Klingman & Associates, LLC Diversified Active

CIK: 0001662449 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Oct 24, 2017

Total Value ($000): $406,412 (100.0% shares, 0.0% debt)

Holdings (95)

IVV ISHARES TR 14.2%
Value ($000) $57,809 Shares 228,559 Est. Cost $216.04 Unrealized
SPY SPDR S&P 500 ETF TR 9.0%
Value ($000) $36,674 Shares 145,980 Est. Cost $206.56 Unrealized
IJH ISHARES TR 7.9%
Value ($000) $31,939 Shares 178,532 Est. Cost $158.16 Unrealized
UBS AG JERSEY BRH 7.0%
Value ($000) $28,483 Shares 1,132,992 Est. Cost $27.86 Unrealized
JPMORGAN CHASE & CO 6.7%
Value ($000) $27,419 Shares 971,609 Est. Cost $37.60 Unrealized
SDY SPDR SERIES TRUST 5.5%
Value ($000) $22,422 Shares 245,507 Est. Cost $79.00 Unrealized
POWERSHARES ETF TRUST 5.1%
Value ($000) $20,811 Shares 194,223 Est. Cost $91.29 Unrealized
MDY SPDR S&P MIDCAP 400 ETF TR 4.0%
Value ($000) $16,419 Shares 50,315 Est. Cost $264.18 Unrealized
VTIP VANGUARD MALVERN FDS 4.0%
Value ($000) $16,380 Shares 331,240 Est. Cost $49.33 Unrealized
IJR ISHARES TR 3.8%
Value ($000) $15,293 Shares 206,054 Est. Cost $89.20 Unrealized
TIP ISHARES TR 3.3%
Value ($000) $13,489 Shares 118,759 Est. Cost $113.25 Unrealized
NEAR ISHARES U S ETF TR 3.2%
Value ($000) $12,946 Shares 257,430 Est. Cost $50.24 Unrealized
IDV ISHARES TR 2.0%
Value ($000) $8,007 Shares 237,167 Est. Cost $33.59 Unrealized
OPPENHEIMER REV WEIGHTD ETF 1.9%
Value ($000) $7,898 Shares 164,740 Est. Cost $42.01 Unrealized
PJT PJT PARTNERS INC 1.5%
Value ($000) $6,260 Shares 163,398 Est. Cost $20.66 Unrealized +74.2%
CFG CITIZENS FINL GROUP INC 1.3%
Value ($000) $5,377 Shares 141,976 Est. Cost $20.74 Unrealized +20.2%
IWM ISHARES TR 1.3%
Value ($000) $5,269 Shares 35,560 Est. Cost $116.22 Unrealized
VNQ VANGUARD INDEX FDS 1.3%
Value ($000) $5,247 Shares 63,153 Est. Cost $80.89 Unrealized
POWERSHARES ETF TR II 1.2%
Value ($000) $5,072 Shares 110,777 Est. Cost $37.96 Unrealized
USMV ISHARES TR 1.2%
Value ($000) $4,684 Shares 93,045 Est. Cost $41.62 Unrealized
DVY ISHARES TR 1.0%
Value ($000) $4,080 Shares 43,565 Est. Cost $79.38 Unrealized
JNJ JOHNSON & JOHNSON 0.9%
Value ($000) $3,472 Shares 26,707 Est. Cost $100.94 Unrealized +4.0%
IWB ISHARES TR 0.7%
Value ($000) $3,017 Shares 21,569 Est. Cost $114.09 Unrealized
EFA ISHARES TR 0.7%
Value ($000) $2,902 Shares 42,377 Est. Cost $60.31 Unrealized
POWERSHARES ETF TR II 0.6%
Value ($000) $2,557 Shares 98,140 Est. Cost $25.30 Unrealized
VEU VANGUARD INTL EQUITY INDEX F 0.6%
Value ($000) $2,326 Shares 44,122 Est. Cost $47.37 Unrealized
HDV ISHARES TR 0.5%
Value ($000) $1,930 Shares 22,452 Est. Cost $76.74 Unrealized
FIRST TR SR FLG RTE INCM FD 0.4%
Value ($000) $1,487 Shares 110,257 Est. Cost $13.00 Unrealized
GLOBAL X FDS 0.4%
Value ($000) $1,430 Shares 103,723 Est. Cost $12.46 Unrealized
XOM EXXON MOBIL CORP 0.3%
Value ($000) $1,407 Shares 17,168 Est. Cost $57.23 Unrealized -5.1%
VWO VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,300 Shares 29,832 Est. Cost $37.61 Unrealized
MINT PIMCO ETF TR 0.3%
Value ($000) $1,257 Shares 12,349 Est. Cost $101.43 Unrealized
EFAV ISHARES TR 0.3%
Value ($000) $1,178 Shares 16,580 Est. Cost $64.41 Unrealized
VTI VANGUARD INDEX FDS 0.3%
Value ($000) $1,173 Shares 9,058 Est. Cost $106.00 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 0.3%
Value ($000) $1,092 Shares 25,156 Est. Cost $35.88 Unrealized
BLACKROCK FLOAT RATE OME STR 0.3%
Value ($000) $1,035 Shares 72,097 Est. Cost $13.46 Unrealized
RY ROYAL BK CDA MONTREAL QUE 0.2%
Value ($000) $988 Shares 12,763 Est. Cost $70.55 Unrealized +5.8%
OPPENHEIMER REV WEIGHTD ETF 0.2%
Value ($000) $955 Shares 16,569 Est. Cost $45.29 Unrealized
VIG VANGUARD SPECIALIZED PORTFOL 0.2%
Value ($000) $864 Shares 9,114 Est. Cost $81.16 Unrealized
WESTERN ASSET EMRG MKT DEBT 0.2%
Value ($000) $862 Shares 54,741 Est. Cost $15.59 Unrealized
VXUS VANGUARD STAR FD 0.2%
Value ($000) $854 Shares 15,600 Est. Cost $45.90 Unrealized
SCZ ISHARES TR 0.2%
Value ($000) $809 Shares 13,055 Est. Cost $46.70 Unrealized
OPPENHEIMER REV WEIGHTD ETF 0.2%
Value ($000) $774 Shares 11,296 Est. Cost $51.71 Unrealized
OEF ISHARES TR 0.2%
Value ($000) $766 Shares 6,880 Est. Cost $90.92 Unrealized
SOXX ISHARES TR 0.2%
Value ($000) $698 Shares 4,400 Est. Cost $92.73 Unrealized
AAPL APPLE INC 0.2%
Value ($000) $690 Shares 4,477 Est. Cost $28.49 Unrealized +26.9%
DEM WISDOMTREE TR 0.2%
Value ($000) $683 Shares 15,878 Est. Cost $41.51 Unrealized
VB VANGUARD INDEX FDS 0.2%
Value ($000) $667 Shares 4,717 Est. Cost $119.52 Unrealized
PEP PEPSICO INC 0.2%
Value ($000) $633 Shares 5,681 Est. Cost $74.37 Unrealized +20.2%
MSFT MICROSOFT CORP 0.2%
Value ($000) $630 Shares 8,452 Est. Cost $43.02 Unrealized +55.0%
RYDEX ETF TRUST 0.2%
Value ($000) $626 Shares 6,550 Est. Cost $80.01 Unrealized
IWF ISHARES TR 0.1%
Value ($000) $600 Shares 4,801 Est. Cost $97.30 Unrealized
VOO VANGUARD INDEX FDS 0.1%
Value ($000) $581 Shares 2,519 Est. Cost $230.65 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 0.1%
Value ($000) $568 Shares 3,098 Est. Cost $142.72 Unrealized +23.8%
GENERAL ELECTRIC CO 0.1%
Value ($000) $538 Shares 22,234 Est. Cost $26.90 Unrealized
POWERSHARES ETF TR II 0.1%
Value ($000) $532 Shares 16,220 Est. Cost $27.94 Unrealized
IWR ISHARES TR 0.1%
Value ($000) $503 Shares 2,551 Est. Cost $169.96 Unrealized
PFE PFIZER INC 0.1%
Value ($000) $501 Shares 14,046 Est. Cost $18.15 Unrealized +22.6%
JPM JPMORGAN CHASE & CO 0.1%
Value ($000) $487 Shares 5,102 Est. Cost $48.49 Unrealized +51.9%
INVESCO SR INCOME TR 0.1%
Value ($000) $484 Shares 107,687 Est. Cost $4.54 Unrealized
CALAMOS CONV & HIGH INCOME F 0.1%
Value ($000) $455 Shares 38,241 Est. Cost $13.72 Unrealized
VO VANGUARD INDEX FDS 0.1%
Value ($000) $452 Shares 3,075 Est. Cost $124.12 Unrealized
RWX SPDR INDEX SHS FDS 0.1%
Value ($000) $444 Shares 11,564 Est. Cost $41.59 Unrealized
EWX SPDR INDEX SHS FDS 0.1%
Value ($000) $439 Shares 8,860 Est. Cost $39.73 Unrealized
IWD ISHARES TR 0.1%
Value ($000) $402 Shares 3,392 Est. Cost $104.62 Unrealized
EMB ISHARES TR 0.1%
Value ($000) $401 Shares 3,446 Est. Cost $109.47 Unrealized
COHEN & STEERS GLOBAL INC BL 0.1%
Value ($000) $399 Shares 41,095 Est. Cost $11.67 Unrealized
VYM VANGUARD WHITEHALL FDS INC 0.1%
Value ($000) $363 Shares 4,476 Est. Cost $68.59 Unrealized
SCHE SCHWAB STRATEGIC TR 0.1%
Value ($000) $354 Shares 13,152 Est. Cost $20.76 Unrealized
HSY HERSHEY CO 0.1%
Value ($000) $349 Shares 3,200 Est. Cost $78.34 Unrealized +11.3%
VXF VANGUARD INDEX FDS 0.1%
Value ($000) $348 Shares 3,250 Est. Cost $87.69 Unrealized
DIS DISNEY WALT CO 0.1%
Value ($000) $346 Shares 3,507 Est. Cost $82.91 Unrealized +16.9%
EMLP FIRST TR EXCHANGE TRADED FD 0.1%
Value ($000) $340 Shares 13,696 Est. Cost $21.83 Unrealized
VV VANGUARD INDEX FDS 0.1%
Value ($000) $329 Shares 2,852 Est. Cost $115.36 Unrealized
ABBV ABBVIE INC 0.1%
Value ($000) $327 Shares 3,685 Est. Cost $40.36 Unrealized +32.9%
META FACEBOOK INC 0.1%
Value ($000) $304 Shares 1,777 Est. Cost $165.72 Unrealized 0.0%
AMZN AMAZON COM INC 0.1%
Value ($000) $287 Shares 299 Est. Cost $49.12 Unrealized 0.0%
WIP SPDR SERIES TRUST 0.1%
Value ($000) $287 Shares 5,000 Est. Cost $56.93 Unrealized
HON HONEYWELL INTL INC 0.1%
Value ($000) $283 Shares 1,994 Est. Cost $69.93 Unrealized +49.2%
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $276 Shares 5,573 Est. Cost $28.63 Unrealized +5.6%
DBEF DBX ETF TR 0.1%
Value ($000) $274 Shares 8,829 Est. Cost $29.52 Unrealized
IJJ ISHARES TR 0.1%
Value ($000) $258 Shares 1,687 Est. Cost $128.46 Unrealized
POWERSHARES ETF TR II 0.1%
Value ($000) $258 Shares 5,848 Est. Cost $38.73 Unrealized
MRK MERCK & CO INC 0.1%
Value ($000) $255 Shares 3,984 Est. Cost $39.78 Unrealized +17.3%
CVX CHEVRON CORP NEW 0.1%
Value ($000) $254 Shares 2,161 Est. Cost $73.20 Unrealized +4.1%
CLAYMORE EXCHANGE TRD FD TR 0.1%
Value ($000) $237 Shares 11,310 Est. Cost $20.87 Unrealized
MUB ISHARES TR 0.1%
Value ($000) $232 Shares 2,097 Est. Cost $110.10 Unrealized
PG PROCTER AND GAMBLE CO 0.1%
Value ($000) $228 Shares 2,501 Est. Cost $65.15 Unrealized +12.1%
FLOT ISHARES TR 0.1%
Value ($000) $225 Shares 4,421 Est. Cost $50.75 Unrealized
IJK ISHARES TR 0.1%
Value ($000) $217 Shares 1,074 Est. Cost $197.29 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.1%
Value ($000) $209 Shares 9,890 Est. Cost $20.93 Unrealized
POWERSHARES QQQ TRUST 0.0%
Value ($000) $202 Shares 1,387 Est. Cost $145.64 Unrealized
GOOG ALPHABET INC 0.0%
Value ($000) $200 Shares 209 Est. Cost $46.23 Unrealized 0.0%
MCI BARINGS CORPORATE INVS 0.0%
Value ($000) $197 Shares 12,500 Est. Cost $16.47 Unrealized
COHEN & STEERS TOTAL RETURN 0.0%
Value ($000) $147 Shares 11,830 Est. Cost $13.11 Unrealized