SlateStone Wealth, LLC Diversified Active

CIK: 0001764049 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Oct 27, 2020

Total Value ($000): $463,299 (100.0% shares, 0.0% debt)

Holdings (176)

— SPDR S&P 500 ETF Tr 6.1%
Value ($000) $28,330 Shares 84,595 Est. Cost $250.29 Unrealized —
AAPL Apple Inc 5.5%
Value ($000) $25,580 Shares 220,880 Est. Cost $89.58 Unrealized +18.3%
— Invesco QQQ Ser 1 5.3%
Value ($000) $24,543 Shares 88,334 Est. Cost $154.26 Unrealized —
— Innovator S&P Power Buffer ETF 3.9%
Value ($000) $18,098 Shares 716,470 Est. Cost $21.67 Unrealized —
VYM Vanguard High Div Yield 3.4%
Value ($000) $15,656 Shares 193,450 Est. Cost $78.68 Unrealized —
VOO Vanguard S&P 500 ETF 2.8%
Value ($000) $12,938 Shares 42,055 Est. Cost $229.81 Unrealized —
AMZN Amazon.com Inc 2.5%
Value ($000) $11,669 Shares 3,706 Est. Cost $84.02 Unrealized +87.6%
RODM Lattice Strategies Tr Hartford 2.2%
Value ($000) $10,202 Shares 394,201 Est. Cost $26.02 Unrealized —
PEP PepsiCo Inc 1.9%
Value ($000) $9,020 Shares 65,076 Est. Cost $112.69 Unrealized +2.2%
— Visa Inc Cl A 1.7%
Value ($000) $7,957 Shares 39,792 Est. Cost $138.28 Unrealized —
IVOL Quadratic Int Rate Vol & Infl 1.7%
Value ($000) $7,831 Shares 285,597 Est. Cost $27.42 Unrealized —
— Alphabet Inc Cap Stock Cl A 1.7%
Value ($000) $7,759 Shares 5,294 Est. Cost $1076.07 Unrealized —
— SPDR S&P Mid Cap 400 ETF 1.6%
Value ($000) $7,191 Shares 21,223 Est. Cost $302.68 Unrealized —
MSFT Microsoft Corp 1.5%
Value ($000) $6,857 Shares 32,601 Est. Cost $105.98 Unrealized +89.4%
— Costco Wholesale Corp 1.4%
Value ($000) $6,278 Shares 17,685 Est. Cost $216.04 Unrealized —
— Nuveen AMT Free Quality Muni I 1.3%
Value ($000) $6,001 Shares 418,469 Est. Cost $13.62 Unrealized —
— Vaneck Vectors ETF Tr Gold Min 1.3%
Value ($000) $5,930 Shares 151,421 Est. Cost $25.39 Unrealized —
— Alphabet Inc Cap Stock Cl C 1.3%
Value ($000) $5,834 Shares 3,970 Est. Cost $1095.40 Unrealized —
— JPMorgan Exchange Traded Fund 1.2%
Value ($000) $5,700 Shares 112,216 Est. Cost $50.39 Unrealized —
— Ark ETF Tr Innovation ETF 1.2%
Value ($000) $5,627 Shares 61,166 Est. Cost $37.99 Unrealized —
— SPDR Portfolio Agrgte 1.1%
Value ($000) $5,073 Shares 164,651 Est. Cost $29.26 Unrealized —
APH Amphenol Corp Cl A 1.1%
Value ($000) $5,045 Shares 46,597 Est. Cost $24.08 Unrealized +4.1%
— Alibaba Group Holding Ltd Sp A 1.1%
Value ($000) $5,024 Shares 17,089 Est. Cost $189.52 Unrealized —
IWF iShares Russell 1000 Growth ET 1.1%
Value ($000) $4,983 Shares 22,977 Est. Cost $151.36 Unrealized —
WMT Wal-Mart Inc 1.0%
Value ($000) $4,772 Shares 34,110 Est. Cost $30.55 Unrealized +35.2%
— UnitedHealth Group Inc 1.0%
Value ($000) $4,616 Shares 14,807 Est. Cost $255.45 Unrealized —
XYZ Square Inc Cl A 0.9%
Value ($000) $4,364 Shares 26,849 Est. Cost $82.49 Unrealized +71.2%
HD Home Depot Inc 0.9%
Value ($000) $4,169 Shares 15,013 Est. Cost $163.69 Unrealized +45.2%
SHV iShares Short Treas Bond 0.9%
Value ($000) $4,002 Shares 36,149 Est. Cost $110.75 Unrealized —
— Crowdstrike Holdings Inc Cl A 0.9%
Value ($000) $4,000 Shares 29,128 Est. Cost $73.43 Unrealized —
QCOM Qualcomm Inc 0.9%
Value ($000) $3,987 Shares 33,884 Est. Cost $72.77 Unrealized +30.8%
HON Honeywell Intl Inc 0.8%
Value ($000) $3,873 Shares 23,531 Est. Cost $118.52 Unrealized +12.4%
— JPMorgan Chase & Co 0.8%
Value ($000) $3,857 Shares 40,062 Est. Cost $100.53 Unrealized —
— iShares USA Quality Fctr 0.8%
Value ($000) $3,767 Shares 36,314 Est. Cost $90.77 Unrealized —
DIS Disney Walt Co Disney 0.8%
Value ($000) $3,764 Shares 30,334 Est. Cost $111.63 Unrealized +9.4%
PG Procter And Gamble Co 0.8%
Value ($000) $3,761 Shares 27,056 Est. Cost $93.35 Unrealized +24.6%
NKE Nike Inc Cl B 0.8%
Value ($000) $3,691 Shares 29,401 Est. Cost $75.96 Unrealized +31.2%
— Paypal Holdings Inc 0.8%
Value ($000) $3,572 Shares 18,127 Est. Cost $91.55 Unrealized —
— Facebook Inc Cl A 0.8%
Value ($000) $3,571 Shares 13,635 Est. Cost $201.41 Unrealized —
— BlackRock Inc 0.8%
Value ($000) $3,555 Shares 6,308 Est. Cost $452.98 Unrealized —
— Adobe Inc 0.8%
Value ($000) $3,542 Shares 7,222 Est. Cost $257.73 Unrealized —
JNJ Johnson & Johnson 0.8%
Value ($000) $3,537 Shares 23,757 Est. Cost $114.96 Unrealized +10.5%
EEM iShares MSCI Emerg Mkt ETF 0.8%
Value ($000) $3,494 Shares 79,245 Est. Cost $40.63 Unrealized —
— MasterCard Incorporated Cl A 0.8%
Value ($000) $3,492 Shares 10,326 Est. Cost $246.76 Unrealized —
IBB iShares NASDAQ Biotech 0.7%
Value ($000) $3,464 Shares 25,580 Est. Cost $97.25 Unrealized —
— Zoetis Inc Cl A 0.7%
Value ($000) $3,359 Shares 20,311 Est. Cost $91.19 Unrealized —
— Ares Capital Corp 0.7%
Value ($000) $3,053 Shares 218,858 Est. Cost $18.55 Unrealized —
— Invesco Exchng Traded Fund Tr 0.6%
Value ($000) $2,999 Shares 90,325 Est. Cost $34.43 Unrealized —
— FedEx Corp 0.6%
Value ($000) $2,911 Shares 11,575 Est. Cost $163.35 Unrealized —
— iShares GNMA Bond ETF 0.6%
Value ($000) $2,892 Shares 56,587 Est. Cost $51.32 Unrealized —
— Datadog Inc Cl A 0.6%
Value ($000) $2,746 Shares 26,880 Est. Cost $44.21 Unrealized —
VTV Vanguard Value ETF 0.6%
Value ($000) $2,674 Shares 25,587 Est. Cost $119.14 Unrealized —
— iShares Gold Trust 0.5%
Value ($000) $2,446 Shares 135,964 Est. Cost $15.07 Unrealized —
— SPDR S&P Biotech ETF 0.5%
Value ($000) $2,439 Shares 21,886 Est. Cost $72.42 Unrealized —
IWD iShares Russell 1000 Val ETF 0.5%
Value ($000) $2,320 Shares 19,642 Est. Cost $123.49 Unrealized —
— SPDR Bloomberg 0.5%
Value ($000) $2,258 Shares 24,666 Est. Cost $91.52 Unrealized —
— Broadcom Inc 0.5%
Value ($000) $2,156 Shares 5,917 Est. Cost $319.18 Unrealized —
MCD McDonalds Corp 0.5%
Value ($000) $2,153 Shares 9,808 Est. Cost $158.89 Unrealized +14.2%
CPRT Copart Inc 0.5%
Value ($000) $2,091 Shares 19,881 Est. Cost $22.28 Unrealized +8.7%
— SPDR Portfolio Tl Stock 0.4%
Value ($000) $2,065 Shares 50,492 Est. Cost $32.11 Unrealized —
— Vanguard Health Care ETF 0.4%
Value ($000) $2,060 Shares 10,098 Est. Cost $192.39 Unrealized —
LULU Lululemon Athletica Inc 0.4%
Value ($000) $2,046 Shares 6,211 Est. Cost $279.25 Unrealized +19.5%
— AbbVie Inc 0.4%
Value ($000) $1,965 Shares 22,439 Est. Cost $94.41 Unrealized —
VWO Vanguard FTSE Emerg Mkt ETF 0.4%
Value ($000) $1,955 Shares 45,208 Est. Cost $38.11 Unrealized —
— IIVI Inc 0.4%
Value ($000) $1,906 Shares 46,995 Est. Cost $28.50 Unrealized —
— Nextera Energy Inc 0.4%
Value ($000) $1,894 Shares 6,822 Est. Cost $199.77 Unrealized —
FBND Fidelity Total Bond ETF 0.4%
Value ($000) $1,872 Shares 34,252 Est. Cost $54.38 Unrealized —
LMT Lockheed Martin Corp 0.4%
Value ($000) $1,841 Shares 4,803 Est. Cost $322.28 Unrealized +2.1%
— Roku Inc Cl A 0.4%
Value ($000) $1,825 Shares 9,666 Est. Cost $107.79 Unrealized —
— WisdomTree Yield Enhanced US A 0.4%
Value ($000) $1,815 Shares 33,717 Est. Cost $51.32 Unrealized —
— SPDR Portfolio Devlpd 0.4%
Value ($000) $1,765 Shares 60,335 Est. Cost $28.61 Unrealized —
— NVIDIA Corp 0.4%
Value ($000) $1,750 Shares 3,234 Est. Cost $298.76 Unrealized —
— Salesforce.com Inc 0.4%
Value ($000) $1,729 Shares 6,878 Est. Cost $236.37 Unrealized —
HSY Hershey Co 0.4%
Value ($000) $1,674 Shares 11,677 Est. Cost $94.90 Unrealized +31.6%
— Invesco Exchange Traded Fund T 0.4%
Value ($000) $1,643 Shares 42,499 Est. Cost $36.57 Unrealized —
RSG Republic Services Inc 0.3%
Value ($000) $1,596 Shares 17,099 Est. Cost $72.37 Unrealized +14.8%
BAC Bank America Corp 0.3%
Value ($000) $1,571 Shares 65,231 Est. Cost $22.47 Unrealized -2.9%
BRK/B Berkshire Hathaway Inc Cl B 0.3%
Value ($000) $1,514 Shares 7,109 Est. Cost $209.26 Unrealized -2.2%
DHR Danaher Corp 0.3%
Value ($000) $1,479 Shares 6,866 Est. Cost $99.39 Unrealized +74.8%
VTI Vanguard Total Stock Mkt 0.3%
Value ($000) $1,465 Shares 8,600 Est. Cost $127.62 Unrealized —
— Innovator S&P Power Buffer ETF 0.3%
Value ($000) $1,434 Shares 48,900 Est. Cost $25.07 Unrealized —
SAP Sap SE Sp ADR 0.3%
Value ($000) $1,398 Shares 8,975 Est. Cost $100.75 Unrealized —
LLY Lilly Eli & Co 0.3%
Value ($000) $1,382 Shares 9,339 Est. Cost $124.58 Unrealized +17.0%
APD Air Prods & Chems Inc 0.3%
Value ($000) $1,352 Shares 4,539 Est. Cost $133.93 Unrealized +88.0%
PFE Pfizer Inc 0.3%
Value ($000) $1,350 Shares 36,788 Est. Cost $29.73 Unrealized -8.8%
— Vaneck Vectors ETF Tr BDC Inco 0.3%
Value ($000) $1,264 Shares 104,000 Est. Cost $12.15 Unrealized —
ADP Automatic Data Processing Inc 0.3%
Value ($000) $1,254 Shares 8,990 Est. Cost $124.27 Unrealized +0.6%
— Kansas City Southern 0.3%
Value ($000) $1,250 Shares 6,915 Est. Cost $180.77 Unrealized —
— Alteryx Inc Cl A 0.3%
Value ($000) $1,232 Shares 10,850 Est. Cost $99.89 Unrealized —
— ServiceNow Inc 0.3%
Value ($000) $1,228 Shares 2,532 Est. Cost $357.60 Unrealized —
SBUX Starbucks Corp 0.3%
Value ($000) $1,213 Shares 14,119 Est. Cost $53.65 Unrealized +32.0%
— Invesco Exchng Traded Fund Tr 0.3%
Value ($000) $1,206 Shares 42,363 Est. Cost $34.13 Unrealized —
— Invesco Exchange Traded Fund T 0.3%
Value ($000) $1,198 Shares 8,461 Est. Cost $126.78 Unrealized —
— Elastic NV Ord 0.3%
Value ($000) $1,165 Shares 10,800 Est. Cost $87.03 Unrealized —
— SPDR Portfolio Emg MK 0.2%
Value ($000) $1,145 Shares 31,315 Est. Cost $34.71 Unrealized —
— SPDR Gold Trust Gold 0.2%
Value ($000) $1,113 Shares 6,286 Est. Cost $142.94 Unrealized —
PANW Palo Alto Networks Inc 0.2%
Value ($000) $1,059 Shares 4,325 Est. Cost $41.60 Unrealized 0.0%
— Raytheon Technologies Corp 0.2%
Value ($000) $1,048 Shares 18,213 Est. Cost $61.60 Unrealized —
— Zoom Video Communications Inc 0.2%
Value ($000) $1,030 Shares 2,190 Est. Cost $273.55 Unrealized —
BMY Bristol-Myers Squibb Co 0.2%
Value ($000) $968 Shares 16,052 Est. Cost $46.98 Unrealized +3.4%
— Livongo Health Inc 0.2%
Value ($000) $966 Shares 6,900 Est. Cost $140.00 Unrealized —
MS Morgan Stanley 0.2%
Value ($000) $965 Shares 19,960 Est. Cost $38.28 Unrealized +11.1%
— Verizon Communications Inc 0.2%
Value ($000) $953 Shares 16,031 Est. Cost $57.82 Unrealized —
— Innovator S&P Power Buffer ETF 0.2%
Value ($000) $950 Shares 34,402 Est. Cost $24.04 Unrealized —
CVX Chevron Corp 0.2%
Value ($000) $945 Shares 13,123 Est. Cost $85.67 Unrealized -22.4%
ABT Abbott Laboratories 0.2%
Value ($000) $918 Shares 8,433 Est. Cost $65.39 Unrealized +41.2%
TIP iShares TIPS Bond ETF 0.2%
Value ($000) $918 Shares 7,255 Est. Cost $118.86 Unrealized —
SNOW Snowflake Inc 0.2%
Value ($000) $866 Shares 3,450 Est. Cost $238.10 Unrealized 0.0%
ECL Ecolab Inc 0.2%
Value ($000) $843 Shares 4,221 Est. Cost $181.54 Unrealized +3.8%
AMGN Amgen Inc 0.2%
Value ($000) $766 Shares 3,012 Est. Cost $165.81 Unrealized +26.4%
IYR iShares US Real Estate ETF 0.2%
Value ($000) $748 Shares 9,363 Est. Cost $79.89 Unrealized —
— Century Bancorp Inc MA Cl A No 0.2%
Value ($000) $742 Shares 11,284 Est. Cost $67.71 Unrealized —
IVV IShares Core S&P 500 ETF 0.1%
Value ($000) $689 Shares 2,050 Est. Cost $283.83 Unrealized —
— ProShares S&P 500 Dv Arist 0.1%
Value ($000) $675 Shares 9,358 Est. Cost $75.59 Unrealized —
— Invesco Exchange-Traded Fund T 0.1%
Value ($000) $658 Shares 26,713 Est. Cost $25.57 Unrealized —
— Booking Holdings Inc 0.1%
Value ($000) $650 Shares 380 Est. Cost $1688.04 Unrealized —
— Novartis A G 0.1%
Value ($000) $614 Shares 7,055 Est. Cost $86.24 Unrealized —
EXPD Expeditors Intl Wash Inc 0.1%
Value ($000) $606 Shares 6,695 Est. Cost $64.48 Unrealized +24.0%
— Splunk Inc 0.1%
Value ($000) $593 Shares 3,152 Est. Cost $198.69 Unrealized —
GBTC Grayscale Bitcoin Tr Btc 0.1%
Value ($000) $581 Shares 53,000 Est. Cost $8.14 Unrealized —
— Exxon Mobil Corp 0.1%
Value ($000) $578 Shares 16,843 Est. Cost $66.89 Unrealized —
— iShares Ibonds Dec2022 0.1%
Value ($000) $570 Shares 21,510 Est. Cost $26.17 Unrealized —
— iShares Ibonds Dec2021 0.1%
Value ($000) $568 Shares 21,914 Est. Cost $25.78 Unrealized —
— Starwood Property Trust Inc 0.1%
Value ($000) $567 Shares 37,607 Est. Cost $14.97 Unrealized —
— ProShares Short S&P 500 Ne 0.1%
Value ($000) $561 Shares 27,610 Est. Cost $20.32 Unrealized —
— Invesco Exchng Traded Fund Tr 0.1%
Value ($000) $559 Shares 20,982 Est. Cost $26.28 Unrealized —
— AT&T Inc 0.1%
Value ($000) $551 Shares 19,310 Est. Cost $34.79 Unrealized —
— Goldman Sachs Group Inc 0.1%
Value ($000) $527 Shares 2,622 Est. Cost $200.99 Unrealized —
NSRGY Nestle S A 0.1%
Value ($000) $523 Shares 4,398 Est. Cost $86.48 Unrealized —
CSX CSX Corp 0.1%
Value ($000) $513 Shares 6,609 Est. Cost $20.91 Unrealized +9.8%
— Blackstone REIT Inc Cl D 0.1%
Value ($000) $498 Shares 46,083 Est. Cost $11.27 Unrealized —
— Merck & Co Inc 0.1%
Value ($000) $498 Shares 6,006 Est. Cost $81.92 Unrealized —
AOM iShares Moderate Alloc ETF 0.1%
Value ($000) $480 Shares 11,703 Est. Cost $35.76 Unrealized —
— Aberdeen Std Gold ETF Tr Physc 0.1%
Value ($000) $463 Shares 25,500 Est. Cost $14.62 Unrealized —
SCHV Schwab US Large Cap Value ETF 0.1%
Value ($000) $463 Shares 8,879 Est. Cost $60.11 Unrealized —
— Vaneck Vectors ETF Tr Jr Gold 0.1%
Value ($000) $461 Shares 8,325 Est. Cost $42.26 Unrealized —
— Plug Power Inc 0.1%
Value ($000) $456 Shares 34,000 Est. Cost $3.15 Unrealized —
— Comcast Corp Cl A 0.1%
Value ($000) $452 Shares 9,776 Est. Cost $38.03 Unrealized —
INTC Intel Corp 0.1%
Value ($000) $451 Shares 8,717 Est. Cost $45.87 Unrealized +1.4%
— 3M Co 0.1%
Value ($000) $444 Shares 2,772 Est. Cost $168.89 Unrealized —
— TG Therapeutics Inc 0.1%
Value ($000) $423 Shares 15,797 Est. Cost $19.93 Unrealized —
AOR iShares Growth Allocat ETF 0.1%
Value ($000) $416 Shares 8,590 Est. Cost $42.68 Unrealized —
AXP American Express Co 0.1%
Value ($000) $415 Shares 4,144 Est. Cost $96.93 Unrealized -5.2%
— iShares Core Intl Aggr 0.1%
Value ($000) $409 Shares 7,342 Est. Cost $54.51 Unrealized —
IOO IShares Global 100 ETF 0.1%
Value ($000) $405 Shares 7,190 Est. Cost $43.52 Unrealized —
— Marvell Technology Group Ltd 0.1%
Value ($000) $382 Shares 9,630 Est. Cost $39.67 Unrealized —
— iShares Min Vol EAFE ETF 0.1%
Value ($000) $373 Shares 5,478 Est. Cost $74.55 Unrealized —
— iShares Min Vol USA ETF 0.1%
Value ($000) $370 Shares 5,811 Est. Cost $65.65 Unrealized —
MU Micron Technology Inc 0.1%
Value ($000) $367 Shares 7,823 Est. Cost $46.81 Unrealized +0.9%
— Cisco Systems Inc 0.1%
Value ($000) $367 Shares 9,338 Est. Cost $45.30 Unrealized —
— SPDR Portfolio Interm 0.1%
Value ($000) $342 Shares 9,305 Est. Cost $34.95 Unrealized —
— SSGA SPDR ETFS Europe I PLC UC 0.1%
Value ($000) $337 Shares 1,000 Est. Cost $264.00 Unrealized —
EA Electronic Arts Inc 0.1%
Value ($000) $299 Shares 2,294 Est. Cost $132.53 Unrealized 0.0%
— Jones Lang LaSalle Inc Propert 0.1%
Value ($000) $294 Shares 25,349 Est. Cost $12.36 Unrealized —
MUB iShares National Muni ETF 0.1%
Value ($000) $294 Shares 2,534 Est. Cost $113.12 Unrealized —
KMB Kimberly Clark Corp 0.1%
Value ($000) $288 Shares 1,956 Est. Cost $112.69 Unrealized +9.6%
— Dominion Energy Inc 0.1%
Value ($000) $281 Shares 3,567 Est. Cost $78.78 Unrealized —
— Oracle Corp 0.1%
Value ($000) $277 Shares 4,639 Est. Cost $55.67 Unrealized —
— Invesco Exch Trd Slf Index Fun 0.1%
Value ($000) $259 Shares 12,213 Est. Cost $21.26 Unrealized —
BA Boeing Co 0.1%
Value ($000) $251 Shares 1,519 Est. Cost $153.71 Unrealized +10.9%
— Zillow Group 0.1%
Value ($000) $249 Shares 2,450 Est. Cost $101.63 Unrealized —
— ProShares Short Dow30 0.1%
Value ($000) $245 Shares 5,600 Est. Cost $43.75 Unrealized —
— Technology Select Sector SPDR 0.1%
Value ($000) $244 Shares 2,093 Est. Cost $104.71 Unrealized —
— Consolidated Water Co Inc 0.0%
Value ($000) $221 Shares 21,240 Est. Cost $16.33 Unrealized —
— Medtronic PLC 0.0%
Value ($000) $219 Shares 2,100 Est. Cost $104.29 Unrealized —
IJH iShares Core S&P Mcp ETF 0.0%
Value ($000) $209 Shares 1,130 Est. Cost $177.88 Unrealized —
— Altria Group Inc 0.0%
Value ($000) $207 Shares 5,362 Est. Cost $38.60 Unrealized —
— PPL Corp 0.0%
Value ($000) $205 Shares 7,519 Est. Cost $27.26 Unrealized —
— Target Corp 0.0%
Value ($000) $205 Shares 1,303 Est. Cost $119.92 Unrealized —
— Sorrento Therapeutics Inc 0.0%
Value ($000) $134 Shares 12,000 Est. Cost $3.42 Unrealized —
— Flexshopper Inc 0.0%
Value ($000) $96 Shares 54,000 Est. Cost $2.54 Unrealized —
— Aldeyra Therapeutics Inc 0.0%
Value ($000) $89 Shares 11,964 Est. Cost $5.85 Unrealized —
— General Electric Co 0.0%
Value ($000) $69 Shares 11,076 Est. Cost $9.67 Unrealized —
— Neos Therapeutics Inc 0.0%
Value ($000) $33 Shares 62,000 Est. Cost $0.53 Unrealized —
— Rightscorp Inc 0.0%
Value ($000) $4 Shares 200,000 Est. Cost — Unrealized —
— Royal Mines & Minerals Corp 0.0%
Value ($000) $0 Shares 50,000 Est. Cost — Unrealized —