CIK: 0001727599 · Show all filings
Period: Q4 2017 (Next →)
Filing Date: Feb 15, 2018
Total Value ($000): $57,912 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| JNJ | JOHNSON & JOHNSON COM | 51,690 | $7,222 | 12.5% | $110.98 | 0.0% | COM | 478160104 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 72,257 | $3,241 | 5.6% | $44.85 | — | FTSE DEV MKT ETF | 921943858 |
| IWN | ISHARES RUSSELL 2000 VALUE | 17,854 | $2,245 | 3.9% | $125.74 | — | RUS 2000 VAL ETF | 464287630 |
| — | POWERSHARES BUYBACK ACHIEVERS PORTFOLIO | 30,151 | $1,779 | 3.1% | $59.00 | — | DYNA BUYBK ACH | 73935X286 |
| IWM | ISHARES RUSSELL 2000 ETF | 11,254 | $1,716 | 3.0% | $152.48 | — | RUSSELL 2000 ETF | 464287655 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR FUND | 26,531 | $1,697 | 2.9% | $63.96 | — | TECHNOLOGY | 81369Y803 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 10,530 | $1,565 | 2.7% | $148.62 | — | RUS 1000 ETF | 464287622 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 19,134 | $1,470 | 2.5% | $76.83 | — | CORE S&P SCP ETF | 464287804 |
| CVX | CHEVRON CORP NEW COM | 10,678 | $1,337 | 2.3% | $83.55 | 0.0% | COM | 166764100 |
| JPM | JPMORGAN CHASE & CO COM | 11,166 | $1,194 | 2.1% | $81.33 | 0.0% | COM | 46625H100 |
| VOX | VANGUARD TELECOMMUNICATIONS SERVICES ETF | 12,500 | $1,139 | 2.0% | $91.12 | — | TELCOMM ETF | 92204A884 |
| SPY | SPDR S&P 500 ETF | 4,145 | $1,106 | 1.9% | $266.83 | — | TR UNIT | 78462F103 |
| EMLP | FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND | 36,337 | $892 | 1.5% | $24.55 | — | NO AMER ENERGY | 33738D101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 4,424 | $877 | 1.5% | $189.88 | 0.0% | CL B NEW | 084670702 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 18,925 | $869 | 1.5% | $45.92 | — | FTSE EMR MKT ETF | 922042858 |
| — | BLACKROCK MULTI-SECTOR INC TR COM | 42,771 | $776 | 1.3% | $18.14 | — | COM | 09258A107 |
| DIA | SPDR DOW JONES INDUSTRIAL AVERAGE ETF | 3,133 | $775 | 1.3% | $247.37 | — | UT SER 1 | 78467X109 |
| SCHX | SCHWAB U.S. LARGE-CAP ETF | 11,966 | $763 | 1.3% | $63.76 | — | US LRG CAP ETF | 808524201 |
| NOBL | PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF | 11,262 | $721 | 1.2% | $64.02 | — | S&P 500 DV ARIST | 74348A467 |
| — | DEUTSCHE HIGH INCOME OPPORT FD COM | 46,410 | $697 | 1.2% | $15.02 | — | COM | 25158Y102 |
| META | FACEBOOK INC CL A | 3,779 | $667 | 1.2% | $175.52 | 0.0% | CL A | 30303M102 |
| EPD | ENTERPRISE PRODS PARTNERS L P | 23,700 | $628 | 1.1% | $26.50 | — | COM | 293792107 |
| FPE | FIRST TRUST PREFERRED SECURITIES AND INCOME ETF | 31,254 | $625 | 1.1% | $20.00 | — | PFD SECS INC ETF | 33739E108 |
| — | PROSPECT CAPITAL CORPORATION 4.75 04/15/2020 | 592,000 | $595 | 1.0% | $1.01 | — | NOTE 4.750% 4/1 | 74348TAQ5 |
| MDY | S & P MID CAP 400 DEP RCPTS MID CAP | 1,708 | $590 | 1.0% | $345.43 | — | UTSER1 S&PDCRP | 78467Y107 |
| MSFT | MICROSOFT | 6,193 | $530 | 0.9% | $75.26 | 0.0% | COM | 594918104 |
| — | WESTERN ASSET CLAYMORE INFLATION LINKED OPPORTUNITIES AND INCOME | 45,000 | $514 | 0.9% | $11.42 | — | COM | 95766R104 |
| — | NUVEEN AMT FREE QLTY MUN INCME COM | 36,300 | $499 | 0.9% | $13.75 | — | COM | 670657105 |
| PFE | PFIZER INC COM | 13,591 | $492 | 0.8% | $23.80 | 0.0% | COM | 717081103 |
| SCHD | SCHWAB US DIVIDEND EQUITY ETF | 9,315 | $477 | 0.8% | $51.21 | — | US DIVIDEND EQ | 808524797 |
| GOOGL | GOOGLE INC | 446 | $470 | 0.8% | $51.24 | 0.0% | CAP STK CL A | 02079K305 |
| BXMT | BLACKSTONE MTG TR INC COM CL A | 14,500 | $467 | 0.8% | $32.21 | — | COM CL A | 09257W100 |
| LYB | LYONDELLBASELL | 4,199 | $463 | 0.8% | $63.47 | 0.0% | SHS - A - | N53745100 |
| AAPL | APPLE INC | 2,704 | $458 | 0.8% | $39.08 | 0.0% | COM | 037833100 |
| AMZN | AMAZON.COM INC | 388 | $454 | 0.8% | $55.02 | 0.0% | COM | 023135106 |
| TIP | ISHARES TIPS BOND ETF | 3,975 | $454 | 0.8% | $114.21 | — | TIPS BD ETF | 464287176 |
| SDY | SPDR S&P DIVIDEND ETF | 4,738 | $448 | 0.8% | $94.55 | — | S&P DIVID ETF | 78464A763 |
| — | DOWDUPONT INC COM | 6,214 | $443 | 0.8% | $71.29 | — | COM | 26078J100 |
| SCHA | SCHWAB U.S. SMALL-CAP ETF | 6,333 | $442 | 0.8% | $69.79 | — | US SML CAP ETF | 808524607 |
| NEAR | ISHARES SHORT MATURITY BOND ETF | 8,308 | $416 | 0.7% | $50.07 | — | SHT MAT BD ETF | 46431W507 |
| USMV | ISHARES EDGE MSCI MIN VOL USA ETF | 7,850 | $414 | 0.7% | $52.74 | — | MIN VOL USA ETF | 46429B697 |
| KBE | SPDR S&P BANK ETF | 8,700 | $412 | 0.7% | $47.36 | — | S&P BK ETF | 78464A797 |
| INTC | INTEL CORP COM | 8,900 | $411 | 0.7% | $36.55 | 0.0% | COM | 458140100 |
| — | FIRST TR INTER DUR PFD & IN FD COM | 16,200 | $395 | 0.7% | $24.38 | — | COM | 33718W103 |
| MO | ALTRIA GROUP INC COM | 5,368 | $383 | 0.7% | $36.64 | 0.0% | COM | 02209S103 |
| — | PIMCO CORPORATE INCOME STRATEG COM | 22,171 | $381 | 0.7% | $17.18 | — | COM | 72200U100 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 6,516 | $371 | 0.6% | $56.94 | — | SBI CONS STPLS | 81369Y308 |
| C | CITIGROUP INC | 4,956 | $369 | 0.6% | $56.47 | 0.0% | COM NEW | 172967424 |
| DVY | ISHARES DJ SELECT DIVIDEND | 3,734 | $368 | 0.6% | $98.55 | — | SELECT DIVID ETF | 464287168 |
| — | POWERSHARES SP500 LOW VOLATILITY ETF | 7,275 | $347 | 0.6% | $47.70 | — | S&P500 LOW VOL | 73937B779 |
| PM | PHILIP MORRIS INTL INC | 3,285 | $347 | 0.6% | $69.58 | 0.0% | COM | 718172109 |
| IEMG | ISHARES CORE MSCI EMERGING MARKETS ETF | 6,071 | $345 | 0.6% | $56.83 | — | CORE MSCI EMKT | 46434G103 |
| PST | PROSHARES TRUST ULTRASHORT LEHMAN 7-10 ETF | 16,000 | $345 | 0.6% | $21.56 | — | PSHS ULSHT 7-10Y | 74347R313 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 4,851 | $344 | 0.6% | $70.91 | — | COM UNIT RP LP | 559080106 |
| ANGL | VANECK VECTORS FALLEN ANGEL HIGH YIELD BOND ETF | 11,450 | $343 | 0.6% | $29.96 | — | FALLEN ANGEL HG | 92189F437 |
| XLU | UTILITIES SELECT SECTOR SPDR | 6,305 | $332 | 0.6% | $52.66 | — | SBI INT-UTILS | 81369Y886 |
| REM | ISHARES MORTGAGE REAL ESTATE ETF | 7,099 | $321 | 0.6% | $45.22 | — | MORTGE REL ETF | 46435G342 |
| IWV | ISHARES TRUST RUSSELL 3000 INDEX FD | 1,990 | $315 | 0.5% | $158.29 | — | RUSSELL 3000 ETF | 464287689 |
| REGN | REGENERON PHARMACEUTICALS COM | 833 | $313 | 0.5% | $402.77 | 0.0% | COM | 75886F107 |
| — | CEDAR FAIR L P DEPOSITRY UNIT | 4,600 | $299 | 0.5% | $65.00 | — | DEPOSITRY UNIT | 150185106 |
| OLLI | OLLIES BARGAIN OUTLT HLDGS INC COM | 5,500 | $293 | 0.5% | $47.16 | 0.0% | COM | 681116109 |
| VZ | VERIZON COMMUNICATIONS | 5,522 | $292 | 0.5% | $31.96 | 0.0% | COM | 92343V104 |
| TBT | PROSHARES ULTRASHORT 20 YR TREAS 1 FOR 4 R/S INTOPROSHARES TR PROSHARES UL | 8,613 | $291 | 0.5% | $33.79 | — | PSHS ULTSH 20YRS | 74347B201 |
| XBI | SPDR S&P BIOTECH ETF | 3,345 | $284 | 0.5% | $84.90 | — | S&P BIOTECH | 78464A870 |
| — | POWERSHARES QQQ TR | 1,823 | $284 | 0.5% | $155.79 | — | UNIT SER 1 | 73935A104 |
| AXP | AMERICAN EXPRESS CO COM | 2,811 | $279 | 0.5% | $85.24 | 0.0% | COM | 025816109 |
| XOM | EXXON MOBIL CORP COM | 3,331 | $279 | 0.5% | $57.12 | 0.0% | COM | 30231G102 |
| SCZ | ISHARES MSCI EAFE SMALL CAP ETF | 4,320 | $279 | 0.5% | $64.58 | — | EAFE SML CP ETF | 464288273 |
| MMM | 3M CO COM | 1,177 | $277 | 0.5% | $144.97 | 0.0% | COM | 88579Y101 |
| — | TOTAL SA ADR | 5,007 | $277 | 0.5% | $55.32 | — | SPONSORED ADR | 89151E109 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 2,803 | $277 | 0.5% | $98.82 | — | SBI CONS DISCR | 81369Y407 |
| — | POWERSHARES DWA MOMENTUM PORTFOLIO | 5,344 | $276 | 0.5% | $51.65 | — | DWA MOMENTUM PTF | 73935X153 |
| GBDC | GOLUB CAP BDC INC COM | 14,700 | $268 | 0.5% | $8.68 | 0.0% | COM | 38173M102 |
| WFC | WELLS FARGO CO NEW COM | 4,310 | $261 | 0.5% | $45.09 | 0.0% | COM | 949746101 |
| — | JP MORGAN ALERIAN MLP ETN | 9,445 | $259 | 0.4% | $27.42 | — | ALERIAN ML ETN | 46625H365 |
| IWS | ISHARES RUSSELL MIDCAP VALUE INDEX | 2,904 | $259 | 0.4% | $89.19 | — | RUS MDCP VAL ETF | 464287473 |
| GOOG | ALPHABET INC CAP STK CL C | 244 | $255 | 0.4% | $50.52 | 0.0% | CAP STK CL C | 02079K107 |
| FLOT | ISHARES MSCI FLOATING RATE NOT E FUNDING ETF | 5,014 | $255 | 0.4% | $50.86 | — | FLTG RATE NT ETF | 46429B655 |
| ARCC | ARES CAP CORP COM | 14,818 | $233 | 0.4% | $7.48 | 0.0% | COM | 04010L103 |
| TBF | PROSHARES SHORT 20 YEAR TREASURY | 10,500 | $230 | 0.4% | $21.90 | — | SHRT 20+YR TRE | 74347X849 |
| ED | CONSOLIDATED EDISON INC COM | 2,657 | $226 | 0.4% | $64.09 | 0.0% | COM | 209115104 |
| — | EATON VANCE LTD DURATION INCOME FD | 16,100 | $220 | 0.4% | $13.66 | — | COM | 27828H105 |
| ROBO | ROBO-STOX GLOBAL ROBOTICS AND AUTOMATION INDEX FUND | 5,225 | $216 | 0.4% | $41.34 | — | ROBO GLB ETF | 301505707 |
| — | POWERSHARES DWA INDUSTRIALS MOMENTUM PORTFOLIO | 3,490 | $213 | 0.4% | $61.03 | — | INDL SECT PORT | 73935X369 |
| TMO | THERMO FISHER SCIENTIFIC INC COM | 1,104 | $210 | 0.4% | $187.44 | 0.0% | COM | 883556102 |
| — | TORTOISE FUND INC. COMMON | 11,986 | $210 | 0.4% | $17.52 | — | COM | 89148B101 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 5,526 | $210 | 0.4% | $38.00 | — | S&P US PFD STK | 464288687 |
| VTI | VANGUARD TOTAL STOCK MARKET INDEX FUND | 1,520 | $209 | 0.4% | $137.50 | — | TOTAL STK MKT | 922908769 |
| DHS | WISDOMTREE U.S. HIGH DIVIDEND FUND | 2,794 | $204 | 0.4% | $73.01 | — | US HIGH DIVIDEND | 97717W208 |
| MRK | MERCK & CO INC | 3,571 | $201 | 0.3% | $43.00 | 0.0% | COM | 58933Y105 |
| — | BANK AMER CORP WT RESTRICTED US TREAS TARP EXP 01/16/2019 | 10,700 | $188 | 0.3% | $17.57 | — | *W EXP 01/16/201 | 060505146 |
| — | VAN KAMPEN SENIOR INCOME TRUST | 32,344 | $142 | 0.2% | $4.39 | — | COM | 46131H107 |
| — | NUVEEN CREDIT STRATEGIES INCOME | 16,079 | $132 | 0.2% | $8.21 | — | COM SHS | 67073D102 |
| — | EATON VANCE SR INCOME TR SH BEN INT | 20,000 | $130 | 0.2% | $6.50 | — | SH BEN INT | 27826S103 |
| — | NUVEEN HIGH INCOME NOVEMBER 20 COM | 10,000 | $100 | 0.2% | $10.00 | — | COM | 67077N106 |
| — | INNOVATE BIOPHARMACEUTICLS INC COM PAR | 145,998 | $89 | 0.2% | $0.61 | — | COM PAR NEW | 61174L501 |
| — | OAKTREE SPECIALTY LENDING CORP COM | 13,975 | $68 | 0.1% | $4.87 | — | COM | 67401P108 |
| — | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC | 13,237 | $67 | 0.1% | $5.06 | — | COM | 95766K109 |
| NAGE | CHROMADEX CORP COM NEW | 10,300 | $61 | 0.1% | $5.40 | 0.0% | COM NEW | 171077407 |
| — | STARWOOD PPTY TR INC 4.375 04/01/2023 | 39,000 | $40 | 0.1% | $1.03 | — | NOTE 4.375% 4/0 | 85571BAH8 |