CIK: 0001682021 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value ($000): $119,149 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD TOTAL STK MKT | 58,734 | $8,061 | 6.8% | $137.25 | — | ETF | 922908769 |
| NXPI | NXP SEMICONDUCTORS ORD | 55,102 | $6,452 | 5.4% | $102.65 | 0.0% | Equity | N6596X109 |
| IVV | ISHARES CORE S&P 500 ETF | 23,911 | $6,429 | 5.4% | $268.87 | — | ETF | 464287200 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 120,294 | $5,396 | 4.5% | $44.86 | — | ETF | 921943858 |
| VO | VANGUARD MID-CAP INDEX FUND | 30,985 | $4,796 | 4.0% | $154.78 | — | ETF | 922908629 |
| VB | VANGUARD SMALL-CAP INDEX FUND | 26,972 | $3,986 | 3.3% | $147.78 | — | ETF | 922908751 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 85,274 | $3,915 | 3.3% | $45.91 | — | ETF | 922042858 |
| — | BUFFALO WILD WINGS ORD | 20,796 | $3,251 | 2.7% | $156.33 | — | Equity | 119848109 |
| DVY | ISHARES DJ SELECT DIVIDEND | 28,900 | $2,848 | 2.4% | $98.55 | — | ETF | 464287168 |
| IWM | ISHARES RUSSELL 2000 ETF | 15,753 | $2,402 | 2.0% | $152.48 | — | ETF | 464287655 |
| — | BARRACUDA NETWORKS ORD | 82,180 | $2,260 | 1.9% | $27.50 | — | Equity | 068323104 |
| — | INVESCO SR INCOME TR COM | 438,318 | $1,924 | 1.6% | $4.39 | — | CEF | 46131H107 |
| — | ALLIANCEBERNSTEIN NATL MUNI IN COM | 143,393 | $1,921 | 1.6% | $13.40 | — | CEF | 01864U106 |
| — | NUVEEN AMT FREE QLTY MUN INCME COM | 121,226 | $1,667 | 1.4% | $13.75 | — | CEF | 670657105 |
| — | TEMPLETON EMERG MKTS INCOME FD COM | 148,471 | $1,658 | 1.4% | $11.17 | — | CEF | 880192109 |
| — | IGNYTA ORD | 61,776 | $1,649 | 1.4% | $26.69 | — | Equity | 451731103 |
| SPYM | SPDR PORTFOLIO LARGE CAP ETF | 52,072 | $1,630 | 1.4% | $31.30 | — | ETF | 78464A854 |
| VOO | VANGUARD S&P 500 ETF | 6,336 | $1,554 | 1.3% | $245.27 | — | ETF | 922908363 |
| — | INVESCO VALUE MUN INCOME TR COM | 101,292 | $1,509 | 1.3% | $14.90 | — | CEF | 46132P108 |
| — | REGAL ENTERTAINMENT CL A ORD | 59,338 | $1,365 | 1.1% | $23.00 | — | Equity | 758766109 |
| — | TIME ORD | 73,017 | $1,347 | 1.1% | $18.45 | — | Equity | 887228104 |
| SPSM | SPDR PORTFOLIO SMALL CAP ETF | 43,281 | $1,305 | 1.1% | $30.15 | — | ETF | 78468R853 |
| CBOE | CBOE GLOBAL MARKETS INC COM | 10,000 | $1,246 | 1.0% | $105.43 | 0.0% | Equity | 12503M108 |
| — | PRUDENTIAL SHT DURATION HG YLD COM | 83,967 | $1,240 | 1.0% | $14.77 | — | CEF | 74442F107 |
| AAPL | APPLE INC | 7,054 | $1,194 | 1.0% | $39.08 | 0.0% | Equity | 037833100 |
| XMHIX | PIONEER MUN HIGH INCOME TR COM SHS | 97,167 | $1,151 | 1.0% | $11.85 | — | CEF | 723763108 |
| SCHX | SCHWAB U.S. LARGE-CAP ETF | 17,670 | $1,127 | 0.9% | $62.61 | — | ETF | 808524201 |
| NVDA | NVIDIA CORP COM | 5,641 | $1,092 | 0.9% | $4.91 | 0.0% | Equity | 67066G104 |
| — | GENERAL CABLE ORD | 36,004 | $1,066 | 0.9% | $29.61 | — | Equity | 369300108 |
| SPY | SPDR S&P 500 ETF | 3,942 | $1,052 | 0.9% | $266.87 | — | ETF | 78462F103 |
| — | ORBITAL ATK ORD | 7,299 | $960 | 0.8% | $131.52 | — | Equity | 68557N103 |
| — | ALLIANCEBERNSTEIN GLOBAL HIGH INCOME | 75,158 | $959 | 0.8% | $12.76 | — | CEF | 01879R106 |
| — | WESTERN ASSET GLB HI INCOME FD COM | 92,634 | $947 | 0.8% | $10.22 | — | CEF | 95766B109 |
| — | BROADSOFT ORD | 17,192 | $944 | 0.8% | $54.91 | — | Equity | 11133B409 |
| SPMD | SPDR PORTFOLIO MID CAP ETF | 28,226 | $942 | 0.8% | $33.37 | — | ETF | 78464A847 |
| EFA | ISHARES MSCI EAFE ETF | 13,233 | $930 | 0.8% | $70.28 | — | ETF | 464287465 |
| — | SILVER SPRING NETWORKS ORD | 56,968 | $925 | 0.8% | $16.24 | — | Equity | 82817Q103 |
| — | WESTERN ASSET HIGH INCM OPP FD COM | 181,871 | $922 | 0.8% | $5.07 | — | CEF | 95766K109 |
| — | TEMPLETON GLOBAL INCOME FD COM | 141,525 | $914 | 0.8% | $6.46 | — | CEF | 880198106 |
| — | NEUBERGER BERMAN HGH YLD FD COM | 77,288 | $909 | 0.8% | $11.76 | — | CEF | 64128C106 |
| SCHA | SCHWAB U.S. SMALL-CAP ETF | 11,605 | $809 | 0.7% | $68.51 | — | ETF | 808524607 |
| SCHE | SCHWAB EMERGING MARKETS EQUITY ETF | 28,261 | $790 | 0.7% | $27.38 | — | ETF | 808524706 |
| AGG | ISHARES AGGREGATE BOND ETF | 7,220 | $789 | 0.7% | $109.28 | — | ETF | 464287226 |
| — | BAZAARVOICE ORD | 141,085 | $769 | 0.6% | $5.45 | — | Equity | 073271108 |
| SCHF | SCHWAB INTERNATIONAL EQUITY ETF | 21,934 | $747 | 0.6% | $33.71 | — | ETF | 808524805 |
| — | EATON VANCE INSD MUN BD FD II | 60,184 | $741 | 0.6% | $12.34 | — | CEF | 27827K109 |
| — | NUVEEN QUALITY MUNCP INCOME FD COM | 51,099 | $718 | 0.6% | $14.15 | — | CEF | 67066V101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 3,524 | $699 | 0.6% | $170.39 | +11.4% | Equity | 084670702 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 3,231 | $672 | 0.6% | $198.44 | — | ETF | 464287499 |
| GLD | SPDR GOLD ETF | 5,412 | $669 | 0.6% | $123.61 | — | ETF | 78463V107 |
| IDV | ISHARES INTERNATIONAL SELECT DIVIDEND ETF | 18,893 | $638 | 0.5% | $33.77 | — | ETF | 464288448 |
| SPDW | SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | 19,756 | $626 | 0.5% | $31.69 | — | ETF | 78463X889 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 7,866 | $624 | 0.5% | $79.33 | — | ETF | 92206C409 |
| SCHM | SCHWAB U.S. MID-CAP ETF | 11,477 | $611 | 0.5% | $53.24 | — | ETF | 808524508 |
| — | INVESCO MUN TR COM | 45,949 | $574 | 0.5% | $12.70 | — | CEF | 46131J103 |
| — | EATON VANCE MUN BD FD COM | 45,306 | $567 | 0.5% | $12.64 | — | CEF | 27827X101 |
| JNJ | JOHNSON & JOHNSON COM | 3,888 | $543 | 0.5% | $104.97 | +5.7% | Equity | 478160104 |
| VPL | VANGUARD FTSE PACIFIC ETF | 7,445 | $543 | 0.5% | $63.28 | — | ETF | 922042866 |
| IJR | ISHARES S&P SMALL-CAP FUND | 6,506 | $500 | 0.4% | $69.27 | — | ETF | 464287804 |
| — | INVESCO CALIF VALUE MUN INC TR COM | 39,206 | $493 | 0.4% | $13.01 | — | CEF | 46132H106 |
| CVX | CHEVRON CORP NEW COM | 3,927 | $492 | 0.4% | $73.79 | +13.2% | Equity | 166764100 |
| — | BLACKROCK MUNIHLDNGS CALI QLTY COM | 34,126 | $485 | 0.4% | $14.68 | — | CEF | 09254L107 |
| XOM | EXXON MOBIL CORP COM | 5,707 | $477 | 0.4% | $57.12 | 0.0% | Equity | 30231G102 |
| XEVMX | EATON VANCE CALIF MUN BD FD COM | 40,943 | $471 | 0.4% | $11.93 | — | CEF | 27828A100 |
| XBFZX | BLACKROCK CALIF MUN INCOME TR SH BEN INT | 33,880 | $467 | 0.4% | $14.34 | — | CEF | 09248E102 |
| BP | BP PLC SPONSORED ADR | 11,000 | $462 | 0.4% | $34.52 | — | ADR | 055622104 |
| SPEM | SPDR PORTFOLIO EMERGING MARKETS ETF | 12,004 | $458 | 0.4% | $38.15 | — | ETF | 78463X509 |
| DBEF | X-TRACKERS MSCI EAFE HEDGED EQUITY ETF | 14,345 | $456 | 0.4% | $29.60 | — | ETF | 233051200 |
| IAGG | ISHARES CORE INTERNATIONAL AGGREGATE BOND FUND | 8,603 | $448 | 0.4% | $51.73 | — | ETF | 46435G672 |
| — | DREYFUS MUN BD INFRSTRCTR FD SHS | 34,225 | $445 | 0.4% | $13.30 | — | CEF | 26203D101 |
| — | AKORN ORD | 13,551 | $437 | 0.4% | $32.25 | — | Equity | 009728106 |
| — | INVESCO QUALITY MUNI INC TRST COM | 34,722 | $434 | 0.4% | $12.74 | — | CEF | 46133G107 |
| XMUIX | BLACKROCK MUNI INTER DR FD INC COM | 30,883 | $430 | 0.4% | $14.12 | — | CEF | 09253X102 |
| GLPI | GAMING & LEISURE PPTYS | 11,195 | $414 | 0.3% | $33.41 | — | REIT | 36467J108 |
| VGK | VANGUARD FTSE EUROPE ETF | 6,974 | $413 | 0.3% | $51.60 | — | ETF | 922042874 |
| IEMG | ISHARES CORE MSCI EMERGING MARKETS ETF | 7,187 | $409 | 0.3% | $56.91 | — | ETF | 46434G103 |
| GSG | ISHARES GSCI COMMODITY-INDEXED TRUST | 25,000 | $407 | 0.3% | $14.92 | — | ETF | 46428R107 |
| USB | US BANCORP DEL COM NEW | 7,541 | $404 | 0.3% | $37.97 | +2.8% | Equity | 902973304 |
| MUB | ISHARES AMT-FREE MUNI BOND ETF | 3,628 | $402 | 0.3% | $110.80 | — | ETF | 464288414 |
| VZ | VERIZON COMMUNICATIONS | 7,347 | $389 | 0.3% | $31.44 | +1.7% | Equity | 92343V104 |
| INTC | INTEL CORP COM | 8,275 | $382 | 0.3% | $30.51 | +19.8% | Equity | 458140100 |
| DSI | ISHARES MSCI KLD 400 SOCIAL ETF | 3,863 | $380 | 0.3% | $93.68 | — | ETF | 464288570 |
| — | SUCAMPO PHARMACEUTICALS CL A ORD | 20,822 | $374 | 0.3% | $17.96 | — | Equity | 864909106 |
| AMZN | AMAZON COM INC COM | 319 | $373 | 0.3% | $48.00 | +14.6% | Equity | 023135106 |
| MSFT | MICROSOFT | 4,333 | $371 | 0.3% | $65.00 | +15.8% | Equity | 594918104 |
| — | SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | 9,763 | $358 | 0.3% | $36.92 | — | ETF | 78464A417 |
| — | ATLANTIC COAST FINANCIAL ORD | 37,813 | $357 | 0.3% | $9.44 | — | Equity | 048426100 |
| T | AT&T INC COM | 8,365 | $325 | 0.3% | $16.30 | -6.5% | Equity | 00206R102 |
| CSCO | CISCO SYS INC | 8,463 | $324 | 0.3% | $24.79 | +12.8% | Equity | 17275R102 |
| PEP | PEPSICO INC COM | 2,696 | $323 | 0.3% | $82.65 | +7.7% | Equity | 713448108 |
| GOOGL | GOOGLE INC | 303 | $319 | 0.3% | $42.35 | +21.0% | Equity | 02079K305 |
| DEM | WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND | 7,000 | $317 | 0.3% | $40.86 | — | ETF | 97717W315 |
| HD | HOME DEPOT | 1,601 | $303 | 0.3% | $126.93 | +11.6% | Equity | 437076102 |
| — | NUVEEN SELECT TAX FREE INCM PT SH BEN INT | 20,021 | $293 | 0.2% | $14.87 | — | CEF | 67062F100 |
| VYM | VANGUARD HIGH DIVIDEND YIELD INDEX FUND | 3,313 | $284 | 0.2% | $82.21 | — | ETF | 921946406 |
| PFE | PFIZER INC COM | 7,686 | $278 | 0.2% | $21.42 | +11.1% | Equity | 717081103 |
| IJH | ISHARES S&P MIDCAP FUND | 1,442 | $274 | 0.2% | $171.49 | — | ETF | 464287507 |
| BND | VANGUARD TOTAL BOND MARKET ETF | 3,287 | $268 | 0.2% | $81.02 | — | ETF | 921937835 |
| WTW | WILLIS TOWERS WATSON PUB LTD SHS | 1,750 | $264 | 0.2% | $112.27 | +25.6% | Equity | G96629103 |
| IYW | ISHARES DJ US TECHNOLOGY | 1,600 | $260 | 0.2% | $135.00 | — | ETF | 464287721 |
| VMBS | VANGUARD MORTGAGE-BACKED SECURITIES ETF | 4,957 | $260 | 0.2% | $52.51 | — | ETF | 92206C771 |
| — | NUVEEN SELECT TAX FREE INCM 3 SH BEN INT | 16,611 | $252 | 0.2% | $15.18 | — | CEF | 67063X100 |
| — | ALLIANCE CALIF MUN INCOME FD COM | 17,964 | $244 | 0.2% | $13.75 | — | CEF | 018546101 |
| PM | PHILIP MORRIS INTL INC | 2,273 | $240 | 0.2% | $65.67 | +6.0% | Equity | 718172109 |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 2,752 | $240 | 0.2% | $86.34 | — | ETF | 92206C870 |
| — | EATON VANCE CA MUNI INCOME TR SH BEN INT | 19,545 | $238 | 0.2% | $12.43 | — | CEF | 27826F101 |
| EDIT | EDITAS MEDICINE INC COM | 7,570 | $233 | 0.2% | $25.18 | 0.0% | Equity | 28106W103 |
| CMCSA | COMCAST CORP NEW CL A | 5,668 | $227 | 0.2% | $31.99 | -4.1% | Equity | 20030N101 |
| JPM | JPMORGAN CHASE & CO COM | 2,091 | $224 | 0.2% | $81.33 | 0.0% | Equity | 46625H100 |
| HON | HONEYWELL INTL INC | 1,432 | $220 | 0.2% | $113.37 | 0.0% | Equity | 438516106 |
| NFLX | NETFLIX INC COM | 1,124 | $216 | 0.2% | $17.46 | +10.3% | Equity | 64110L106 |
| MRK | MERCK & CO INC | 3,772 | $212 | 0.2% | $46.54 | -7.6% | Equity | 58933Y105 |
| — | RAYTHEON CO COM NEW | 1,105 | $208 | 0.2% | $186.30 | — | Equity | 755111507 |
| TSLA | TESLA INC COM | 663 | $206 | 0.2% | $23.07 | -5.7% | Equity | 88160R101 |
| — | EATON VANCE TAX ADV BD OPT STG COM SH BEN INT | 17,425 | $179 | 0.2% | $11.05 | — | CEF | 27829M103 |
| — | RESOURCE CAP CORP COM NEW | 17,902 | $168 | 0.1% | $9.38 | — | REIT | 76120W708 |
| — | NEUBERGER BERMAN CA INT MUN FD COM | 11,757 | $160 | 0.1% | $13.61 | — | CEF | 64123C101 |
| — | EATON VANCE CALIF MUN BD FD II COM | 13,811 | $159 | 0.1% | $11.94 | — | CEF | 27828C106 |
| — | NUVEEN SELECT TAX FREE INCM PT SH BEN INT | 10,662 | $149 | 0.1% | $13.97 | — | CEF | 67063C106 |
| — | POTBELLY CORP COM | 12,006 | $148 | 0.1% | $12.33 | — | Equity | 73754Y100 |
| — | WESTERN ASSET MUN HI INCM FD COM | 19,539 | $145 | 0.1% | $7.68 | — | CEF | 95766N103 |
| — | DTF TAX-FREE INCOME INC COM | 10,141 | $143 | 0.1% | $14.10 | — | CEF | 23334J107 |
| — | HOUGHTON MIFFLIN HARCOURT CO COM | 12,624 | $117 | 0.1% | $9.27 | — | Equity | 44157R109 |
| — | SYNTHETIC BIOLOGICS INC COM | 101,145 | $51 | 0.0% | $0.60 | — | Equity | 87164U102 |
| — | WORKDAY INC 0.75 07/15/2018 | 20,000 | $25 | 0.0% | $1.15 | — | Convertible | 98138HAC5 |
| — | KB HOME 1.375 02/01/2019 | 20,000 | $24 | 0.0% | $1.05 | — | Convertible | 48666KAS8 |
| — | VECTOR GROUP LTD 1.75 04/15/2020 | 20,000 | $23 | 0.0% | $1.15 | — | Convertible | 92240MBC1 |
| — | STARWOOD PPTY TR INC 4 01/15/2019 | 20,000 | $22 | 0.0% | $1.10 | — | Convertible | 85571BAB1 |
| — | NATIONAL HEALTH INVS INC 3.25 04/01/2021 | 20,000 | $22 | 0.0% | $1.10 | — | Convertible | 63633DAE4 |
| — | ECHO GLOBAL LOGISTICS INC 2.5 05/01/2020 | 20,000 | $21 | 0.0% | $0.95 | — | Convertible | 27875TAA9 |
| — | ARES CAP CORP 4.75 01/15/2018 | 20,000 | $20 | 0.0% | $1.00 | — | Convertible | 04010LAJ2 |
| — | BROOKDALE SR LIVING INC 2.75 06/15/2018 | 20,000 | $20 | 0.0% | $1.00 | — | Convertible | 112463AA2 |
| — | VERINT SYS INC 1.5 06/01/2021 | 20,000 | $19 | 0.0% | $1.00 | — | Convertible | 92343XAA8 |
| — | RPM INTL INC 2.25 12/15/2020 | 15,000 | $17 | 0.0% | $1.20 | — | Convertible | 749685AT0 |
| — | COLONY CAP INC 3.875 01/15/2021 | 15,000 | $15 | 0.0% | $1.00 | — | Convertible | 19624RAB2 |
| — | CORNERSTONE ONDEMAND INC 1.5 07/01/2018 | 15,000 | $15 | 0.0% | $1.00 | — | Convertible | 21925YAB9 |
| — | MACQUARIE INFRASTRUCTURE CORP 2.875 07/15/2019 | 15,000 | $15 | 0.0% | $1.07 | — | Convertible | 55608BAA3 |
| — | GOGO INC 3.75 03/01/2020 | 15,000 | $14 | 0.0% | $0.93 | — | Convertible | 38046CAB5 |
| — | ACORDA THERAPEUTICS INC 1.75 06/15/2021 | 15,000 | $13 | 0.0% | $0.87 | — | Convertible | 00484MAA4 |
| — | AMTRUST FINL SVCS INC 2.75 12/15/2044 | 15,000 | $11 | 0.0% | $0.73 | — | Convertible | 032359AG6 |
| — | SEACOR HOLDINGS INC 2.5 12/15/2027 | 10,000 | $10 | 0.0% | $1.00 | — | Convertible | 811904AM3 |
| — | SHUTTERFLY INC 0.25 05/15/2018 | 10,000 | $10 | 0.0% | $1.00 | — | Convertible | 82568PAB2 |