Klingman & Associates, LLC Diversified Active

CIK: 0001662449 · Show all filings

Period: Q2 2017 (← Previous) (Next →)

Filing Date: Jul 21, 2017

Total Value ($000): $374,994 (100.0% shares, 0.0% debt)

Holdings (95)

IVV ISHARES TR 14.0%
Value ($000) $52,485 Shares 215,622 Est. Cost $213.83 Unrealized
SPY SPDR S&P 500 ETF TR 9.2%
Value ($000) $34,508 Shares 142,711 Est. Cost $205.54 Unrealized
IJH ISHARES TR 7.5%
Value ($000) $28,185 Shares 162,030 Est. Cost $156.04 Unrealized
JPMORGAN CHASE & CO 7.5%
Value ($000) $28,136 Shares 947,336 Est. Cost $37.84 Unrealized
UBS AG JERSEY BRH 7.0%
Value ($000) $26,311 Shares 986,898 Est. Cost $28.27 Unrealized
SDY SPDR SERIES TRUST 5.7%
Value ($000) $21,468 Shares 241,508 Est. Cost $78.80 Unrealized
POWERSHARES ETF TRUST 5.6%
Value ($000) $21,120 Shares 204,319 Est. Cost $91.29 Unrealized
MDY SPDR S&P MIDCAP 400 ETF TR 4.3%
Value ($000) $16,012 Shares 50,411 Est. Cost $264.18 Unrealized
TIP ISHARES TR 3.6%
Value ($000) $13,421 Shares 118,320 Est. Cost $113.25 Unrealized
IJR ISHARES TR 3.5%
Value ($000) $13,179 Shares 187,973 Est. Cost $90.64 Unrealized
VTIP VANGUARD MALVERN FDS 3.1%
Value ($000) $11,459 Shares 232,766 Est. Cost $49.28 Unrealized
NEAR ISHARES U S ETF TR 2.3%
Value ($000) $8,631 Shares 171,697 Est. Cost $50.21 Unrealized
IDV ISHARES TR 2.1%
Value ($000) $7,970 Shares 243,582 Est. Cost $33.59 Unrealized
PJT PJT PARTNERS INC 1.8%
Value ($000) $6,572 Shares 163,399 Est. Cost $20.66 Unrealized +64.0%
OPPENHEIMER REV WEIGHTD ETF 1.7%
Value ($000) $6,234 Shares 134,093 Est. Cost $40.66 Unrealized
VNQ VANGUARD INDEX FDS 1.4%
Value ($000) $5,314 Shares 63,851 Est. Cost $80.89 Unrealized
CFG CITIZENS FINL GROUP INC 1.4%
Value ($000) $5,066 Shares 141,976 Est. Cost $20.74 Unrealized +21.3%
IWM ISHARES TR 1.3%
Value ($000) $5,011 Shares 35,556 Est. Cost $116.22 Unrealized
POWERSHARES ETF TR II 1.3%
Value ($000) $4,955 Shares 110,777 Est. Cost $37.96 Unrealized
USMV ISHARES TR 1.2%
Value ($000) $4,575 Shares 93,500 Est. Cost $41.62 Unrealized
DVY ISHARES TR 1.1%
Value ($000) $4,017 Shares 43,565 Est. Cost $79.38 Unrealized
IWB ISHARES TR 0.8%
Value ($000) $2,918 Shares 21,569 Est. Cost $114.09 Unrealized
EFA ISHARES TR 0.7%
Value ($000) $2,643 Shares 40,537 Est. Cost $59.94 Unrealized
POWERSHARES ETF TR II 0.6%
Value ($000) $2,090 Shares 79,890 Est. Cost $25.13 Unrealized
VEU VANGUARD INTL EQUITY INDEX F 0.5%
Value ($000) $2,025 Shares 40,473 Est. Cost $46.89 Unrealized
HDV ISHARES TR 0.5%
Value ($000) $1,866 Shares 22,442 Est. Cost $76.74 Unrealized
FIRST TR SR FLG RTE INCM FD 0.5%
Value ($000) $1,728 Shares 129,859 Est. Cost $13.00 Unrealized
VWO VANGUARD INTL EQUITY INDEX F 0.4%
Value ($000) $1,508 Shares 36,946 Est. Cost $37.61 Unrealized
GLOBAL X FDS 0.4%
Value ($000) $1,456 Shares 105,537 Est. Cost $12.46 Unrealized
XOM EXXON MOBIL CORP 0.4%
Value ($000) $1,317 Shares 16,311 Est. Cost $57.39 Unrealized -3.3%
MINT PIMCO ETF TR 0.3%
Value ($000) $1,249 Shares 12,279 Est. Cost $101.43 Unrealized
BLACKROCK FLOAT RATE OME STR 0.3%
Value ($000) $1,243 Shares 88,269 Est. Cost $13.46 Unrealized
EFAV ISHARES TR 0.3%
Value ($000) $1,148 Shares 16,580 Est. Cost $64.41 Unrealized
VTI VANGUARD INDEX FDS 0.3%
Value ($000) $1,127 Shares 9,058 Est. Cost $106.00 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 0.3%
Value ($000) $1,039 Shares 25,144 Est. Cost $35.88 Unrealized
DEM WISDOMTREE TR 0.3%
Value ($000) $1,032 Shares 25,188 Est. Cost $41.51 Unrealized
RY ROYAL BK CDA MONTREAL QUE 0.3%
Value ($000) $969 Shares 13,363 Est. Cost $70.55 Unrealized -0.6%
OPPENHEIMER REV WEIGHTD ETF 0.2%
Value ($000) $933 Shares 16,559 Est. Cost $45.29 Unrealized
VIG VANGUARD SPECIALIZED PORTFOL 0.2%
Value ($000) $853 Shares 9,203 Est. Cost $81.16 Unrealized
WESTERN ASSET EMRG MKT DEBT 0.2%
Value ($000) $852 Shares 54,695 Est. Cost $15.59 Unrealized
VXUS VANGUARD STAR FD 0.2%
Value ($000) $811 Shares 15,600 Est. Cost $45.90 Unrealized
GENERAL ELECTRIC CO 0.2%
Value ($000) $758 Shares 28,050 Est. Cost $26.90 Unrealized
SCZ ISHARES TR 0.2%
Value ($000) $755 Shares 13,055 Est. Cost $46.70 Unrealized
OPPENHEIMER REV WEIGHTD ETF 0.2%
Value ($000) $746 Shares 11,296 Est. Cost $51.71 Unrealized
OEF ISHARES TR 0.2%
Value ($000) $735 Shares 6,880 Est. Cost $90.92 Unrealized
VB VANGUARD INDEX FDS 0.2%
Value ($000) $667 Shares 4,922 Est. Cost $119.52 Unrealized
MSFT MICROSOFT CORP 0.2%
Value ($000) $652 Shares 9,465 Est. Cost $43.02 Unrealized +44.9%
PEP PEPSICO INC 0.2%
Value ($000) $645 Shares 5,587 Est. Cost $74.11 Unrealized +19.0%
RYDEX ETF TRUST 0.2%
Value ($000) $617 Shares 6,652 Est. Cost $80.01 Unrealized
SOXX ISHARES TR 0.2%
Value ($000) $617 Shares 4,400 Est. Cost $92.73 Unrealized
IWF ISHARES TR 0.2%
Value ($000) $603 Shares 5,068 Est. Cost $97.30 Unrealized
CALAMOS CONV & HIGH INCOME F 0.2%
Value ($000) $595 Shares 50,241 Est. Cost $13.72 Unrealized
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $555 Shares 4,195 Est. Cost $79.29 Unrealized +26.6%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.1%
Value ($000) $525 Shares 3,098 Est. Cost $142.72 Unrealized +16.5%
INVESCO SR INCOME TR 0.1%
Value ($000) $525 Shares 115,099 Est. Cost $4.54 Unrealized
IWR ISHARES TR 0.1%
Value ($000) $490 Shares 2,551 Est. Cost $169.96 Unrealized
PFE PFIZER INC 0.1%
Value ($000) $485 Shares 14,448 Est. Cost $18.15 Unrealized +19.0%
JPM JPMORGAN CHASE & CO 0.1%
Value ($000) $476 Shares 5,213 Est. Cost $48.49 Unrealized +41.3%
AAPL APPLE INC 0.1%
Value ($000) $466 Shares 3,238 Est. Cost $25.56 Unrealized +34.2%
VO VANGUARD INDEX FDS 0.1%
Value ($000) $462 Shares 3,245 Est. Cost $124.12 Unrealized
RWX SPDR INDEX SHS FDS 0.1%
Value ($000) $455 Shares 11,953 Est. Cost $41.59 Unrealized
IWD ISHARES TR 0.1%
Value ($000) $439 Shares 3,772 Est. Cost $104.62 Unrealized
COHEN & STEERS GLOBAL INC BL 0.1%
Value ($000) $434 Shares 45,595 Est. Cost $11.67 Unrealized
EWX SPDR INDEX SHS FDS 0.1%
Value ($000) $413 Shares 8,860 Est. Cost $39.73 Unrealized
EMB ISHARES TR 0.1%
Value ($000) $412 Shares 3,600 Est. Cost $109.47 Unrealized
POWERSHARES ETF TR II 0.1%
Value ($000) $404 Shares 12,948 Est. Cost $26.72 Unrealized
DIS DISNEY WALT CO 0.1%
Value ($000) $373 Shares 3,510 Est. Cost $82.91 Unrealized +23.6%
VYM VANGUARD WHITEHALL FDS INC 0.1%
Value ($000) $350 Shares 4,476 Est. Cost $68.59 Unrealized
HSY HERSHEY CO 0.1%
Value ($000) $344 Shares 3,200 Est. Cost $78.34 Unrealized +14.7%
CSX CSX CORP 0.1%
Value ($000) $342 Shares 6,264 Est. Cost $15.23 Unrealized 0.0%
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $341 Shares 7,628 Est. Cost $28.63 Unrealized +3.1%
EMLP FIRST TR EXCHANGE TRADED FD 0.1%
Value ($000) $336 Shares 13,696 Est. Cost $21.83 Unrealized
WIP SPDR SERIES TRUST 0.1%
Value ($000) $333 Shares 6,000 Est. Cost $56.93 Unrealized
VXF VANGUARD INDEX FDS 0.1%
Value ($000) $332 Shares 3,250 Est. Cost $87.69 Unrealized
SCHE SCHWAB STRATEGIC TR 0.1%
Value ($000) $327 Shares 13,152 Est. Cost $20.76 Unrealized
ABBV ABBVIE INC 0.1%
Value ($000) $314 Shares 4,335 Est. Cost $40.36 Unrealized +16.3%
DBEF DBX ETF TR 0.1%
Value ($000) $301 Shares 10,042 Est. Cost $29.52 Unrealized
NUVEEN SR INCOME FD 0.1%
Value ($000) $285 Shares 41,779 Est. Cost $6.52 Unrealized
MRK MERCK & CO INC 0.1%
Value ($000) $269 Shares 4,204 Est. Cost $39.78 Unrealized +17.0%
HON HONEYWELL INTL INC 0.1%
Value ($000) $266 Shares 1,994 Est. Cost $69.93 Unrealized +41.2%
MCI BARINGS CORPORATE INVS 0.1%
Value ($000) $248 Shares 16,403 Est. Cost $16.47 Unrealized
CVX CHEVRON CORP NEW 0.1%
Value ($000) $248 Shares 2,379 Est. Cost $73.20 Unrealized 0.0%
POWERSHARES ETF TR II 0.1%
Value ($000) $244 Shares 5,848 Est. Cost $38.73 Unrealized
IEF ISHARES TR 0.1%
Value ($000) $243 Shares 2,283 Est. Cost $107.14 Unrealized
IJJ ISHARES TR 0.1%
Value ($000) $240 Shares 1,617 Est. Cost $127.40 Unrealized
MUB ISHARES TR 0.1%
Value ($000) $239 Shares 2,167 Est. Cost $110.10 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.1%
Value ($000) $236 Shares 11,310 Est. Cost $20.87 Unrealized
FLOT ISHARES TR 0.1%
Value ($000) $225 Shares 4,421 Est. Cost $50.75 Unrealized
VNQI VANGUARD INTL EQUITY INDEX F 0.1%
Value ($000) $225 Shares 4,000 Est. Cost $53.25 Unrealized
PG PROCTER AND GAMBLE CO 0.1%
Value ($000) $213 Shares 2,441 Est. Cost $64.96 Unrealized +8.0%
CLAYMORE EXCHANGE TRD FD TR 0.1%
Value ($000) $207 Shares 9,890 Est. Cost $20.93 Unrealized
IJK ISHARES TR 0.1%
Value ($000) $203 Shares 1,030 Est. Cost $197.09 Unrealized
NUVEEN ENERGY MLP TOTL RTRNF 0.0%
Value ($000) $140 Shares 10,573 Est. Cost $11.12 Unrealized
COHEN & STEERS TOTAL RETURN 0.0%
Value ($000) $136 Shares 10,830 Est. Cost $13.17 Unrealized
ABERDEEN ASIA PACIFIC INCOM 0.0%
Value ($000) $67 Shares 13,336 Est. Cost $5.02 Unrealized