Windsor Capital Management, LLC Diversified Active

Location: Phoenix, AZ

CIK: 0001543100 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Oct 17, 2014

Total Value: $176M (100.0% shares, 0.0% debt)

Holdings (89)

— ALERIAN MLP ETF 8.9%
Value $15.71M Shares 819,453 Share Price $19.17 Est. Cost/Share $17.84 Unrealized @ Report Date —
— SPDR BARCLAYS HIGH YIELD BOND ETF 6.6%
Value $11.63M Shares 289,375 Share Price $40.18 Est. Cost/Share $39.75 Unrealized @ Report Date —
IGSB ISHARES 1-3 YEAR CREDIT BOND ETF 5.9%
Value $10.4M Shares 98,804 Share Price $105.28 * Est. Cost/Share $52.68 Unrealized @ Report Date -0.1%
— TEMPLETON GLOBAL INCOME FD COM 5.7%
Value $9.975M Shares 1,254,678 Share Price $7.95 Est. Cost/Share $8.52 Unrealized @ Report Date —
— ADVENT CLAYMORE CV SECS & INC COM 4.4%
Value $7.8M Shares 449,850 Share Price $17.34 Est. Cost/Share $16.94 Unrealized @ Report Date —
SPY SPDR S&P 500 ETF 4.1%
Value $7.203M Shares 36,557 Share Price $197.03 Est. Cost/Share $175.04 Unrealized @ Report Date +12.6%
CWB SPDR BARCLAYS CONVERTIBLE SECURITIES ETF 3.8%
Value $6.757M Shares 136,093 Share Price $49.65 Est. Cost/Share $43.05 Unrealized @ Report Date +15.3%
PFF ISHARES U.S. PREFERRED STOCK ETF 3.7%
Value $6.477M Shares 163,898 Share Price $39.52 Est. Cost/Share $40.13 Unrealized @ Report Date -1.5%
IJH ISHARES S&P MIDCAP FUND 3.0%
Value $5.275M Shares 38,579 Share Price $136.73 * Est. Cost/Share $24.07 Unrealized @ Report Date +13.6%
— POWERSHARES SENIOR LOAN PORTFOLIO 2.9%
Value $5.139M Shares 211,657 Share Price $24.28 Est. Cost/Share $24.74 Unrealized @ Report Date —
EFA ISHARES MSCI EAFE ETF 2.6%
Value $4.556M Shares 71,054 Share Price $64.12 Est. Cost/Share $62.03 Unrealized @ Report Date +3.4%
LQD ISHARES IBOXX CORPORATE BOND ETF 2.5%
Value $4.367M Shares 36,941 Share Price $118.22 Est. Cost/Share $118.56 Unrealized @ Report Date -0.3%
EEM ISHARES MSCI EMERGING MARKETS ETF 2.4%
Value $4.275M Shares 102,870 Share Price $41.56 Est. Cost/Share $41.24 Unrealized @ Report Date +0.8%
— NUVEEN FLTNG RTE INCM OPP FD COM SHS 2.3%
Value $4.112M Shares 361,376 Share Price $11.38 Est. Cost/Share $13.16 Unrealized @ Report Date —
— WESTERN ASSET HIGH INCM FD II COM 2.2%
Value $3.91M Shares 435,920 Share Price $8.97 Est. Cost/Share $9.22 Unrealized @ Report Date —
— POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO 2.0%
Value $3.515M Shares 123,513 Share Price $28.46 Est. Cost/Share $27.47 Unrealized @ Report Date —
XPHTX PIONEER HIGH INCOME TR COM 1.9%
Value $3.401M Shares 200,657 Share Price $16.95 Est. Cost/Share $16.78 Unrealized @ Report Date —
XLK TECHNOLOGY SELECT SECTOR SPDR FUND 1.9%
Value $3.309M Shares 82,940 Share Price $39.90 * Est. Cost/Share $15.70 Unrealized @ Report Date +27.0%
BSV VANGUARD SHORT-TERM BOND INDEX FUND 1.8%
Value $3.256M Shares 40,658 Share Price $80.08 Est. Cost/Share $80.69 Unrealized @ Report Date -0.8%
AGG ISHARES CORE U.S. AGGREGATE BOND ETF 1.7%
Value $3.014M Shares 27,627 Share Price $109.10 Est. Cost/Share $109.51 Unrealized @ Report Date -0.4%
— GABELLI CONV&INCOM SECS FD INC COM 1.5%
Value $2.692M Shares 448,743 Share Price $6.00 Est. Cost/Share $6.18 Unrealized @ Report Date —
XLE ENERGY SELECT SECTOR SPDR FUND 1.4%
Value $2.395M Shares 26,433 Share Price $90.61 * Est. Cost/Share $39.91 Unrealized @ Report Date +13.5%
ICF ISHARES COHEN & STEERS REIT ETF 1.4%
Value $2.389M Shares 28,277 Share Price $84.49 * Est. Cost/Share $42.14 Unrealized @ Report Date +0.2%
IJR ISHARES S&P SMALL-CAP FUND 1.2%
Value $2.099M Shares 20,122 Share Price $104.31 * Est. Cost/Share $48.09 Unrealized @ Report Date +8.4%
XLP CONSUMER STAPLES SELECT SECTOR SPDR FUND 1.2%
Value $2.084M Shares 46,200 Share Price $45.11 Est. Cost/Share $40.86 Unrealized @ Report Date +10.4%
XLI INDUSTRIAL SELECT SECTOR SPDR FUND 1.1%
Value $1.945M Shares 36,593 Share Price $53.15 Est. Cost/Share $42.77 Unrealized @ Report Date +24.3%
XLV HEALTH CARE SELECT SECTOR SPDR FUND 1.0%
Value $1.791M Shares 28,022 Share Price $63.91 Est. Cost/Share $48.42 Unrealized @ Report Date +32.0%
PSK SPDR WELLS FARGO PREFERRED STOCK ETF 1.0%
Value $1.754M Shares 40,301 Share Price $43.52 Est. Cost/Share $45.13 Unrealized @ Report Date -3.6%
XLY CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND 1.0%
Value $1.729M Shares 25,926 Share Price $66.69 * Est. Cost/Share $28.06 Unrealized @ Report Date +18.8%
— TEMPLETON EMERG MKTS INCOME FD COM 0.9%
Value $1.534M Shares 120,574 Share Price $12.72 Est. Cost/Share $14.74 Unrealized @ Report Date —
IBND SPDR BARCLAYS INTERNATIONAL CORPORATE BOND ETF 0.9%
Value $1.508M Shares 42,574 Share Price $35.42 Est. Cost/Share $35.95 Unrealized @ Report Date -1.5%
GLD SPDR GOLD SHARES 0.8%
Value $1.411M Shares 12,143 Share Price $116.20 Est. Cost/Share $132.02 Unrealized @ Report Date -12.0%
HYG ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 0.7%
Value $1.232M Shares 13,394 Share Price $91.98 Est. Cost/Share $93.75 Unrealized @ Report Date -1.9%
T AT&T INC COM 0.7%
Value $1.196M Shares 33,944 Share Price $35.23 * Est. Cost/Share $11.43 Unrealized @ Report Date +4.3%
XLF FINANCIAL SELECT SECTOR SPDR FUND 0.7%
Value $1.177M Shares 50,789 Share Price $23.17 * Est. Cost/Share $15.80 Unrealized @ Report Date +19.1%
JNJ JOHNSON & JOHNSON 0.6%
Value $1.112M Shares 10,429 Share Price $106.63 * Est. Cost/Share $60.74 Unrealized @ Report Date +28.4%
EMB ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF 0.6%
Value $1.103M Shares 9,773 Share Price $112.86 Est. Cost/Share $116.73 Unrealized @ Report Date -3.3%
KO COCA COLA CO 0.6%
Value $1.057M Shares 24,772 Share Price $42.67 * Est. Cost/Share $27.64 Unrealized @ Report Date +8.4%
XLU UTILITIES SELECT SECTOR SPDR 0.6%
Value $1.004M Shares 23,848 Share Price $42.10 * Est. Cost/Share $19.62 Unrealized @ Report Date +7.2%
XLB MATERIALS SELECT SECTOR SPDR FUND 0.5%
Value $917K Shares 18,489 Share Price $49.60 * Est. Cost/Share $19.99 Unrealized @ Report Date +24.0%
PG PROCTER & GAMBLE CO 0.5%
Value $881K Shares 10,521 Share Price $83.74 * Est. Cost/Share $55.44 Unrealized @ Report Date +10.2%
XOM EXXON MOBIL CORP 0.5%
Value $856K Shares 9,101 Share Price $94.06 * Est. Cost/Share $54.04 Unrealized @ Report Date +7.8%
CVX CHEVRON CORP 0.4%
Value $775K Shares 6,494 Share Price $119.34 * Est. Cost/Share $72.38 Unrealized @ Report Date +1.9%
INTC INTEL 0.4%
Value $713K Shares 20,480 Share Price $34.81 * Est. Cost/Share $19.29 Unrealized @ Report Date +37.6%
PM PHILIP MORRIS INTL INC COM 0.4%
Value $688K Shares 8,246 Share Price $83.43 * Est. Cost/Share $49.79 Unrealized @ Report Date -4.1%
WFC WELLS FARGO & CO 0.4%
Value $642K Shares 12,386 Share Price $51.83 * Est. Cost/Share $32.00 Unrealized @ Report Date +18.2%
IWM ISHARES RUSSELL 2000 ETF 0.3%
Value $573K Shares 5,237 Share Price $109.41 Est. Cost/Share $96.08 Unrealized @ Report Date +13.8%
XEL XCEL ENERGY INC 0.3%
Value $547K Shares 17,979 Share Price $30.42 * Est. Cost/Share $19.78 Unrealized @ Report Date +7.7%
MO ALTRIA GROUP INC 0.3%
Value $509K Shares 11,090 Share Price $45.90 * Est. Cost/Share $16.37 Unrealized @ Report Date +36.7%
STPZ PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND 0.3%
Value $486K Shares 9,241 Share Price $52.59 Est. Cost/Share $53.56 Unrealized @ Report Date -1.9%
ITOT ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF 0.3%
Value $486K Shares 5,413 Share Price $89.78 * Est. Cost/Share $42.06 Unrealized @ Report Date +6.6%
— HSBC HLDGS PLC ADR A 1/40PF A 0.3%
Value $480K Shares 19,076 Share Price $25.16 Est. Cost/Share $24.89 Unrealized @ Report Date —
MCD MCDONALDS CORP 0.3%
Value $463K Shares 4,883 Share Price $94.82 * Est. Cost/Share $71.51 Unrealized @ Report Date -0.4%
IWR ISHARES RUSSELL MID-CAP ETF 0.3%
Value $459K Shares 2,900 Share Price $158.28 * Est. Cost/Share $32.56 Unrealized @ Report Date +21.6%
VZ VERIZON COMMUNICATIONS INC COM 0.3%
Value $458K Shares 9,167 Share Price $49.96 * Est. Cost/Share $27.10 Unrealized @ Report Date +3.2%
COP CONOCOPHILLIPS 0.2%
Value $439K Shares 5,736 Share Price $76.53 * Est. Cost/Share $55.24 Unrealized @ Report Date -3.9%
SLV ISHARES SILVER TRUST 0.2%
Value $438K Shares 26,808 Share Price $16.34 Est. Cost/Share $20.88 Unrealized @ Report Date -21.7%
DUK DUKE ENERGY CORP NEW 0.2%
Value $426K Shares 5,703 Share Price $74.70 * Est. Cost/Share $41.84 Unrealized @ Report Date +12.4%
CL COLGATE-PALMOLIVE CO 0.2%
Value $418K Shares 6,406 Share Price $65.25 * Est. Cost/Share $46.08 Unrealized @ Report Date +8.8%
— GENERAL ELECTRIC CO 0.2%
Value $416K Shares 16,224 Share Price $25.64 Est. Cost/Share $23.70 Unrealized @ Report Date —
— FIFTH STR FIN CORP 5.375% 04/01/2016 0.2%
Value $413K Shares 400,000 Share Price $1.03 Est. Cost/Share $1.03 Unrealized @ Report Date —
PEP PEPSICO INC 0.2%
Value $407K Shares 4,373 Share Price $93.07 * Est. Cost/Share $56.03 Unrealized @ Report Date +18.7%
— KRAFT FOODS GROUP INC COM 0.2%
Value $395K Shares 7,003 Share Price $56.40 Est. Cost/Share $56.66 Unrealized @ Report Date —
TROW PRICE T ROWE GROUP INC COM 0.2%
Value $377K Shares 4,811 Share Price $78.36 * Est. Cost/Share $50.95 Unrealized @ Report Date +1.3%
IBM INTERNATIONAL BUSINESS MACHS COM 0.2%
Value $377K Shares 1,986 Share Price $189.83 * Est. Cost/Share $115.32 Unrealized @ Report Date -1.0%
WMT WAL-MART STORES INC 0.2%
Value $355K Shares 4,636 Share Price $76.57 * Est. Cost/Share $20.00 Unrealized @ Report Date +2.8%
— SPDR NUVEEN BARCLAYS SHORT TERM MUNICIPAL BOND ETF 0.2%
Value $348K Shares 14,278 Share Price $24.37 Est. Cost/Share $23.97 Unrealized @ Report Date —
CSCO CISCO SYS INC COM 0.2%
Value $344K Shares 13,679 Share Price $25.15 * Est. Cost/Share $15.42 Unrealized @ Report Date +15.8%
PSA PUBLIC STORAGE COM 0.2%
Value $333K Shares 2,006 Share Price $166.00 * Est. Cost/Share $110.47 Unrealized @ Report Date -2.9%
FE FIRSTENERGY CORP COM 0.2%
Value $328K Shares 9,760 Share Price $33.61 * Est. Cost/Share $20.72 Unrealized @ Report Date +1.3%
BA BOEING CO 0.2%
Value $325K Shares 2,548 Share Price $127.55 * Est. Cost/Share $109.27 Unrealized @ Report Date +1.4%
SLB SCHLUMBERGER LTD 0.2%
Value $319K Shares 3,138 Share Price $101.66 * Est. Cost/Share $53.17 Unrealized @ Report Date +39.8%
MRK MERCK & CO INC NEW COM 0.2%
Value $315K Shares 5,308 Share Price $59.34 * Est. Cost/Share $31.13 Unrealized @ Report Date +28.1%
— ITC HLDGS CORP COM 0.2%
Value $314K Shares 8,816 Share Price $35.62 Est. Cost/Share $45.08 Unrealized @ Report Date —
JPM JP MORGAN CHASE & CO 0.2%
Value $313K Shares 5,194 Share Price $60.26 * Est. Cost/Share $38.09 Unrealized @ Report Date +16.7%
IWB ISHARES RUSSELL 1000 ETF 0.2%
Value $313K Shares 2,848 Share Price $109.90 Est. Cost/Share $89.55 Unrealized @ Report Date +22.7%
BAX BAXTER INTL INC 0.2%
Value $301K Shares 4,199 Share Price $71.68 * Est. Cost/Share $32.89 Unrealized @ Report Date -2.0%
— HANCOCK JOHN PFD INCOME FD SH BEN INT 0.2%
Value $279K Shares 13,892 Share Price $20.08 Est. Cost/Share $20.77 Unrealized @ Report Date —
— DUFF & PHELPS UTIL CORP BD TR COM 0.1%
Value $264K Shares 26,961 Share Price $9.79 Est. Cost/Share $10.95 Unrealized @ Report Date —
— COCA COLA ENTERPRISES INC NEW COM 0.1%
Value $263K Shares 5,918 Share Price $44.44 Est. Cost/Share $44.44 Unrealized @ Report Date —
MMM 3M COMPANY 0.1%
Value $263K Shares 1,858 Share Price $141.55 * Est. Cost/Share $61.91 Unrealized @ Report Date +33.3%
— LAZARD LTD SHS A 0.1%
Value $263K Shares 5,182 Share Price $50.75 Est. Cost/Share $50.75 Unrealized @ Report Date —
F FORD MTR CO DEL COM PAR $0.01 0.1%
Value $261K Shares 17,623 Share Price $14.81 * Est. Cost/Share $9.03 Unrealized @ Report Date -9.9%
— LEXMARK INTL NEW CL A 0.1%
Value $259K Shares 6,101 Share Price $42.45 Est. Cost/Share $46.67 Unrealized @ Report Date —
TBT PROSHARES ULTRASHORT 20+ YEAR TREASURY 0.1%
Value $259K Shares 4,596 Share Price $56.35 Est. Cost/Share $65.17 Unrealized @ Report Date -13.6%
BMY BRISTOL MYERS SQUIBB 0.1%
Value $256K Shares 5,000 Share Price $51.20 * Est. Cost/Share $30.22 Unrealized @ Report Date +16.0%
CMI CUMMINS INC 0.1%
Value $248K Shares 1,878 Share Price $132.06 * Est. Cost/Share $106.06 Unrealized @ Report Date -8.2%
— E M C CORP MASS COM 0.1%
Value $211K Shares 7,218 Share Price $29.23 Est. Cost/Share $29.23 Unrealized @ Report Date —
— LIBERTY MEDIA CORP 4% 11/15/2029 0.0%
Value $0 Shares 10,000 Share Price $0.00 Est. Cost/Share — Unrealized @ Report Date —