Location: Phoenix, AZ
CIK: 0001543100 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: Apr 9, 2015
Total Value: $173M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SPDR HIGH YIELD BOND ETF | 295,264 | $11.58M | 6.7% | $39.22 | $39.73 | — | BRC HGH YLD BD | 78464A417 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 98,614 | $10.41M | 6.0% | $105.53 * | $52.68 | +0.2% | 1-3 YR CR BD ETF | 464288646 |
| — | ALPS TRUST ETF ALERIAN MLP | 606,837 | $10.05M | 5.8% | $16.57 | $17.84 | — | ALERIAN MLP | 00162Q866 |
| SPY | SPDR S&P 500 ETF | 35,062 | $7.238M | 4.2% | $206.43 | $176.19 | +17.2% | TR UNIT | 78462F103 |
| — | TEMPLETON GLOBAL INCOME FD COM | 957,815 | $6.887M | 4.0% | $7.19 | $8.52 | — | COM | 880198106 |
| CWB | SPDR BARCLAYS CONVERTIBLE SECURITIES ETF | 144,015 | $6.878M | 4.0% | $47.76 | $43.34 | +10.2% | BRC CNV SECS ETF | 78464A359 |
| — | ADVENT CLAYMORE CV SECS & INC COM | 395,868 | $6.841M | 4.0% | $17.28 | $16.94 | — | COM | 00764C109 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 157,412 | $6.314M | 3.6% | $40.11 | $40.13 | -0.1% | U.S. PFD STK ETF | 464288687 |
| IJH | ISHARES CORE S&P MID CAP ETF | 35,864 | $5.451M | 3.2% | $151.99 * | $24.31 | +25.0% | CORE S&P MCP ETF | 464287507 |
| — | POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC | 199,361 | $4.803M | 2.8% | $24.09 | $24.74 | — | SENIOR LN PORT | 73936Q769 |
| LQD | ISHARES IBOXX CORPORATE BOND ETF | 35,188 | $4.283M | 2.5% | $121.72 | $118.56 | +2.7% | IBOXX INV CP ETF | 464287242 |
| — | NUVEEN FLTNG RTE INCM OPP FD COM SHS | 330,925 | $3.849M | 2.2% | $11.63 | $13.16 | — | COM SHS | 6706EN100 |
| — | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 128,724 | $3.658M | 2.1% | $28.42 | $27.50 | — | SOVEREIGN DEBT | 73936T573 |
| — | WESTERN ASSET HIGH INCM FD II COM | 392,797 | $3.154M | 1.8% | $8.03 | $9.22 | — | COM | 95766J102 |
| IBND | SPDR BARCLAYS INTERNATIONAL CORPORATE BOND ETF | 100,726 | $3.133M | 1.8% | $31.10 | $34.76 | -10.5% | BRCLY INTL CRP | 78464A151 |
| AGG | ISHARES AGGREGATE BOND ETF | 27,541 | $3.069M | 1.8% | $111.43 | $109.51 | +1.7% | CORE US AGGBD ET | 464287226 |
| BSV | VANGUARD SHORT TERM BOND | 37,609 | $3.028M | 1.7% | $80.51 | $80.69 | -0.2% | SHORT TRM BOND | 921937827 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 73,398 | $2.923M | 1.7% | $39.82 | $39.19 | +1.6% | FTSE DEV MKT ETF | 921943858 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 67,926 | $2.776M | 1.6% | $40.87 | $40.71 | +0.4% | FTSE EMR MKT ETF | 922042858 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 60,769 | $2.518M | 1.5% | $41.44 * | $15.70 | +31.9% | TECHNOLOGY | 81369Y803 |
| — | GABELLI CONV&INCOM SECS FD INC COM | 398,343 | $2.462M | 1.4% | $6.18 | $6.18 | — | COM | 36240B109 |
| — | JP MORGAN ALERIAN MLP ETN | 57,048 | $2.442M | 1.4% | $42.81 | $43.67 | — | ALERIAN ML ETN | 46625H365 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 19,775 | $2.334M | 1.3% | $118.03 * | $48.69 | +21.2% | CORE S&P SCP ETF | 464287804 |
| XPHTX | PIONEER HIGH INCOME TR COM | 181,334 | $2.334M | 1.3% | $12.87 | $16.78 | — | COM | 72369H106 |
| EFA | ISHARES MSCI EAFE ETF | 35,695 | $2.291M | 1.3% | $64.18 | $62.04 | +3.4% | MSCI EAFE ETF | 464287465 |
| — | DIVERSIFIED REAL ASSET INC FD COM SHS | 112,079 | $2.029M | 1.2% | $18.10 | $17.35 | — | COM SHS | 25533B108 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 48,410 | $1.943M | 1.1% | $40.14 | $41.23 | -2.7% | MSCI EMG MKT ETF | 464287234 |
| XLE | ENERGY SELECT SECTOR SPDR | 22,727 | $1.763M | 1.0% | $77.57 * | $39.94 | -2.9% | SBI INT-ENERGY | 81369Y506 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 36,068 | $1.758M | 1.0% | $48.74 | $40.86 | +19.3% | SBI CONS STPLS | 81369Y308 |
| IVV | ISHARES S&P 500 INDEX | 8,338 | $1.733M | 1.0% | $207.84 | $206.25 | +0.8% | CORE S&P500 ETF | 464287200 |
| GLD | SPDR GOLD ETF | 14,178 | $1.611M | 0.9% | $113.63 | $129.81 | -12.4% | GOLD SHS | 78463V107 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 21,497 | $1.559M | 0.9% | $72.52 | $48.42 | +49.7% | SBI HEALTHCARE | 81369Y209 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 27,574 | $1.538M | 0.9% | $55.78 | $42.77 | +30.4% | SBI INT-INDS | 81369Y704 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 19,870 | $1.497M | 0.9% | $75.34 * | $28.06 | +34.3% | SBI CONS DISCR | 81369Y407 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 32,687 | $1.47M | 0.8% | $44.97 | $45.13 | -0.3% | WELLS FG PFD ETF | 78464A292 |
| ICF | ISHARES COHEN & STEERS RLTY | 13,936 | $1.409M | 0.8% | $101.11 * | $42.20 | +19.8% | COHEN&STEER REIT | 464287564 |
| T | AT&T INC COM | 39,742 | $1.298M | 0.8% | $32.66 * | $11.48 | -0.3% | COM | 00206R102 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 12,444 | $1.128M | 0.7% | $90.65 | $93.75 | -3.3% | IBOXX HI YD ETF | 464288513 |
| VNQ | VANGUARD REIT INDEX ETF | 12,976 | $1.094M | 0.6% | $84.31 | $84.91 | -0.7% | REIT ETF | 922908553 |
| — | TEMPLETON EMERG MKTS INCOME FD COM | 97,476 | $1.05M | 0.6% | $10.77 | $14.74 | — | COM | 880192109 |
| KO | COCA COLA CO COM | 25,821 | $1.047M | 0.6% | $40.55 * | $27.72 | +4.2% | COM | 191216100 |
| JNJ | JOHNSON & JOHNSON COM | 9,427 | $948K | 0.5% | $100.56 * | $60.74 | +22.8% | COM | 478160104 |
| WFC | WELLS FARGO & CO NEW COM | 17,151 | $933K | 0.5% | $54.40 * | $33.88 | +18.7% | COM | 949746101 |
| EMB | ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF | 8,315 | $932K | 0.5% | $112.09 | $116.73 | -3.9% | JP MOR EM MK ETF | 464288281 |
| CVX | CHEVRON CORP NEW COM | 8,463 | $889K | 0.5% | $105.05 * | $71.27 | -7.2% | COM | 166764100 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 35,783 | $863K | 0.5% | $24.12 * | $15.80 | +24.0% | SBI INT-FINL | 81369Y605 |
| XOM | EXXON MOBIL CORP COM | 10,035 | $853K | 0.5% | $85.00 * | $54.22 | -1.5% | COM | 30231G102 |
| PG | PROCTER & GAMBLE CO COM | 10,096 | $827K | 0.5% | $81.91 * | $55.44 | +9.5% | COM | 742718109 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 8,274 | $784K | 0.5% | $94.75 * | $43.60 | +8.6% | CORE S&P TTL STK | 464287150 |
| XLU | UTILITIES SELECT SECTOR SPDR | 16,983 | $755K | 0.4% | $44.46 * | $19.62 | +13.2% | SBI INT-UTILS | 81369Y886 |
| XLB | MATERIALS SELECT SECTOR SPDR | 15,225 | $743K | 0.4% | $48.80 * | $19.99 | +22.0% | SBI MATERIALS | 81369Y100 |
| INTC | INTEL CORP COM | 22,378 | $700K | 0.4% | $31.28 * | $19.88 | +21.5% | COM | 458140100 |
| BA | BOEING CO | 4,575 | $687K | 0.4% | $150.16 * | $116.04 | +13.8% | COM | 097023105 |
| — | KRAFT FOODS GROUP | 7,864 | $685K | 0.4% | $87.11 | $58.68 | — | COM | 50076Q106 |
| IWM | ISHARES RUSSELL 2000 ETF | 5,305 | $660K | 0.4% | $124.41 | $96.48 | +28.9% | RUSSELL 2000 ETF | 464287655 |
| PM | PHILIP MORRIS INTL INC | 8,392 | $632K | 0.4% | $75.31 * | $49.78 | -11.2% | COM | 718172109 |
| — | UBS AG JERSEY BRH E TRACS LKD TO ALERIANMLP INFRASTRUCTURE UNDEX | 16,064 | $609K | 0.4% | $37.91 | $37.91 | — | ALERIAN INFRST | 902641646 |
| XEL | XCEL ENERGY INC COM | 17,470 | $608K | 0.4% | $34.80 * | $19.78 | +25.6% | COM | 98389B100 |
| MO | ALTRIA GROUP INC COM | 11,241 | $562K | 0.3% | $50.00 * | $16.56 | +50.2% | COM | 02209S103 |
| MCD | MCDONALDS CORP COM | 5,579 | $544K | 0.3% | $97.51 * | $71.53 | +4.1% | COM | 580135101 |
| — | GENERAL ELECTRIC CO COM | 20,974 | $520K | 0.3% | $24.79 | $23.95 | — | COM | 369604103 |
| VZ | VERIZON COMMUNICATIONS | 10,320 | $502K | 0.3% | $48.64 * | $27.16 | +2.5% | COM | 92343V104 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 2,871 | $497K | 0.3% | $173.11 * | $32.56 | +32.9% | RUS MID-CAP ETF | 464287499 |
| — | HSBC HLDGS PLC ADR A 1/40PF A | 18,090 | $464K | 0.3% | $25.65 | $24.89 | — | ADR A 1/40PF A | 404280604 |
| COP | CONOCOPHILLIPS COM | 7,134 | $444K | 0.3% | $62.24 * | $53.61 | -17.7% | COM | 20825C104 |
| TROW | T ROWE PRICE GROUP INC | 5,198 | $421K | 0.2% | $80.99 * | $51.16 | +5.4% | COM | 74144T108 |
| — | ITC HLDGS CORP | 11,099 | $415K | 0.2% | $37.39 | $43.76 | — | COM | 465685105 |
| VCSH | VANGUARD SHORT TERM CORP BOND FD ETF | 5,082 | $408K | 0.2% | $80.28 | $79.98 | +0.3% | SHRT TRM CORP BD | 92206C409 |
| DUK | DUKE ENERGY CORP NEW COM NEW | 5,283 | $406K | 0.2% | $76.85 * | $41.84 | +17.6% | COM NEW | 26441C204 |
| IBM | INTL BUSINESS MACHINES | 2,524 | $405K | 0.2% | $160.46 * | $111.39 | -12.1% | COM | 459200101 |
| WMT | WAL-MART STORES INC COM | 4,866 | $400K | 0.2% | $82.20 * | $20.08 | +11.4% | COM | 931142103 |
| PFG | PRINCIPAL FINL GROUP INC COM | 7,679 | $395K | 0.2% | $51.44 * | $33.68 | +2.7% | COM | 74251V102 |
| — | FIFTH STR FIN CORP 5.375% 04/01/2016 | 375,000 | $383K | 0.2% | $1.02 | $1.03 | — | NOTE 5.375% 4/0 | 31679BAC4 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 12,357 | $380K | 0.2% | $30.75 | $30.67 | +0.3% | BARC SHT TR CP | 78464A474 |
| MRK | MERCK & CO INC | 6,593 | $379K | 0.2% | $57.49 * | $32.86 | +19.6% | COM | 58933Y105 |
| F | FORD MOTOR COMPANY | 23,220 | $375K | 0.2% | $16.15 * | $8.92 | +1.5% | COM PAR $0.01 | 345370860 |
| PEP | PEPSICO INC COM | 3,825 | $366K | 0.2% | $95.69 * | $56.03 | +23.5% | COM | 713448108 |
| STPZ | PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND | 7,000 | $363K | 0.2% | $51.86 | $53.56 | -3.1% | 1-5 US TIP IDX | 72201R205 |
| BAX | BAXTER INTL INC COM | 5,283 | $362K | 0.2% | $68.52 * | $32.69 | -4.5% | COM | 071813109 |
| — | COCA COLA ENTERPRISES INC NEW COM | 8,100 | $358K | 0.2% | $44.20 | $44.38 | — | COM | 19122T109 |
| JPM | JPMORGAN CHASE & CO COM | 5,740 | $348K | 0.2% | $60.63 * | $38.68 | +17.1% | COM | 46625H100 |
| — | LEXMARK INTL INC NEW | 8,125 | $344K | 0.2% | $42.34 | $45.46 | — | CL A | 529771107 |
| CMI | CUMMINS INC COM | 2,477 | $343K | 0.2% | $138.47 * | $105.73 | -2.2% | COM | 231021106 |
| FE | FIRSTENERGY CORP | 9,760 | $342K | 0.2% | $35.04 * | $20.72 | +7.8% | COM | 337932107 |
| — | CALAMOS CONV OPPORTUNITIES & INCOME FD | 26,064 | $338K | 0.2% | $12.97 | $12.97 | — | SH BEN INT | 128117108 |
| CL | COLGATE PALMOLIVE CO COM | 4,728 | $328K | 0.2% | $69.37 * | $46.08 | +17.0% | COM | 194162103 |
| BMY | BRISTOL MYERS SQUIBB | 5,000 | $323K | 0.2% | $64.60 * | $30.22 | +48.2% | COM | 110122108 |
| — | SPDR NUVEEN BARCLAYS SHORT TERM MUNICIPAL BOND ETF | 12,340 | $300K | 0.2% | $24.31 | $23.97 | — | NUVN BR SHT MUNI | 78464A425 |
| CSCO | CISCO SYS INC | 10,724 | $295K | 0.2% | $27.51 * | $15.50 | +27.8% | COM | 17275R102 |
| SLV | ISHARES SILVER TRUST ETF | 17,401 | $277K | 0.2% | $15.92 | $20.35 | -21.7% | ISHARES | 46428Q109 |
| MMM | 3M CO COM | 1,662 | $274K | 0.2% | $164.86 * | $61.91 | +57.1% | COM | 88579Y101 |
| — | UNITED TECHNOLOGIES CORP COM | 2,326 | $273K | 0.2% | $117.37 | $117.37 | — | COM | 913017109 |
| SLB | SCHLUMBERGER LTD COM | 3,264 | $272K | 0.2% | $83.33 * | $53.45 | +15.3% | COM | 806857108 |
| PFE | PFIZER INC COM | 7,440 | $259K | 0.1% | $34.81 * | $17.97 | +16.5% | COM | 717081103 |
| — | LAZARD LTD SHS -A - | 4,902 | $258K | 0.1% | $52.63 | $50.68 | — | SHS A | G54050102 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 2,213 | $256K | 0.1% | $115.68 | $89.55 | +29.4% | RUS 1000 ETF | 464287622 |
| — | HANCOCK JOHN PFD INCOME FD SH BEN INT | 11,781 | $249K | 0.1% | $21.14 | $20.76 | — | SH BEN INT | 41013W108 |
| CAT | CATERPILLAR INC | 3,040 | $243K | 0.1% | $79.93 * | $63.13 | -3.6% | COM | 149123101 |
| MSFT | MICROSOFT | 5,635 | $229K | 0.1% | $40.64 * | $37.24 | -6.3% | COM | 594918104 |
| DIS | DISNEY WALT CO COM DISNEY | 1,919 | $201K | 0.1% | $104.74 * | $91.86 | +4.0% | COM DISNEY | 254687106 |
| — | DUFF & PHELPS UTIL CORP BD TR COM | 16,493 | $161K | 0.1% | $9.76 | $10.95 | — | COM | 26432K108 |
| — | ARES CAP CORP 4.875% 03/15/2017 | 25,000 | $26,000 | 0.0% | $1.04 | $1.04 | — | NOTE 4.875% 3/1 | 04010LAG8 |
| — | LIBERTY MEDIA CORP 4% 11/15/2029 | 10,000 | $10,000 | 0.0% | $1.00 | — | — | DEB 4.000%11/1 | 530715AG6 |