Location: Phoenix, AZ
CIK: 0001543100 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Oct 17, 2014
Total Value: $176M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ALERIAN MLP ETF | 819,453 | $15.71M | 8.9% | $17.84 | — | ALERIAN MLP | 00162Q866 |
| — | SPDR BARCLAYS HIGH YIELD BOND ETF | 289,375 | $11.63M | 6.6% | $39.75 | — | BRC HGH YLD BD | 78464A417 |
| IGSB | ISHARES 1-3 YEAR CREDIT BOND ETF | 98,804 | $10.4M | 5.9% | $105.10 | — | 1-3 YR CR BD ETF | 464288646 |
| — | TEMPLETON GLOBAL INCOME FD COM | 1,254,678 | $9.975M | 5.7% | $8.52 | — | COM | 880198106 |
| — | ADVENT CLAYMORE CV SECS & INC COM | 449,850 | $7.8M | 4.4% | $16.94 | — | COM | 00764C109 |
| SPY | SPDR S&P 500 ETF | 36,557 | $7.203M | 4.1% | $177.16 | — | TR UNIT | 78462F103 |
| CWB | SPDR BARCLAYS CONVERTIBLE SECURITIES ETF | 136,093 | $6.757M | 3.8% | $42.75 | — | BRC CNV SECS ETF | 78464A359 |
| PFF | ISHARES U.S. PREFERRED STOCK ETF | 163,898 | $6.477M | 3.7% | $39.26 | — | U.S. PFD STK ETF | 464288687 |
| IJH | ISHARES S&P MIDCAP FUND | 38,579 | $5.275M | 3.0% | $120.44 | — | CORE S&P MCP ETF | 464287507 |
| — | POWERSHARES SENIOR LOAN PORTFOLIO | 211,657 | $5.139M | 2.9% | $24.74 | — | SENIOR LN PORT | 73936Q769 |
| EFA | ISHARES MSCI EAFE ETF | 71,054 | $4.556M | 2.6% | $59.85 | — | MSCI EAFE ETF | 464287465 |
| LQD | ISHARES IBOXX CORPORATE BOND ETF | 36,941 | $4.367M | 2.5% | $113.79 | — | IBOXX INV CP ETF | 464287242 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 102,870 | $4.275M | 2.4% | $39.63 | — | MSCI EMG MKT ETF | 464287234 |
| — | NUVEEN FLTNG RTE INCM OPP FD COM SHS | 361,376 | $4.112M | 2.3% | $13.16 | — | COM SHS | 6706EN100 |
| — | WESTERN ASSET HIGH INCM FD II COM | 435,920 | $3.91M | 2.2% | $9.22 | — | COM | 95766J102 |
| — | POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO | 123,513 | $3.515M | 2.0% | $27.47 | — | SOVEREIGN DEBT | 73936T573 |
| XPHTX | PIONEER HIGH INCOME TR COM | 200,657 | $3.401M | 1.9% | $16.78 | — | COM | 72369H106 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR FUND | 82,940 | $3.309M | 1.9% | $31.15 | — | TECHNOLOGY | 81369Y803 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 40,658 | $3.256M | 1.8% | $80.10 | — | SHORT TRM BOND | 921937827 |
| AGG | ISHARES CORE U.S. AGGREGATE BOND ETF | 27,627 | $3.014M | 1.7% | $107.31 | — | CORE US AGGBD ET | 464287226 |
| — | GABELLI CONV&INCOM SECS FD INC COM | 448,743 | $2.692M | 1.5% | $6.18 | — | COM | 36240B109 |
| XLE | ENERGY SELECT SECTOR SPDR FUND | 26,433 | $2.395M | 1.4% | $79.14 | — | SBI INT-ENERGY | 81369Y506 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 28,277 | $2.389M | 1.4% | $81.10 | — | COHEN&STEER REIT | 464287564 |
| IJR | ISHARES S&P SMALL-CAP FUND | 20,122 | $2.099M | 1.2% | $97.77 | — | CORE S&P SCP ETF | 464287804 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR FUND | 46,200 | $2.084M | 1.2% | $39.99 | — | SBI CONS STPLS | 81369Y308 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR FUND | 36,593 | $1.945M | 1.1% | $42.98 | — | SBI INT-INDS | 81369Y704 |
| XLV | HEALTH CARE SELECT SECTOR SPDR FUND | 28,022 | $1.791M | 1.0% | $48.21 | — | SBI HEALTHCARE | 81369Y209 |
| PSK | SPDR WELLS FARGO PREFERRED STOCK ETF | 40,301 | $1.754M | 1.0% | $43.32 | — | WELLS FG PFD ETF | 78464A292 |
| XLY | CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | 25,926 | $1.729M | 1.0% | $57.14 | — | SBI CONS DISCR | 81369Y407 |
| — | TEMPLETON EMERG MKTS INCOME FD COM | 120,574 | $1.534M | 0.9% | $14.74 | — | COM | 880192109 |
| IBND | SPDR BARCLAYS INTERNATIONAL CORPORATE BOND ETF | 42,574 | $1.508M | 0.9% | $35.25 | — | BRCLY INTL CRP | 78464A151 |
| GLD | SPDR GOLD SHARES | 12,143 | $1.411M | 0.8% | $121.07 | — | GOLD SHS | 78463V107 |
| HYG | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | 13,394 | $1.232M | 0.7% | $91.29 | — | IBOXX HI YD ETF | 464288513 |
| T | AT&T INC COM | 33,944 | $1.196M | 0.7% | $11.43 | +4.1% | COM | 00206R102 |
| XLF | FINANCIAL SELECT SECTOR SPDR FUND | 50,789 | $1.177M | 0.7% | $19.82 | — | SBI INT-FINL | 81369Y605 |
| JNJ | JOHNSON & JOHNSON | 10,429 | $1.112M | 0.6% | $60.74 | +24.4% | COM | 478160104 |
| EMB | ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF | 9,773 | $1.103M | 0.6% | $109.54 | — | JP MOR EM MK ETF | 464288281 |
| KO | COCA COLA CO | 24,772 | $1.057M | 0.6% | $27.64 | +4.4% | COM | 191216100 |
| XLU | UTILITIES SELECT SECTOR SPDR | 23,848 | $1.004M | 0.6% | $38.01 | — | SBI INT-UTILS | 81369Y886 |
| XLB | MATERIALS SELECT SECTOR SPDR FUND | 18,489 | $917K | 0.5% | $38.93 | — | SBI MATERIALS | 81369Y100 |
| PG | PROCTER & GAMBLE CO | 10,521 | $881K | 0.5% | $55.44 | +7.7% | COM | 742718109 |
| XOM | EXXON MOBIL CORP | 9,101 | $856K | 0.5% | $54.04 | +13.8% | COM | 30231G102 |
| CVX | CHEVRON CORP | 6,494 | $775K | 0.4% | $72.38 | +8.5% | COM | 166764100 |
| INTC | INTEL | 20,480 | $713K | 0.4% | $19.29 | +33.4% | COM | 458140100 |
| PM | PHILIP MORRIS INTL INC COM | 8,246 | $688K | 0.4% | $49.79 | -3.8% | COM | 718172109 |
| WFC | WELLS FARGO & CO | 12,386 | $642K | 0.4% | $32.00 | +16.9% | COM | 949746101 |
| IWM | ISHARES RUSSELL 2000 ETF | 5,237 | $573K | 0.3% | $97.43 | — | RUSSELL 2000 ETF | 464287655 |
| XEL | XCEL ENERGY INC | 17,979 | $547K | 0.3% | $19.78 | +10.0% | COM | 98389B100 |
| MO | ALTRIA GROUP INC | 11,090 | $509K | 0.3% | $16.37 | +26.3% | COM | 02209S103 |
| ITOT | ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | 5,413 | $486K | 0.3% | $84.13 | — | CORE S&P TTL STK | 464287150 |
| STPZ | PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND | 9,241 | $486K | 0.3% | $52.65 | — | 1-5 US TIP IDX | 72201R205 |
| — | HSBC HLDGS PLC ADR A 1/40PF A | 19,076 | $480K | 0.3% | $24.89 | — | ADR A 1/40PF A | 404280604 |
| MCD | MCDONALDS CORP | 4,883 | $463K | 0.3% | $71.51 | -0.4% | COM | 580135101 |
| IWR | ISHARES RUSSELL MID-CAP ETF | 2,900 | $459K | 0.3% | $130.72 | — | RUS MID-CAP ETF | 464287499 |
| VZ | VERIZON COMMUNICATIONS INC COM | 9,167 | $458K | 0.3% | $27.10 | +2.6% | COM | 92343V104 |
| COP | CONOCOPHILLIPS | 5,736 | $439K | 0.2% | $55.24 | +2.6% | COM | 20825C104 |
| SLV | ISHARES SILVER TRUST | 26,808 | $438K | 0.2% | $19.07 | — | ISHARES | 46428Q109 |
| DUK | DUKE ENERGY CORP NEW | 5,703 | $426K | 0.2% | $41.84 | +9.1% | COM NEW | 26441C204 |
| CL | COLGATE-PALMOLIVE CO | 6,406 | $418K | 0.2% | $46.08 | +10.0% | COM | 194162103 |
| — | GENERAL ELECTRIC CO | 16,224 | $416K | 0.2% | $23.70 | — | COM | 369604103 |
| — | FIFTH STR FIN CORP 5.375% 04/01/2016 | 400,000 | $413K | 0.2% | $1.03 | — | NOTE 5.375% 4/0 | 31679BAC4 |
| PEP | PEPSICO INC | 4,373 | $407K | 0.2% | $56.03 | +15.8% | COM | 713448108 |
| — | KRAFT FOODS GROUP INC COM | 7,003 | $395K | 0.2% | $56.66 | — | COM | 50076Q106 |
| TROW | PRICE T ROWE GROUP INC COM | 4,811 | $377K | 0.2% | $50.95 | +3.2% | COM | 74144T108 |
| IBM | INTERNATIONAL BUSINESS MACHS COM | 1,986 | $377K | 0.2% | $115.32 | -0.9% | COM | 459200101 |
| WMT | WAL-MART STORES INC | 4,636 | $355K | 0.2% | $20.00 | +1.6% | COM | 931142103 |
| — | SPDR NUVEEN BARCLAYS SHORT TERM MUNICIPAL BOND ETF | 14,278 | $348K | 0.2% | $23.97 | — | NUVN BR SHT MUNI | 78464A425 |
| CSCO | CISCO SYS INC COM | 13,679 | $344K | 0.2% | $15.42 | +14.8% | COM | 17275R102 |
| PSA | PUBLIC STORAGE COM | 2,006 | $333K | 0.2% | $110.47 | 0.0% | COM | 74460D109 |
| FE | FIRSTENERGY CORP COM | 9,760 | $328K | 0.2% | $20.72 | -0.6% | COM | 337932107 |
| BA | BOEING CO | 2,548 | $325K | 0.2% | $109.27 | 0.0% | COM | 097023105 |
| SLB | SCHLUMBERGER LTD | 3,138 | $319K | 0.2% | $53.17 | +49.5% | COM | 806857108 |
| MRK | MERCK & CO INC NEW COM | 5,308 | $315K | 0.2% | $31.13 | +26.5% | COM | 58933Y105 |
| — | ITC HLDGS CORP COM | 8,816 | $314K | 0.2% | $45.08 | — | COM | 465685105 |
| JPM | JP MORGAN CHASE & CO | 5,194 | $313K | 0.2% | $38.09 | +13.2% | COM | 46625H100 |
| IWB | ISHARES RUSSELL 1000 ETF | 2,848 | $313K | 0.2% | $90.00 | — | RUS 1000 ETF | 464287622 |
| BAX | BAXTER INTL INC | 4,199 | $301K | 0.2% | $32.89 | +1.7% | COM | 071813109 |
| — | HANCOCK JOHN PFD INCOME FD SH BEN INT | 13,892 | $279K | 0.2% | $20.77 | — | SH BEN INT | 41013W108 |
| — | DUFF & PHELPS UTIL CORP BD TR COM | 26,961 | $264K | 0.1% | $10.95 | — | COM | 26432K108 |
| — | COCA COLA ENTERPRISES INC NEW COM | 5,918 | $263K | 0.1% | $44.44 | — | COM | 19122T109 |
| MMM | 3M COMPANY | 1,858 | $263K | 0.1% | $61.91 | +34.9% | COM | 88579Y101 |
| — | LAZARD LTD SHS A | 5,182 | $263K | 0.1% | $50.75 | — | SHS A | G54050102 |
| F | FORD MTR CO DEL COM PAR $0.01 | 17,623 | $261K | 0.1% | $9.03 | +3.8% | COM PAR $0.01 | 345370860 |
| — | LEXMARK INTL NEW CL A | 6,101 | $259K | 0.1% | $46.67 | — | CL A | 529771107 |
| TBT | PROSHARES ULTRASHORT 20+ YEAR TREASURY | 4,596 | $259K | 0.1% | $72.46 | — | PSHS ULTSH 20YRS | 74347B201 |
| BMY | BRISTOL MYERS SQUIBB | 5,000 | $256K | 0.1% | $30.22 | +13.2% | COM | 110122108 |
| CMI | CUMMINS INC | 1,878 | $248K | 0.1% | $106.06 | 0.0% | COM | 231021106 |
| — | E M C CORP MASS COM | 7,218 | $211K | 0.1% | $29.23 | — | COM | 268648102 |
| — | LIBERTY MEDIA CORP 4% 11/15/2029 | 10,000 | $0 | 0.0% | — | — | DEB 4.000%11/1 | 530715AG6 |