CIK: 0001682021 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 8, 2018
Total Value ($000): $133,863 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD TOTAL STK MKT | 56,174 | $7,624 | 5.7% | $137.25 | — | ETF | 922908769 |
| NXPI | NXP SEMICONDUCTORS ORD | 57,557 | $6,734 | 5.0% | $102.85 | +4.3% | Equity | N6596X109 |
| IVV | ISHARES CORE S&P 500 ETF | 23,161 | $6,146 | 4.6% | $268.87 | — | ETF | 464287200 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 109,947 | $4,865 | 3.6% | $44.86 | — | ETF | 921943858 |
| VO | VANGUARD MID-CAP INDEX FUND | 28,316 | $4,367 | 3.3% | $154.78 | — | ETF | 922908629 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 79,475 | $3,734 | 2.8% | $45.91 | — | ETF | 922042858 |
| VB | VANGUARD SMALL-CAP INDEX FUND | 24,974 | $3,669 | 2.7% | $147.78 | — | ETF | 922908751 |
| — | BLUE BUFFALO PET PRODUCTS ORD | 68,891 | $2,743 | 2.0% | $39.82 | — | Equity | 09531U102 |
| — | CSRA ORD | 62,992 | $2,597 | 1.9% | $41.23 | — | Equity | 12650T104 |
| DVY | ISHARES DJ SELECT DIVIDEND | 25,872 | $2,461 | 1.8% | $98.55 | — | ETF | 464287168 |
| IWM | ISHARES RUSSELL 2000 ETF | 15,727 | $2,389 | 1.8% | $152.48 | — | ETF | 464287655 |
| SPYM | SPDR PORTFOLIO LARGE CAP ETF | 75,188 | $2,326 | 1.7% | $31.19 | — | ETF | 78464A854 |
| — | INVESCO SR INCOME TR COM | 520,595 | $2,291 | 1.7% | $4.39 | — | CEF | 46131H107 |
| — | ALLIANCEBERNSTEIN NATL MUNI IN COM | 182,245 | $2,280 | 1.7% | $13.21 | — | CEF | 01864U106 |
| — | XL GROUP ORD | 41,229 | $2,278 | 1.7% | $55.25 | — | Equity | G98294104 |
| — | NUVEEN AMT FREE QLTY MUN INCME COM | 169,189 | $2,199 | 1.6% | $13.54 | — | CEF | 670657105 |
| — | MICROSEMI ORD | 33,573 | $2,173 | 1.6% | $64.72 | — | Equity | 595137100 |
| LILA | BLACKHAWK NETWORK HOLDINGS ORD | 45,022 | $2,012 | 1.5% | $20.32 | 0.0% | Equity | G9001E102 |
| — | MULESOFT CL A ORD | 45,529 | $2,002 | 1.5% | $43.97 | — | Equity | 625207105 |
| — | INVESCO VALUE MUN INCOME TR COM | 132,387 | $1,922 | 1.4% | $14.81 | — | CEF | 46132P108 |
| SPY | SPDR S&P 500 ETF | 6,506 | $1,712 | 1.3% | $265.40 | — | ETF | 78462F103 |
| — | VALIDUS HOLDINGS ORD | 24,927 | $1,681 | 1.3% | $67.44 | — | Equity | G9319H102 |
| SPSM | SPDR PORTFOLIO SMALL CAP ETF | 55,894 | $1,672 | 1.2% | $30.10 | — | ETF | 78468R853 |
| — | CALLIDUS SOFTWARE ORD | 44,659 | $1,605 | 1.2% | $35.94 | — | Equity | 13123E500 |
| — | DR PEPPER SNAPPLE GROUP ORD | 11,864 | $1,404 | 1.0% | $118.34 | — | Equity | 26138E109 |
| — | PRUDENTIAL SHT DURATION HG YLD COM | 95,960 | $1,356 | 1.0% | $14.69 | — | CEF | 74442F107 |
| SPMD | SPDR PORTFOLIO MID CAP ETF | 40,577 | $1,346 | 1.0% | $33.31 | — | ETF | 78464A847 |
| — | DST SYSTEMS ORD | 15,812 | $1,323 | 1.0% | $83.67 | — | Equity | 233326107 |
| SCHX | SCHWAB U.S. LARGE-CAP ETF | 20,888 | $1,318 | 1.0% | $62.68 | — | ETF | 808524201 |
| NVDA | NVIDIA CORP COM | 5,665 | $1,312 | 1.0% | $4.91 | +18.3% | Stock | 67066G104 |
| — | DTF TAX-FREE INCOME INC COM | 95,600 | $1,272 | 1.0% | $13.39 | — | CEF | 23334J107 |
| XMHIX | PIONEER MUN HIGH INCOME TR COM SHS | 112,141 | $1,262 | 0.9% | $11.77 | — | CEF | 723763108 |
| CBOE | CBOE GLOBAL MARKETS INC COM | 11,000 | $1,255 | 0.9% | $105.82 | +3.7% | Stock | 12503M108 |
| VOO | VANGUARD S&P 500 ETF | 4,567 | $1,105 | 0.8% | $245.27 | — | ETF | 922908363 |
| — | PRUDENTIAL GLB SHT DUR HG YLD COM | 78,334 | $1,087 | 0.8% | $13.88 | — | CEF | 74433A109 |
| — | TEMPLETON GLOBAL INCOME FD COM | 168,494 | $1,077 | 0.8% | $6.45 | — | CEF | 880198106 |
| AAPL | APPLE INC | 6,410 | $1,075 | 0.8% | $39.08 | +3.4% | Stock | 037833100 |
| — | ALLIANCEBERNSTEIN GLOBAL HIGH INCOME | 89,333 | $1,062 | 0.8% | $12.62 | — | CEF | 01879R106 |
| — | NUVEEN QUALITY MUNCP INCOME FD COM | 80,749 | $1,061 | 0.8% | $13.78 | — | CEF | 67066V101 |
| — | WESTERN ASSET HIGH INCM OPP FD COM | 217,377 | $1,046 | 0.8% | $5.03 | — | CEF | 95766K109 |
| SCHE | SCHWAB EMERGING MARKETS EQUITY ETF | 36,322 | $1,042 | 0.8% | $27.67 | — | ETF | 808524706 |
| — | NEUBERGER BERMAN HGH YLD FD COM | 92,685 | $1,033 | 0.8% | $11.66 | — | CEF | 64128C106 |
| — | WESTERN ASSET HIGH INCM FD II COM | 156,367 | $1,026 | 0.8% | $6.56 | — | CEF | 95766J102 |
| SCHA | SCHWAB U.S. SMALL-CAP ETF | 14,029 | $970 | 0.7% | $68.62 | — | ETF | 808524607 |
| EFA | ISHARES MSCI EAFE ETF | 13,233 | $922 | 0.7% | $70.28 | — | ETF | 464287465 |
| — | EATON VANCE INSD MUN BD FD II | 78,039 | $911 | 0.7% | $12.19 | — | CEF | 27827K109 |
| — | EATON VANCE MUN BD FD COM | 75,828 | $896 | 0.7% | $12.31 | — | CEF | 27827X101 |
| — | GENERAL CABLE ORD | 30,284 | $896 | 0.7% | $29.61 | — | Equity | 369300108 |
| — | INVESCO MUN TR COM | 76,538 | $895 | 0.7% | $12.30 | — | CEF | 46131J103 |
| SCHF | SCHWAB INTERNATIONAL EQUITY ETF | 26,392 | $890 | 0.7% | $33.71 | — | ETF | 808524805 |
| SPDW | SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | 27,812 | $874 | 0.7% | $31.61 | — | ETF | 78463X889 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 4,156 | $858 | 0.6% | $200.22 | — | ETF | 464287499 |
| SPEM | SPDR PORTFOLIO EMERGING MARKETS ETF | 20,873 | $820 | 0.6% | $38.63 | — | ETF | 78463X509 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 4,099 | $818 | 0.6% | $175.29 | +17.1% | Stock | 084670702 |
| SCHM | SCHWAB U.S. MID-CAP ETF | 14,609 | $773 | 0.6% | $53.17 | — | ETF | 808524508 |
| — | ORBITAL ATK ORD | 5,517 | $732 | 0.5% | $131.52 | — | Equity | 68557N103 |
| — | KAPSTONE PAPER AND PACKAGING ORD | 20,956 | $719 | 0.5% | $34.31 | — | Equity | 48562P103 |
| — | DREYFUS MUN BD INFRSTRCTR FD SHS | 56,250 | $691 | 0.5% | $12.90 | — | CEF | 26203D101 |
| — | INVESCO QUALITY MUNI INC TRST COM | 57,532 | $685 | 0.5% | $12.41 | — | CEF | 46133G107 |
| GLD | SPDR GOLD ETF | 5,412 | $681 | 0.5% | $123.61 | — | ETF | 78463V107 |
| XMUIX | BLACKROCK MUNI INTER DR FD INC COM | 51,297 | $673 | 0.5% | $13.72 | — | CEF | 09253X102 |
| — | RSP PERMIAN ORD | 14,228 | $667 | 0.5% | $46.88 | — | Equity | 74978Q105 |
| AGG | ISHARES AGGREGATE BOND ETF | 5,712 | $613 | 0.5% | $109.28 | — | ETF | 464287226 |
| IDV | ISHARES INTERNATIONAL SELECT DIVIDEND ETF | 17,832 | $589 | 0.4% | $33.77 | — | ETF | 464288448 |
| VPL | VANGUARD FTSE PACIFIC ETF | 7,189 | $524 | 0.4% | $63.28 | — | ETF | 922042866 |
| AMZN | AMAZON COM INC COM | 355 | $514 | 0.4% | $50.38 | +41.9% | Stock | 023135106 |
| JNJ | JOHNSON & JOHNSON COM | 3,967 | $508 | 0.4% | $105.04 | +3.2% | Stock | 478160104 |
| — | INVESCO CALIF VALUE MUN INC TR COM | 42,205 | $493 | 0.4% | $12.92 | — | CEF | 46132H106 |
| DBEF | X-TRACKERS MSCI EAFE HEDGED EQUITY ETF | 15,945 | $490 | 0.4% | $29.72 | — | ETF | 233051200 |
| — | BLACKROCK MUNIHLDNGS CALI QLTY COM | 36,788 | $485 | 0.4% | $14.58 | — | CEF | 09254L107 |
| XBFZX | BLACKROCK CALIF MUN INCOME TR SH BEN INT | 36,593 | $475 | 0.4% | $14.24 | — | CEF | 09248E102 |
| — | NUVEEN SELECT TAX FREE INCM PT SH BEN INT | 32,927 | $462 | 0.3% | $14.54 | — | CEF | 67062F100 |
| IJR | ISHARES S&P SMALL-CAP FUND | 5,991 | $461 | 0.3% | $69.27 | — | ETF | 464287804 |
| CVX | CHEVRON CORP NEW COM | 4,036 | $460 | 0.3% | $74.10 | +14.8% | Stock | 166764100 |
| PEP | PEPSICO INC COM | 4,173 | $455 | 0.3% | $84.98 | +5.0% | Stock | 713448108 |
| XEVMX | EATON VANCE CALIF MUN BD FD COM | 44,254 | $454 | 0.3% | $11.81 | — | CEF | 27828A100 |
| IAGG | ISHARES CORE INTERNATIONAL AGGREGATE BOND FUND | 8,588 | $452 | 0.3% | $51.73 | — | ETF | 46435G672 |
| INTC | INTEL CORP COM | 8,487 | $442 | 0.3% | $30.75 | +30.3% | Stock | 458140100 |
| — | NUVEEN SELECT TAX FREE INCM 3 SH BEN INT | 29,355 | $418 | 0.3% | $14.77 | — | CEF | 67063X100 |
| IEMG | ISHARES CORE MSCI EMERGING MARKETS ETF | 7,130 | $416 | 0.3% | $56.91 | — | ETF | 46434G103 |
| GSG | ISHARES GSCI COMMODITY-INDEXED TRUST | 25,000 | $416 | 0.3% | $14.92 | — | ETF | 46428R107 |
| BP | BP PLC SPONSORED ADR | 10,200 | $414 | 0.3% | $34.52 | — | ADR | 055622104 |
| — | CAVIUM ORD | 5,151 | $409 | 0.3% | $79.40 | — | Equity | 14964U108 |
| VGK | VANGUARD FTSE EUROPE ETF | 6,736 | $392 | 0.3% | $51.60 | — | ETF | 922042874 |
| USB | US BANCORP DEL COM NEW | 7,587 | $383 | 0.3% | $37.97 | +5.1% | Stock | 902973304 |
| DSI | ISHARES MSCI KLD 400 SOCIAL ETF | 3,863 | $377 | 0.3% | $93.68 | — | ETF | 464288570 |
| GLPI | GAMING & LEISURE PPTYS | 11,195 | $375 | 0.3% | $33.41 | — | REIT | 36467J108 |
| MSFT | MICROSOFT | 4,108 | $375 | 0.3% | $65.00 | +29.7% | Stock | 594918104 |
| CSCO | CISCO SYS INC | 8,585 | $368 | 0.3% | $24.91 | +34.3% | Stock | 17275R102 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 4,681 | $367 | 0.3% | $79.33 | — | ETF | 92206C409 |
| T | AT&T INC COM | 9,984 | $356 | 0.3% | $16.22 | -2.5% | Stock | 00206R102 |
| EDIT | EDITAS MEDICINE INC COM | 10,570 | $350 | 0.3% | $28.15 | +26.6% | Stock | 28106W103 |
| — | SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | 9,460 | $339 | 0.3% | $36.92 | — | ETF | 78464A417 |
| DEM | WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND | 7,000 | $335 | 0.3% | $40.86 | — | ETF | 97717W315 |
| GOOGL | GOOGLE INC | 309 | $320 | 0.2% | $42.60 | +29.2% | Stock | 02079K305 |
| — | ATLANTIC COAST FINANCIAL ORD | 31,018 | $319 | 0.2% | $9.44 | — | Equity | 048426100 |
| — | GENERAL ELECTRIC CO COM | 23,520 | $317 | 0.2% | $13.48 | — | Stock | 369604103 |
| DIA | SPDR DOW JONES INDUSTRIAL ETF | 1,267 | $306 | 0.2% | $241.52 | — | ETF | 78467X109 |
| — | POWERSHARES QQQ TR | 1,890 | $303 | 0.2% | $160.32 | — | ETF | 73935A104 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL CL A | 1 | $299 | 0.2% | $308211.47 | 0.0% | Stock | 084670108 |
| VZ | VERIZON COMMUNICATIONS | 6,257 | $299 | 0.2% | $31.44 | +5.1% | Stock | 92343V104 |
| HD | HOME DEPOT | 1,673 | $298 | 0.2% | $128.13 | +20.8% | Stock | 437076102 |
| PFE | PFIZER INC COM | 8,134 | $289 | 0.2% | $21.57 | +12.4% | Stock | 717081103 |
| CMCSA | COMCAST CORP NEW CL A | 8,023 | $274 | 0.2% | $31.93 | -0.4% | Stock | 20030N101 |
| VYM | VANGUARD HIGH DIVIDEND YIELD INDEX FUND | 3,313 | $273 | 0.2% | $82.21 | — | ETF | 921946406 |
| IJH | ISHARES S&P MIDCAP FUND | 1,442 | $270 | 0.2% | $171.49 | — | ETF | 464287507 |
| IYW | ISHARES DJ US TECHNOLOGY | 1,600 | $269 | 0.2% | $135.00 | — | ETF | 464287721 |
| BND | VANGUARD TOTAL BOND MARKET ETF | 3,324 | $266 | 0.2% | $81.01 | — | ETF | 921937835 |
| WTW | WILLIS TOWERS WATSON PUB LTD SHS | 1,751 | $266 | 0.2% | $112.27 | +25.3% | Stock | G96629103 |
| JPM | JPMORGAN CHASE & CO COM | 2,288 | $252 | 0.2% | $82.20 | +11.2% | Stock | 46625H100 |
| — | ALLIANCE CALIF MUN INCOME FD COM | 19,336 | $246 | 0.2% | $13.68 | — | CEF | 018546101 |
| — | EATON VANCE CA MUNI INCOME TR SH BEN INT | 21,079 | $240 | 0.2% | $12.36 | — | CEF | 27826F101 |
| — | RAYTHEON CO COM NEW | 1,108 | $239 | 0.2% | $186.30 | — | Stock | 755111507 |
| — | NUVEEN SELECT TAX FREE INCM PT SH BEN INT | 17,350 | $234 | 0.2% | $13.79 | — | CEF | 67063C106 |
| — | WESTERN ASSET MUN HI INCM FD COM | 32,185 | $231 | 0.2% | $7.48 | — | CEF | 95766N103 |
| PM | PHILIP MORRIS INTL INC | 2,284 | $227 | 0.2% | $65.67 | +4.6% | Stock | 718172109 |
| DIS | DISNEY WALT CO COM DISNEY | 2,181 | $219 | 0.2% | $100.96 | 0.0% | Stock | 254687106 |
| BA | BOEING CO COM | 660 | $216 | 0.2% | $322.88 | 0.0% | Stock | 097023105 |
| GILD | GILEAD SCIENCES INC COM | 2,736 | $206 | 0.2% | $58.92 | 0.0% | Stock | 375558103 |
| MRK | MERCK & CO INC | 3,769 | $205 | 0.2% | $46.54 | -9.2% | Stock | 58933Y105 |
| DAR | DARLING INGREDIENTS INC COM | 11,503 | $199 | 0.1% | $18.17 | 0.0% | Stock | 237266101 |
| — | RESOURCE CAP CORP COM NEW | 17,783 | $169 | 0.1% | $9.38 | — | REIT | 76120W708 |
| — | EATON VANCE TAX ADV BD OPT STG COM SH BEN INT | 17,477 | $168 | 0.1% | $11.05 | — | CEF | 27829M103 |
| — | NEUBERGER BERMAN CA INT MUN FD COM | 12,658 | $163 | 0.1% | $13.56 | — | CEF | 64123C101 |
| — | EATON VANCE CALIF MUN BD FD II COM | 14,906 | $159 | 0.1% | $11.84 | — | CEF | 27828C106 |
| — | HOUGHTON MIFFLIN HARCOURT CO COM | 21,586 | $150 | 0.1% | $8.31 | — | Stock | 44157R109 |
| — | LAYNE CHRISTENSEN ORD | 9,755 | $146 | 0.1% | $14.97 | — | Equity | 521050104 |
| — | POTBELLY CORP COM | 11,937 | $144 | 0.1% | $12.33 | — | Stock | 73754Y100 |
| — | AGROFRESH SOLUTIONS COM | 10,470 | $77 | 0.1% | $7.35 | — | Stock | 00856G109 |
| — | SYNTHETIC BIOLOGICS INC COM | 101,145 | $32 | 0.0% | $0.60 | — | Stock | 87164U102 |
| — | WORKDAY INC 0.75 07/15/2018 | 20,000 | $30 | 0.0% | $1.15 | — | Convertible | 98138HAC5 |
| — | KB HOME 1.375 02/01/2019 | 20,000 | $23 | 0.0% | $1.05 | — | Convertible | 48666KAS8 |
| — | NATIONAL HEALTH INVS INC 3.25 04/01/2021 | 20,000 | $22 | 0.0% | $1.10 | — | Convertible | 63633DAE4 |
| — | STARWOOD PPTY TR INC 4 01/15/2019 | 20,000 | $22 | 0.0% | $1.10 | — | Convertible | 85571BAB1 |
| — | VECTOR GROUP LTD 1.75 04/15/2020 | 20,000 | $22 | 0.0% | $1.15 | — | Convertible | 92240MBC1 |
| — | ECHO GLOBAL LOGISTICS INC 2.5 05/01/2020 | 20,000 | $20 | 0.0% | $0.95 | — | Convertible | 27875TAA9 |
| — | BROOKDALE SR LIVING INC 2.75 06/15/2018 | 20,000 | $20 | 0.0% | $1.00 | — | Convertible | 112463AA2 |
| — | VERINT SYS INC 1.5 06/01/2021 | 20,000 | $19 | 0.0% | $1.00 | — | Convertible | 92343XAA8 |
| — | RPM INTL INC 2.25 12/15/2020 | 15,000 | $17 | 0.0% | $1.20 | — | Convertible | 749685AT0 |
| — | CORNERSTONE ONDEMAND INC 1.5 07/01/2018 | 15,000 | $15 | 0.0% | $1.00 | — | Convertible | 21925YAB9 |
| — | MACQUARIE INFRASTRUCTURE CORP 2.875 07/15/2019 | 15,000 | $15 | 0.0% | $1.07 | — | Convertible | 55608BAA3 |
| — | COLONY CAP INC 3.875 01/15/2021 | 15,000 | $14 | 0.0% | $1.00 | — | Convertible | 19624RAB2 |
| — | ACORDA THERAPEUTICS INC 1.75 06/15/2021 | 15,000 | $14 | 0.0% | $0.87 | — | Convertible | 00484MAA4 |
| — | AMTRUST FINL SVCS INC 2.75 12/15/2044 | 15,000 | $13 | 0.0% | $0.73 | — | Convertible | 032359AG6 |
| — | GOGO INC 3.75 03/01/2020 | 15,000 | $13 | 0.0% | $0.93 | — | Convertible | 38046CAB5 |
| — | ARCHROCK PARTNERS UNT | 959 | $12 | 0.0% | $12.51 | — | Equity | 03957U100 |