Location: Phoenix, AZ
CIK: 0001543100 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Jan 8, 2015
Total Value: $178M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ALPS TRUST ETF ALERIAN MLP | 765,291 | $13.41M | 7.5% | $17.52 | $17.84 | — | ALERIAN MLP | 00162Q866 |
| — | SPDR HIGH YIELD BOND ETF | 294,104 | $11.36M | 6.4% | $38.61 | $39.73 | — | BRC HGH YLD BD | 78464A417 |
| IGSB | ISHARES 1-3 YEAR CREDIT BOND ETF | 97,524 | $10.26M | 5.8% | $105.18 * | $52.68 | -0.2% | 1-3 YR CR BD ETF | 464288646 |
| SPY | SPDR S&P 500 ETF | 38,257 | $7.864M | 4.4% | $205.56 | $176.19 | +16.7% | TR UNIT | 78462F103 |
| — | TEMPLETON GLOBAL INCOME FD COM | 1,063,744 | $7.648M | 4.3% | $7.19 | $8.52 | — | COM | 880198106 |
| — | ADVENT CLAYMORE CV SECS & INC COM | 433,125 | $7.082M | 4.0% | $16.35 | $16.94 | — | COM | 00764C109 |
| CWB | SPDR BARCLAYS CONVERTIBLE SECURITIES ETF | 141,147 | $6.618M | 3.7% | $46.89 | $43.26 | +8.4% | BRC CNV SECS ETF | 78464A359 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 161,626 | $6.375M | 3.6% | $39.44 | $40.13 | -1.7% | U.S. PFD STK ETF | 464288687 |
| IJH | ISHARES CORE S&P MID CAP ETF | 41,081 | $5.949M | 3.3% | $144.81 * | $24.31 | +19.1% | CORE S&P MCP ETF | 464287507 |
| — | POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC | 207,546 | $4.987M | 2.8% | $24.03 | $24.74 | — | SENIOR LN PORT | 73936Q769 |
| EFA | ISHARES MSCI EAFE ETF | 73,236 | $4.456M | 2.5% | $60.84 | $62.04 | -1.9% | MSCI EAFE ETF | 464287465 |
| LQD | ISHARES IBOXX CORPORATE BOND ETF | 35,362 | $4.223M | 2.4% | $119.42 | $118.56 | +0.7% | IBOXX INV CP ETF | 464287242 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 105,235 | $4.135M | 2.3% | $39.29 | $41.23 | -4.7% | MSCI EMG MKT ETF | 464287234 |
| — | NUVEEN FLTNG RTE INCM OPP FD COM SHS | 344,955 | $3.888M | 2.2% | $11.27 | $13.16 | — | COM SHS | 6706EN100 |
| — | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 128,965 | $3.632M | 2.0% | $28.16 | $27.50 | — | SOVEREIGN DEBT | 73936T573 |
| XPHTX | PIONEER HIGH INCOME TR COM | 201,898 | $3.465M | 1.9% | $17.16 | $16.78 | — | COM | 72369H106 |
| — | WESTERN ASSET HIGH INCM FD II COM | 415,230 | $3.451M | 1.9% | $8.31 | $9.22 | — | COM | 95766J102 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 80,519 | $3.329M | 1.9% | $41.34 * | $15.70 | +31.6% | TECHNOLOGY | 81369Y803 |
| BSV | VANGUARD SHORT TERM BOND | 38,775 | $3.1M | 1.7% | $79.95 | $80.69 | -0.9% | SHORT TRM BOND | 921937827 |
| AGG | ISHARES AGGREGATE BOND ETF | 27,277 | $3.004M | 1.7% | $110.13 | $109.51 | +0.6% | CORE US AGGBD ET | 464287226 |
| ICF | ISHARES COHEN & STEERS RLTY | 28,701 | $2.779M | 1.6% | $96.83 * | $42.20 | +14.7% | COHEN&STEER REIT | 464287564 |
| IBND | SPDR BARCLAYS INTERNATIONAL CORPORATE BOND ETF | 75,168 | $2.584M | 1.5% | $34.38 | $35.58 | -3.4% | BRCLY INTL CRP | 78464A151 |
| — | GABELLI CONV&INCOM SECS FD INC COM | 417,409 | $2.538M | 1.4% | $6.08 | $6.18 | — | COM | 36240B109 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 22,165 | $2.528M | 1.4% | $114.05 * | $48.69 | +17.1% | CORE S&P SCP ETF | 464287804 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 45,877 | $2.225M | 1.3% | $48.50 | $40.86 | +18.7% | SBI CONS STPLS | 81369Y308 |
| XLE | ENERGY SELECT SECTOR SPDR | 26,772 | $2.119M | 1.2% | $79.15 * | $39.94 | -0.9% | SBI INT-ENERGY | 81369Y506 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 36,286 | $2.053M | 1.2% | $56.58 | $42.77 | +32.3% | SBI INT-INDS | 81369Y704 |
| — | DIVERSIFIED REAL ASSET INC FD COM SHS | 113,114 | $1.962M | 1.1% | $17.35 | $17.35 | — | COM SHS | 25533B108 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 25,585 | $1.846M | 1.0% | $72.15 * | $28.06 | +28.6% | SBI CONS DISCR | 81369Y407 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 26,923 | $1.841M | 1.0% | $68.38 | $48.42 | +41.2% | SBI HEALTHCARE | 81369Y209 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 38,545 | $1.688M | 0.9% | $43.79 | $45.13 | -3.0% | WELLS FG PFD ETF | 78464A292 |
| GLD | SPDR GOLD ETF | 12,597 | $1.431M | 0.8% | $113.60 | $131.42 | -13.6% | GOLD SHS | 78463V107 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 49,980 | $1.236M | 0.7% | $24.73 * | $15.80 | +27.2% | SBI INT-FINL | 81369Y605 |
| — | TEMPLETON EMERG MKTS INCOME FD COM | 104,048 | $1.18M | 0.7% | $11.34 | $14.74 | — | COM | 880192109 |
| T | AT&T INC COM | 35,001 | $1.176M | 0.7% | $33.60 * | $11.44 | +1.0% | COM | 00206R102 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 13,065 | $1.171M | 0.7% | $89.63 | $93.75 | -4.4% | IBOXX HI YD ETF | 464288513 |
| XLU | UTILITIES SELECT SECTOR SPDR | 22,627 | $1.068M | 0.6% | $47.20 * | $19.62 | +20.3% | SBI INT-UTILS | 81369Y886 |
| EMB | ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF | 9,717 | $1.066M | 0.6% | $109.70 | $116.73 | -6.0% | JP MOR EM MK ETF | 464288281 |
| KO | COCA COLA CO | 25,098 | $1.06M | 0.6% | $42.23 * | $27.67 | +7.9% | COM | 191216100 |
| JNJ | JOHNSON & JOHNSON | 9,625 | $1.007M | 0.6% | $104.62 * | $60.74 | +26.8% | COM | 478160104 |
| PG | PROCTER & GAMBLE CO | 10,578 | $964K | 0.5% | $91.13 * | $55.44 | +20.8% | COM | 742718109 |
| WFC | WELLS FARGO & CO | 17,133 | $939K | 0.5% | $54.81 * | $33.88 | +18.8% | COM | 949746101 |
| XLB | MATERIALS SELECT SECTOR SPDR | 18,352 | $892K | 0.5% | $48.61 * | $19.99 | +21.5% | SBI MATERIALS | 81369Y100 |
| XOM | EXXON MOBIL CORP | 8,870 | $820K | 0.5% | $92.45 * | $54.04 | +6.7% | COM | 30231G102 |
| CVX | CHEVRON CORP | 6,891 | $773K | 0.4% | $112.18 * | $72.27 | -3.2% | COM | 166764100 |
| INTC | INTEL | 21,230 | $770K | 0.4% | $36.27 * | $19.55 | +42.4% | COM | 458140100 |
| — | JP MORGAN ALERIAN MLP ETN | 15,625 | $718K | 0.4% | $45.95 | $45.95 | — | ALERIAN ML ETN | 46625H365 |
| PM | PHILIP MORRIS INTL INC | 8,369 | $682K | 0.4% | $81.49 * | $49.78 | -5.2% | COM | 718172109 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 6,857 | $644K | 0.4% | $93.92 * | $42.85 | +9.6% | CORE S&P TTL STK | 464287150 |
| XEL | XCEL ENERGY INC | 17,478 | $628K | 0.4% | $35.93 * | $19.78 | +28.4% | COM | 98389B100 |
| IWM | ISHARES RUSSELL 2000 ETF | 5,219 | $624K | 0.4% | $119.56 | $96.08 | +24.5% | RUSSELL 2000 ETF | 464287655 |
| MO | ALTRIA GROUP INC | 11,026 | $543K | 0.3% | $49.25 * | $16.37 | +48.1% | COM | 02209S103 |
| IVV | ISHARES S&P 500 INDEX | 2,481 | $513K | 0.3% | $206.77 | $202.42 | +2.2% | CORE S&P500 ETF | 464287200 |
| IWR | ISHARES RUSSELL MIDCAP ETF | 2,900 | $485K | 0.3% | $167.24 * | $32.56 | +28.3% | RUS MID-CAP ETF | 464287499 |
| MCD | MCDONALDS CORP | 5,100 | $478K | 0.3% | $93.73 * | $71.47 | -0.7% | COM | 580135101 |
| — | HSBC HLDGS PLC ADR A 1/40PF A | 18,208 | $468K | 0.3% | $25.70 | $24.89 | — | ADR A 1/40PF A | 404280604 |
| — | KRAFT FOODS GROUP | 7,425 | $465K | 0.3% | $62.63 | $57.00 | — | COM | 50076Q106 |
| DUK | DUKE ENERGY CORP NEW | 5,494 | $459K | 0.3% | $83.55 * | $41.84 | +26.8% | COM NEW | 26441C204 |
| SLV | ISHARES SILVER TRUST ETF | 29,953 | $451K | 0.3% | $15.06 | $20.35 | -26.0% | ISHARES | 46428Q109 |
| CL | COLGATE-PALMOLIVE CO | 6,407 | $443K | 0.2% | $69.14 * | $46.08 | +16.1% | COM | 194162103 |
| TROW | T ROWE PRICE GROUP INC | 5,140 | $441K | 0.2% | $85.80 * | $51.12 | +11.1% | COM | 74144T108 |
| VZ | VERIZON COMMUNICATIONS | 9,385 | $439K | 0.2% | $46.78 * | $27.11 | -2.4% | COM | 92343V104 |
| COP | CONOCOPHILLIPS | 6,308 | $436K | 0.2% | $69.12 * | $54.66 | -11.5% | COM | 20825C104 |
| PSA | PUBLIC STORAGE INC | 2,282 | $422K | 0.2% | $184.93 * | $111.30 | +8.3% | COM | 74460D109 |
| WMT | WAL-MART STORES INC | 4,847 | $416K | 0.2% | $85.83 * | $20.08 | +15.6% | COM | 931142103 |
| — | GENERAL ELECTRIC CO | 16,402 | $414K | 0.2% | $25.24 | $23.72 | — | COM | 369604103 |
| — | FIFTH STR FIN CORP 5.375% 04/01/2016 | 400,000 | $410K | 0.2% | $1.02 | $1.03 | — | NOTE 5.375% 4/0 | 31679BAC4 |
| STPZ | PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND | 7,850 | $406K | 0.2% | $51.72 | $53.56 | -3.4% | 1-5 US TIP IDX | 72201R205 |
| PEP | PEPSICO INC | 4,284 | $405K | 0.2% | $94.54 * | $56.03 | +21.3% | COM | 713448108 |
| — | ITC HLDGS CORP COM | 9,775 | $395K | 0.2% | $40.41 | $44.62 | — | COM | 465685105 |
| CSCO | CISCO SYS INC | 14,063 | $391K | 0.2% | $27.80 * | $15.50 | +27.3% | COM | 17275R102 |
| FE | FIRSTENERGY CORP | 9,760 | $381K | 0.2% | $39.04 * | $20.72 | +18.8% | COM | 337932107 |
| BA | BOEING CO | 2,932 | $381K | 0.2% | $129.95 * | $109.45 | +3.9% | COM | 097023105 |
| BAX | BAXTER INTL INC | 4,692 | $344K | 0.2% | $73.32 * | $32.83 | +1.0% | COM | 071813109 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 11,099 | $339K | 0.2% | $30.54 | $30.67 | -0.3% | BARC SHT TR CP | 78464A474 |
| JPM | JP MORGAN CHASE & CO | 5,250 | $329K | 0.2% | $62.67 * | $38.16 | +21.8% | COM | 46625H100 |
| IBM | INTL BUSINESS MACHINES | 2,039 | $327K | 0.2% | $160.37 * | $114.93 | -15.5% | COM | 459200101 |
| CMI | CUMMINS INC | 2,203 | $318K | 0.2% | $144.35 * | $105.84 | +1.0% | COM | 231021106 |
| F | FORD MOTOR COMPANY | 19,861 | $308K | 0.2% | $15.51 * | $8.94 | -3.7% | COM PAR $0.01 | 345370860 |
| — | SPDR NUVEEN BARCLAYS SHORT TERM MUNICIPAL BOND ETF | 12,679 | $308K | 0.2% | $24.29 | $23.97 | — | NUVN BR SHT MUNI | 78464A425 |
| MMM | 3M COMPANY | 1,859 | $306K | 0.2% | $164.60 * | $61.91 | +55.5% | COM | 88579Y101 |
| MRK | MERCK & CO INC | 5,352 | $304K | 0.2% | $56.80 * | $31.13 | +23.7% | COM | 58933Y105 |
| — | LEXMARK INTL INC NEW | 7,146 | $295K | 0.2% | $41.28 | $45.89 | — | CL A | 529771107 |
| BMY | BRISTOL MYERS SQUIBB | 5,000 | $295K | 0.2% | $59.00 * | $30.22 | +35.6% | COM | 110122108 |
| — | COCA COLA ENTERPRISES INC NEW COM | 6,647 | $294K | 0.2% | $44.23 | $44.42 | — | COM | 19122T109 |
| — | HANCOCK JOHN PFD INCOME FD SH BEN INT | 14,105 | $288K | 0.2% | $20.42 | $20.76 | — | SH BEN INT | 41013W108 |
| — | LAZARD LTD SHS -A - | 5,717 | $286K | 0.2% | $50.03 | $50.68 | — | SHS A | G54050102 |
| SLB | SCHLUMBERGER LTD | 3,150 | $269K | 0.2% | $85.40 * | $53.17 | +17.9% | COM | 806857108 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 2,243 | $257K | 0.1% | $114.58 | $89.55 | +28.0% | RUS 1000 ETF | 464287622 |
| VCSH | VANGUARD SHORT TERM CORP BOND FD ETF | 3,156 | $251K | 0.1% | $79.53 | $79.98 | -0.4% | SHRT TRM CORP BD | 92206C409 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 6,140 | $246K | 0.1% | $40.07 | $41.17 | -2.8% | FTSE EMR MKT ETF | 922042858 |
| HD | HOME DEPOT | 2,296 | $241K | 0.1% | $104.97 * | $74.81 | +8.4% | COM | 437076102 |
| PFE | PFIZER INC | 7,516 | $234K | 0.1% | $31.13 * | $17.97 | +3.4% | COM | 717081103 |
| KMI | KINDER MORGAN INC | 5,377 | $228K | 0.1% | $42.40 * | $22.45 | +7.8% | COM | 49456B101 |
| AMAT | APPLIED MATERIALS INC | 8,684 | $216K | 0.1% | $24.87 * | $19.65 | +10.6% | COM | 038222105 |
| — | E M C CORP | 7,244 | $215K | 0.1% | $29.68 | $29.23 | — | COM | 268648102 |
| — | DUFF & PHELPS UTIL CORP BD TR COM | 21,480 | $211K | 0.1% | $9.82 | $10.95 | — | COM | 26432K108 |
| TBT | PROSHARES ULTRASHORT 20+ YEAR TREASURY | 4,384 | $203K | 0.1% | $46.30 | $65.17 | -28.8% | PSHS ULTSH 20YRS | 74347B201 |
| — | LIBERTY MEDIA CORP 4% 11/15/2029 | 10,000 | $10,000 | 0.0% | $1.00 | — | — | DEB 4.000%11/1 | 530715AG6 |