Location: Madison, CT
CIK: 0001766286 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Oct 19, 2021
Total Value: $179M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| MINT | PIMCO ETF TRUST ENHAN SHRT MA AC ETF | 122,345 | $12.47M | 7.0% | $101.92 | $101.54 | +0.4% | ENHAN SHRT MA AC | 72201R833 |
| VUG | VANGUARD GROWTH ETF | 31,919 | $9.261M | 5.2% | $290.14 * | $29.59 | +63.4% | GROWTH ETF | 922908736 |
| VYM | VANGUARD HIGH DIV YLD ETF | 87,700 | $9.063M | 5.1% | $103.34 | $90.17 | +14.6% | HIGH DIV YLD | 921946406 |
| BND | VANGUARD TOTAL BND MRKT ETF | 82,440 | $7.044M | 3.9% | $85.44 | $88.08 | -3.0% | TOTAL BND MRKT | 921937835 |
| VB | VANGUARD SMALL CP ETF | 32,018 | $7.001M | 3.9% | $218.66 | $160.82 | +36.0% | SMALL CP ETF | 922908751 |
| AAPL | APPLE INC COM | 36,187 | $5.12M | 2.9% | $141.49 * | $95.24 | +45.3% | COM | 037833100 |
| — | NUVEEN S&P 500 DYNAMIC OVERWRI COM | 298,398 | $5.099M | 2.9% | $17.09 | $16.40 | — | COM | 6706EW100 |
| VIG | VANGUARD DIV APP ETF | 31,796 | $4.883M | 2.7% | $153.57 | $121.62 | +26.3% | DIV APP ETF | 921908844 |
| PFF | ISHARES TRUST PFD AND INCM SEC ETF | 111,509 | $4.327M | 2.4% | $38.80 | $37.33 | +4.0% | PFD AND INCM SEC | 464288687 |
| PGX | INVESCO EXCHANGE TRADED FUND T PFD ETF | 261,432 | $3.929M | 2.2% | $15.03 | $14.91 | +0.8% | PFD ETF | 46138E511 |
| VT | VANGUARD TT WRLD ST ETF | 36,162 | $3.682M | 2.1% | $101.82 | $78.19 | +30.2% | TT WRLD ST ETF | 922042742 |
| — | EATON VANCE LTD COM | 274,959 | $3.623M | 2.0% | $13.18 | $12.71 | — | COM | 27828H105 |
| — | PUTNAM PREMIER INCOME TRUST SH BEN INT | 734,495 | $3.356M | 1.9% | $4.57 | $5.19 | — | SH BEN INT | 746853100 |
| JPST | JP MORGAN ETF TRUST ULTRA SHRT INC ETF | 63,905 | $3.241M | 1.8% | $50.72 | $50.57 | +0.3% | ULTRA SHRT INC | 46641Q837 |
| VCSH | VANGUARD SHRT TRM CORP BD ETF | 36,765 | $3.029M | 1.7% | $82.39 | $81.52 | +1.1% | SHRT TRM CORP BD | 92206C409 |
| SPY | SPDR S&P500 ETF TRUST TR UNIT ETF | 6,128 | $2.629M | 1.5% | $429.01 | $309.42 | +38.7% | TR UNIT | 78462F103 |
| FTSM | FIRST TR EXCHANGE TRADED FD IV FIRST TR ENH NEW ETF | 42,836 | $2.567M | 1.4% | $59.93 | $59.86 | +0.1% | FIRST TR ENH NEW | 33739Q408 |
| IVW | ISHARES TRUST S&P 500 GRWT ETF | 33,719 | $2.492M | 1.4% | $73.90 | $56.96 | +29.8% | S&P 500 GRWT ETF | 464287309 |
| VCIT | VANGUARD INT-TERM CORP ETF | 26,161 | $2.469M | 1.4% | $94.38 | $93.36 | +1.1% | INT-TERM CORP | 92206C870 |
| BKLN | INVESCO EXCHANGE TRADED FUND T SR LN ETF | 107,259 | $2.371M | 1.3% | $22.11 | $22.23 | -0.5% | SR LN ETF | 46138G508 |
| CWB | SPDR SERIES TRUST BLMBRG BRC CNVRT ETF | 27,590 | $2.354M | 1.3% | $85.32 | $56.03 | +52.3% | BLMBRG BRC CNVRT | 78464A359 |
| SRLN | SSGA ACTIVE ETF TR BLACKSTONE SENIOR LOAN ETF | 46,480 | $2.139M | 1.2% | $46.02 | $44.89 | +2.5% | BLACKSTONE SENR | 78467V608 |
| TIP | ISHARES TRUST TIPS BD ETF | 16,461 | $2.101M | 1.2% | $127.64 | $125.94 | +1.4% | TIPS BD ETF | 464287176 |
| IVV | ISHARES TRUST CORE S&P500 ETF | 4,794 | $2.065M | 1.2% | $430.75 | $311.17 | +38.5% | CORE S&P500 ETF | 464287200 |
| — | NUVEEN MUN VALUE FUND COM | 179,950 | $2.037M | 1.1% | $11.32 | $11.01 | — | COM | 670928100 |
| VTV | VANGUARD VALUE ETF | 15,033 | $2.035M | 1.1% | $135.37 | $116.24 | +16.5% | VALUE ETF | 922908744 |
| IGSB | ISHARES TRUST 1-5 YEAR INVT GRADE CORP BD | 34,115 | $1.864M | 1.0% | $54.64 | $53.96 | +1.3% | ISHS 1-5YR INVS | 464288646 |
| FLOT | ISHARES TRUST FLTG RATE NT ETF | 35,876 | $1.823M | 1.0% | $50.81 | $50.64 | +0.4% | FLTG RATE NT ETF | 46429B655 |
| NEAR | ISHARES US ETF TRUST BLACKROCK SH MATURITY BD ETF | 35,439 | $1.776M | 1.0% | $50.11 | $49.86 | +0.6% | BLACKROCK ST MAT | 46431W507 |
| VEU | VANGUARD ALLWRLD EX US ETF | 28,985 | $1.766M | 1.0% | $60.93 | $50.34 | +21.1% | ALLWRLD EX US | 922042775 |
| VTI | VANGUARD TOTAL STK MKT ETF | 7,887 | $1.751M | 1.0% | $222.01 | $157.34 | +41.1% | TOTAL STK MKT | 922908769 |
| PCY | INVESCO EXCHANGE TRADED FUND T EMRNG MKT SVRG ETF | 64,643 | $1.724M | 1.0% | $26.67 | $28.84 | -7.5% | EMRNG MKT SVRG | 46138E784 |
| VXUS | VANGUARD STAR FD TL INTL STK F ETF | 27,061 | $1.711M | 1.0% | $63.23 | $51.90 | +21.9% | VG TL INTL STK F | 921909768 |
| VOO | VANGUARD S&P 500 ETF SHS | 3,988 | $1.572M | 0.9% | $394.18 | $287.30 | +37.3% | S&P 500 ETF SHS | 922908363 |
| AMZN | AMAZON COM INC COM | 478 | $1.57M | 0.9% | $3284.52 * | $90.11 | +82.3% | COM | 023135106 |
| VTIP | VANGUARD STRM INFPROIDX ETF | 29,797 | $1.566M | 0.9% | $52.56 | $51.14 | +2.8% | STRM INFPROIDX | 922020805 |
| VXF | VANGUARD EXTEND MKT ETF | 8,177 | $1.491M | 0.8% | $182.34 | $126.11 | +44.6% | EXTEND MKT ETF | 922908652 |
| VNQ | VANGUARD REAL ESTATE ETF | 12,853 | $1.308M | 0.7% | $101.77 | $92.68 | +9.8% | REAL ESTATE ETF | 922908553 |
| SPYV | SPDR SERIES TRUST PRTFLO S&P500 VL ETF | 32,837 | $1.28M | 0.7% | $38.98 | $34.20 | +14.0% | PRTFLO S&P500 VL | 78464A508 |
| SDY | SPDR SERIES TRUST S&P DIVID ETF | 10,411 | $1.223M | 0.7% | $117.47 | $104.61 | +12.4% | S&P DIVID ETF | 78464A763 |
| SJNK | SPDR SERIES TRUST BLOOMBERG SRT TR ETF | 43,945 | $1.203M | 0.7% | $27.38 | $26.63 | +2.8% | BLOOMBERG SRT TR | 78468R408 |
| TSLA | TESLA INC COM | 1,501 | $1.164M | 0.7% | $775.48 * | $108.15 | +139.0% | COM | 88160R101 |
| VHT | VANGUARD HEALTH CAR ETF | 4,692 | $1.159M | 0.6% | $247.02 | $186.97 | +32.2% | HEALTH CAR ETF | 92204A504 |
| DNL | WISDOMTREE TRUST GLB US QTLY DIV ETF | 28,117 | $1.137M | 0.6% | $40.44 | $37.14 | +8.9% | GLB US QTLY DIV | 97717W844 |
| VV | VANGUARD LARGE CAP ETF | 5,520 | $1.109M | 0.6% | $200.91 | $162.94 | +23.3% | LARGE CAP ETF | 922908637 |
| EES | WISDOMTREE TRUST US SMALLCAP FUND ETF | 21,935 | $1.06M | 0.6% | $48.32 | $36.94 | +30.8% | US SMALLCAP FUND | 97717W562 |
| BNDX | VANGUARD TOTAL INT BD ETF | 18,585 | $1.058M | 0.6% | $56.93 | $58.07 | -1.9% | TOTAL INT BD ETF | 92203J407 |
| IWM | ISHARES TRUST RUSSELL 2000 ETF | 4,801 | $1.05M | 0.6% | $218.70 | $158.30 | +38.2% | RUSSELL 2000 ETF | 464287655 |
| ICSH | ISHARES TRUST BLACKROCK ULTRA SHT TRM BD | 20,677 | $1.044M | 0.6% | $50.49 | $50.39 | +0.2% | BLACKROCK ULTRA | 46434V878 |
| PLTR | PALANTIR TECH INC COM CL A | 42,133 | $1.012M | 0.6% | $24.02 | $23.39 | +2.8% | CL A | 69608A108 |
| MSFT | MICROSOFT CORP COM | 3,547 | $999K | 0.6% | $281.65 * | $141.31 | +92.7% | COM | 594918104 |
| GOOGL | ALPHABET INC COM CL A | 367 | $981K | 0.5% | $2673.02 * | $64.32 | +106.3% | CAP STK CL A | 02079K305 |
| GOOG | ALPHABET INC COM CL C | 364 | $970K | 0.5% | $2664.84 * | $64.05 | +106.5% | CAP STK CL C | 02079K107 |
| SPDW | SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF | 26,755 | $968K | 0.5% | $36.18 | $26.33 | +37.5% | PORTFOLIO DEVLPD | 78463X889 |
| IOO | ISHARES TRUST GLOBAL 100 ETF | 12,719 | $904K | 0.5% | $71.07 | $52.11 | +36.5% | GLOBAL 100 ETF | 464287572 |
| V | VISA INC COM CL A | 3,987 | $888K | 0.5% | $222.72 * | $172.55 | +25.0% | COM CL A | 92826C839 |
| GSY | INVESCO ACTIVELY MANAGED EXCHA ULTRA SHRT DUR ETF | 16,804 | $848K | 0.5% | $50.46 | $50.25 | +0.4% | ULTRA SHRT DUR | 46090A887 |
| GBIL | GOLDMAN SACHS ETF TRUST ACCES TREASURY ETF | 8,385 | $839K | 0.5% | $100.06 | $100.51 | -0.4% | ACCES TREASURY | 381430529 |
| SHM | SPDR SERIES TRUST NUVEEN BLMBRG SR ETF | 16,490 | $814K | 0.5% | $49.36 | $49.25 | +0.3% | NUVEEN BLMBRG SR | 78468R739 |
| ILCG | ISHARES TRUST MORNINGSTAR GRWT ETF | 12,415 | $813K | 0.5% | $65.49 | $57.04 | +14.9% | MORNINGSTAR GRWT | 464287119 |
| META | FACEBOOK INC COM CL A | 2,290 | $777K | 0.4% | $339.30 | $192.35 | +75.2% | CL A | 30303M102 |
| QQQ | INVESCO QQQ TRUST UNIT SER 1 ETF | 2,140 | $766K | 0.4% | $357.94 | $219.36 | +63.2% | UNIT SER 1 | 46090E103 |
| VTEB | VANGUARD TAX EXEMPT BD ETF | 13,787 | $755K | 0.4% | $54.76 | $54.68 | +0.2% | TAX EXEMPT BD | 922907746 |
| XYZ | SQUARE INC COM CL A | 3,012 | $722K | 0.4% | $239.71 | $82.29 | +191.5% | CL A | 852234103 |
| MA | MASTERCARD INCORPORATED COM CL A | 1,999 | $695K | 0.4% | $347.67 * | $272.97 | +24.3% | CL A | 57636Q104 |
| VNLA | JANUS DETROIT STREET TRUST HENDRSN SHRT ETF | 13,758 | $690K | 0.4% | $50.15 | $50.39 | -0.4% | HENDRSN SHRT ETF | 47103U886 |
| AGG | ISHARES TRUST CORE US AGGBD ET ETF | 5,916 | $679K | 0.4% | $114.77 | $117.64 | -2.4% | CORE US AGGBD ET | 464287226 |
| IJH | ISHARES TRUST CORE S&P MCP ETF | 2,435 | $640K | 0.4% | $262.83 * | $40.13 | +31.1% | CORE S&P MCP ETF | 464287507 |
| PGF | INVESCO EXCHANGE TRADED FD TR FINL PFD ETF | 33,075 | $626K | 0.3% | $18.93 | $18.76 | +1.0% | FINL PFD ETF | 46137V621 |
| JNJ | JOHNSON & JOHNSON COM | 3,776 | $609K | 0.3% | $161.28 * | $115.89 | +23.1% | COM | 478160104 |
| PWV | INVESCO EXCHANGE TRADED FD TR DYNMC LRG VALU ETF | 13,485 | $599K | 0.3% | $44.42 | $39.85 | +11.6% | DYNMC LRG VALU | 46137V738 |
| — | PEOPLE'S UNITED FINANCIAL INC COM | 33,178 | $579K | 0.3% | $17.45 | $16.90 | — | COM | 712704105 |
| — | NUVEEN S&P 500 BUYWRITE INCOME COM | 40,534 | $576K | 0.3% | $14.21 | $13.60 | — | COM | 6706ER101 |
| EMHY | ISHARES INC JP MORGAN EM HI YLD BD ETF | 12,660 | $561K | 0.3% | $44.31 | $45.11 | -1.7% | JP MRGN EM HI BD | 464286285 |
| DIA | SPDR DOW JONES IND UT SER 1 ETF | 1,585 | $536K | 0.3% | $338.17 | $276.45 | +22.4% | UT SER 1 | 78467X109 |
| NFLX | NETFLIX INC COM | 875 | $534K | 0.3% | $610.29 * | $31.04 | +96.6% | COM | 64110L106 |
| EFA | ISHARES TRUST MSCI EAFE ETF | 6,715 | $523K | 0.3% | $77.89 | $67.97 | +14.8% | MSCI EAFE ETF | 464287465 |
| ITA | ISHARES TRUST US AER DEF ETF | 5,015 | $522K | 0.3% | $104.09 | $100.88 | +3.3% | US AER DEF ETF | 464288760 |
| IWF | ISHARES TRUST RUS 1000 GRW ETF | 1,878 | $514K | 0.3% | $273.70 * | $41.75 | +64.1% | RUS 1000 GRW ETF | 464287614 |
| — | RIVERNORTH MANAGED DUR MUN INC COM | 25,315 | $502K | 0.3% | $19.83 | $18.93 | — | COM | 76882H105 |
| PFE | PFIZER INC COM | 11,622 | $499K | 0.3% | $42.94 * | $27.05 | +28.3% | COM | 717081103 |
| VZ | VERIZON COMMUNICATIONS COM | 9,252 | $499K | 0.3% | $53.93 * | $42.80 | -3.4% | COM | 92343V104 |
| IJR | ISHARES TRUST CORE S&P SCP ETF | 4,404 | $480K | 0.3% | $108.99 | $81.50 | +34.0% | CORE S&P SCP ETF | 464287804 |
| HYS | PIMCO ETF TRUST 0-5 HIGH YIELD ETF | 4,816 | $477K | 0.3% | $99.04 | $94.71 | +4.8% | 0-5 HIGH YIELD | 72201R783 |
| JPM | JP MORGAN CHASE & CO COM | 2,741 | $448K | 0.3% | $163.44 * | $109.00 | +34.4% | COM | 46625H100 |
| ITB | ISHARES TRUST US HOME CONS ETF | 6,278 | $415K | 0.2% | $66.10 | $53.98 | +22.6% | US HOME CONS ETF | 464288752 |
| PEG | PUBLIC SERVICE ENTERPRISE GRP COM | 6,739 | $410K | 0.2% | $60.84 * | $44.10 | +19.8% | COM | 744573106 |
| VO | VANGUARD MID CAP ETF | 1,648 | $390K | 0.2% | $236.65 * | $43.33 | +36.6% | MID CAP ETF | 922908629 |
| HD | HOME DEPOT INC COM | 1,160 | $380K | 0.2% | $327.59 * | $213.57 | +38.3% | COM | 437076102 |
| SPTM | SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETF | 7,084 | $375K | 0.2% | $52.94 | $38.38 | +38.1% | PORTFOLI S&P1500 | 78464A805 |
| INTC | INTEL CORP COM | 7,014 | $373K | 0.2% | $53.18 * | $49.26 | -0.4% | COM | 458140100 |
| SUB | ISHARES TRUST SHRT NAT MUN ETF | 3,330 | $358K | 0.2% | $107.51 | $107.43 | +0.1% | SHRT NAT MUN ETF | 464288158 |
| — | JP MORGAN CHASE & CO ETN 24/05/24 ALERIAN MLP CLBL | 18,492 | $335K | 0.2% | $18.12 | $21.80 | — | ALERIAN ML ETN | 46625H365 |
| IHI | ISHARES TRUST U.S. MED DVC ETF | 5,255 | $329K | 0.2% | $62.61 | $61.31 | +2.4% | U.S. MED DVC ETF | 464288810 |
| XBI | SPDR SERIES TRUST S&P BIOTECH ETF | 2,593 | $325K | 0.2% | $125.34 | $99.75 | +26.0% | S&P BIOTECH | 78464A870 |
| WDFC | WD-40 CO COM | 1,400 | $324K | 0.2% | $231.43 * | $171.13 | +25.7% | COM | 929236107 |
| MRK | MERCK & CO INC COM | 4,196 | $315K | 0.2% | $75.07 * | $67.53 | -2.6% | COM | 58933Y105 |
| T | AT&T INC COM | 11,408 | $308K | 0.2% | $27.00 * | $18.80 | -16.9% | COM | 00206R102 |
| BSV | VANGUARD SHORT TRM BOND ETF | 3,616 | $296K | 0.2% | $81.86 | $83.01 | -1.3% | SHORT TRM BOND | 921937827 |
| IBB | ISHARES TRUST ISHARES BIOTECHNOLOGY ETF | 1,835 | $296K | 0.2% | $161.31 | $135.66 | +19.2% | ISHARES BIOTECH | 464287556 |
| NOBL | PROSHARES TRUST S&P 500 DV ARIST ETF | 3,327 | $294K | 0.2% | $88.37 | $73.34 | +20.7% | S&P 500 DV ARIST | 74348A467 |
| BRK/B | BERKSHIRE HATHAWAY INC COM CL B | 1,067 | $291K | 0.2% | $272.73 | $219.21 | +24.5% | CL B NEW | 084670702 |
| VGT | VANGUARD INF TECH ETF | 718 | $288K | 0.2% | $401.11 * | $41.68 | +20.4% | INF TECH ETF | 92204A702 |
| IWB | ISHARES TRUST RUS 1000 ETF | 1,155 | $279K | 0.2% | $241.56 | $162.58 | +48.7% | RUS 1000 ETF | 464287622 |
| YYY | AMPLIFY ETF TR HIGH INCOME ETF | 16,415 | $276K | 0.2% | $16.81 | $17.68 | -4.8% | HIGH INCOME | 032108847 |
| REM | ISHARES TRUST MORTGE REL ETF | 7,495 | $271K | 0.2% | $36.16 | $43.32 | -16.5% | MORTGE REL ETF | 46435G342 |
| AOR | ISHARES TRUST GRWT ALLOCAT ETF | 4,852 | $269K | 0.2% | $55.44 | $48.86 | +13.5% | GRWT ALLOCAT ETF | 464289867 |
| DWM | WISDOMTREE TRUST INTL EQUITY FD ETF | 4,845 | $256K | 0.1% | $52.84 | $51.62 | +2.4% | INTL EQUITY FD | 97717W703 |
| — | ANGEL OAK FINANCIAL STRATEGIES COM BEN INT | 14,680 | $249K | 0.1% | $16.96 | $18.69 | — | COM BEN INT | 03464A100 |
| UNH | UNITEDHEALTH GROUP INC COM | 635 | $248K | 0.1% | $390.55 * | $261.11 | +39.4% | COM | 91324P102 |
| LMBS | FIRST TR EXCHANGE TRADED FD IV FST LOW OPPT EFT ETF | 4,900 | $247K | 0.1% | $50.41 | $51.37 | -1.5% | FST LOW OPPT EFT | 33739Q200 |
| TXN | TEXAS INSTRUMENTS INC COM | 1,280 | $246K | 0.1% | $192.19 * | $134.60 | +26.0% | COM | 882508104 |
| LMT | LOCKHEED MARTIN CORP COM | 699 | $241K | 0.1% | $344.78 * | $324.81 | -5.4% | COM | 539830109 |
| IWD | ISHARES TRUST RUS 1000 VAL ETF | 1,510 | $236K | 0.1% | $156.29 | $128.27 | +22.0% | RUS 1000 VAL ETF | 464287598 |
| HEDJ | WISDOMTREE TRUST EUROPE HEDGED EQ ETF | 2,954 | $224K | 0.1% | $75.83 * | $34.23 | +11.1% | EUROPE HEDGED EQ | 97717X701 |
| EZM | WISDOMTREE TRUST US MIDCAP FUND ETF | 4,306 | $223K | 0.1% | $51.79 | $47.98 | +8.4% | US MIDCAP FUND | 97717W570 |
| BMY | BRISTOL-MYERS SQUIBB CO COM | 3,728 | $220K | 0.1% | $59.01 * | $45.19 | +9.9% | COM | 110122108 |
| BBH | VANECK ETF TRUST BIOTECH ETF | 1,064 | $215K | 0.1% | $202.07 | $186.18 | +8.6% | BIOTECH ETF | 92189F726 |
| VFH | VANGUARD FINANCIALS ETF | 2,325 | $215K | 0.1% | $92.47 | $92.25 | +0.4% | FINANCIALS ETF | 92204A405 |
| ABBV | ABBVIE INC COM | 1,986 | $214K | 0.1% | $107.75 * | $78.94 | +16.4% | COM | 00287Y109 |
| PSK | SPDR SERIES TRUST ICE PREFERRED SECURITIES ETF | 4,935 | $214K | 0.1% | $43.36 | $43.65 | -0.4% | ICE PFD SEC ETF | 78464A292 |
| — | VIRGIN GALACTIC HLDGS INC COM | 8,030 | $203K | 0.1% | $25.28 | $30.16 | — | COM | 92766K106 |
| ADBE | ADOBE INC COM | 352 | $202K | 0.1% | $573.86 | $515.47 | +11.7% | COM | 00724F101 |
| PG | PROCTER & GAMBLE CO COM | 1,445 | $202K | 0.1% | $139.79 * | $104.94 | +19.8% | COM | 742718109 |
| XHIEX | MILLER/HOWARD HIGH INCOME EQY COM SHS BEN IN | 11,965 | $117K | 0.1% | $9.78 | $11.24 | — | COM SHS BEN IN | 600379101 |
| — | BLACKROCK ENHANCED EQY DIVIDEN COM | 10,018 | $98,000 | 0.1% | $9.78 | $9.87 | — | COM | 09251A104 |
| — | ANGEL OAK FINANCIAL STRATEGIES RIGHT | 14,757 | $3,000 | 0.0% | $0.20 | $0.20 | — | RIGHT 10/14/2021 | 03464A118 |