CIK: 0001543100 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Oct 9, 2020
Total Value ($000): $239,347 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES S&P 500 INDEX | 50,038 | $16,816 | 7.0% | $223.80 | — | CORE S&P500 ETF | 464287200 |
| SPYM | SPDR PORTFOLIO S&P 500 ETF | 353,460 | $13,908 | 5.8% | $33.20 | — | PORTFOLIO S&P500 | 78464A854 |
| JNK | SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | 93,387 | $9,737 | 4.1% | $108.94 | — | BLOOMBERG BRCLYS | 78468R622 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 277,292 | $8,698 | 3.6% | $30.41 | — | PORTFOLIO SHORT | 78464A474 |
| IJH | ISHARES CORE S&P MID CAP ETF | 42,133 | $7,807 | 3.3% | $134.26 | — | CORE S&P MCP ETF | 464287507 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 190,515 | $7,792 | 3.3% | $38.40 | — | FTSE DEV MKT ETF | 921943858 |
| SPMD | SPDR PORTFOLIO S&P 400 MID CAP ETF | 234,068 | $7,637 | 3.2% | $33.44 | — | PORTFOLIO S&P400 | 78464A847 |
| JPIB | JPMORGAN INTERNATIONAL BOND OPPORTUNITIES ETF | 149,252 | $7,515 | 3.1% | $49.65 | — | INTL BD OPP ETF | 46641Q852 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 87,553 | $7,253 | 3.0% | $80.37 | — | SHRT TRM CORP BD | 92206C409 |
| CWB | SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | 99,401 | $6,847 | 2.9% | $45.54 | — | BLMBRG BRC CNVRT | 78464A359 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 178,398 | $6,502 | 2.7% | $39.24 | — | PFD AND INCM SEC | 464288687 |
| SPIB | SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 175,693 | $6,458 | 2.7% | $34.09 | — | PORTFOLIO INTRMD | 78464A375 |
| JPST | JPMORGAN ULTRA-SHORT INCOME ETF | 117,996 | $5,993 | 2.5% | $50.35 | — | ULTRA SHRT INC | 46641Q837 |
| SPY | SPDR S&P 500 ETF | 17,524 | $5,868 | 2.5% | $184.76 | — | TR UNIT | 78462F103 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 66,312 | $5,507 | 2.3% | $80.40 | — | SHORT TRM BOND | 921937827 |
| ESGD | ISHARES MSCI EAFE ESG SELECT ETF | 85,665 | $5,438 | 2.3% | $63.52 | — | ESG AW MSCI EAFE | 46435G516 |
| SPSM | SPDR PORTFOLIO S&P 600 SMALL CAP ETF | 194,751 | $5,332 | 2.2% | $28.97 | — | PORTFOLIO S&P600 | 78468R853 |
| SPYV | SPDR PORTFOLIO S&P 500 VALUE ETF | 173,648 | $5,244 | 2.2% | $30.20 | — | PRTFLO S&P500 VL | 78464A508 |
| SRLN | SPDR BLACKSTONE/ GSO SENIOR LOAN ETF | 103,994 | $4,650 | 1.9% | $46.30 | — | BLKSTN GSOSRLN | 78467V608 |
| BBHY | JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF | 88,347 | $4,417 | 1.8% | $49.88 | — | HIGH YLD RESRCH | 46641Q878 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 59,107 | $4,151 | 1.7% | $84.87 | — | CORE S&P SCP ETF | 464287804 |
| AAPL | APPLE INC | 32,822 | $3,801 | 1.6% | $86.92 | +21.9% | COM | 037833100 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | 27,967 | $3,767 | 1.6% | $117.71 | — | IBOXX INV CP ETF | 464287242 |
| SPTS | SPDR PORTFOLIO SHORT TERM TREASURY ETF | 116,993 | $3,591 | 1.5% | $30.07 | — | PORTFOLIO SH TSR | 78468R101 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 28,469 | $3,322 | 1.4% | $32.60 | — | TECHNOLOGY | 81369Y803 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 74,088 | $3,220 | 1.3% | $43.08 | — | WELLS FG PFD ETF | 78464A292 |
| SPEM | SPDR PORTFOLIO EMERGING MARKETS ETF | 84,174 | $3,077 | 1.3% | $36.47 | — | PORTFOLIO EMG MK | 78463X509 |
| DIA | SPDR DOW JONES INDUSTRIAL ETF | 8,335 | $2,313 | 1.0% | $186.37 | — | UT SER 1 | 78467X109 |
| WMT | WALMART INC COM | 14,484 | $2,026 | 0.8% | $21.19 | +94.9% | COM | 931142103 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 13,774 | $2,024 | 0.8% | $62.47 | — | SBI CONS DISCR | 81369Y407 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 45,847 | $1,982 | 0.8% | $39.84 | — | FTSE EMR MKT ETF | 922042858 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 17,856 | $1,883 | 0.8% | $58.06 | — | SBI HEALTHCARE | 81369Y209 |
| — | TEMPLETON GLOBAL INCOME FD INC | 340,036 | $1,819 | 0.8% | $8.52 | — | COM | 880198106 |
| PG | PROCTER AND GAMBLE CO COM | 11,993 | $1,666 | 0.7% | $59.92 | +94.2% | COM | 742718109 |
| NEAR | ISHARES SHORT MATURITY BOND ETF | 33,096 | $1,658 | 0.7% | $50.17 | — | SHT MAT BD ETF | 46431W507 |
| MRK | MERCK & CO INC | 18,484 | $1,533 | 0.6% | $47.77 | +38.0% | COM | 58933Y105 |
| EFA | ISHARES MSCI EAFE ETF | 23,127 | $1,472 | 0.6% | $59.60 | — | MSCI EAFE ETF | 464287465 |
| T | AT&T INC COM | 47,275 | $1,347 | 0.6% | $13.05 | +19.2% | COM | 00206R102 |
| USRT | ISHARES CORE U.S. REIT ETF | 30,291 | $1,324 | 0.6% | $47.62 | — | CRE U S REIT ETF | 464288521 |
| MCD | MCDONALDS CORP COM | 6,022 | $1,321 | 0.6% | $102.47 | +77.0% | COM | 580135101 |
| JPM | JPMORGAN CHASE & CO COM | 13,467 | $1,296 | 0.5% | $68.25 | +25.2% | COM | 46625H100 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 52,708 | $1,268 | 0.5% | $22.19 | — | SBI INT-FINL | 81369Y605 |
| VNQ | VANGUARD REIT INDEX ETF | 15,630 | $1,234 | 0.5% | $83.45 | — | REAL ESTATE ETF | 922908553 |
| INTC | INTEL CORP COM | 22,564 | $1,168 | 0.5% | $25.07 | +85.6% | COM | 458140100 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 14,908 | $1,147 | 0.5% | $45.35 | — | SBI INT-INDS | 81369Y704 |
| CSCO | CISCO SYS INC | 28,521 | $1,123 | 0.5% | $29.87 | +24.1% | COM | 17275R102 |
| NKE | NIKE INC CLASS B | 8,845 | $1,110 | 0.5% | $49.94 | +99.5% | CL B | 654106103 |
| JNJ | JOHNSON & JOHNSON COM | 7,387 | $1,099 | 0.5% | $70.22 | +80.9% | COM | 478160104 |
| VUG | VANGUARD GROWTH ETF | 4,719 | $1,074 | 0.4% | $116.92 | — | GROWTH ETF | 922908736 |
| KO | COCA COLA CO COM | 21,465 | $1,059 | 0.4% | $30.27 | +34.8% | COM | 191216100 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 16,350 | $1,048 | 0.4% | $40.61 | — | SBI CONS STPLS | 81369Y308 |
| V | VISA INC | 4,729 | $945 | 0.4% | $88.32 | +117.6% | COM CL A | 92826C839 |
| AXON | AXON ENTERPRISE INC COM | 10,000 | $907 | 0.4% | $74.86 | +16.2% | COM | 05464C101 |
| AVGO | BROADCOM INC COM | 2,474 | $901 | 0.4% | $18.59 | +59.4% | COM | 11135F101 |
| MSFT | MICROSOFT | 4,236 | $891 | 0.4% | $85.66 | +134.4% | COM | 594918104 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 64,118 | $885 | 0.4% | $16.94 | — | COM | 00764C109 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 137,152 | $877 | 0.4% | $9.22 | — | COM | 95766J102 |
| IWM | ISHARES RUSSELL 2000 ETF | 5,494 | $822 | 0.3% | $104.86 | — | RUSSELL 2000 ETF | 464287655 |
| PLD | PROLOGIS INC. COM | 7,597 | $764 | 0.3% | $63.35 | +36.0% | COM | 74340W103 |
| MDT | MEDTRONIC PLC SHS | 7,024 | $730 | 0.3% | $77.54 | +11.2% | SHS | G5960L103 |
| — | GABELLI CONV & INCOME SECS FD INC | 135,234 | $730 | 0.3% | $6.18 | — | COM | 36240B109 |
| JMST | JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 14,184 | $723 | 0.3% | $50.43 | — | ULTRA SHT MUNCPL | 46641Q654 |
| HD | HOME DEPOT | 2,534 | $703 | 0.3% | $120.72 | +96.9% | COM | 437076102 |
| LMT | LOCKHEED MARTIN CORP | 1,822 | $698 | 0.3% | $281.29 | +17.0% | COM | 539830109 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 9,217 | $695 | 0.3% | $67.56 | — | CORE S&P TTL STK | 464287150 |
| PFE | PFIZER INC COM | 18,748 | $688 | 0.3% | $21.60 | +25.5% | COM | 717081103 |
| XLE | ENERGY SELECT SECTOR SPDR | 22,892 | $685 | 0.3% | $67.65 | — | ENERGY | 81369Y506 |
| DIS | DISNEY WALT CO COM DISNEY | 5,228 | $648 | 0.3% | $104.32 | +17.1% | COM DISNEY | 254687106 |
| JCI | JOHNSON CTLS INTL PLC SHS | 15,500 | $633 | 0.3% | $37.05 | -5.1% | SHS | G51502105 |
| VTV | VANGUARD VALUE ETF | 6,065 | $633 | 0.3% | $90.68 | — | VALUE ETF | 922908744 |
| CVX | CHEVRON CORP NEW COM | 8,757 | $630 | 0.3% | $73.17 | -9.1% | COM | 166764100 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 10,967 | $629 | 0.3% | $58.77 | — | RUS MID CAP ETF | 464287499 |
| MEAR | ISHARES SHORT MATURITY MUNICIPAL BOND ETF | 12,528 | $628 | 0.3% | $49.94 | — | SHT MAT MUN ETF | 46431W838 |
| AMZN | AMAZON.COM INC | 183 | $576 | 0.2% | $78.20 | +101.6% | COM | 023135106 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 9,541 | $566 | 0.2% | $39.91 | — | SBI INT-UTILS | 81369Y886 |
| XLB | MATERIALS SELECT SECTOR SPDR | 8,638 | $549 | 0.2% | $40.80 | — | SBI MATERIALS | 81369Y100 |
| ALL | ALLSTATE CORP | 5,689 | $535 | 0.2% | $85.63 | -4.5% | COM | 020002101 |
| XOM | EXXON MOBIL CORP COM | 15,518 | $532 | 0.2% | $53.72 | -39.8% | COM | 30231G102 |
| GD | GENERAL DYNAMICS CORP COM | 3,807 | $527 | 0.2% | $124.38 | +5.3% | COM | 369550108 |
| WU | WESTERN UN CO COM | 23,475 | $503 | 0.2% | $21.58 | — | COM | 959802109 |
| VZ | VERIZON COMMUNICATIONS | 8,127 | $483 | 0.2% | $32.75 | +30.0% | COM | 92343V104 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 10,548 | $465 | 0.2% | $39.28 | — | MSCI EMG MKT ETF | 464287234 |
| BMY | BRISTOL-MYERS SQUIBB CO COM | 7,535 | $454 | 0.2% | $39.04 | +24.5% | COM | 110122108 |
| MET | METLIFE INC COM | 11,936 | $443 | 0.2% | $36.03 | -11.2% | COM | 59156R108 |
| GS | GOLDMAN SACHS GROUP INC | 2,194 | $440 | 0.2% | $181.33 | -1.3% | COM | 38141G104 |
| XEL | XCEL ENERGY INC COM | 6,278 | $433 | 0.2% | $21.58 | +166.7% | COM | 98389B100 |
| CAT | CATERPILLAR INC DEL COM | 2,897 | $432 | 0.2% | $114.00 | +11.2% | COM | 149123101 |
| MMM | 3M CO COM | 2,683 | $429 | 0.2% | $94.05 | +17.4% | COM | 88579Y101 |
| IBM | INTL BUSINESS MACHINES | 3,493 | $425 | 0.2% | $100.85 | -6.9% | COM | 459200101 |
| SUSC | ISHARES ESG AWARE USD CORPORATE BOND ETF | 13,715 | $380 | 0.2% | $26.76 | — | ESG AWRE USD ETF | 46435G193 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 10,434 | $374 | 0.2% | $52.32 | — | COM | 931427108 |
| HON | HONEYWELL INTL INC | 2,219 | $365 | 0.2% | $136.57 | -2.4% | COM | 438516106 |
| META | FACEBOOK INC CL A | 1,310 | $343 | 0.1% | $181.70 | +40.9% | CL A | 30303M102 |
| QQQ | POWERSHARES QQQ TR | 1,218 | $338 | 0.1% | $219.12 | — | UNIT SER 1 | 46090E103 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 6,092 | $334 | 0.1% | $105.09 | — | ISHS 1-5YR INVS | 464288646 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 3,849 | $322 | 0.1% | $91.22 | — | IBOXX HI YD ETF | 464288513 |
| CL | COLGATE PALMOLIVE CO COM | 3,700 | $285 | 0.1% | $46.22 | +45.7% | COM | 194162103 |
| IXN | ISHARES GLOBAL TECH ETF | 1,050 | $276 | 0.1% | $170.83 | — | GLOBAL TECH ETF | 464287291 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 2,695 | $274 | 0.1% | $81.33 | — | COHEN STEER REIT | 464287564 |
| FE | FIRSTENERGY CORP | 9,548 | $274 | 0.1% | $27.98 | -10.6% | COM | 337932107 |
| UNP | UNION PAC CORP COM | 1,377 | $271 | 0.1% | $141.44 | +16.6% | COM | 907818108 |
| STIP | ISHARES 0-5 YEAR TIPS BOND ETF | 2,543 | $264 | 0.1% | $103.81 | — | 0-5 YR TIPS ETF | 46429B747 |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 2,678 | $256 | 0.1% | $87.21 | — | INT-TERM CORP | 92206C870 |
| PEP | PEPSICO INC COM | 1,799 | $249 | 0.1% | $58.70 | +96.2% | COM | 713448108 |
| PCY | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 9,145 | $248 | 0.1% | $26.52 | — | EMRNG MKT SVRG | 46138E784 |
| ABT | ABBOTT LABS COM | 2,005 | $218 | 0.1% | $92.34 | 0.0% | COM | 002824100 |
| ABBV | ABBVIE INC COM | 2,355 | $206 | 0.1% | $70.50 | +8.2% | COM | 00287Y109 |
| TSLA | TESLA MOTORS INC | 475 | $203 | 0.1% | $118.07 | 0.0% | COM | 88160R101 |
| AXP | AMERICAN EXPRESS CO COM | 2,000 | $200 | 0.1% | $91.89 | 0.0% | COM | 025816109 |
| XPHTX | PIONEER HIGH INCOME TR COM | 11,119 | $88 | 0.0% | $16.64 | — | COM | 72369H106 |