Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q2 2015 (← Previous) (Next →)

Filing Date: Jul 22, 2015

Total Value ($000): $115,988 (100.0% shares, 0.0% debt)

Holdings (67)

SDY SPDR S&P HI YLD DIV ETF 9.5%
Value ($000) $11,020 Shares 144,600 Est. Cost $78.80 Unrealized
GUGGENHEIM BULLETSHS 2016 8.0%
Value ($000) $9,256 Shares 416,650 Est. Cost $22.14 Unrealized
POWERSHARES QQQ 7.8%
Value ($000) $9,010 Shares 84,150 Est. Cost $103.25 Unrealized
VIG VANGUARD DIV APPRECIATION ETF 6.2%
Value ($000) $7,222 Shares 91,910 Est. Cost $81.16 Unrealized
SCHG SCHWAB US LARGE CAP GROWTH ETF 6.1%
Value ($000) $7,055 Shares 131,455 Est. Cost $51.90 Unrealized
GUGGENHEIM BULLETSHS 2015 4.6%
Value ($000) $5,366 Shares 247,730 Est. Cost $21.67 Unrealized
VUG VANGUARD US LRG CAP GR IND ETF 4.2%
Value ($000) $4,880 Shares 45,585 Est. Cost $104.38 Unrealized
MCHI iSHARES MSCI CHINA 4.0%
Value ($000) $4,612 Shares 82,300 Est. Cost $50.23 Unrealized
XLF SECTOR SPDR FINCL SELECT SHS 3.8%
Value ($000) $4,373 Shares 179,355 Est. Cost $24.73 Unrealized
XLE SECTOR SPDR ENERGY SELECT SHS 2.9%
Value ($000) $3,329 Shares 44,295 Est. Cost $79.17 Unrealized
IWC iSHARES MICRO-CAP ETF 2.6%
Value ($000) $3,019 Shares 37,025 Est. Cost $77.12 Unrealized
KBE SPDR S&P BANK ETF 2.4%
Value ($000) $2,832 Shares 78,110 Est. Cost $36.26 Unrealized
AAPL APPLE INC 2.3%
Value ($000) $2,711 Shares 21,617 Est. Cost $24.08 Unrealized +18.5%
DIS DISNEY WALT CO (HOLDING CO) 1.9%
Value ($000) $2,230 Shares 19,534 Est. Cost $81.30 Unrealized +23.0%
AVAGO TECHNOLOGIES LIMITED 1.8%
Value ($000) $2,142 Shares 16,110 Est. Cost $100.59 Unrealized
GUGGENHEIM BULLETSHS 2017 1.7%
Value ($000) $1,933 Shares 84,980 Est. Cost $22.72 Unrealized
SWKS SKYWORKS SOLUTIONS INC 1.6%
Value ($000) $1,873 Shares 17,990 Est. Cost $49.85 Unrealized +63.7%
GUGGENHEIM S&P EQ WEIGHT TECH 1.5%
Value ($000) $1,696 Shares 18,790 Est. Cost $90.75 Unrealized
VANGUARD S&P 500 UCITS ETF USD 1.3%
Value ($000) $1,461 Shares 37,300 Est. Cost $39.23 Unrealized
MSFT MICROSOFT CORP 1.1%
Value ($000) $1,285 Shares 29,110 Est. Cost $39.88 Unrealized -1.5%
ST JUDE MEDICAL INC 1.1%
Value ($000) $1,276 Shares 17,460 Est. Cost $65.03 Unrealized
ABT ABBOTT LABORATORIES 1.1%
Value ($000) $1,273 Shares 25,940 Est. Cost $35.31 Unrealized +11.4%
NVO NOVO-NORDISK A S ADR 1.1%
Value ($000) $1,245 Shares 22,730 Est. Cost $53.41 Unrealized
SYK STRYKER CORP 1.0%
Value ($000) $1,200 Shares 12,555 Est. Cost $77.85 Unrealized +7.6%
MA MASTERCARD INCORPORATED 1.0%
Value ($000) $1,177 Shares 12,595 Est. Cost $76.31 Unrealized +12.8%
WFC WELLS FARGO& CO (NEW) 1.0%
Value ($000) $1,155 Shares 20,544 Est. Cost $38.77 Unrealized +6.7%
ZD J2 GLOBAL 0.9%
Value ($000) $1,078 Shares 15,870 Est. Cost $59.14 Unrealized 0.0%
MRSH MARSH& MCLENNAN COS INC 0.9%
Value ($000) $1,057 Shares 18,635 Est. Cost $45.21 Unrealized +6.4%
INVESTORS BANCORP INC 0.9%
Value ($000) $1,052 Shares 85,500 Est. Cost $12.30 Unrealized
GUGGENHEIM S&P 500 EQUAL 0.9%
Value ($000) $1,048 Shares 6,570 Est. Cost $142.57 Unrealized
TD AMERITRADE HOLDING CORP 0.9%
Value ($000) $1,042 Shares 28,310 Est. Cost $36.81 Unrealized
IEV iSHARES S&P EURO 35O IDX 0.9%
Value ($000) $1,008 Shares 23,055 Est. Cost $42.56 Unrealized
TORCHMARK CORP 0.9%
Value ($000) $1,001 Shares 17,195 Est. Cost $54.16 Unrealized
MDT MEDTRONIC PLC 0.8%
Value ($000) $976 Shares 13,165 Est. Cost $58.10 Unrealized +1.2%
SPDR S&P US DIV ARIS UCITS ETF 0.8%
Value ($000) $897 Shares 22,800 Est. Cost $39.34 Unrealized
IJK iSHARES S&P MIDCAP 400 GRWTH 0.7%
Value ($000) $813 Shares 4,795 Est. Cost $159.70 Unrealized
iSHARES NASDAQ 100 UCITS ETF 0.7%
Value ($000) $768 Shares 3,200 Est. Cost $238.75 Unrealized
CVX CHEVRON CORP NEW 0.7%
Value ($000) $766 Shares 7,936 Est. Cost $70.52 Unrealized -5.8%
BERKSHIRE HTWY CL.A 0.5%
Value ($000) $615 Shares 300 Est. Cost $2260.00 Unrealized
NG NOVAGOLD RES INC NEW F 0.5%
Value ($000) $607 Shares 177,500 Est. Cost $2.82 Unrealized +34.7%
NVR NVR, INC 0.5%
Value ($000) $599 Shares 447 Est. Cost $1212.22 Unrealized +11.3%
XOM EXXON MOBIL CORP (NEW) 0.5%
Value ($000) $568 Shares 6,821 Est. Cost $58.00 Unrealized -6.4%
iSHARES MSCI WORLD UCITS ETF 0.5%
Value ($000) $533 Shares 12,500 Est. Cost $42.64 Unrealized
HSIC HENRY SCHEIN INC 0.4%
Value ($000) $507 Shares 3,565 Est. Cost $55.31 Unrealized 0.0%
SCHB SCHWAB US BROAD MKT ETF 0.4%
Value ($000) $496 Shares 9,880 Est. Cost $49.84 Unrealized
iSHS CHINA LRGE CAP UCITS ETF 0.4%
Value ($000) $487 Shares 3,700 Est. Cost $131.62 Unrealized
iSHS MSCI USA DIV IQ UCITS ETF 0.4%
Value ($000) $462 Shares 18,000 Est. Cost $25.67 Unrealized
PFE PFIZER INC 0.4%
Value ($000) $457 Shares 13,616 Est. Cost $17.97 Unrealized +15.6%
CWI SPDR MSCI ACWI (ex-US) 0.3%
Value ($000) $393 Shares 11,424 Est. Cost $33.63 Unrealized
BIV VANGUARD INTER-TRM BOND ETF 0.3%
Value ($000) $390 Shares 4,650 Est. Cost $84.70 Unrealized
MO ALTRIA GROUP INC 0.3%
Value ($000) $361 Shares 7,374 Est. Cost $23.76 Unrealized +6.3%
IWP iSHARES RUSSELL MIDCAP GRWTH 0.3%
Value ($000) $312 Shares 3,220 Est. Cost $96.89 Unrealized
EBAY EBAY INC 0.3%
Value ($000) $304 Shares 5,040 Est. Cost $20.20 Unrealized +9.9%
T AT&T INC 0.3%
Value ($000) $304 Shares 8,564 Est. Cost $11.81 Unrealized +3.4%
INTC INTEL CORP 0.3%
Value ($000) $303 Shares 9,970 Est. Cost $26.63 Unrealized -5.8%
SPY SPDR S&P 500 ETF 0.2%
Value ($000) $260 Shares 1,263 Est. Cost $205.86 Unrealized
ORANGE COUNTY BUS BANK 0.2%
Value ($000) $255 Shares 27,832 Est. Cost $6.22 Unrealized
iSHS III S&P SML CAP 600 UCITS 0.2%
Value ($000) $240 Shares 5,000 Est. Cost $48.00 Unrealized
SPDR S&P 400 US MID CAP ETF 0.2%
Value ($000) $238 Shares 5,700 Est. Cost $41.75 Unrealized
WMT WAL-MART STORES INC 0.2%
Value ($000) $230 Shares 3,248 Est. Cost $21.83 Unrealized -4.3%
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 0.2%
Value ($000) $221 Shares 1,627 Est. Cost $144.15 Unrealized -1.1%
JNJ JOHNSON& JOHNSON 0.2%
Value ($000) $211 Shares 2,159 Est. Cost $77.11 Unrealized -3.4%
MRK MERCK& CO. INC. 0.2%
Value ($000) $205 Shares 3,600 Est. Cost $39.35 Unrealized +2.2%
EIX EDISON INTERNATIONAL 0.2%
Value ($000) $205 Shares 3,688 Est. Cost $40.28 Unrealized -2.0%
AXGN AXOGEN INC 0.1%
Value ($000) $79 Shares 25,000 Est. Cost $3.23 Unrealized 0.0%
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $9 Shares 20,000 Est. Cost $0.69 Unrealized -15.3%
DETTO TECHNOLOGIES INC 0.0%
Value ($000) $0 Shares 32,000 Est. Cost Unrealized