Location: Phoenix, AZ
CIK: 0001543100 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Jul 14, 2015
Total Value: $172M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SPDR HIGH YIELD BOND ETF | 305,509 | $11.74M | 6.8% | $38.43 | $39.69 | — | BRC HGH YLD BD | 78464A417 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 95,324 | $10.04M | 5.8% | $105.32 * | $52.68 | -0.0% | 1-3 YR CR BD ETF | 464288646 |
| — | ALPS TRUST ETF ALERIAN MLP | 584,374 | $9.092M | 5.3% | $15.56 | $17.84 | — | ALERIAN MLP | 00162Q866 |
| SPY | SPDR S&P 500 ETF | 34,219 | $7.044M | 4.1% | $205.85 | $176.19 | +16.8% | TR UNIT | 78462F103 |
| CWB | SPDR BARCLAYS CONVERTIBLE SECURITIES ETF | 140,104 | $6.664M | 3.9% | $47.56 | $43.34 | +9.8% | BRC CNV SECS ETF | 78464A359 |
| — | TEMPLETON GLOBAL INCOME FD COM | 911,190 | $6.405M | 3.7% | $7.03 | $8.52 | — | COM | 880198106 |
| — | ADVENT CLAYMORE CV SECS & INC COM | 388,739 | $6.34M | 3.7% | $16.31 | $16.94 | — | COM | 00764C109 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 157,068 | $6.152M | 3.6% | $39.17 | $40.13 | -2.4% | U.S. PFD STK ETF | 464288687 |
| IJH | ISHARES CORE S&P MID CAP ETF | 37,478 | $5.621M | 3.3% | $149.98 * | $24.58 | +22.0% | CORE S&P MCP ETF | 464287507 |
| — | POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC | 194,056 | $4.616M | 2.7% | $23.79 | $24.74 | — | SENIOR LN PORT | 73936Q769 |
| LQD | ISHARES IBOXX CORPORATE BOND ETF | 34,545 | $3.997M | 2.3% | $115.70 | $118.56 | -2.4% | IBOXX INV CP ETF | 464287242 |
| — | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 137,653 | $3.814M | 2.2% | $27.71 | $27.51 | — | SOVEREIGN DEBT | 73936T573 |
| — | NUVEEN FLTNG RTE INCM OPP FD COM SHS | 324,505 | $3.501M | 2.0% | $10.79 | $13.16 | — | COM SHS | 6706EN100 |
| IBND | SPDR BARCLAYS INTERNATIONAL CORPORATE BOND ETF | 107,791 | $3.381M | 2.0% | $31.37 | $34.55 | -9.2% | BRCLY INTL CRP | 78464A151 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 83,566 | $3.313M | 1.9% | $39.65 | $39.45 | +0.5% | FTSE DEV MKT ETF | 921943858 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 75,708 | $3.094M | 1.8% | $40.87 | $40.94 | -0.2% | FTSE EMR MKT ETF | 922042858 |
| AGG | ISHARES AGGREGATE BOND ETF | 27,581 | $3M | 1.7% | $108.77 | $109.51 | -0.7% | CORE US AGGBD ET | 464287226 |
| BSV | VANGUARD SHORT TERM BOND | 37,063 | $2.972M | 1.7% | $80.19 | $80.69 | -0.6% | SHORT TRM BOND | 921937827 |
| — | WESTERN ASSET HIGH INCM FD II COM | 365,784 | $2.758M | 1.6% | $7.54 | $9.22 | — | COM | 95766J102 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 62,407 | $2.583M | 1.5% | $41.39 * | $15.85 | +30.6% | TECHNOLOGY | 81369Y803 |
| — | JP MORGAN ALERIAN MLP ETN | 61,528 | $2.436M | 1.4% | $39.59 | $43.37 | — | ALERIAN ML ETN | 46625H365 |
| IJR | ISHARES CORE S&P SMALLCAP ETF | 20,655 | $2.434M | 1.4% | $117.84 * | $49.13 | +20.0% | CORE S&P SCP ETF | 464287804 |
| — | GABELLI CONV&INCOM SECS FD INC COM | 381,483 | $2.239M | 1.3% | $5.87 | $6.18 | — | COM | 36240B109 |
| EFA | ISHARES MSCI EAFE ETF | 35,273 | $2.239M | 1.3% | $63.48 | $62.04 | +2.3% | MSCI EAFE ETF | 464287465 |
| IVV | ISHARES S&P 500 INDEX | 10,618 | $2.2M | 1.3% | $207.20 | $207.42 | -0.1% | CORE S&P500 ETF | 464287200 |
| — | DIVERSIFIED REAL ASSET INC FD COM SHS | 108,648 | $1.905M | 1.1% | $17.53 | $17.35 | — | COM SHS | 25533B108 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 47,163 | $1.868M | 1.1% | $39.61 | $41.23 | -3.9% | MSCI EMG MKT ETF | 464287234 |
| XLE | ENERGY SELECT SECTOR SPDR | 23,885 | $1.795M | 1.0% | $75.15 * | $39.92 | -5.9% | SBI INT-ENERGY | 81369Y506 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 36,795 | $1.751M | 1.0% | $47.59 | $41.02 | +16.1% | SBI CONS STPLS | 81369Y308 |
| XPHTX | PIONEER HIGH INCOME TR COM | 149,936 | $1.743M | 1.0% | $11.62 | $16.78 | — | COM | 72369H106 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 21,786 | $1.666M | 1.0% | $76.47 * | $28.96 | +32.0% | SBI CONS DISCR | 81369Y407 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 22,142 | $1.647M | 1.0% | $74.38 | $49.17 | +51.3% | SBI HEALTHCARE | 81369Y209 |
| GLD | SPDR GOLD ETF | 14,202 | $1.595M | 0.9% | $112.31 | $129.81 | -13.4% | GOLD SHS | 78463V107 |
| T | AT&T INC COM | 43,752 | $1.554M | 0.9% | $35.52 * | $11.55 | +9.9% | COM | 00206R102 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 28,641 | $1.548M | 0.9% | $54.05 | $43.27 | +24.9% | SBI INT-INDS | 81369Y704 |
| CVX | CHEVRON CORP NEW COM | 13,070 | $1.26M | 0.7% | $96.40 * | $69.57 | -11.8% | COM | 166764100 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 26,928 | $1.168M | 0.7% | $43.37 | $45.13 | -3.9% | WELLS FG PFD ETF | 78464A292 |
| ICF | ISHARES COHEN & STEERS RLTY | 12,724 | $1.14M | 0.7% | $89.59 * | $42.20 | +6.2% | COHEN&STEER REIT | 464287564 |
| XOM | EXXON MOBIL CORP COM | 13,643 | $1.135M | 0.7% | $83.19 * | $54.24 | -2.8% | COM | 30231G102 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 12,518 | $1.111M | 0.6% | $88.75 | $93.75 | -5.3% | IBOXX HI YD ETF | 464288513 |
| VNQ | VANGUARD REIT INDEX ETF | 14,769 | $1.103M | 0.6% | $74.68 | $84.30 | -11.4% | REIT ETF | 922908553 |
| KO | COCA COLA CO COM | 27,284 | $1.07M | 0.6% | $39.22 * | $27.79 | +1.4% | COM | 191216100 |
| — | TEMPLETON EMERG MKTS INCOME FD COM | 89,132 | $954K | 0.6% | $10.70 | $14.74 | — | COM | 880192109 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 38,819 | $946K | 0.5% | $24.37 * | $16.13 | +22.8% | SBI INT-FINL | 81369Y605 |
| WFC | WELLS FARGO & CO NEW COM | 16,817 | $945K | 0.5% | $56.19 * | $33.88 | +23.5% | COM | 949746101 |
| JNJ | JOHNSON & JOHNSON COM | 9,066 | $883K | 0.5% | $97.40 * | $60.74 | +19.8% | COM | 478160104 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 9,055 | $855K | 0.5% | $94.42 * | $43.99 | +7.4% | CORE S&P TTL STK | 464287150 |
| PG | PROCTER & GAMBLE CO COM | 10,674 | $835K | 0.5% | $78.23 * | $55.69 | +4.9% | COM | 742718109 |
| BA | BOEING CO COM | 5,710 | $792K | 0.5% | $138.70 * | $118.58 | +3.6% | COM | 097023105 |
| IWM | ISHARES RUSSELL 2000 ETF | 6,129 | $765K | 0.4% | $124.82 | $100.30 | +24.5% | RUSSELL 2000 ETF | 464287655 |
| INTC | INTEL CORP COM | 25,029 | $761K | 0.4% | $30.40 * | $20.43 | +15.9% | COM | 458140100 |
| XLB | MATERIALS SELECT SECTOR SPDR | 15,564 | $753K | 0.4% | $48.38 * | $20.11 | +20.3% | SBI MATERIALS | 81369Y100 |
| IBM | INTL BUSINESS MACHINES | 4,447 | $723K | 0.4% | $162.58 * | $107.76 | -7.3% | COM | 459200101 |
| — | GENERAL ELECTRIC CO COM | 27,086 | $719K | 0.4% | $26.55 | $24.54 | — | COM | 369604103 |
| PM | PHILIP MORRIS INTL INC | 8,418 | $674K | 0.4% | $80.07 * | $49.78 | -4.4% | COM | 718172109 |
| XLU | UTILITIES SELECT SECTOR SPDR | 16,127 | $668K | 0.4% | $41.42 * | $19.62 | +5.6% | SBI INT-UTILS | 81369Y886 |
| EMB | ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF | 5,618 | $617K | 0.4% | $109.83 | $116.73 | -5.8% | JP MOR EM MK ETF | 464288281 |
| MCD | MCDONALDS CORP COM | 6,444 | $612K | 0.4% | $94.97 * | $71.88 | +2.0% | COM | 580135101 |
| — | UBS AG JERSEY BRH E TRACS LKD TO ALERIANMLP INFRASTRUCTURE UNDEX | 17,428 | $611K | 0.4% | $35.06 | $37.69 | — | ALERIAN INFRST | 902641646 |
| VZ | VERIZON COMMUNICATIONS | 12,488 | $582K | 0.3% | $46.60 * | $27.36 | -1.4% | COM | 92343V104 |
| XEL | XCEL ENERGY INC COM | 17,547 | $564K | 0.3% | $32.14 * | $19.78 | +17.3% | COM | 98389B100 |
| MO | ALTRIA GROUP INC COM | 11,179 | $546K | 0.3% | $48.84 * | $16.56 | +48.4% | COM | 02209S103 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 2,871 | $489K | 0.3% | $170.32 * | $32.56 | +30.8% | RUS MID-CAP ETF | 464287499 |
| VCSH | VANGUARD SHORT TERM CORP BOND FD ETF | 6,136 | $488K | 0.3% | $79.53 | $79.98 | -0.5% | SHRT TRM CORP BD | 92206C409 |
| — | H S B C HLDGS 6.20% ADRF SPONSORED ADR | 18,226 | $459K | 0.3% | $25.18 | $24.89 | — | ADR A 1/40PF A | 404280604 |
| GS | GOLDMAN SACHS GROUP INC | 2,184 | $456K | 0.3% | $208.79 * | $164.61 | +2.7% | COM | 38141G104 |
| BAX | BAXTER INTL INC COM | 6,362 | $444K | 0.3% | $69.79 * | $32.49 | -1.1% | COM | 071813109 |
| PFG | PRINCIPAL FINL GROUP INC COM | 8,642 | $443K | 0.3% | $51.26 * | $33.83 | +2.8% | COM | 74251V102 |
| TROW | T ROWE PRICE GROUP INC | 5,666 | $440K | 0.3% | $77.66 * | $51.49 | +3.7% | COM | 74144T108 |
| MRK | MERCK & CO INC | 7,669 | $436K | 0.3% | $56.85 * | $33.89 | +15.7% | COM | 58933Y105 |
| — | LEXMARK INTL INC NEW | 9,314 | $411K | 0.2% | $44.13 | $45.29 | — | CL A | 529771107 |
| — | ITC HLDGS CORP | 12,797 | $411K | 0.2% | $32.12 | $42.22 | — | COM | 465685105 |
| JPM | JPMORGAN CHASE & CO COM | 6,015 | $407K | 0.2% | $67.66 * | $39.16 | +30.2% | COM | 46625H100 |
| WMT | WAL-MART STORES INC COM | 5,751 | $407K | 0.2% | $70.77 * | $20.20 | -3.9% | COM | 931142103 |
| — | COCA COLA ENTERPRISES INC NEW COM | 9,094 | $395K | 0.2% | $43.44 | $44.28 | — | COM | 19122T109 |
| F | FORD MOTOR COMPANY | 25,519 | $383K | 0.2% | $15.01 * | $8.91 | -4.6% | COM PAR $0.01 | 345370860 |
| CMI | CUMMINS INC COM | 2,870 | $376K | 0.2% | $131.01 * | $105.33 | -6.6% | COM | 231021106 |
| DUK | DUKE ENERGY CORP NEW COM NEW | 5,310 | $375K | 0.2% | $70.62 * | $41.84 | +9.3% | COM NEW | 26441C204 |
| SJM | SMUCKER J M CO COM NEW | 3,436 | $372K | 0.2% | $108.27 * | $84.30 | -6.1% | COM NEW | 832696405 |
| — | UNITED TECHNOLOGIES CORP COM | 3,332 | $369K | 0.2% | $110.74 | $115.37 | — | COM | 913017109 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 11,803 | $361K | 0.2% | $30.59 | $30.67 | -0.2% | BARC SHT TR CP | 78464A474 |
| — | FIFTH STR FIN CORP 5.375% 04/01/2016 | 350,000 | $357K | 0.2% | $1.02 | $1.03 | — | NOTE 5.375% 4/0 | 31679BAC4 |
| GM | GENERAL MOTORS CORP | 10,632 | $354K | 0.2% | $33.30 * | $27.84 | -5.8% | COM | 37045V100 |
| PEP | PEPSICO INC COM | 3,739 | $349K | 0.2% | $93.34 * | $56.03 | +21.4% | COM | 713448108 |
| AXP | AMERICAN EXPRESS CO COM | 4,261 | $331K | 0.2% | $77.68 * | $68.05 | -1.7% | COM | 025816109 |
| PFE | PFIZER INC COM | 9,862 | $330K | 0.2% | $33.46 * | $18.66 | +9.0% | COM | 717081103 |
| BMY | BRISTOL MYERS SQUIBB CO COM | 4,818 | $320K | 0.2% | $66.42 * | $30.22 | +53.7% | COM | 110122108 |
| CAT | CATERPILLAR INC DEL COM | 3,751 | $318K | 0.2% | $84.78 * | $63.65 | +2.2% | COM | 149123101 |
| STPZ | PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND | 6,072 | $317K | 0.2% | $52.21 | $53.56 | -2.5% | 1-5 US TIP IDX | 72201R205 |
| FE | FIRSTENERGY CORP | 9,760 | $317K | 0.2% | $32.48 * | $20.72 | +1.1% | COM | 337932107 |
| CSCO | CISCO SYS INC | 11,579 | $317K | 0.2% | $27.38 * | $15.88 | +24.4% | COM | 17275R102 |
| CL | COLGATE PALMOLIVE CO COM | 4,730 | $309K | 0.2% | $65.33 * | $46.08 | +11.0% | COM | 194162103 |
| — | SPDR NUVEEN BARCLAYS SHORT TERM MUNICIPAL BOND ETF | 12,491 | $303K | 0.2% | $24.26 | $23.97 | — | NUVN BR SHT MUNI | 78464A425 |
| MSFT | MICROSOFT | 6,753 | $298K | 0.2% | $44.13 * | $37.58 | +1.5% | COM | 594918104 |
| — | CALAMOS CONV OPPORTUNITIES & INCOME FD | 23,998 | $293K | 0.2% | $12.21 | $12.97 | — | SH BEN INT | 128117108 |
| DIS | DISNEY WALT CO COM DISNEY | 2,481 | $283K | 0.2% | $114.07 * | $93.71 | +10.9% | COM DISNEY | 254687106 |
| SLB | SCHLUMBERGER LTD COM | 3,280 | $282K | 0.2% | $85.98 * | $53.45 | +19.7% | COM | 806857108 |
| AAPL | APPLE INC | 2,096 | $262K | 0.2% | $125.00 * | $28.55 | -1.8% | COM | 037833100 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 2,213 | $256K | 0.1% | $115.68 | $89.55 | +29.6% | RUS 1000 ETF | 464287622 |
| MMM | 3M CO COM | 1,663 | $256K | 0.1% | $153.94 * | $61.91 | +47.8% | COM | 88579Y101 |
| — | HANCOCK JOHN PFD INCOME FD SH BEN INT | 11,945 | $231K | 0.1% | $19.34 | $20.74 | — | SH BEN INT | 41013W108 |
| KMB | KIMBERLY CLARK CORP COM | 1,993 | $211K | 0.1% | $105.87 * | $75.84 | -2.1% | COM | 494368103 |
| — | ENERGY TRANSFER PARTNERS LP | 4,010 | $209K | 0.1% | $52.12 | $52.12 | — | UNIT LTD PARTN | 29273R109 |
| — | DUFF & PHELPS UTIL CORP BD TR COM | 13,935 | $130K | 0.1% | $9.33 | $10.95 | — | COM | 26432K108 |
| — | ARES CAP CORP 4.75% 01/15/2018 | 25,000 | $25,000 | 0.0% | $1.00 | $1.00 | — | NOTE 4.750% 1/1 | 04010LAJ2 |
| — | ARES CAP CORP 4.875% 03/15/2017 | 25,000 | $25,000 | 0.0% | $1.00 | $1.04 | — | NOTE 4.875% 3/1 | 04010LAG8 |
| — | LIBERTY MEDIA CORP 4% 11/15/2029 | 10,000 | $5,000 | 0.0% | $0.50 | — | — | DEB 4.000%11/1 | 530715AG6 |