Regency Capital Management Inc.\DE Diversified Active

CIK: 0001863894 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Nov 2, 2023

Total Value ($000): $117,731 (100.0% shares, 0.0% debt)

Holdings (46)

COST COSTCO WHOLESALE CORP 8.9%

Value ($000) $10,536 Shares 18,649 Est. Cost $373.50 Unrealized +42.5%

BRK/B BERKSHIRE HATHAWAY INC 'B 8.6%

Value ($000) $10,138 Shares 28,940 Est. Cost $265.08 Unrealized +33.8%

SHEL SHELL PLC 6.4%

Value ($000) $7,482 Shares 116,216 Est. Cost $53.86 Unrealized —

APH AMPHENOL CORP 'A 5.6%

Value ($000) $6,613 Shares 78,731 Est. Cost $34.45 Unrealized +22.3%

DHR DANAHER CORP 5.2%

Value ($000) $6,149 Shares 24,784 Est. Cost $221.39 Unrealized -0.5%

MSFT MICROSOFT CORP 5.2%

Value ($000) $6,118 Shares 19,377 Est. Cost $244.30 Unrealized +32.9%

CRH CRH PLC 4.6%

Value ($000) $5,362 Shares 97,965 Est. Cost $54.36 Unrealized 0.0%

MKL MARKEL CORP 4.2%

Value ($000) $4,958 Shares 3,367 Est. Cost $1342.64 Unrealized +9.0%

AURA AURA BIOSCIENCES INC 4.0%

Value ($000) $4,727 Shares 526,978 Est. Cost $14.28 Unrealized -24.6%

ACN ACCENTURE PLC 'A 3.9%

Value ($000) $4,603 Shares 14,989 Est. Cost $272.89 Unrealized +11.5%

IAU iSHARES GOLD TRUST 3.7%

Value ($000) $4,309 Shares 123,143 Est. Cost $36.77 Unrealized —

UNH UNITEDHEALTH GROUP INC 3.6%

Value ($000) $4,276 Shares 8,481 Est. Cost $431.67 Unrealized +8.9%

CSX CSX CORP 3.6%

Value ($000) $4,273 Shares 138,966 Est. Cost $30.47 Unrealized +0.4%

ALEX ALEXANDER & BALDWIN INC 3.6%

Value ($000) $4,216 Shares 251,981 Est. Cost $17.79 Unrealized —

CAT CATERPILLAR INC 2.8%

Value ($000) $3,242 Shares 11,875 Est. Cost $216.93 Unrealized +20.5%

DE DEERE & CO 2.1%

Value ($000) $2,416 Shares 6,402 Est. Cost $372.20 Unrealized +6.9%

CB CHUBB LIMITED 2.0%

Value ($000) $2,397 Shares 11,514 Est. Cost $202.23 Unrealized -2.7%

TMO THERMO FISHER SCIENTIFIC INC 2.0%

Value ($000) $2,369 Shares 4,680 Est. Cost $509.88 Unrealized +3.7%

RTX RAYTHEON TECHNOLOGIES CORP 1.9%

Value ($000) $2,262 Shares 31,436 Est. Cost $81.24 Unrealized 0.0%

BN BROOKFIELD CORPORATION 1.9%

Value ($000) $2,227 Shares 71,206 Est. Cost $20.81 Unrealized +6.5%

NTR NUTRIEN LTD 1.8%

Value ($000) $2,169 Shares 35,113 Est. Cost $58.12 Unrealized +0.3%

CBOE CBOE GLOBAL MARKETS INC 1.7%

Value ($000) $1,978 Shares 12,665 Est. Cost $106.14 Unrealized +35.5%

ITW ILLINOIS TOOL WORKS INC 1.6%

Value ($000) $1,849 Shares 8,030 Est. Cost $230.07 Unrealized 0.0%

CVX CHEVRON CORP 1.6%

Value ($000) $1,847 Shares 10,955 Est. Cost $143.24 Unrealized +1.8%

ITOT iSHARES CORE S&P TOTAL US STOCK MARKET ETF 1.1%

Value ($000) $1,287 Shares 13,667 Est. Cost $92.17 Unrealized —

NOC NORTHROP GRUMMAN CORP 1.0%

Value ($000) $1,144 Shares 2,598 Est. Cost $439.96 Unrealized -4.1%

EWY ISHARES MSCI SOUTH KOREA ETF 0.8%

Value ($000) $963 Shares 16,346 Est. Cost $58.94 Unrealized —

CME CME GROUP INC 0.7%

Value ($000) $793 Shares 3,959 Est. Cost $180.18 Unrealized 0.0%

IVV iSHARES CORE S&P 500 ETF 0.6%

Value ($000) $739 Shares 1,722 Est. Cost $385.82 Unrealized —

VTI VANGUARD TOTAL STOCK MARKET ETF 0.6%

Value ($000) $729 Shares 3,432 Est. Cost $211.99 Unrealized —

HD THE HOME DEPOT INC 0.6%

Value ($000) $694 Shares 2,297 Est. Cost $274.76 Unrealized +10.3%

FERG1GBX FERGUSON PLC 0.6%

Value ($000) $693 Shares 4,212 Est. Cost $159.78 Unrealized —

GOOGL ALPHABET INC 'A 0.6%

Value ($000) $688 Shares 5,260 Est. Cost $110.07 Unrealized +16.6%

AMZN AMAZON.COM INC 0.5%

Value ($000) $574 Shares 4,518 Est. Cost $126.91 Unrealized +5.6%

BRK/A BERKSHIRE HATHAWAY INC 'A 0.5%

Value ($000) $531 Shares 1 Est. Cost $366657.40 Unrealized +47.0%

— VECTIVBIO HOLDING 0.4%

Value ($000) $506 Shares 30,000 Est. Cost $8.51 Unrealized —

AAPL APPLE INC 0.3%

Value ($000) $324 Shares 1,890 Est. Cost $176.09 Unrealized +3.0%

CVS CVS HEALTH CORP 0.3%

Value ($000) $314 Shares 4,500 Est. Cost $64.30 Unrealized +0.4%

ZNTL ZENTALIS PHARMACEUTICALS INC 0.3%

Value ($000) $301 Shares 15,000 Est. Cost $25.38 Unrealized 0.0%

IWN ISHARES RUSSELL 2000 VALUE ETF 0.2%

Value ($000) $271 Shares 2,000 Est. Cost $140.80 Unrealized —

XOM EXXON MOBIL CORP 0.2%

Value ($000) $258 Shares 2,196 Est. Cost $99.61 Unrealized +1.4%

DAWN DAY ONE BIOPHARMACEUTICALS INC 0.1%

Value ($000) $147 Shares 12,000 Est. Cost $13.06 Unrealized -0.1%

CRESY CRESUD S A C I F Y ADR 0.1%

Value ($000) $124 Shares 18,571 Est. Cost $6.69 Unrealized —

ARQT ARCUTIS BIOTHERAPEUTICS INC 0.1%

Value ($000) $69 Shares 13,000 Est. Cost $11.10 Unrealized -23.4%

— ALLOVIR INC 0.1%

Value ($000) $65 Shares 30,025 Est. Cost $3.89 Unrealized —

CRH CRH PLC 0.0%

Value ($000) $1 Shares 10,000 Est. Cost $54.36 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
COST	COSTCO WHOLESALE CORP	18,649	$10,536	8.9%	$373.50	+42.5%	Stock	22160K105
BRK/B	BERKSHIRE HATHAWAY INC 'B	28,940	$10,138	8.6%	$265.08	+33.8%	Stock	084670702
SHEL	SHELL PLC	116,216	$7,482	6.4%	$53.86	—	ADR	780259305
APH	AMPHENOL CORP 'A	78,731	$6,613	5.6%	$34.45	+22.3%	Stock	032095101
DHR	DANAHER CORP	24,784	$6,149	5.2%	$221.39	-0.5%	Stock	235851102
MSFT	MICROSOFT CORP	19,377	$6,118	5.2%	$244.30	+32.9%	Stock	594918104
CRH	CRH PLC	97,965	$5,362	4.6%	$54.36	0.0%	Stock	G25508105
MKL	MARKEL CORP	3,367	$4,958	4.2%	$1342.64	+9.0%	Stock	570535104
AURA	AURA BIOSCIENCES INC	526,978	$4,727	4.0%	$14.28	-24.6%	Stock	05153U107
ACN	ACCENTURE PLC 'A	14,989	$4,603	3.9%	$272.89	+11.5%	Stock	G1151C101
IAU	iSHARES GOLD TRUST	123,143	$4,309	3.7%	$36.77	—	ETF	464285204
UNH	UNITEDHEALTH GROUP INC	8,481	$4,276	3.6%	$431.67	+8.9%	Stock	91324P102
CSX	CSX CORP	138,966	$4,273	3.6%	$30.47	+0.4%	Stock	126408103
ALEX	ALEXANDER & BALDWIN INC	251,981	$4,216	3.6%	$17.79	—	REIT	014491104
CAT	CATERPILLAR INC	11,875	$3,242	2.8%	$216.93	+20.5%	Stock	149123101
DE	DEERE & CO	6,402	$2,416	2.1%	$372.20	+6.9%	Stock	244199105
CB	CHUBB LIMITED	11,514	$2,397	2.0%	$202.23	-2.7%	Stock	H1467J104
TMO	THERMO FISHER SCIENTIFIC INC	4,680	$2,369	2.0%	$509.88	+3.7%	Stock	883556102
RTX	RAYTHEON TECHNOLOGIES CORP	31,436	$2,262	1.9%	$81.24	0.0%	Stock	75513E101
BN	BROOKFIELD CORPORATION	71,206	$2,227	1.9%	$20.81	+6.5%	Stock	11271J107
NTR	NUTRIEN LTD	35,113	$2,169	1.8%	$58.12	+0.3%	Stock	67077M108
CBOE	CBOE GLOBAL MARKETS INC	12,665	$1,978	1.7%	$106.14	+35.5%	Stock	12503M108
ITW	ILLINOIS TOOL WORKS INC	8,030	$1,849	1.6%	$230.07	0.0%	Stock	452308109
CVX	CHEVRON CORP	10,955	$1,847	1.6%	$143.24	+1.8%	Stock	166764100
ITOT	iSHARES CORE S&P TOTAL US STOCK MARKET ETF	13,667	$1,287	1.1%	$92.17	—	ETF	464287150
NOC	NORTHROP GRUMMAN CORP	2,598	$1,144	1.0%	$439.96	-4.1%	Stock	666807102
EWY	ISHARES MSCI SOUTH KOREA ETF	16,346	$963	0.8%	$58.94	—	ETF	464286772
CME	CME GROUP INC	3,959	$793	0.7%	$180.18	0.0%	Stock	12572Q105
IVV	iSHARES CORE S&P 500 ETF	1,722	$739	0.6%	$385.82	—	ETF	464287200
VTI	VANGUARD TOTAL STOCK MARKET ETF	3,432	$729	0.6%	$211.99	—	ETF	922908769
HD	THE HOME DEPOT INC	2,297	$694	0.6%	$274.76	+10.3%	Stock	437076102
FERG1GBX	FERGUSON PLC	4,212	$693	0.6%	$159.78	—	Stock	G3421J106
GOOGL	ALPHABET INC 'A	5,260	$688	0.6%	$110.07	+16.6%	Stock	02079K305
AMZN	AMAZON.COM INC	4,518	$574	0.5%	$126.91	+5.6%	Stock	023135106
BRK/A	BERKSHIRE HATHAWAY INC 'A	1	$531	0.5%	$366657.40	+47.0%	Stock	084670108
—	VECTIVBIO HOLDING	30,000	$506	0.4%	$8.51	—	Stock	H9060V101
AAPL	APPLE INC	1,890	$324	0.3%	$176.09	+3.0%	Stock	037833100
CVS	CVS HEALTH CORP	4,500	$314	0.3%	$64.30	+0.4%	Stock	126650100
ZNTL	ZENTALIS PHARMACEUTICALS INC	15,000	$301	0.3%	$25.38	0.0%	Stock	98943L107
IWN	ISHARES RUSSELL 2000 VALUE ETF	2,000	$271	0.2%	$140.80	—	ETF	464287630
XOM	EXXON MOBIL CORP	2,196	$258	0.2%	$99.61	+1.4%	Stock	30231G102
DAWN	DAY ONE BIOPHARMACEUTICALS INC	12,000	$147	0.1%	$13.06	-0.1%	Stock	23954D109
CRESY	CRESUD S A C I F Y ADR	18,571	$124	0.1%	$6.69	—	ADR	226406106
ARQT	ARCUTIS BIOTHERAPEUTICS INC	13,000	$69	0.1%	$11.10	-23.4%	Stock	03969K108
—	ALLOVIR INC	30,025	$65	0.1%	$3.89	—	Stock	019818103
CRH	CRH PLC	10,000	$1	0.0%	$54.36	0.0%	Call	G25508105