.7%
PRU PRUDENTIAL FINL INC COM 2.9%
Value ($000) $5,817 Shares 67,144 Est. Cost $53.80 Unrealized +53.7%
T AT T INC 2.9%
Value ($000) $5,702 Shares 320,817 Est. Cost $14.36 Unrealized +13.9%
EIDO ISHARES MSCI INDONESIA ETF 2.8%
Value ($000) $5,485 Shares 221,629 Est. Cost $21.80 Unrealized
FLBR FRANKLIN FTSE BRAZIL ETF 2.4%
Value ($000) $4,790 Shares 276,547 Est. Cost $20.31 Unrealized
GS GOLDMAN SACHS GROUP INC 2.4%
Value ($000) $4,699 Shares 13,682 Est. Cost $139.06 Unrealized +132.7%
VAL VALARIS LIMITED CL A 2.4%
Value ($000) $4,684 Shares 77,149 Est. Cost $69.73 Unrealized 0.0%
FDX FEDEX CORP COM 2.3%
Value ($000) $4,659 Shares 20,447 Est. Cost $128.56 Unrealized +48.3%
GLNG GOLAR LNG LTD SHS 2.3%
Value ($000) $4,561 Shares 201,999 Est. Cost $8.82 Unrealized +130.7%
BANK OF AMER MTN 5.41057 12/01/26 2.3%
Value ($000) $4,533 Shares 4,706,000 Est. Cost $0.94 Unrealized
TSN TYSON FOODS INC CL A 2.3%
Value ($000) $4,524 Shares 72,388 Est. Cost $46.49 Unrealized +19.3%
META META PLATFORMS INC CL A 1.9%
Value ($000) $3,739 Shares 15,811 Est. Cost $196.06 Unrealized -13.7%
VTI VANGUARD TOTAL STOCK MARKET ETF 1.9%
Value ($000) $3,727 Shares 18,068 Est. Cost $191.19 Unrealized
CITIGROUP INC 5.42267 8/25/36 1.8%
Value ($000) $3,503 Shares 4,377,000 Est. Cost $0.79 Unrealized
FIRST CITIZENS 8.741 6/15/70 1.6%
Value ($000) $3,182 Shares 3,431,000 Est. Cost $1.04 Unrealized
HBM HUDBAY MINERALS INC COM 1.6%
Value ($000) $3,181 Shares 630,891 Est. Cost $5.67 Unrealized -7.2%
PBR PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 1.5%
Value ($000) $3,058 Shares 288,674 Est. Cost $13.25 Unrealized
BHF BRIGHTHOUSE FINL INC 1.5%
Value ($000) $3,027 Shares 68,476 Est. Cost $45.99 Unrealized +14.2%
MIDNX MATTHEWS INDIA FUND INSTITUTIONAL 1.5%
Value ($000) $2,987 Shares 129,541 Est. Cost $25.92 Unrealized
FCX FREEPORT-MCMORAN INC CL B 1.5%
Value ($000) $2,982 Shares 77,239 Est. Cost $16.52 Unrealized +142.1%
NOC NORTHROP GRUMMAN CORPORATION 1.5%
Value ($000) $2,913 Shares 6,316 Est. Cost $317.68 Unrealized +39.1%
MSFT MICROSOFT CORP COM 1.5%
Value ($000) $2,907 Shares 9,966 Est. Cost $176.00 Unrealized +41.7%
OI O-I GLASS INC COM 1.4%
Value ($000) $2,832 Shares 125,748 Est. Cost $13.54 Unrealized +55.0%
VEU VANGUARD FTSE ALL-WORLD EX-US INDEX FUND 1.4%
Value ($000) $2,758 Shares 51,573 Est. Cost $58.04 Unrealized
AR ANTERO RESOURCES CORP COM 1.3%
Value ($000) $2,644 Shares 114,919 Est. Cost $36.92 Unrealized -28.6%
AAPL APPLE INC COM 1.3%
Value ($000) $2,591 Shares 15,586 Est. Cost $106.35 Unrealized +36.8%
NSC NORFOLK SOUTHN CORP COM 1.1%
Value ($000) $2,273 Shares 11,133 Est. Cost $216.72 Unrealized 0.0%
SUNTRUST CAPITAL 5.270 5/15/27 1.1%
Value ($000) $2,225 Shares 2,424,000 Est. Cost $0.97 Unrealized
LLY ELI LILLY CO 1.1%
Value ($000) $2,185 Shares 5,519 Est. Cost $50.99 Unrealized +547.0%
SUNTRUST CAPITAL 5.419 3/15/28 1.0%
Value ($000) $2,081 Shares 2,299,000 Est. Cost $0.97 Unrealized
VALLEY NATL BANCORP 3.000 6/15/31 1.0%
Value ($000) $2,066 Shares 2,473,000 Est. Cost $0.92 Unrealized
SDRL SEADRILL 2021 LTD COM 1.0%
Value ($000) $1,992 Shares 54,755 Est. Cost $39.18 Unrealized 0.0%
UNITED FINANCIAL 5.750 10/01/24 0.9%
Value ($000) $1,811 Shares 1,844,000 Est. Cost $1.08 Unrealized
AMERIS BANCORP LW 3.875 10/01/30 0.9%
Value ($000) $1,790 Shares 1,984,000 Est. Cost $0.97 Unrealized
MELLON CAPITAL IV 5.31086 12/20/67 0.9%
Value ($000) $1,751 Shares 2,245,000 Est. Cost $0.94 Unrealized
GLW CORNING INC 0.9%
Value ($000) $1,721 Shares 51,795 Est. Cost $14.48 Unrealized +121.7%
SPDW SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF 0.8%
Value ($000) $1,644 Shares 51,176 Est. Cost $25.87 Unrealized
STNG SCORPIO TANKERS INC 0.8%
Value ($000) $1,540 Shares 29,480 Est. Cost $12.44 Unrealized
RSP INVESCO S&P 500 EQUAL WEIGHT ETF 0.6%
Value ($000) $1,270 Shares 8,760 Est. Cost $135.57 Unrealized
SPY SPDR S&P 500 ETF TRUST 0.6%
Value ($000) $1,258 Shares 3,054 Est. Cost $364.50 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 0.5%
Value ($000) $1,091 Shares 3,533 Est. Cost $223.85 Unrealized +37.7%
XOM EXXON MOBIL CORP 0.5%
Value ($000) $1,041 Shares 8,794 Est. Cost $56.40 Unrealized +77.6%
US BANK CAPITAL IX 3.57778 4/15/49 0.5%
Value ($000) $1,025 Shares 1,298,000 Est. Cost $0.78 Unrealized
JP MORGAN CHASE MTN 2.7808 4/30/24 0.4%
Value ($000) $855 Shares 881,000 Est. Cost $0.97 Unrealized
CMCSA COMCAST CORP NEW CL A 0.4%
Value ($000) $834 Shares 21,152 Est. Cost $33.52 Unrealized +3.3%
INVESCO QQQ TRUST ETF 0.4%
Value ($000) $770 Shares 2,386 Est. Cost $322.72 Unrealized
CSCO CISCO SYS INC COM 0.4%
Value ($000) $752 Shares 14,516 Est. Cost $43.33 Unrealized +3.5%
PRUDENTIAL FINANCIAL 5.625 6/15/43 0.4%
Value ($000) $748 Shares 750,000 Est. Cost $0.99 Unrealized
ALLFIRST PFD CAP 6.32971 7/15/29 0.3%
Value ($000) $691 Shares 750,000 Est. Cost $0.98 Unrealized
AMAT APPLIED MATERIALS INC 0.3%
Value ($000) $667 Shares 5,900 Est. Cost $43.15 Unrealized +159.4%
HON HONEYWELL INTERNATIONAL INC 0.3%
Value ($000) $652 Shares 3,261 Est. Cost $69.20 Unrealized +155.3%
VT VANGUARD TOTAL WORLD STOCK INDEX ETF 0.3%
Value ($000) $644 Shares 6,900 Est. Cost $81.12 Unrealized
KEYCORP CAPITAL 1 5.49386 7/01/28 0.3%
Value ($000) $643 Shares 722,000 Est. Cost $0.90 Unrealized
MRK MERCK & CO INC COM 0.3%
Value ($000) $617 Shares 5,402 Est. Cost $38.76 Unrealized +154.6%
JPMORGAN CHASE CO 4.98913 2/01/27 0.3%
Value ($000) $599 Shares 650,000 Est. Cost $0.93 Unrealized
FIRST MD CAP II 2.136 2/01/27 0.3%
Value ($000) $596 Shares 652,000 Est. Cost $0.93 Unrealized
VTV VANGUARD VALUE INDEX FUND ETF 0.3%
Value ($000) $577 Shares 4,105 Est. Cost $120.75 Unrealized
MINT PIMCO ENHANCED SHORT MATURITY ACTIVE ETF 0.3%
Value ($000) $574 Shares 5,787 Est. Cost $101.91 Unrealized
PEP PEPSICO INC 0.3%
Value ($000) $513 Shares 2,686 Est. Cost $60.01 Unrealized +164.5%
IVV ISHARES CORE S&P 500 ETF 0.2%
Value ($000) $462 Shares 1,121 Est. Cost $376.74 Unrealized
JOE ST JOE CO COM 0.2%
Value ($000) $461 Shares 11,068 Est. Cost $32.24 Unrealized +32.8%
PCG PG&E CORP COM 0.2%
Value ($000) $420 Shares 26,003 Est. Cost $11.23 Unrealized +39.0%
WELL WELLTOWER INC COM 0.2%
Value ($000) $394 Shares 5,496 Est. Cost $59.61 Unrealized +13.7%
RAYTHEON TECHNOLOGIES CORP COM 0.2%
Value ($000) $359 Shares 3,645 Est. Cost $98.63 Unrealized
PM PHILIP MORRIS INTL 0.2%
Value ($000) $350 Shares 3,500 Est. Cost $53.93 Unrealized +61.2%
GMS INC COM 0.2%
Value ($000) $327 Shares 5,655 Est. Cost $17.97 Unrealized
VFIAX VANGUARD 500 INDEX ADMIRAL 0.1%
Value ($000) $297 Shares 772 Est. Cost $354.14 Unrealized
JNJ JOHNSON JOHNSON 0.1%
Value ($000) $236 Shares 1,440 Est. Cost $124.24 Unrealized +19.0%
CWH CAMPING WORLD HLDGS INC CL A 0.1%
Value ($000) $234 Shares 11,207 Est. Cost $22.30 Unrealized -6.4%
NI NISOURCE INC 0.1%
Value ($000) $228 Shares 8,000 Est. Cost $21.56 Unrealized +15.4%
DXJ WISDOMTREE JAPAN HEDGED EQUITY FUND 0.1%
Value ($000) $227 Shares 3,206 Est. Cost $64.29 Unrealized
GE GENERAL ELEC CO 0.1%
Value ($000) $219 Shares 2,210 Est. Cost $65.91 Unrealized 0.0%
KMB KIMBERLY CLARK CORP 0.1%
Value ($000) $217 Shares 1,500 Est. Cost $112.73 Unrealized +3.1%
BARNESVILLE GA WTR 3.175 9/01/46 0.1%
Value ($000) $186 Shares 250,000 Est. Cost $0.74 Unrealized
JPMORGAN CHASE CO 4.93957 2/01/27 0.1%
Value ($000) $184 Shares 200,000 Est. Cost $0.97 Unrealized
BMY BRISTOL-MYERS SQUIBB CO COM 0.0%
Value ($000) $61 Shares 917 Est. Cost $61.50 Unrealized 0.0%
KOHLS CORPORATION 4.250 7/17/25 0.0%
Value ($000) $47 Shares 50,000 Est. Cost $0.98 Unrealized
STATE STREET CORP 5.769 6/15/37 0.0%
Value ($000) $25 Shares 30,000 Est. Cost $0.90 Unrealized
GARDEN CITY KS 3.375 11/01/32 0.0%
Value ($000) $15 Shares 15,000 Est. Cost $1.00 Unrealized
DONNELLEY R R SONS 6.625 4/15/29 0.0%
Value ($000) $10 Shares 12,337 Est. Cost $0.81 Unrealized
PIKE CNTY KY 3.150 6/01/27 0.0%
Value ($000) $10 Shares 10,000 Est. Cost $1.00 Unrealized
WYOMING ST CMNTY DEV 2.800 12/01/31 0.0%
Value ($000) $9 Shares 10,000 Est. Cost $0.90 Unrealized
CALIFORNIA ST REF 4.000 9/01/36 0.0%
Value ($000) $5 Shares 5,000 Est. Cost $1.00 Unrealized